Q3 2023 · 13F-HR
Hilton Capital Management, LLCholdings as filed
Filed 2023-11-13 · accession 0001999371-23-000092
$750.6M
Reported value
123
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 92206C102 | VGSH | VANGUARD SHORT TERM TREASURY | $57.1M | 7.61% | 992,069 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD S/T CORP BOND ETF | $54.6M | 7.28% | 727,193 | Common | SOLE |
| 464288661 | IEI | ISHARES 3-7 YR TREASURY BD ETF | $53.6M | 7.14% | 473,308 | Common | SOLE |
| 808524854 | SCHR | SCHWAB INTERMEDIATE-TERM US TREASURY | $46.0M | 6.13% | 959,558 | Common | SOLE |
| 47103U845 | JAAA | JANUS HENDERSON AAA CLO ETF | $44.0M | 5.86% | 874,520 | Common | SOLE |
| 81369Y852 | XLC | COMMUNICATIONS SERVICES SELECT SPDR FUND | $37.8M | 5.04% | 577,149 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT | $34.3M | 4.57% | 108,718 | Common | SOLE |
| 81369Y506 | XLE | ENERGY SELECT SECTOR SPDR | $29.1M | 3.87% | 321,757 | Common | SOLE |
| 78467V608 | SRLN | SPDR BLACKSTONESENIOR LOAN ETF | $27.8M | 3.70% | 662,021 | Common | SOLE |
| 037833100 | AAPL | APPLE INC. | $25.2M | 3.35% | 146,977 | Common | SOLE |
| 92206C870 | VCIT | VANGUARD INT-TERM CORP BOND ETF | $21.3M | 2.84% | 280,957 | Common | SOLE |
| 046353108 | AZNN | ASTRAZENECA PLC | $13.8M | 1.83% | 203,174 | Common | SOLE |
| 099502106 | BAH | BOOZ ALLEN HAMILTON HOLDINGS | $12.3M | 1.64% | 112,902 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $11.8M | 1.57% | 92,840 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $11.0M | 1.47% | 205,496 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $10.6M | 1.41% | 21,049 | Common | SOLE |
| 760759100 | RSG | REPUBLIC SERVICES, INC. | $10.6M | 1.41% | 74,385 | Common | SOLE |
| 580135101 | MCD | MCDONALDSA CORP | $10.5M | 1.40% | 39,857 | Common | SOLE |
| 78468R663 | BIL | SPDR BLOOMBERG 1-3 MONTH T BILL | $10.5M | 1.40% | 114,303 | Common | SOLE |
| 931142103 | WMT | WAL MART STORES INC | $10.5M | 1.40% | 65,614 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC | $10.3M | 1.37% | 33,601 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $9.8M | 1.31% | 58,106 | Common | SOLE |
| 884903709 | — | THOMSON REUTERS CORP | $9.8M | 1.31% | 80,445 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $9.6M | 1.28% | 171,209 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC -CL C | $9.0M | 1.19% | 67,910 | Common | SOLE |
| 09260D107 | BX | BLACKSTONE GROUP LP | $8.4M | 1.12% | 78,450 | Common | SOLE |
| 872540109 | TJX | TJX COMPANIES INC | $8.1M | 1.08% | 91,091 | Common | SOLE |
| 00162Q452 | AMLP | ALERIAN MLP ETF | $8.1M | 1.07% | 190,982 | Common | SOLE |
| 03990B101 | ARES | ARES MANAGEMENT CORP | $8.0M | 1.06% | 77,306 | Common | SOLE |
| 92826C839 | V | VISA INC | $7.7M | 1.02% | 33,403 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORP | $7.6M | 1.01% | 17,500 | Common | SOLE |
| 892356106 | TSCO | TRACTOR SUPPLY COMPANY | $6.9M | 0.91% | 33,802 | Common | SOLE |
| 532457108 | LLY | LILLY, ELI AND COMPANY | $6.8M | 0.90% | 12,567 | Common | SOLE |
| 075887109 | BDX | BECTON DICKINSON & CO | $6.7M | 0.89% | 25,725 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TRUST UNIT SER 1 | $6.1M | 0.82% | 17,110 | Common | SOLE |
| 46625H100 | JPM | J P MORGAN CHASE & CO | $5.8M | 0.78% | 40,142 | Common | SOLE |
| 654106103 | NKE | NIKE INC - CL B | $5.7M | 0.77% | 60,070 | Common | SOLE |
| 670100205 | NVO | NOVO-NORDISK A S ADR | $5.4M | 0.72% | 59,159 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATERIALS INC. | $5.2M | 0.69% | 37,201 | Common | SOLE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $5.1M | 0.67% | 260,090 | Common | SOLE |
| 98956P102 | ZBH | ZIMMER BIOMET HLDGS | $5.0M | 0.67% | 44,994 | Common | SOLE |
| 58933Y105 | MRK | MERCK & COMPANY | $4.8M | 0.64% | 46,648 | Common | SOLE |
| 579780206 | MKC | MCCORMICK & CO Non Voting | $4.7M | 0.62% | 61,963 | Common | SOLE |
| 704326107 | PAYX | PAYCHEX INC | $4.7M | 0.62% | 40,506 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR-SP ADR | $4.6M | 0.61% | 52,498 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $4.5M | 0.59% | 13,784 | Common | SOLE |
| 74347B714 | — | PROSHARES SHORT QQQ | $4.1M | 0.54% | 372,620 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | $3.7M | 0.49% | 134,509 | Common | SOLE |
| 229899109 | CFR | CULLEN/FROST BANKERS, INC. | $2.9M | 0.38% | 31,645 | Common | SOLE |
| 464288687 | PFF | ISHARES S&P PREFERRED STOCK INDEX FUND | $2.3M | 0.30% | 75,609 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $1.9M | 0.25% | 6,783 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC -CL A | $1.7M | 0.23% | 13,040 | Common | SOLE |
| 682680103 | OKE | ONEOK INC | $1.5M | 0.21% | 24,390 | Common | SOLE |
| 69346H100 | ISD | PRUDENTIAL ST DUR HY FUND | $1.4M | 0.19% | 119,050 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $1.1M | 0.15% | 7,354 | Common | SOLE |
| 060505625 | — | BANK OF AMERICA CORP | $827,120 | 0.11% | 39,200 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES | $793,256 | 0.11% | 7,715 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY, INC. | $779,717 | 0.10% | 13,610 | Common | SOLE |
| 74347B425 | SH1USD | PROSHARES TRA PSHS SHRT S&P5 | $730,807 | 0.10% | 50,505 | Common | SOLE |
| 947890703 | — | WEBSTER FINANCIAL CORP | $685,328 | 0.09% | 32,480 | Common | SOLE |
| 46138G508 | BKLN | INVESCO SENIOR LOAN ETF | $652,894 | 0.09% | 31,105 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTERNATIONAL INC | $578,449 | 0.08% | 8,335 | Common | SOLE |
| 46138E511 | PGX | POWERSHARES PREFERRED PORTFO | $567,758 | 0.08% | 51,850 | Common | SOLE |
| 87612G101 | TRGP | TARGA RESOURCES | $528,635 | 0.07% | 6,167 | Common | SOLE |
| 92204A504 | VHT | VANGUARD HEALTH CARE ETF | $523,098 | 0.07% | 2,225 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | $459,553 | 0.06% | 32,755 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $406,184 | 0.05% | 1,353 | Common | SOLE |
| 110122108 | BMY | BRISTOL MYERS SQUIBB CO | $361,009 | 0.05% | 6,220 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $359,442 | 0.05% | 3,057 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $356,999 | 0.05% | 2,395 | Common | SOLE |
| 46982L108 | J | JACOBS SOLUTIONS INC | $339,749 | 0.05% | 2,489 | Common | SOLE |
| 184496107 | CLH | CLEAN HARBORS INC | $320,327 | 0.04% | 1,914 | Common | SOLE |
| 29084Q100 | EME | EMCOR GROUP INC | $303,382 | 0.04% | 1,442 | Common | SOLE |
| 441593100 | HLI | HOULIHAN LOKEY INC | $299,079 | 0.04% | 2,792 | Common | SOLE |
| 92206C847 | VGLT | VANGUARD LONG TERM TREASURY | $277,550 | 0.04% | 5,000 | Common | SOLE |
| 538034109 | LYV | LIVE NATION ENT INC | $268,634 | 0.04% | 3,235 | Common | SOLE |
| 55405Y100 | MTSI | MACOM TECHNOLOGY | $264,564 | 0.04% | 3,243 | Common | SOLE |
| M2682V108 | CYBR | CYBERARK SOFTWA | $262,687 | 0.03% | 1,604 | Common | SOLE |
| 44925C103 | ICFI | ICF INTERNATIONAL INC | $259,862 | 0.03% | 2,151 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING | $257,421 | 0.03% | 1,070 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP. | $256,009 | 0.03% | 626 | Common | SOLE |
| 55336V100 | MPLX | MPLX LP | $252,013 | 0.03% | 7,085 | Common | SOLE |
| 166764100 | CVX | CHEVRONTEXACO CORP | $250,232 | 0.03% | 1,484 | Common | SOLE |
| 74164F103 | PRIM | PRIMORIS SERVICES CORP | $247,799 | 0.03% | 7,571 | Common | SOLE |
| G02602103 | DOX | AMDOCS LIMITED | $244,599 | 0.03% | 2,895 | Common | SOLE |
| 267475101 | DY | DYCOM INDS INC | $243,237 | 0.03% | 2,733 | Common | SOLE |
| 29362U104 | ENTG | ENTEGRIS INC MINNESOTA | $242,006 | 0.03% | 2,577 | Common | SOLE |
| 742718109 | PG | PROCTER & GAMBLE COMPANY | $241,836 | 0.03% | 1,658 | Common | SOLE |
| 26856L103 | ELF | ELF BEAUTY INC | $241,297 | 0.03% | 2,197 | Common | SOLE |
| 171779309 | CIEN | CIENA CORPORATION | $239,466 | 0.03% | 5,067 | Common | SOLE |
| 68389X105 | ORCL | ORACLE SYS CORP | $238,956 | 0.03% | 2,256 | Common | SOLE |
| 26884L109 | EQT | EQT CORP | $238,570 | 0.03% | 5,879 | Common | SOLE |
| G7496G103 | RNR | RENAISSANCERE HOLDINGS | $238,494 | 0.03% | 1,205 | Common | SOLE |
| 464287614 | IWF | ISHARES RUSSELL 1000 GROWTH ETF | $234,071 | 0.03% | 880 | Common | SOLE |
| 316092204 | FDIS | FIDELITY MSCI CONSUMER DISCRETIONARY | $230,538 | 0.03% | 3,300 | Common | SOLE |
| 879360105 | TDY | TELEDYNE TECH INC | $230,439 | 0.03% | 564 | Common | SOLE |
| 88688T100 | TLRYEUR | TILRAY INC | $229,268 | 0.03% | 95,928 | Common | SOLE |
| 88025T102 | TENB | TENABLE HOLDINGS INC | $227,136 | 0.03% | 5,070 | Common | SOLE |
| 759509102 | RS | RELIANCE STL & ALUM CO | $227,091 | 0.03% | 866 | Common | SOLE |
| 577933104 | MMS | MAXIMUS INC | $214,108 | 0.03% | 2,867 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $209,196 | 0.03% | 2,160 | Common | SOLE |
| 09073M104 | TECH | BIO-TECHNE CORP | $208,975 | 0.03% | 3,070 | Common | SOLE |
| 18539C204 | CWEN | CLEARWAY ENERGY INC | $208,341 | 0.03% | 9,846 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $207,084 | 0.03% | 6,147 | Common | SOLE |
| 11133T103 | BR | BROADRIDGE FINANCIAL SOLUTIONS | $206,803 | 0.03% | 1,155 | Common | SOLE |
| 921908844 | VIG | VANGUARD DIVIDEND APPREC | $205,102 | 0.03% | 1,320 | Common | SOLE |
| 464288281 | EMB | ISHARES JP MORGAN USD EM BOND ETF | $202,174 | 0.03% | 2,450 | Common | SOLE |
| 25401T603 | DBRG | DIGITALBRIDGE GROUP INC | $200,517 | 0.03% | 11,406 | Common | SOLE |
| 670735109 | JLS | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | $195,769 | 0.03% | 12,328 | Common | SOLE |
| 50155Q100 | KD | KINDRYL HOLDINGS INC | $187,346 | 0.02% | 12,407 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC | $178,484 | 0.02% | 10,765 | Common | SOLE |
| 72203T100 | PAXS | PIMCO ACCESS INCOME FUND | $166,560 | 0.02% | 12,000 | Common | SOLE |
| 74167P108 | BCBUSD | PRIMO WATER CORPORATION | $144,334 | 0.02% | 10,459 | Common | SOLE |
| 00123Q104 | AGNC | AGNC INVESTMENT CORP | $141,600 | 0.02% | 15,000 | Common | SOLE |
| 55955D100 | MGNI | MAGNITE INC | $137,432 | 0.02% | 18,227 | Common | SOLE |
| 29336T100 | 0E41 | ENLINK MIDSTREAM LLC | $133,504 | 0.02% | 10,925 | Common | SOLE |
| 92707Y108 | VFF | VILLAGE FARMS INTL INC | $64,358 | 0.01% | 80,700 | Common | SOLE |
| 83307B101 | SNDL | SNDL INC | $46,805 | 0.01% | 24,634 | Common | SOLE |
| 464287598 | IWD | Ishares Russell 1000 Value ETF | $38,410 | 0.01% | 253 | Common | SOLE |
| 05156X884 | — | AURORA CANNABIS INC | $9,565 | 0.00% | 16,350 | Common | SOLE |
| 243437100 | DBCCF | DECIBEL CANNABIS CO INC | $6,350 | 0.00% | 50,000 | Common | SOLE |
| 83418C105 | SAENF | SOLAR ALLIANCE ENERGY INC | $1,068 | 0.00% | 25,000 | Common | SOLE |
| 105736102 | BRAXF | BRAXIA SCIENTIFIC CORP | $300 | 0.00% | 30,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.