Q3 2023 · 13F-HR
CASTLE WEALTH MANAGEMENT LLCholdings as filed
Filed 2023-11-06 · accession 0001936420-23-000004
$140.3M
Reported value
102
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $7.9M | 5.66% | 156,874 | Common | NONE |
| 69374H881 | COWZ | PACER FDS TR | $5.9M | 4.21% | 119,633 | Common | NONE |
| 025072703 | AVDE | AMERICAN CENTY ETF TR | $5.6M | 3.99% | 100,706 | Common | NONE |
| 46434V621 | DGRO | ISHARES TR | $5.2M | 3.71% | 104,337 | Common | NONE |
| 26922B832 | SMIG | ETF SER SOLUTIONS | $5.0M | 3.55% | 218,159 | Common | NONE |
| 69374H873 | ICOW | PACER FDS TR | $4.7M | 3.35% | 157,495 | Common | NONE |
| 464287507 | IJH | ISHARES TR | $4.5M | 3.20% | 17,914 | Common | NONE |
| 025072877 | AVUV | AMERICAN CENTY ETF TR | $4.2M | 2.96% | 53,302 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $4.1M | 2.91% | 23,885 | Common | NONE |
| 025072885 | AVUS | AMERICAN CENTY ETF TR | $3.7M | 2.63% | 50,310 | Common | NONE |
| 46138G649 | QQQM | INVESCO EXCH TRADED FD TR II | $3.5M | 2.49% | 23,693 | Common | NONE |
| 808524755 | FNDF | SCHWAB STRATEGIC TR | $3.4M | 2.45% | 108,364 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $3.3M | 2.34% | 9,166 | Common | NONE |
| 577125792 | MEMX | MATTHEWS ASIA FDS | $3.1M | 2.24% | 123,476 | Common | NONE |
| 464288307 | IMCG | ISHARES TR | $3.1M | 2.22% | 54,329 | Common | NONE |
| 464288562 | REZ | ISHARES TR | $3.1M | 2.20% | 46,346 | Common | NONE |
| 46137V100 | PPA | INVESCO EXCHANGE TRADED FD T | $3.1M | 2.20% | 38,630 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $2.8M | 1.97% | 63,079 | Common | NONE |
| 46436F103 | IAUM | ISHARES GOLD TR | $2.7M | 1.95% | 148,293 | Common | NONE |
| 464287804 | IJR | ISHARES TR | $2.6M | 1.86% | 27,564 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $2.6M | 1.84% | 5,978 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $2.5M | 1.80% | 7,986 | Common | NONE |
| 464287598 | IWD | ISHARES TR | $2.4M | 1.73% | 15,890 | Common | NONE |
| 69374H766 | INDS | PACER FDS TR | $2.1M | 1.47% | 58,898 | Common | NONE |
| 464287408 | IVE | ISHARES TR | $2.0M | 1.40% | 12,725 | Common | NONE |
| 19247L106 | RQI | COHEN & STEERS QUALITY INCOM | $1.8M | 1.31% | 181,980 | Common | NONE |
| 464287622 | IWB | ISHARES TR | $1.7M | 1.23% | 7,302 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $1.7M | 1.22% | 13,446 | Common | NONE |
| 97717Y527 | USFR | WISDOMTREE TR | $1.6M | 1.13% | 31,634 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $1.5M | 1.05% | 9,498 | Common | NONE |
| 92189F106 | GDX | VANECK ETF TRUST | $1.3M | 0.92% | 48,039 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $1.3M | 0.91% | 8,799 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $1.2M | 0.88% | 2,449 | Common | NONE |
| 464287614 | IWF | ISHARES TR | $1.2M | 0.86% | 4,507 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $1.1M | 0.77% | 2,522 | Common | NONE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $982,717 | 0.70% | 50,473 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $979,618 | 0.70% | 7,486 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $946,947 | 0.67% | 7,182 | Common | NONE |
| 92826C839 | V | VISA INC | $945,294 | 0.67% | 4,110 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $942,970 | 0.67% | 17,540 | Common | NONE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $924,781 | 0.66% | 12,717 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $862,165 | 0.61% | 1,710 | Common | NONE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $855,087 | 0.61% | 2,057 | Common | NONE |
| 617446448 | MS | MORGAN STANLEY | $831,238 | 0.59% | 10,178 | Common | NONE |
| 548661107 | LOW | LOWES COS INC | $776,613 | 0.55% | 3,737 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $768,974 | 0.55% | 6,540 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $768,287 | 0.55% | 925 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $766,067 | 0.55% | 5,252 | Common | NONE |
| 921932885 | IVOO | VANGUARD ADMIRAL FDS INC | $719,862 | 0.51% | 8,491 | Common | NONE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $709,118 | 0.51% | 12,378 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $675,618 | 0.48% | 4,007 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $647,480 | 0.46% | 1,146 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $611,828 | 0.44% | 2,038 | Common | NONE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $601,296 | 0.43% | 17,706 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $586,757 | 0.42% | 3,463 | Common | NONE |
| 69374H857 | CALF | PACER FDS TR | $582,716 | 0.42% | 13,974 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $575,350 | 0.41% | 2,184 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $548,551 | 0.39% | 1,261 | Common | NONE |
| 464287309 | IVW | ISHARES TR | $541,111 | 0.39% | 7,883 | Common | NONE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $527,388 | 0.38% | 5,104 | Common | NONE |
| 931142103 | WMT | WALMART INC | $510,396 | 0.36% | 3,191 | Common | NONE |
| 244199105 | DE | DEERE & CO | $494,517 | 0.35% | 1,306 | Common | NONE |
| 921946810 | VIGI | VANGUARD WHITEHALL FDS | $493,461 | 0.35% | 6,918 | Common | NONE |
| 25434V724 | DFUV | DIMENSIONAL ETF TRUST | $491,011 | 0.35% | 14,433 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $477,096 | 0.34% | 14,383 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $466,160 | 0.33% | 1,863 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $463,067 | 0.33% | 1,132 | Common | NONE |
| 126408103 | CSX | CSX CORP | $462,662 | 0.33% | 15,046 | Common | NONE |
| 464287630 | IWN | ISHARES TR | $455,195 | 0.32% | 3,336 | Common | NONE |
| 670346105 | NUE | NUCOR CORP | $437,511 | 0.31% | 2,790 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $417,078 | 0.30% | 1,800 | Common | NONE |
| 464287648 | IWO | ISHARES TR | $397,554 | 0.28% | 1,770 | Common | NONE |
| 464287739 | IYR | ISHARES TR | $395,486 | 0.28% | 5,005 | Common | NONE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $392,274 | 0.28% | 5,796 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $382,782 | 0.27% | 5,554 | Common | NONE |
| 46138J775 | POWA | INVESCO EXCH TRD SLF IDX FD | $379,703 | 0.27% | 5,795 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $370,205 | 0.26% | 3,571 | Common | NONE |
| 46435G425 | ESGU | ISHARES TR | $367,882 | 0.26% | 3,917 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $361,246 | 0.26% | 3,311 | Common | NONE |
| 45782C276 | NJUL | INNOVATOR ETFS TR | $356,261 | 0.25% | 7,013 | Common | NONE |
| 46137V282 | RSPT | INVESCO EXCHANGE TRADED FD T | $354,690 | 0.25% | 12,600 | Common | NONE |
| 45782C680 | PAUG | INNOVATOR ETFS TR | $353,536 | 0.25% | 11,386 | Common | NONE |
| 45782C722 | IJUL | INNOVATOR ETFS TR | $353,487 | 0.25% | 13,884 | Common | NONE |
| 464287499 | IWR | ISHARES TR | $353,444 | 0.25% | 5,080 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $345,875 | 0.25% | 4,888 | Common | NONE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $345,568 | 0.25% | 5,878 | Common | NONE |
| 37954Y673 | PAVE | GLOBAL X FDS | $339,922 | 0.24% | 11,189 | Common | NONE |
| 25434V609 | DFAT | DIMENSIONAL ETF TRUST | $296,254 | 0.21% | 6,484 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $290,062 | 0.21% | 2,253 | Common | NONE |
| 92204A108 | VCR | VANGUARD WORLD FDS | $283,596 | 0.20% | 1,050 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $282,743 | 0.20% | 2,159 | Common | NONE |
| 921946794 | VYMI | VANGUARD WHITEHALL FDS | $270,088 | 0.19% | 4,364 | Common | NONE |
| 464287655 | IWM | ISHARES TR | $257,705 | 0.18% | 1,451 | Common | NONE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $230,503 | 0.16% | 5,565 | Common | NONE |
| 46429B697 | USMV | ISHARES TR | $228,052 | 0.16% | 3,134 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $226,145 | 0.16% | 748 | Common | NONE |
| 33741X102 | SDVY | FIRST TR EXCHANGE-TRADED FD | $217,117 | 0.15% | 7,691 | Common | NONE |
| 33739P855 | FPEI | FIRST TR EXCH TRADED FD III | $212,995 | 0.15% | 12,618 | Common | NONE |
| 46138E743 | PXF | INVESCO EXCH TRADED FD TR II | $210,294 | 0.15% | 4,831 | Common | NONE |
| 19243B102 | CGTX | COGNITION THERAPEUTICS INC | $62,468 | 0.04% | 43,380 | Common | NONE |
| 11777Q209 | BTG | B2GOLD CORP | $30,684 | 0.02% | 10,617 | Common | NONE |
| 83192H106 | SDCCQ | SMILEDIRECTCLUB INC | $4,980 | 0.00% | 12,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.