Q3 2024 · 13F-HR
Sargent Investment Group, LLCholdings as filed
Filed 2024-11-06 · accession 0001951757-24-001179
$556.6M
Reported value
216
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78468R523 | BILS | SPDR SER TR | $54.6M | 9.81% | 548,036 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $36.2M | 6.51% | 155,565 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $20.7M | 3.71% | 48,009 | Common | NONE |
| 78464A409 | SPYG | SPDR SER TR | $20.0M | 3.59% | 240,615 | Common | NONE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $19.8M | 3.56% | 533,367 | Common | NONE |
| 78464A508 | SPYV | SPDR SER TR | $16.4M | 2.94% | 309,356 | Common | NONE |
| 33733E104 | FTCS | FIRST TR EXCHANGE-TRADED FD | $15.4M | 2.76% | 169,228 | Common | NONE |
| 46284V101 | IRM | IRON MTN INC DEL | $15.2M | 2.72% | 127,610 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $13.2M | 2.38% | 59,794 | Common | NONE |
| 91347P105 | OLED | UNIVERSAL DISPLAY CORP | $13.1M | 2.36% | 62,537 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $12.7M | 2.27% | 82,621 | Common | NONE |
| 33734X846 | CIBR | FIRST TR EXCHANGE TRADED FD | $12.3M | 2.22% | 208,466 | Common | NONE |
| 14316J108 | CG | CARLYLE GROUP INC | $12.2M | 2.20% | 283,848 | Common | NONE |
| 138103106 | UTE0 | CANTALOUPE INC | $11.2M | 2.02% | 1,517,243 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $9.8M | 1.76% | 52,539 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $9.8M | 1.75% | 21,213 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $9.3M | 1.67% | 47,162 | Common | NONE |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $9.0M | 1.61% | 323,369 | Common | NONE |
| 78468R663 | BIL | SPDR SER TR | $7.9M | 1.41% | 85,564 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $6.9M | 1.25% | 41,808 | Common | NONE |
| 92647N527 | UITB | VICTORY PORTFOLIOS II | $6.6M | 1.18% | 136,721 | Common | NONE |
| 05368M106 | PPHMEUR | AVID BIOSERVICES INC | $6.4M | 1.14% | 558,630 | Common | NONE |
| 931142103 | WMT | WALMART INC | $6.2M | 1.12% | 76,924 | Common | NONE |
| 30161Q104 | EXEL | EXELIXIS INC | $6.0M | 1.08% | 232,245 | Common | NONE |
| 29270J100 | ERII | ENERGY RECOVERY INC | $5.7M | 1.03% | 328,189 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $5.7M | 1.02% | 46,875 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $5.5M | 0.99% | 32,889 | Common | NONE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $5.4M | 0.97% | 258,440 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $5.3M | 0.94% | 46,091 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $4.9M | 0.89% | 23,408 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $4.7M | 0.85% | 9,526 | Common | NONE |
| 33767E202 | FSV | FIRSTSERVICE CORP NEW | $4.7M | 0.84% | 25,603 | Common | NONE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $4.2M | 0.76% | 206,285 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $4.2M | 0.75% | 24,472 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $3.7M | 0.66% | 4,129 | Common | NONE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $3.6M | 0.65% | 71,630 | Common | NONE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $3.6M | 0.65% | 44,704 | Common | NONE |
| 235851102 | DHR | DANAHER CORPORATION | $3.5M | 0.63% | 12,636 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $3.5M | 0.62% | 21,441 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $2.9M | 0.51% | 7,061 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $2.9M | 0.51% | 19,415 | Common | NONE |
| 19247L106 | RQI | COHEN & STEERS QUALITY INCOM | $2.8M | 0.51% | 201,080 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $2.8M | 0.50% | 4,735 | Common | NONE |
| 369604301 | GE | GE AEROSPACE | $2.8M | 0.50% | 14,627 | Common | NONE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $2.7M | 0.48% | 9,852 | Common | NONE |
| 336917109 | FDL | FIRST TR MORNINGSTAR DIVID L | $2.6M | 0.47% | 62,882 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $2.6M | 0.47% | 22,397 | Common | NONE |
| 23283X206 | CTSO | CYTOSORBENTS CORP | $2.4M | 0.44% | 1,626,247 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $2.4M | 0.42% | 59,601 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $2.4M | 0.42% | 6,029 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $2.3M | 0.42% | 2,626 | Common | NONE |
| 606710200 | MITK | MITEK SYS INC | $2.2M | 0.39% | 251,605 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $2.2M | 0.39% | 12,416 | Common | NONE |
| G54950103 | LIN | LINDE PLC | $2.1M | 0.38% | 4,444 | Common | NONE |
| M68830112 | MDWD | MEDIWOUND LTD | $2.1M | 0.38% | 117,192 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $2.0M | 0.36% | 11,685 | Common | NONE |
| 31428X106 | FDX | FEDEX CORP | $2.0M | 0.36% | 7,235 | Common | NONE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL INDS LTD | $2.0M | 0.35% | 109,300 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $1.9M | 0.35% | 87,339 | Common | NONE |
| 69344A107 | PULS | PGIM ETF TR | $1.9M | 0.34% | 37,500 | Common | NONE |
| 291011104 | EMR | EMERSON ELEC CO | $1.8M | 0.33% | 16,896 | Common | NONE |
| 33738R720 | ROBT | FIRST TR EXCHANGE-TRADED FD | $1.8M | 0.32% | 41,200 | Common | NONE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $1.8M | 0.32% | 3,414 | Common | NONE |
| 86627T108 | SMMT | SUMMIT THERAPEUTICS INC | $1.8M | 0.32% | 80,500 | Common | NONE |
| 345370860 | F | FORD MTR CO | $1.7M | 0.30% | 159,070 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $1.7M | 0.30% | 6,312 | Common | NONE |
| 19248A109 | UTF | COHEN & STEERS INFRASTRUCTUR | $1.6M | 0.28% | 59,785 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $1.4M | 0.25% | 12,470 | Common | NONE |
| 457651107 | INVX | INNOVEX INTERNATIONAL INC | $1.4M | 0.25% | 94,173 | Common | NONE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $1.4M | 0.25% | 2 | Common | NONE |
| 79466L302 | CRM | SALESFORCE INC | $1.4M | 0.25% | 5,019 | Common | NONE |
| 983793100 | XPO | XPO INC | $1.4M | 0.24% | 12,572 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $1.3M | 0.24% | 12,556 | Common | NONE |
| 22530J309 | CREX | CREATIVE REALITIES INC | $1.3M | 0.23% | 284,600 | Common | NONE |
| 571903202 | MAR | MARRIOTT INTL INC NEW | $1.3M | 0.23% | 5,253 | Common | NONE |
| 33739H101 | FTGC | FIRST TR EXCHANGE TRAD FD VI | $1.3M | 0.22% | 52,828 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $1.2M | 0.22% | 5,360 | Common | NONE |
| 015564107 | FRTY | THE ALGER ETF TRUST | $1.2M | 0.22% | 71,087 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $1.2M | 0.21% | 2,013 | Common | NONE |
| 461202103 | INTU | INTUIT | $1.1M | 0.19% | 1,729 | Common | NONE |
| 804395101 | BFS | SAUL CTRS INC | $1.0M | 0.19% | 25,001 | Common | NONE |
| 33733E302 | FDN | FIRST TR EXCHANGE-TRADED FD | $1.0M | 0.19% | 4,880 | Common | NONE |
| 929160109 | VMC | VULCAN MATLS CO | $1.0M | 0.18% | 4,099 | Common | NONE |
| 58733R102 | MELI | MERCADOLIBRE INC | $1.0M | 0.18% | 499 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $1.0M | 0.18% | 5,937 | Common | NONE |
| 98149E303 | GLDM | WORLD GOLD TR | $991,252 | 0.18% | 19,015 | Common | NONE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $966,807 | 0.17% | 6,457 | Common | NONE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $946,249 | 0.17% | 5,767 | Common | NONE |
| 88080T104 | WULF | TERAWULF INC | $940,867 | 0.17% | 201,040 | Common | NONE |
| 577081102 | MAT | MATTEL INC | $933,831 | 0.17% | 49,020 | Common | NONE |
| 36828A101 | GEV | GE VERNOVA INC | $929,338 | 0.17% | 3,645 | Common | NONE |
| 962879102 | WPM | WHEATON PRECIOUS METALS CORP | $928,538 | 0.17% | 15,202 | Common | NONE |
| 88339J105 | TTD | THE TRADE DESK INC | $927,091 | 0.17% | 8,455 | Common | NONE |
| 27616P103 | — | EASTERLY GOVT PPTYS INC | $919,570 | 0.17% | 67,715 | Common | NONE |
| 98978V103 | ZTS | ZOETIS INC | $903,437 | 0.16% | 4,624 | Common | NONE |
| 907818108 | UNP | UNION PAC CORP | $885,849 | 0.16% | 3,594 | Common | NONE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $876,043 | 0.16% | 17,137 | Common | NONE |
| 92826C839 | V | VISA INC | $874,341 | 0.16% | 3,180 | Common | NONE |
| 17888H103 | CIVI | CIVITAS RESOURCES INC | $825,110 | 0.15% | 16,284 | Common | NONE |
| 33734H106 | FVD | FIRST TR VALUE LINE DIVID IN | $818,775 | 0.15% | 17,999 | Common | NONE |
| 00724F101 | ADBE | ADOBE INC | $806,701 | 0.14% | 1,558 | Common | NONE |
| 337738108 | FISV | FISERV INC | $790,460 | 0.14% | 4,400 | Common | NONE |
| 743315103 | PGR | PROGRESSIVE CORP | $789,194 | 0.14% | 3,110 | Common | NONE |
| 855244109 | SBUX | STARBUCKS CORP | $771,633 | 0.14% | 7,915 | Common | NONE |
| 03945R102 | ACHR | ARCHER AVIATION INC | $721,534 | 0.13% | 238,130 | Common | NONE |
| 03743Q108 | APA | APA CORPORATION | $688,916 | 0.12% | 28,165 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $686,550 | 0.12% | 3,980 | Common | NONE |
| 750102105 | RXT | RACKSPACE TECHNOLOGY INC | $661,745 | 0.12% | 270,100 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $637,655 | 0.11% | 21,905 | Common | NONE |
| 87612E106 | TGT | TARGET CORP | $612,062 | 0.11% | 3,927 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $596,836 | 0.11% | 1,021 | Common | NONE |
| 872540109 | TJX | TJX COS INC NEW | $583,586 | 0.10% | 4,965 | Common | NONE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDI | $583,052 | 0.10% | 28,400 | Common | NONE |
| 143658300 | CCL1EUR | CARNIVAL CORP | $564,084 | 0.10% | 30,524 | Common | NONE |
| 670002401 | NVAX | NOVAVAX INC | $515,746 | 0.09% | 40,835 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $512,934 | 0.09% | 1,036 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $508,853 | 0.09% | 2,930 | Common | NONE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $501,946 | 0.09% | 10,055 | Common | NONE |
| 33739Q200 | LMBS | FIRST TR EXCHANGE-TRADED FD | $500,276 | 0.09% | 10,125 | Common | NONE |
| 33738R605 | FV | FIRST TR EXCHANGE-TRADED FD | $499,374 | 0.09% | 8,570 | Common | NONE |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $491,684 | 0.09% | 5,748 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $479,578 | 0.09% | 9,269 | Common | NONE |
| 654106103 | NKE | NIKE INC | $472,675 | 0.08% | 5,347 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $471,760 | 0.08% | 3,886 | Common | NONE |
| 278865100 | ECL | ECOLAB INC | $467,509 | 0.08% | 1,831 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $464,021 | 0.08% | 4,824 | Common | NONE |
| 78464A870 | XBI | SPDR SER TR | $459,420 | 0.08% | 4,650 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $443,318 | 0.08% | 3,243 | Common | NONE |
| 172967424 | C | CITIGROUP INC | $443,020 | 0.08% | 7,077 | Common | NONE |
| 911363109 | URI | UNITED RENTALS INC | $442,922 | 0.08% | 547 | Common | NONE |
| 83001C108 | FUN | SIX FLAGS ENTERTAINMENT CORP | $441,596 | 0.08% | 10,955 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $438,967 | 0.08% | 1,675 | Common | NONE |
| 33734K109 | FEX | FIRST TR LRGE CP CORE ALPHA | $433,863 | 0.08% | 4,165 | Common | NONE |
| 90384S303 | ULTA | ULTA BEAUTY INC | $432,312 | 0.08% | 1,111 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $416,332 | 0.07% | 789 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $410,730 | 0.07% | 664 | Common | NONE |
| 36242H104 | XGDVX | GABELLI DIVID & INCOME TR | $409,538 | 0.07% | 16,750 | Common | NONE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $401,118 | 0.07% | 2,497 | Common | NONE |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $393,239 | 0.07% | 2,689 | Common | NONE |
| 25401T603 | DBRG | DIGITALBRIDGE GROUP INC | $390,624 | 0.07% | 27,645 | Common | NONE |
| G0403H108 | AON | AON PLC | $386,471 | 0.07% | 1,117 | Common | NONE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $372,419 | 0.07% | 3,230 | Common | NONE |
| 33734X176 | FXL | FIRST TR EXCHANGE TRADED FD | $370,875 | 0.07% | 2,675 | Common | NONE |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $366,282 | 0.07% | 1,575 | Common | NONE |
| 464286822 | EWW | ISHARES INC | $358,783 | 0.06% | 6,680 | Common | NONE |
| 863667101 | SYK | STRYKER CORPORATION | $355,841 | 0.06% | 985 | Common | NONE |
| 97717W570 | EZM | WISDOMTREE TR | $355,650 | 0.06% | 5,705 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $351,141 | 0.06% | 612 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $350,080 | 0.06% | 4,752 | Common | NONE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $349,510 | 0.06% | 1,263 | Common | NONE |
| 032095101 | APH | AMPHENOL CORP NEW | $348,280 | 0.06% | 5,345 | Common | NONE |
| 36266G107 | GEHC | GE HEALTHCARE TECHNOLOGIES I | $347,151 | 0.06% | 3,699 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $339,609 | 0.06% | 1,054 | Common | NONE |
| 775711104 | ROL | ROLLINS INC | $338,380 | 0.06% | 6,690 | Common | NONE |
| 704326107 | PAYX | PAYCHEX INC | $335,207 | 0.06% | 2,498 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $333,134 | 0.06% | 1,094 | Common | NONE |
| H1467J104 | CB | CHUBB LIMITED | $330,495 | 0.06% | 1,146 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $329,203 | 0.06% | 1,963 | Common | NONE |
| 817565104 | SCI | SERVICE CORP INTL | $327,007 | 0.06% | 4,143 | Common | NONE |
| 219350105 | GLW | CORNING INC | $315,824 | 0.06% | 6,995 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $314,199 | 0.06% | 1,520 | Common | NONE |
| 806857108 | SLB | SCHLUMBERGER LTD | $306,571 | 0.06% | 7,308 | Common | NONE |
| 05352A100 | AVTR | AVANTOR INC | $303,921 | 0.05% | 11,748 | Common | NONE |
| 92189H201 | ITM | VANECK ETF TRUST | $301,982 | 0.05% | 6,432 | Common | NONE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $299,183 | 0.05% | 609 | Common | NONE |
| 01973R101 | ALSN | ALLISON TRANSMISSION HLDGS I | $292,821 | 0.05% | 3,048 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $290,009 | 0.05% | 6,943 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $289,304 | 0.05% | 5,436 | Common | NONE |
| 038222105 | AMAT | APPLIED MATLS INC | $285,901 | 0.05% | 1,415 | Common | NONE |
| 743606105 | PB | PROSPERITY BANCSHARES INC | $285,397 | 0.05% | 3,960 | Common | NONE |
| 576810303 | MTNB | MATINAS BIOPHARMA HLDGS INC | $284,050 | 0.05% | 80,240 | Common | NONE |
| 909907107 | UBSI | UNITED BANKSHARES INC WEST V | $283,630 | 0.05% | 7,645 | Common | NONE |
| 032654105 | ADI | ANALOG DEVICES INC | $283,109 | 0.05% | 1,230 | Common | NONE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $282,499 | 0.05% | 3,342 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $281,415 | 0.05% | 3,365 | Common | NONE |
| 33734X135 | FXO | FIRST TR EXCHANGE TRADED FD | $281,215 | 0.05% | 5,500 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $276,870 | 0.05% | 6,165 | Common | NONE |
| 464287689 | IWV | ISHARES TR | $267,265 | 0.05% | 818 | Common | NONE |
| 87650L103 | TARS | TARSUS PHARMACEUTICALS INC | $266,179 | 0.05% | 8,093 | Common | NONE |
| 87911L108 | THW | ABRDN WORLD HEALTHCARE FUND | $265,400 | 0.05% | 20,000 | Common | NONE |
| 031100100 | AME | AMETEK INC | $260,656 | 0.05% | 1,518 | Common | NONE |
| 126650100 | CVS | CVS HEALTH CORP | $255,733 | 0.05% | 4,067 | Common | NONE |
| 171484108 | CHDN | CHURCHILL DOWNS INC | $255,547 | 0.05% | 1,890 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $245,402 | 0.04% | 3,415 | Common | NONE |
| 04965B100 | ATOM | ATOMERA INC | $244,445 | 0.04% | 92,945 | Common | NONE |
| 446413106 | HII | HUNTINGTON INGALLS INDS INC | $241,908 | 0.04% | 915 | Common | NONE |
| 78351F107 | RYAN | RYAN SPECIALTY HOLDINGS INC | $235,950 | 0.04% | 3,554 | Common | NONE |
| 81762P102 | NOW | SERVICENOW INC | $235,225 | 0.04% | 263 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $235,158 | 0.04% | 688 | Common | NONE |
| 67103H107 | ORLY | OREILLY AUTOMOTIVE INC | $233,775 | 0.04% | 203 | Common | NONE |
| 806407102 | HSIC | HENRY SCHEIN INC | $232,551 | 0.04% | 3,190 | Common | NONE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $232,296 | 0.04% | 2,384 | Common | NONE |
| 353514102 | FELE | FRANKLIN ELEC INC | $231,023 | 0.04% | 2,204 | Common | NONE |
| 053484101 | AVB | AVALONBAY CMNTYS INC | $230,881 | 0.04% | 1,025 | Common | NONE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $225,742 | 0.04% | 1,260 | Common | NONE |
| 842587107 | SO | SOUTHERN CO | $222,474 | 0.04% | 2,467 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $218,700 | 0.04% | 7,557 | Common | NONE |
| 890516107 | TR | TOOTSIE ROLL INDS INC | $216,308 | 0.04% | 6,984 | Common | NONE |
| 50101L106 | DNUT | KRISPY KREME INC | $214,800 | 0.04% | 20,000 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $212,781 | 0.04% | 300 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $212,370 | 0.04% | 750 | Common | NONE |
| 670100205 | NVO | NOVO-NORDISK A S | $211,468 | 0.04% | 1,776 | Common | NONE |
| 464287556 | IBB | ISHARES TR | $210,974 | 0.04% | 1,449 | Common | NONE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $204,439 | 0.04% | 2,620 | Common | NONE |
| H8817H100 | RIG | TRANSOCEAN LTD | $163,073 | 0.03% | 38,370 | Common | NONE |
| 47973J102 | JYNT | JOINT CORP | $122,179 | 0.02% | 10,680 | Common | NONE |
| 00973N102 | AKTSQ | AKOUSTIS TECHNOLOGIES INC | $96,105 | 0.02% | 1,073,800 | Common | NONE |
| 75955J402 | RLMD | RELMADA THERAPEUTICS INC | $69,530 | 0.01% | 21,460 | Common | NONE |
| 761330109 | RVNCEUR | REVANCE THERAPEUTICS INC | $66,079 | 0.01% | 12,732 | Common | NONE |
| 19249H103 | CHRS | COHERUS BIOSCIENCES INC | $44,855 | 0.01% | 43,130 | Common | NONE |
| 674870506 | OPTT | OCEAN PWR TECHNOLOGIES INC | $31,160 | 0.01% | 200,000 | Common | NONE |
| 09609G100 | — | BLUEBIRD BIO INC | $20,009 | 0.00% | 38,515 | Common | NONE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $18,064 | 0.00% | 15,308 | Common | NONE |
| 690145107 | OMGBP | OUTSET MED INC | $17,469 | 0.00% | 25,804 | Common | NONE |
| 87968A104 | TELLEUR | TELLURIAN INC NEW | $14,520 | 0.00% | 15,000 | Common | NONE |
| 04746L104 | — | ATHIRA PHARMA INC | $8,704 | 0.00% | 19,516 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.