Q1 2024 · 13F-HR
Goodwin Investment Advisoryholdings as filed
Filed 2024-05-06 · accession 0001986152-24-000014
$215.8M
Reported value
209
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 316092352 | FBCG | FIDELITY COVINGTON TRUST | $70.4M | 32.6% | 1,831,239 | Common | NONE |
| 316092782 | FVAL | FIDELITY COVINGTON TRUST | $43.7M | 20.2% | 765,237 | Common | NONE |
| 316188309 | FBND | FIDELITY MERRIMACK STR TR | $25.5M | 11.8% | 562,032 | Common | NONE |
| 464287499 | IWR | ISHARES TR | $18.3M | 8.50% | 218,212 | Common | NONE |
| 922908611 | VBR | VANGUARD INDEX FDS | $10.8M | 5.00% | 56,188 | Common | NONE |
| 46435G425 | ESGU | ISHARES TR | $5.7M | 2.64% | 49,484 | Common | NONE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $5.3M | 2.48% | 102,426 | Common | NONE |
| 72201R866 | MUNI | PIMCO ETF TR | $4.9M | 2.26% | 93,131 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $3.3M | 1.53% | 6,850 | Common | NONE |
| 92189H201 | ITM | VANECK ETF TRUST | $2.9M | 1.33% | 61,526 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $2.5M | 1.15% | 4,731 | Common | NONE |
| 922908595 | VBK | VANGUARD INDEX FDS | $2.2M | 1.01% | 8,375 | Common | NONE |
| 46137V233 | XLG | INVESCO EXCHANGE TRADED FD T | $1.9M | 0.90% | 46,048 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $1.9M | 0.90% | 5,628 | Common | NONE |
| 816300107 | SIGI | SELECTIVE INS GROUP INC | $1.8M | 0.84% | 16,650 | Common | NONE |
| 464288521 | USRT | ISHARES TR | $1.5M | 0.68% | 27,148 | Common | NONE |
| 464287630 | IWN | ISHARES TR | $1.0M | 0.47% | 6,378 | Common | NONE |
| 46641Q753 | JVAL | J P MORGAN EXCHANGE TRADED F | $986,052 | 0.46% | 23,691 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $853,521 | 0.40% | 3,416 | Common | NONE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $656,632 | 0.30% | 12,976 | Common | NONE |
| 064058100 | BK | BANK NEW YORK MELLON CORP | $653,641 | 0.30% | 11,344 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $452,264 | 0.21% | 1,179 | Common | NONE |
| 464287887 | IJT | ISHARES TR | $446,181 | 0.21% | 3,413 | Common | NONE |
| 464287804 | IJR | ISHARES TR | $372,830 | 0.17% | 3,373 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $362,165 | 0.17% | 2,112 | Common | NONE |
| 05464T104 | AXSM | AXSOME THERAPEUTICS INC | $338,431 | 0.16% | 4,241 | Common | NONE |
| 464287408 | IVE | ISHARES TR | $337,378 | 0.16% | 1,806 | Common | NONE |
| 46435G409 | IVLU | ISHARES TR | $265,616 | 0.12% | 9,409 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $262,487 | 0.12% | 1,010 | Common | NONE |
| 464287291 | IXN | ISHARES TR | $234,529 | 0.11% | 3,135 | Common | NONE |
| 464288885 | EFG | ISHARES TR | $213,807 | 0.10% | 2,060 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $203,345 | 0.09% | 447 | Common | NONE |
| 46432F388 | VLUE | ISHARES TR | $201,564 | 0.09% | 1,861 | Common | NONE |
| 532457108 | LLY | ELI LILLY &CO | $194,490 | 0.09% | 250 | Common | NONE |
| 501044101 | KR | KROGER CO | $171,218 | 0.08% | 2,997 | Common | NONE |
| 78464A284 | HYMB | SPDR SER TR | $151,493 | 0.07% | 5,897 | Common | NONE |
| 464287507 | IJH | ISHARES TR | $140,005 | 0.06% | 2,305 | Common | NONE |
| 464287796 | IYE | ISHARES TR | $136,838 | 0.06% | 2,770 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $132,234 | 0.06% | 469 | Common | NONE |
| 46138E537 | PZA | INVESCO EXCH TRADED FD TR II | $126,561 | 0.06% | 5,311 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $123,931 | 0.06% | 705 | Common | NONE |
| 46429B697 | USMV | ISHARES TR | $121,274 | 0.06% | 1,451 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $115,361 | 0.05% | 274 | Common | NONE |
| 46435U218 | SUSL | ISHARES TR | $113,370 | 0.05% | 1,208 | Common | NONE |
| 001055102 | AFL | AFLAC INC | $111,446 | 0.05% | 1,298 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $110,492 | 0.05% | 681 | Common | NONE |
| 842587107 | SO | SOUTHERN CO | $110,336 | 0.05% | 1,538 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $109,562 | 0.05% | 299 | Common | NONE |
| 464287176 | TIP | ISHARES TR | $101,649 | 0.05% | 946 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $97,292 | 0.05% | 837 | Common | NONE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $93,035 | 0.04% | 962 | Common | NONE |
| 46432F339 | QUAL | ISHARES TR | $91,871 | 0.04% | 559 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $91,005 | 0.04% | 520 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $86,762 | 0.04% | 481 | Common | NONE |
| 922908744 | VTV | VANGUARD INDEX FDS | $86,641 | 0.04% | 532 | Common | NONE |
| 46432F834 | IXUS | ISHARES TR | $83,807 | 0.04% | 1,235 | Common | NONE |
| 247361702 | DAL | DELTA AIR LINES INC DEL | $76,592 | 0.04% | 1,600 | Common | NONE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $71,722 | 0.03% | 315 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $70,108 | 0.03% | 385 | Common | NONE |
| 478160104 | JNJ | JOHNSON &JOHNSON | $67,072 | 0.03% | 424 | Common | NONE |
| 25278X109 | FANG | DIAMONDBACK ENERGY INC | $65,639 | 0.03% | 331 | Common | NONE |
| 78463X509 | SPEM | SPDR INDEX SHS FDS | $61,884 | 0.03% | 1,710 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $60,733 | 0.03% | 100 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $59,997 | 0.03% | 981 | Common | NONE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $57,451 | 0.03% | 638 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $54,556 | 0.03% | 480 | Common | NONE |
| 23345M107 | DTM | DT MIDSTREAM INC | $53,768 | 0.02% | 880 | Common | NONE |
| 244199105 | DE | DEERE &CO | $51,753 | 0.02% | 126 | Common | NONE |
| 988498101 | YUM | YUM BRANDS INC | $50,468 | 0.02% | 364 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $50,170 | 0.02% | 1,000 | Common | NONE |
| 464287622 | IWB | ISHARES TR | $44,932 | 0.02% | 156 | Common | NONE |
| 303075105 | FDS | FACTSET RESH SYS INC | $44,075 | 0.02% | 97 | Common | NONE |
| 427866108 | HSY | HERSHEY CO | $43,957 | 0.02% | 226 | Common | NONE |
| 86765K109 | SUN | SUNOCO LP/SUNOCO FIN CORP | $40,943 | 0.02% | 679 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $40,459 | 0.02% | 1,458 | Common | NONE |
| 780087102 | RY | ROYAL BK CDA | $39,668 | 0.02% | 393 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $38,846 | 0.02% | 80 | Common | NONE |
| 345370860 | F | FORD MTR CO DEL | $37,737 | 0.02% | 2,841 | Common | NONE |
| 032654105 | ADI | ANALOG DEVICES INC | $35,602 | 0.02% | 180 | Common | NONE |
| 37940X102 | GPN | GLOBAL PMTS INC | $34,216 | 0.02% | 256 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $33,347 | 0.02% | 262 | Common | NONE |
| 866796105 | SLF | SUN LIFE FINANCIAL INC. | $33,239 | 0.02% | 609 | Common | NONE |
| 464287309 | IVW | ISHARES TR | $33,016 | 0.02% | 391 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $32,953 | 0.02% | 63 | Common | NONE |
| 00206R102 | T | AT&T INC | $29,356 | 0.01% | 1,668 | Common | NONE |
| 548661107 | LOW | LOWES COS INC | $29,039 | 0.01% | 114 | Common | NONE |
| 381430180 | GSID | GOLDMAN SACHS ETF TR | $28,445 | 0.01% | 501 | Common | NONE |
| 369550108 | GD | GENERAL DYNAMICS CORP | $28,249 | 0.01% | 100 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $28,010 | 0.01% | 31 | Common | NONE |
| 464287234 | EEM | ISHARES TR | $27,975 | 0.01% | 681 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $26,582 | 0.01% | 911 | Common | NONE |
| 565849106 | MRO* | MARATHON OIL CORP | $25,534 | 0.01% | 901 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $23,520 | 0.01% | 336 | Common | NONE |
| 00214Q203 | ARKQ | ARK ETF TR | $23,063 | 0.01% | 422 | Common | NONE |
| 372460105 | GPC | GENUINE PARTS CO | $22,309 | 0.01% | 144 | Common | NONE |
| 126650100 | CVS | CVS HEALTH CORP | $21,614 | 0.01% | 271 | Common | NONE |
| 33733E104 | FTCS | FIRST TR EXCHANGE-TRADED FD | $21,412 | 0.01% | 250 | Common | NONE |
| 783549108 | R | RYDER SYS INC | $21,033 | 0.01% | 175 | Common | NONE |
| 075887109 | BDX | BECTON DICKINSON &CO | $21,033 | 0.01% | 85 | Common | NONE |
| 464287150 | ITOT | ISHARES TR | $21,014 | 0.01% | 182 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $20,797 | 0.01% | 227 | Common | NONE |
| 718546104 | PSX | PHILLIPS 66 | $20,744 | 0.01% | 127 | Common | NONE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $20,712 | 0.01% | 149 | Common | NONE |
| 464288588 | MBB | ISHARES TR | $20,609 | 0.01% | 223 | Common | NONE |
| 749685103 | RPM | RPM INTL INC | $20,340 | 0.01% | 171 | Common | NONE |
| 00214Q104 | ARKK | ARK ETF TR | $20,246 | 0.01% | 404 | Common | NONE |
| 655844108 | NSC | NORFOLK SOUTHN CORP | $19,115 | 0.01% | 75 | Common | NONE |
| 316092857 | FREL | FIDELITY COVINGTON TRUST | $18,732 | 0.01% | 718 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $18,204 | 0.01% | 41 | Common | NONE |
| 46434G863 | ESGE | ISHARES INC | $18,016 | 0.01% | 559 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $17,997 | 0.01% | 36 | Common | NONE |
| 74347X864 | UPRO | PROSHARES TR | $17,778 | 0.01% | 252 | Common | NONE |
| 689648103 | OTTR | OTTER TAIL CORP | $15,997 | 0.01% | 185 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $15,772 | 0.01% | 69 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $15,226 | 0.01% | 100 | Common | NONE |
| 89417E109 | TRV | TRAVELERS COMPANIES INC | $14,728 | 0.01% | 64 | Common | NONE |
| 464288620 | USIG | ISHARES TR | $14,723 | 0.01% | 290 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $14,683 | 0.01% | 120 | Common | NONE |
| 464288273 | SCZ | ISHARES TR | $14,565 | 0.01% | 230 | Common | NONE |
| 464287762 | IYH | ISHARES TR | $14,546 | 0.01% | 235 | Common | NONE |
| 055622104 | BP | BP PLC | $14,167 | 0.01% | 376 | Common | NONE |
| 049560105 | ATO | ATMOS ENERGY CORP | $14,026 | 0.01% | 118 | Common | NONE |
| 98850P109 | YUMC | YUM CHINA HLDGS INC | $13,966 | 0.01% | 351 | Common | NONE |
| 464287655 | IWM | ISHARES TR | $13,248 | 0.01% | 63 | Common | NONE |
| 78468R606 | SPHY | SPDR SER TR | $12,832 | 0.01% | 547 | Common | NONE |
| 26614N102 | DD | DUPONT DE NEMOURS INC | $12,803 | 0.01% | 167 | Common | NONE |
| 40434L105 | HPQ | HP INC | $12,511 | 0.01% | 414 | Common | NONE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $12,487 | 0.01% | 50 | Common | NONE |
| 620076307 | MSI | MOTOROLA SOLUTIONS INC | $12,069 | 0.01% | 34 | Common | NONE |
| 747619104 | NX | QUANEX BLDG PRODS CORP | $11,990 | 0.01% | 312 | Common | NONE |
| 92189F676 | SMH | VANECK ETF TRUST | $11,249 | 0.01% | 50 | Common | NONE |
| 34964C106 | FBIN | FORTUNE BRANDS INNOVATIONS I | $11,091 | 0.01% | 131 | Common | NONE |
| 260557103 | DOW | DOW INC | $10,948 | 0.01% | 189 | Common | NONE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $10,848 | 0.01% | 200 | Common | NONE |
| 464288653 | TLH | ISHARES TR | $10,818 | 0.01% | 103 | Common | NONE |
| 95058W100 | WEN | WENDYS CO | $10,437 | 0.00% | 554 | Common | NONE |
| 921910816 | MGK | VANGUARD WORLD FD | $10,418 | 0.00% | 36 | Common | NONE |
| 09290C509 | LCTU | BLACKROCK ETF TRUST | $10,218 | 0.00% | 178 | Common | NONE |
| 09225M101 | BSM | BLACK STONE MINERALS L P | $9,803 | 0.00% | 613 | Common | NONE |
| H17182108 | CRSP | CRISPR THERAPEUTICS AG | $9,201 | 0.00% | 135 | Common | NONE |
| 31428X106 | FDX | FEDEX CORP | $8,995 | 0.00% | 31 | Common | NONE |
| 19239V302 | CCOI | COGENT COMMUNICATIONS HLDGS | $8,819 | 0.00% | 135 | Common | NONE |
| 12740C103 | CADE | CADENCE BANK | $8,671 | 0.00% | 299 | Common | NONE |
| 56585A102 | MPC | MARATHON PETE CORP | $8,463 | 0.00% | 42 | Common | NONE |
| 464288158 | SUB | ISHARES TR | $8,273 | 0.00% | 79 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FD | $7,845 | 0.00% | 29 | Common | NONE |
| 044186104 | ASH | ASHLAND INC | $7,692 | 0.00% | 79 | Common | NONE |
| 464288570 | DSI | ISHARES TR | $7,661 | 0.00% | 76 | Common | NONE |
| 500754106 | KHC | KRAFT HEINZ CO | $7,638 | 0.00% | 207 | Common | NONE |
| 33733E302 | FDN | FIRST TR EXCHANGE-TRADED FD | $7,588 | 0.00% | 37 | Common | NONE |
| 904767704 | — | UNILEVER PLC | $7,528 | 0.00% | 150 | Common | NONE |
| 46435G193 | SUSC | ISHARES TR | $7,402 | 0.00% | 322 | Common | NONE |
| 22052L104 | CTVA | CORTEVA INC | $7,324 | 0.00% | 127 | Common | NONE |
| 46435U549 | EAGG | ISHARES TR | $7,200 | 0.00% | 153 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $6,935 | 0.00% | 159 | Common | NONE |
| 464289867 | AOR | ISHARES TR | $6,680 | 0.00% | 120 | Common | NONE |
| 09247X101 | BLKCHF | BLACKROCK INC | $6,669 | 0.00% | 8 | Common | NONE |
| 126408103 | CSX | CSX CORP | $6,338 | 0.00% | 171 | Common | NONE |
| 29786A106 | ETSY | ETSY INC | $6,253 | 0.00% | 91 | Common | NONE |
| 46436E767 | USXF | ISHARES TR | $6,001 | 0.00% | 133 | Common | NONE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $5,986 | 0.00% | 15 | Common | NONE |
| 46138G649 | QQQM | INVESCO EXCH TRADED FD TR II | $5,209 | 0.00% | 29 | Common | NONE |
| 30212P303 | EXPE | EXPEDIA GROUP INC | $5,096 | 0.00% | 37 | Common | NONE |
| 37954Y632 | AIQ | GLOBAL X FDS | $5,094 | 0.00% | 150 | Common | NONE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $5,084 | 0.00% | 37 | Common | NONE |
| 704326107 | PAYX | PAYCHEX INC | $5,034 | 0.00% | 41 | Common | NONE |
| 464288281 | EMB | ISHARES TR | $5,021 | 0.00% | 56 | Common | NONE |
| 87612E106 | TGT | TARGET CORP | $4,607 | 0.00% | 26 | Common | NONE |
| 446150104 | HBAN | HUNTINGTON BANCSHARES INC | $4,240 | 0.00% | 304 | Common | NONE |
| 464287374 | IGE | ISHARES TR | $4,049 | 0.00% | 90 | Common | NONE |
| 94106L109 | WM | WASTE MGMT INC DEL | $4,049 | 0.00% | 19 | Common | NONE |
| 46436E619 | EUSB | ISHARES TR | $3,940 | 0.00% | 92 | Common | NONE |
| 81211K100 | SDA | SEALED AIR CORP NEW | $3,868 | 0.00% | 104 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE &CO | $3,605 | 0.00% | 18 | Common | NONE |
| 46436E759 | DMXF | ISHARES TR | $3,338 | 0.00% | 49 | Common | NONE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $3,303 | 0.00% | 57 | Common | NONE |
| 42824C109 | HPE | HEWLETT PACKARD ENTERPRISE C | $3,226 | 0.00% | 182 | Common | NONE |
| 464287549 | IGM | ISHARES TR | $3,102 | 0.00% | 36 | Common | NONE |
| 668771108 | GEN | GEN DIGITAL INC | $2,979 | 0.00% | 133 | Common | NONE |
| 25400Q105 | DJT | TRUMP MEDIA &TECHNOLOGY GRO | $2,684 | 0.00% | 43 | Common | NONE |
| 464288877 | EFV | ISHARES TR | $2,611 | 0.00% | 48 | Common | NONE |
| 020002101 | ALL | ALLSTATE CORP | $2,595 | 0.00% | 15 | Common | NONE |
| 57638P104 | MBC | MASTERBRAND INC | $2,398 | 0.00% | 128 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $2,263 | 0.00% | 15 | Common | NONE |
| 577081102 | MAT | MATTEL INC | $2,159 | 0.00% | 109 | Common | NONE |
| 464289859 | AOA | ISHARES TR | $1,994 | 0.00% | 27 | Common | NONE |
| 009158106 | APD | AIR PRODS &CHEMS INC | $1,938 | 0.00% | 8 | Common | NONE |
| 09290C608 | LCTD | BLACKROCK ETF TRUST | $1,826 | 0.00% | 40 | Common | NONE |
| 92552R406 | PRSU | VIAD CORP | $1,777 | 0.00% | 45 | Common | NONE |
| 88076W103 | TDC | TERADATA CORP DEL | $1,662 | 0.00% | 43 | Common | NONE |
| 012653101 | ALB | ALBEMARLE CORP | $1,317 | 0.00% | 10 | Common | NONE |
| 23355L106 | DXC | DXC TECHNOLOGY CO | $1,315 | 0.00% | 62 | Common | NONE |
| 358029106 | FMS | FRESENIUS MEDICAL CARE AG | $1,195 | 0.00% | 62 | Common | NONE |
| 464287770 | IYG | ISHARES TR | $1,193 | 0.00% | 18 | Common | NONE |
| 92047W101 | VVV | VALVOLINE INC | $1,025 | 0.00% | 23 | Common | NONE |
| 46432F842 | IEFA | ISHARES TR | $964 | 0.00% | 13 | Common | NONE |
| 46434V613 | IUSB | ISHARES TR | $957 | 0.00% | 21 | Common | NONE |
| 833635105 | SQM | SOCIEDAD QUIMICA Y MINERA DE | $934 | 0.00% | 19 | Common | NONE |
| 302491303 | FMC | FMC CORP | $764 | 0.00% | 12 | Common | NONE |
| 72201R403 | TIPZ | PIMCO ETF TR | $746 | 0.00% | 14 | Common | NONE |
| 464288810 | IHI | ISHARES TR | $703 | 0.00% | 12 | Common | NONE |
| 163851108 | CC | CHEMOURS CO | $525 | 0.00% | 20 | Common | NONE |
| 29082K105 | EMBC | EMBECTA CORP | $504 | 0.00% | 38 | Common | NONE |
| 980228308 | WDS | WOODSIDE ENERGY GROUP LTD | $479 | 0.00% | 24 | Common | NONE |
| 89832Q109 | TFC | TRUIST FINL CORP | $233 | 0.00% | 6 | Common | NONE |
| 464286533 | EEMV | ISHARES INC | $226 | 0.00% | 4 | Common | NONE |
| G0508H110 | ALTMEUR | ARCADIUM LITHIUM PLC | $112 | 0.00% | 26 | Common | NONE |
| 256163106 | DOCU | DOCUSIGN INC | $59 | 0.00% | 1 | Common | NONE |
| 565788106 | MARA | MARATHON DIGITAL HOLDINGS IN | $45 | 0.00% | 2 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.