Q3 2023 · 13F-HR
FWL INVESTMENT MANAGEMENT, LLCholdings as filed
Filed 2023-11-13 · accession 0001999371-23-000098
$149.0M
Reported value
195
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 00162Q452 | AMLP | ALPS ETF TR | $9.8M | 6.55% | 231,246 | Common | SOLE |
| 46435G342 | REM | ISHARES TR | $9.6M | 6.44% | 429,741 | Common | SOLE |
| 337345102 | QTEC | FIRST TR NASDAQ 100 TECH IND | $9.1M | 6.11% | 62,629 | Common | SOLE |
| 035710839 | NLY | ANNALY CAPITAL MANAGEMENT IN | $9.1M | 6.08% | 481,242 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $8.7M | 5.87% | 27,706 | Common | SOLE |
| 00123Q104 | AGNC | AGNC INVT CORP | $8.6M | 5.79% | 913,023 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $8.3M | 5.55% | 62,734 | Common | SOLE |
| 16411R208 | LNG | CHENIERE ENERGY INC | $6.7M | 4.50% | 40,412 | Common | SOLE |
| 45104G104 | IBN | ICICI BANK LIMITED | $5.4M | 3.63% | 233,771 | Common | SOLE |
| 644393100 | NFE | NEW FORTRESS ENERGY INC | $5.2M | 3.51% | 159,309 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $5.0M | 3.38% | 29,380 | Common | SOLE |
| 23804L103 | DDOG | DATADOG INC | $4.9M | 3.28% | 53,670 | Common | SOLE |
| 464287556 | IBB | ISHARES TR | $4.8M | 3.24% | 39,504 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $4.5M | 2.99% | 50,285 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $4.2M | 2.81% | 24,410 | Common | SOLE |
| 74460D109 | PSA | PUBLIC STORAGE | $4.0M | 2.68% | 15,130 | Common | SOLE |
| 98980L101 | ZNGA | ZOOM VIDEO COMMUNICATIONS IN | $3.8M | 2.54% | 53,999 | Common | SOLE |
| 65341B106 | XIFR | NEXTERA ENERGY PARTNERS LP | $3.5M | 2.32% | 116,454 | Common | SOLE |
| 30212P303 | EXPE | EXPEDIA GROUP INC | $3.1M | 2.09% | 30,250 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $3.0M | 2.05% | 81,713 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $2.8M | 1.91% | 29,463 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $2.6M | 1.72% | 7,134 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $2.4M | 1.61% | 71,085 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $2.2M | 1.46% | 17,065 | Common | SOLE |
| 464287457 | SHY | ISHARES TR | $1.5M | 0.98% | 17,955 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $1.4M | 0.94% | 13,692 | Common | SOLE |
| 464285204 | IAU | ISHARES GOLD TR | $1.3M | 0.85% | 36,000 | Common | SOLE |
| 464287614 | IWF | ISHARES TR | $844,518 | 0.57% | 3,175 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $836,326 | 0.56% | 6,391 | Common | SOLE |
| 78468R663 | BIL | SPDR SER TR | $713,717 | 0.48% | 7,773 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $621,432 | 0.42% | 1,774 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $584,653 | 0.39% | 5,679 | Common | SOLE |
| 72919P202 | PLUG | PLUG POWER INC | $521,109 | 0.35% | 68,567 | Common | SOLE |
| 46137V282 | RSPT | INVESCO EXCHANGE TRADED FD T | $478,550 | 0.32% | 17,000 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC | $462,801 | 0.31% | 3,651 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $449,345 | 0.30% | 1,033 | Common | SOLE |
| 18539C204 | CWEN | CLEARWAY ENERGY INC | $418,100 | 0.28% | 19,759 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $338,204 | 0.23% | 2,452 | Common | SOLE |
| 922908736 | VUG | VANGUARD INDEX FDS | $333,580 | 0.22% | 1,225 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $305,579 | 0.21% | 2,885 | Common | SOLE |
| 78468R101 | SPTS | SPDR SER TR | $301,589 | 0.20% | 10,501 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $261,034 | 0.18% | 467 | Common | SOLE |
| 81141R100 | SE | SEA LTD | $224,277 | 0.15% | 5,103 | Common | SOLE |
| 33768G107 | FCFS | FIRSTCASH HOLDINGS INC | $208,790 | 0.14% | 2,080 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $194,671 | 0.13% | 778 | Common | SOLE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $173,912 | 0.12% | 3,437 | Common | SOLE |
| 56585A102 | MPC | MARATHON PETE CORP | $172,528 | 0.12% | 1,140 | Common | SOLE |
| 09253X102 | XMUIX | BLACKROCK MUNICIPAL INCOME | $169,627 | 0.11% | 16,712 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $158,848 | 0.11% | 969 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $131,243 | 0.09% | 905 | Common | SOLE |
| 464287499 | IWR | ISHARES TR | $128,805 | 0.09% | 1,860 | Common | SOLE |
| N07059210 | ASML | ASML HOLDING N V | $123,619 | 0.08% | 210 | Common | SOLE |
| 05508R106 | BGS | B & G FOODS INC NEW | $118,680 | 0.08% | 12,000 | Common | SOLE |
| M4056D110 | ENLT | ENLIGHT RENEWABLE ENERGY LTD | $117,361 | 0.08% | 7,480 | Common | SOLE |
| 464287168 | DVY | ISHARES TR | $113,022 | 0.08% | 1,050 | Common | SOLE |
| 922908538 | VOT | VANGUARD INDEX FDS | $111,603 | 0.07% | 573 | Common | SOLE |
| 125896100 | CMS | CMS ENERGY CORP | $111,531 | 0.07% | 2,100 | Common | SOLE |
| 37954Y293 | MLPX | GLOBAL X FDS | $101,721 | 0.07% | 2,400 | Common | SOLE |
| G16962105 | BGUSD | BUNGE LIMITED | $97,723 | 0.07% | 903 | Common | SOLE |
| 37954Y343 | MLPA | GLOBAL X FDS | $92,703 | 0.06% | 2,079 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $86,441 | 0.06% | 555 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $82,054 | 0.06% | 350 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $80,600 | 0.05% | 478 | Common | SOLE |
| M2682V108 | CYBR | CYBERARK SOFTWARE LTD | $80,247 | 0.05% | 490 | Common | SOLE |
| 46434G848 | PICK | ISHARES INC | $78,645 | 0.05% | 1,978 | Common | SOLE |
| 172908105 | CTAS | CINTAS CORP | $76,962 | 0.05% | 160 | Common | SOLE |
| 46436E718 | SGOV | ISHARES TR | $75,905 | 0.05% | 754 | Common | SOLE |
| 464288224 | ICLN | ISHARES TR | $71,916 | 0.05% | 4,919 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $71,264 | 0.05% | 180 | Common | SOLE |
| 89455T109 | TMCI | TREACE MED CONCEPTS INC | $70,099 | 0.05% | 5,347 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $69,578 | 0.05% | 138 | Common | SOLE |
| 33737A108 | GRID | FIRST TR EXCHANGE TRADED FD | $67,976 | 0.05% | 724 | Common | SOLE |
| 553368101 | MP | MP MATERIALS CORP | $66,373 | 0.04% | 3,475 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $65,257 | 0.04% | 555 | Common | SOLE |
| 46434G764 | EMXC | ISHARES INC | $65,178 | 0.04% | 1,308 | Common | SOLE |
| 704326107 | PAYX | PAYCHEX INC | $64,585 | 0.04% | 560 | Common | SOLE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $62,087 | 0.04% | 1,350 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $62,025 | 0.04% | 250 | Common | SOLE |
| 98138H101 | WDAY | WORKDAY INC | $59,084 | 0.04% | 275 | Common | SOLE |
| 893641100 | TDG | TRANSDIGM GROUP INC | $59,019 | 0.04% | 70 | Common | SOLE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $58,523 | 0.04% | 1,066 | Common | SOLE |
| 78464A763 | SDY | SPDR SER TR | $56,585 | 0.04% | 492 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $56,089 | 0.04% | 110 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. | $53,300 | 0.04% | 475 | Common | SOLE |
| 02217A102 | AMPSUSD | ALTUS POWER INC | $52,500 | 0.04% | 10,000 | Common | SOLE |
| 78467V848 | TOTL | SSGA ACTIVE ETF TR | $52,100 | 0.03% | 1,348 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $50,695 | 0.03% | 250 | Common | SOLE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $50,459 | 0.03% | 4,219 | Common | SOLE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $49,509 | 0.03% | 450 | Common | SOLE |
| 92189F700 | MOO | VANECK ETF TRUST | $49,188 | 0.03% | 625 | Common | SOLE |
| 29250N105 | ENB | ENBRIDGE INC | $48,633 | 0.03% | 1,450 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $47,763 | 0.03% | 371 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $46,730 | 0.03% | 87 | Common | SOLE |
| 962879102 | WPM | WHEATON PRECIOUS METALS CORP | $46,633 | 0.03% | 1,150 | Common | SOLE |
| 46131B704 | IVR | INVESCO MORTGAGE CAPITAL INC | $46,396 | 0.03% | 4,635 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $45,555 | 0.03% | 90 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $44,757 | 0.03% | 300 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $44,718 | 0.03% | 300 | Common | SOLE |
| 46429B598 | INDA | ISHARES TR | $44,662 | 0.03% | 1,010 | Common | SOLE |
| 69346J106 | GHY | PGIM GLOBAL HIGH YIELD FD FO | $44,198 | 0.03% | 4,100 | Common | SOLE |
| 36465A109 | GGN | GAMCO GLOBAL GOLD NAT RES & | $42,760 | 0.03% | 11,683 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $40,991 | 0.03% | 150 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $40,611 | 0.03% | 95 | Common | SOLE |
| 33734X192 | SKYY | FIRST TR EXCHANGE TRADED FD | $38,410 | 0.03% | 506 | Common | SOLE |
| 237266101 | DAR | DARLING INGREDIENTS INC | $38,106 | 0.03% | 730 | Common | SOLE |
| 28176E108 | EW | EDWARDS LIFESCIENCES CORP | $37,411 | 0.03% | 540 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $37,054 | 0.02% | 7,323 | Common | SOLE |
| 001744101 | AMN | AMN HEALTHCARE SVCS INC | $36,202 | 0.02% | 425 | Common | SOLE |
| G54950103 | LIN | LINDE PLC | $34,629 | 0.02% | 93 | Common | SOLE |
| 92537N108 | VRT | VERTIV HOLDINGS CO | $34,187 | 0.02% | 919 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $31,986 | 0.02% | 200 | Common | SOLE |
| G6095L109 | — | APTIV PLC | $31,450 | 0.02% | 319 | Common | SOLE |
| 71844V201 | PECO | PHILLIPS EDISON & CO INC | $30,186 | 0.02% | 900 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $29,055 | 0.02% | 300 | Common | SOLE |
| 46137V407 | ERTH | INVESCO EXCHANGE TRADED FD T | $28,075 | 0.02% | 634 | Common | SOLE |
| 33733E807 | FCG | FIRST TR EXCHANGE-TRADED FD | $26,614 | 0.02% | 1,024 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $25,942 | 0.02% | 287 | Common | SOLE |
| 456788108 | INFY | INFOSYS LTD | $25,716 | 0.02% | 1,503 | Common | SOLE |
| 46641Q449 | BBCB | J P MORGAN EXCHANGE TRADED F | $24,537 | 0.02% | 568 | Common | SOLE |
| 89417E109 | TRV | TRAVELERS COMPANIES INC | $24,497 | 0.02% | 150 | Common | SOLE |
| 12653C108 | CNX | CNX RES CORP | $22,580 | 0.02% | 1,000 | Common | SOLE |
| 46138G649 | QQQM | INVESCO EXCH TRADED FD TR II | $19,311 | 0.01% | 131 | Common | SOLE |
| 464287515 | IGV | ISHARES TR | $19,111 | 0.01% | 56 | Common | SOLE |
| 88579Y101 | MMM | 3M CO | $18,724 | 0.01% | 200 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $18,465 | 0.01% | 167 | Common | SOLE |
| 33733E302 | FDN | FIRST TR EXCHANGE-TRADED FD | $17,717 | 0.01% | 111 | Common | SOLE |
| 00206R102 | T | AT&T INC | $17,243 | 0.01% | 1,148 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $16,949 | 0.01% | 30 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $16,790 | 0.01% | 95 | Common | SOLE |
| 92826C839 | V | VISA INC | $16,101 | 0.01% | 70 | Common | SOLE |
| 97717W422 | EPI | WISDOMTREE TR | $15,770 | 0.01% | 429 | Common | SOLE |
| 464287325 | IXJ | ISHARES TR | $15,660 | 0.01% | 190 | Common | SOLE |
| 29355A107 | ENPH | ENPHASE ENERGY INC | $15,620 | 0.01% | 130 | Common | SOLE |
| 368736104 | GNRC | GENERAC HLDGS INC | $15,254 | 0.01% | 140 | Common | SOLE |
| 464287689 | IWV | ISHARES TR | $14,704 | 0.01% | 60 | Common | SOLE |
| 46434G822 | EWJ | ISHARES INC | $14,470 | 0.01% | 240 | Common | SOLE |
| 15872M104 | APY1EUR | CHAMPIONX CORPORATION | $14,248 | 0.01% | 400 | Common | SOLE |
| 78464A870 | XBI | SPDR SER TR | $14,239 | 0.01% | 195 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $13,597 | 0.01% | 45 | Common | SOLE |
| 37954Y855 | LIT | GLOBAL X FDS | $11,862 | 0.01% | 215 | Common | SOLE |
| 670100205 | NVO | NOVO-NORDISK A S | $10,913 | 0.01% | 120 | Common | SOLE |
| 842587107 | SO | SOUTHERN CO | $10,679 | 0.01% | 165 | Common | SOLE |
| 90364P105 | PATH | UIPATH INC | $10,523 | 0.01% | 615 | Common | SOLE |
| 69374H881 | COWZ | PACER FDS TR | $10,430 | 0.01% | 211 | Common | SOLE |
| 37954Y830 | COPX | GLOBAL X FDS | $10,413 | 0.01% | 286 | Common | SOLE |
| 33738R720 | ROBT | FIRST TR EXCHANGE-TRADED FD | $10,371 | 0.01% | 256 | Common | SOLE |
| 98423F109 | XMTR | XOMETRY INC | $10,188 | 0.01% | 600 | Common | SOLE |
| 464288646 | IGSB | ISHARES TR | $9,966 | 0.01% | 200 | Common | SOLE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $8,713 | 0.01% | 21 | Common | SOLE |
| 33739Q200 | LMBS | FIRST TR EXCHANGE-TRADED FD | $8,645 | 0.01% | 183 | Common | SOLE |
| 83417M104 | SEDG | SOLAREDGE TECHNOLOGIES INC | $7,382 | 0.00% | 57 | Common | SOLE |
| 464287523 | SOXX | ISHARES TR | $7,105 | 0.00% | 15 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS | $6,589 | 0.00% | 55 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $6,482 | 0.00% | 200 | Common | SOLE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $6,376 | 0.00% | 45 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $6,314 | 0.00% | 45 | Common | SOLE |
| 46434V407 | SHYG | ISHARES TR | $5,949 | 0.00% | 145 | Common | SOLE |
| 78464A474 | SPSB | SPDR SER TR | $5,864 | 0.00% | 200 | Common | SOLE |
| 25179M103 | DVN | DEVON ENERGY CORP NEW | $5,772 | 0.00% | 121 | Common | SOLE |
| 37954Y715 | BOTZ | GLOBAL X FDS | $5,414 | 0.00% | 219 | Common | SOLE |
| 833445109 | SNOW | SNOWFLAKE INC | $4,583 | 0.00% | 30 | Common | SOLE |
| 37954Y442 | CLOU | GLOBAL X FDS | $4,237 | 0.00% | 225 | Common | SOLE |
| 464287465 | EFA | ISHARES TR | $3,860 | 0.00% | 56 | Common | SOLE |
| 464288687 | PFF | ISHARES TR | $3,377 | 0.00% | 112 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $3,302 | 0.00% | 11 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $3,009 | 0.00% | 32 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $2,959 | 0.00% | 29 | Common | SOLE |
| 922908611 | VBR | VANGUARD INDEX FDS | $2,871 | 0.00% | 18 | Common | SOLE |
| 78464A805 | SPTM | SPDR SER TR | $2,572 | 0.00% | 49 | Common | SOLE |
| 78463X202 | FEZ | SPDR INDEX SHS FDS | $2,521 | 0.00% | 60 | Common | SOLE |
| 25278X109 | FANG | DIAMONDBACK ENERGY INC | $2,478 | 0.00% | 16 | Common | SOLE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $2,357 | 0.00% | 30 | Common | SOLE |
| 82509L107 | SHOP | SHOPIFY INC | $2,183 | 0.00% | 40 | Common | SOLE |
| 088606108 | BHP | BHP GROUP LTD | $2,161 | 0.00% | 38 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $1,827 | 0.00% | 31 | Common | SOLE |
| 72201R783 | HYS | PIMCO ETF TR | $1,806 | 0.00% | 20 | Common | SOLE |
| 78464A649 | SPAB | SPDR SER TR | $1,704 | 0.00% | 70 | Common | SOLE |
| 78468R408 | SJNK | SPDR SER TR | $1,150 | 0.00% | 47 | Common | SOLE |
| 543518104 | LOOP | LOOP INDS INC | $1,071 | 0.00% | 300 | Common | SOLE |
| 138035100 | — | CANOPY GROWTH CORP | $783 | 0.00% | 1,000 | Common | SOLE |
| 33738D309 | FTSL | FIRST TR EXCHANGE-TRADED FD | $686 | 0.00% | 15 | Common | SOLE |
| 26924G201 | HACKUSD | ETF MANAGERS TR | $258 | 0.00% | 5 | Common | SOLE |
| 921910816 | MGK | VANGUARD WORLD FD | $227 | 0.00% | 1 | Common | SOLE |
| 921910840 | MGV | VANGUARD WORLD FD | $203 | 0.00% | 2 | Common | SOLE |
| 33739H101 | FTGC | FIRST TR EXCHANGE TRAD FD VI | $168 | 0.00% | 7 | Common | SOLE |
| 46137R109 | IMVP | INVESCO INDIA EXCHANGE-TRADE | $164 | 0.00% | 7 | Common | SOLE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $161 | 0.00% | 1 | Common | SOLE |
| 82711P201 | SILO | SILO PHARMA INC | $134 | 0.00% | 80 | Common | SOLE |
| 922908512 | VOE | VANGUARD INDEX FDS | $131 | 0.00% | 1 | Common | SOLE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $101 | 0.00% | 1 | Common | SOLE |
| 46137V381 | RSPD | INVESCO EXCHANGE TRADED FD T | $84 | 0.00% | 2 | Common | SOLE |
| 46429B267 | GOVT | ISHARES TR | $66 | 0.00% | 3 | Common | SOLE |
| 00326A104 | SGOL | ABRDN GOLD ETF TRUST | $53 | 0.00% | 3 | Common | SOLE |
| 464288620 | USIG | ISHARES TR | $48 | 0.00% | 1 | Common | SOLE |
| 92206C771 | VMBS | VANGUARD SCOTTSDALE FDS | $44 | 0.00% | 1 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.