Novak & Powell Financial Services, Inc. — Q4 2023 13F-HR

← Novak & Powell Financial Services, Inc.

Q4 2023 · 13F-HR

Novak & Powell Financial Services, Inc.holdings as filed

Filed 2024-02-21 · accession 0002011548-24-000002

$149.9M

Reported value

150

Positions

2023-12-31

Period end

View analyzed profile →PRO

Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
922908736	VUG	VANGUARD GROWTH ETF	$8.6M	5.77%	27,924	Common	NONE
46090E103	QQQ	INVESCO QQQ TR	$8.1M	5.42%	19,902	Common	NONE
037833100	AAPL	APPLE INCORPORATED	$8.0M	5.31%	41,396	Common	NONE
922908637	VV	VANGUARD LARGE-CAP ETF	$6.8M	4.55%	31,264	Common	NONE
78462F103	SPY	SPDR S&P 500 ETF	$4.9M	3.28%	10,335	Common	NONE
594918104	MSFT	MICROSOFT CORPORATION	$4.7M	3.16%	12,595	Common	NONE
922908744	VTV	VANGUARD VALUE ETF	$4.2M	2.77%	27,748	Common	NONE
921937827	BSV	VANGUARD SHORT-TERM BOND ETF	$3.5M	2.36%	45,906	Common	NONE
921908844	VIG	VANGUARD DIVIDEND APPRECIATION ETF	$3.4M	2.25%	19,809	Common	NONE
78467X109	DIA	SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST	$3.1M	2.09%	8,313	Common	NONE
922042742	VT	VANGUARD TOTAL WORLD STOCK ETF	$3.1M	2.09%	30,430	Common	NONE
084670702	BRK/B	BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW	$2.8M	1.87%	7,871	Common	NONE
922908769	VTI	VANGUARD TOTAL STOCK MARKET ETF	$2.6M	1.72%	10,908	Common	NONE
464287507	IJH	ISHARES TR CORE S&P MCP ETF	$2.4M	1.57%	8,504	Common	NONE
464287804	IJR	ISHARES TR CORE S&P SCP ETF	$2.3M	1.51%	20,979	Common	NONE
33733E302	FDN	FIRST TRUST DOW JONES INTERNET INDEX FUND	$2.2M	1.45%	11,664	Common	NONE
337345102	QTEC	FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND	$2.1M	1.38%	11,763	Common	NONE
464287879	IJS	ISHARES TR SP SMCP600VL ETF	$1.9M	1.28%	18,620	Common	NONE
097023105	BA	BOEING COMPANY	$1.9M	1.24%	7,123	Common	NONE
742718109	PG	PROCTER AND GAMBLE COMPANY	$1.7M	1.16%	11,828	Common	NONE
464287705	IJJ	ISHARES TR S&P MC 400VL ETF	$1.7M	1.12%	14,690	Common	NONE
478160104	JNJ	JOHNSON & JOHNSON	$1.6M	1.06%	10,122	Common	NONE
464287887	IJT	ISHARES TR S&P SML 600 GWT	$1.6M	1.06%	12,713	Common	NONE
922908553	VNQ	VANGUARD REAL ESTATE ETF	$1.6M	1.06%	17,875	Common	NONE
464287556	IBB	ISHARES TR ISHARES BIOTECH	$1.6M	1.04%	11,429	Common	NONE
92204A504	VHT	VANGUARD HEALTH CARE ETF	$1.6M	1.04%	6,155	Common	NONE
464285204	IAU	ISHARES GOLD TR ISHARES NEW	$1.5M	1.02%	39,349	Common	NONE
33734X176	FXL	FIRST TRUST TECHNOLOGY ALPHADEX FUND	$1.5M	0.99%	11,544	Common	NONE
92206C870	VCIT	VANGUARD SCOTTSDALE FDS INTERMEDIATE-TERM CORP BND IDX FD ETF	$1.5M	0.98%	18,046	Common	NONE
464287606	IJK	ISHARES TR S&P MC 400GR ETF	$1.5M	0.97%	18,417	Common	NONE
92204A405	VFH	VANGUARD FINANCIALS ETF	$1.4M	0.93%	15,025	Common	NONE
922042858	VWO	VANGUARD FTSE EMERGING MARKETS ETF	$1.4M	0.92%	33,609	Common	NONE
92206C409	VCSH	VANGUARD SCOTTSDALE SHORT-TERM CORPORATE BOND ETF	$1.3M	0.89%	17,262	Common	NONE
78410G104	SBAC	SBA COMMUNICATIONS CORPORATION NEW CLASS A REIT	$1.3M	0.85%	5,039	Common	NONE
922908538	VOT	VANGUARD MID-CAP GROWTH ETF	$1.2M	0.79%	5,439	Common	NONE
46625H100	JPM	JPMORGAN CHASE & COMPANY	$1.2M	0.78%	6,834	Common	NONE
67066G104	NVDA	NVIDIA CORPORATION	$1.1M	0.74%	2,244	Common	NONE
921937835	BND	VANGUARD TOTAL BOND MARKET ETF	$1.1M	0.73%	14,817	Common	NONE
293792107	EPD	ENTERPRISE PRODUCTS PARTNERS L P	$1.0M	0.68%	38,559	Common	NONE
922908512	VOE	VANGUARD MID-CAP VALUE ETF	$999,736	0.67%	6,883	Common	NONE
294429105	EFX	EQUIFAX INCORPORATED	$972,220	0.65%	3,932	Common	NONE
922042874	VGK	VANGUARD FTSE EUROPE ETF	$969,466	0.65%	15,105	Common	NONE
464287846	IYY	ISHARES TR DOW JONES US ETF	$901,010	0.60%	7,732	Common	NONE
922908595	VBK	VANGUARD SMALL-CAP GROWTH ETF	$858,390	0.57%	3,588	Common	NONE
33738R605	FV	FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF	$849,020	0.57%	16,470	Common	NONE
701094104	PH	PARKER-HANNIFIN CORPORATION	$848,236	0.57%	1,841	Common	NONE
023135106	AMZN	AMAZON COM INCORPORATED	$806,734	0.54%	5,314	Common	NONE
G16252101	BIP	BROOKFIELD INFRAST PARTNERS LP LP INT UNIT (BERMUDA)	$804,570	0.54%	25,550	Common	NONE
031162100	AMGN	AMGEN INCORPORATED	$802,677	0.54%	2,787	Common	NONE
747525103	QCOM	QUALCOMM INCORPORATED	$800,795	0.53%	5,537	Common	NONE
92204A876	VPU	VANGUARD UTILITIES ETF	$772,109	0.52%	5,579	Common	NONE
922042775	VEU	VANGUARD FTSE ALL-WORLD EX-US ETF	$737,960	0.49%	13,145	Common	NONE
580135101	MCD	MCDONALDS CORPORATION	$730,688	0.49%	2,464	Common	NONE
91324P102	UNH	UNITEDHEALTH GROUP INCORPORATED	$681,491	0.45%	1,294	Common	NONE
30231G102	XOM	EXXON MOBIL CORPORATION	$669,195	0.45%	6,688	Common	NONE
464287408	IVE	ISHARES S&P 500 VALUE ETF	$654,476	0.44%	3,742	Common	NONE
78463X772	DWX	SPDR S&P INTERNATIONAL DIVIDEND ETF	$651,651	0.43%	18,331	Common	NONE
278865100	ECL	ECOLAB INCORPORATED	$646,162	0.43%	3,258	Common	NONE
92204A801	VAW	VANGUARD MATERIALS ETF	$638,667	0.43%	3,362	Common	NONE
235851102	DHR	DANAHER CORPORATION	$610,275	0.41%	2,638	Common	NONE
922908611	VBR	VANGUARD SMALL-CAP VALUE ETF	$603,420	0.40%	3,357	Common	NONE
88579Y101	MMM	3M COMPANY	$591,763	0.39%	5,412	Common	NONE
33734X143	FXH	FIRST TRUST HEALTH CARE ALPHADEX FUND	$567,781	0.38%	5,483	Common	NONE
88160R101	TSLA	TESLA INCORPORATED	$567,777	0.38%	2,285	Common	NONE
649445103	NYCBEUR	NEW YORK CMNTY BANCORP INCORPORATED	$559,456	0.37%	54,688	Common	NONE
922908629	VO	VANGUARD MID-CAP ETF	$548,212	0.37%	2,365	Common	NONE
921909768	VXUS	VANGUARD TOTAL INTERNATIONAL STOCK ETF	$543,984	0.36%	9,386	Common	NONE
084670108	BRK/A	BERKSHIRE HATHAWAY INCORPORATED DEL CLASS A	$542,625	0.36%	1	Common	NONE
464287515	IGV	ISHARES TR EXPANDED TECH	$538,700	0.36%	1,328	Common	NONE
842587107	SO	SOUTHERN COMPANY	$535,463	0.36%	7,636	Common	NONE
254687106	DIS	DISNEY WALT COMPANY	$524,254	0.35%	5,806	Common	NONE
693475105	PNC	PNC FINL SVCS GROUP INCORPORATED	$520,908	0.35%	3,364	Common	NONE
G7738W106	SFL	SFL CORPORATION LIMITED SHS (BERMUDA)	$516,484	0.34%	45,788	Common	NONE
33733E104	FTCS	FIRST TRUST CAPITAL STRENGTH ETF	$504,223	0.34%	6,300	Common	NONE
78468R622	JNK	SPDR BLOOMBERG HIGH YIELD BOND ETF	$502,141	0.33%	5,301	Common	NONE
92206C102	VGSH	VANGUARD SCOTTSDALE SHORT-TERM TREASURY ETF	$501,638	0.33%	8,600	Common	NONE
58933Y105	MRK	MERCK & COMPANY INCORPORATED	$482,218	0.32%	4,423	Common	NONE
00162Q452	AMLP	ALERIAN MLP ETF	$473,706	0.32%	11,141	Common	NONE
26441C204	DUK	DUKE ENERGY CORPORATION NEW COM NEW	$465,954	0.31%	4,801	Common	NONE
783859101	STBA	S & T BANCORP INCORPORATED	$461,831	0.31%	13,819	Common	NONE
458140100	INTC	INTEL CORPORATION	$455,812	0.30%	9,105	Common	NONE
23325P104	DNP	DNP SELECT INCOME FD INCORPORATED	$432,840	0.29%	51,042	Common	NONE
922908751	VB	VANGUARD SMALL-CAP ETF	$426,689	0.28%	2,009	Common	NONE
172908105	CTAS	CINTAS CORPORATION	$419,715	0.28%	696	Common	NONE
921946406	VYM	VANGUARD HIGH DIVIDEND YIELD ETF	$398,161	0.27%	3,567	Common	NONE
166764100	CVX	CHEVRON CORPORATION NEW	$387,098	0.26%	2,595	Common	NONE
717081103	PFE	PFIZER INCORPORATED	$372,701	0.25%	12,946	Common	NONE
30034W106	EVRG	EVERGY INCORPORATED	$370,600	0.25%	7,100	Common	NONE
84265V105	SCCO	SOUTHERN COPPER CORPORATION	$370,015	0.25%	4,299	Common	NONE
718172109	PM	PHILIP MORRIS INTERNATIONAL INCORPORATED	$367,083	0.24%	3,899	Common	NONE
46138E354	SPLV	INVESCO S&P 500 LOW VOLATILITY ETF	$361,806	0.24%	5,774	Common	NONE
882508104	TXN	TEXAS INSTRS INCORPORATED	$354,764	0.24%	2,081	Common	NONE
65339F101	NEE	NEXTERA ENERGY INCORPORATED	$344,396	0.23%	5,670	Common	NONE
754730109	RJF	RAYMOND JAMES FINL INCORPORATED	$342,977	0.23%	3,076	Common	NONE
053015103	ADP	AUTOMATIC DATA PROCESSING INCORPORATED	$336,154	0.22%	1,443	Common	NONE
921946810	VIGI	VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF	$335,116	0.22%	4,224	Common	NONE
713448108	PEP	PEPSICO INCORPORATED	$327,966	0.22%	1,931	Common	NONE
437076102	HD	HOME DEPOT INCORPORATED	$326,416	0.22%	942	Common	NONE
931142103	WMT	WALMART INCORPORATED	$322,917	0.22%	2,048	Common	NONE
863667101	SYK	STRYKER CORPORATION	$299,460	0.20%	1,000	Common	NONE
571903202	MAR	MARRIOTT INTERNATIONAL INCORPORATED NEW CLASS A	$297,898	0.20%	1,321	Common	NONE
33734X150	FXR	FIRST TRUST ETF II INDLS PROD DURABLE	$291,157	0.19%	4,489	Common	NONE
579780206	MKC	MCCORMICK & COMPANY INCORPORATED COM NON VTG	$286,872	0.19%	4,193	Common	NONE
907818108	UNP	UNION PAC CORPORATION	$282,622	0.19%	1,151	Common	NONE
285512109	EA	ELECTRONIC ARTS INCORPORATED	$278,690	0.19%	2,037	Common	NONE
060505104	BAC	BANK AMERICA CORPORATION	$278,550	0.19%	8,273	Common	NONE
92343V104	VZ	VERIZON COMMUNICATIONS INCORPORATED	$278,293	0.19%	7,366	Common	NONE
464287234	EEM	ISHARES TR MSCI EMG MKT ETF	$277,563	0.19%	6,903	Common	NONE
438516106	HON	HONEYWELL INTERNATIONAL INCORPORATED	$271,715	0.18%	1,296	Common	NONE
33733E203	FBT	FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND	$270,274	0.18%	1,710	Common	NONE
20825C104	COP	CONOCOPHILLIPS	$261,876	0.17%	2,256	Common	NONE
464287523	SOXX	ISHARES TR ISHARES SEMICDTR	$259,245	0.17%	450	Common	NONE
038222105	AMAT	APPLIED MATLS INCORPORATED	$258,463	0.17%	1,595	Common	NONE
464289438	IWY	ISHARES TR RUS TP200 GR ETF	$245,308	0.16%	1,400	Common	NONE
058498106	BALL	BALL CORP	$239,316	0.16%	4,200	Common	NONE
81369Y803	XLK	SPDR TECHNOLOGY SELECT SECTOR FUND	$237,434	0.16%	1,234	Common	NONE
46138E123	PSCI	INVESCO S&P SMALLCAP INDUSTRIALS ETF	$236,205	0.16%	2,037	Common	NONE
11133T103	BR	BROADRIDGE FINL SOLUTIONS INCORPORATED	$235,029	0.16%	1,142	Common	NONE
46137V621	PGF	INVESCO FINANCIAL PREFERRED ETF	$230,754	0.15%	15,827	Common	NONE
464287812	IYK	ISHARES U S CONSUMER STAPLES ETF	$229,498	0.15%	1,178	Common	NONE
922908363	VOO	VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW	$225,826	0.15%	517	Common	NONE
654106103	NKE	NIKE INCORPORATED CLASS B	$224,335	0.15%	2,101	Common	NONE
55261F104	MTB	M & T BK CORPORATION	$221,001	0.15%	1,612	Common	NONE
548661107	LOW	LOWES COMPANIES INCORPORATED	$219,297	0.15%	985	Common	NONE
78463V107	GLD	SPDR GOLD SHARES	$219,081	0.15%	1,146	Common	NONE
46434G103	IEMG	ISHARES CORE MSCI EMERGING ETF	$218,831	0.15%	4,381	Common	NONE
988498101	YUM	YUM BRANDS INCORPORATED	$218,149	0.15%	1,670	Common	NONE
46138E172	PSCC	INVESCO S&P SMALLCAP CONSUMER STAPLES ETF	$217,198	0.14%	5,655	Common	NONE
501044101	KR	KROGER COMPANY	$216,780	0.14%	4,743	Common	NONE
464287721	IYW	ISHARES TR U.S. TECH ETF	$216,040	0.14%	1,760	Common	NONE
00287Y109	ABBV	ABBVIE INCORPORATED	$215,408	0.14%	1,390	Common	NONE
46137V324	RSPN	INVESCO S&P 500 EQUAL WEIGHT INDUSTRIALS ETF	$215,334	0.14%	4,995	Common	NONE
81369Y704	XLI	SPDR INDUSTRIAL SELECT SECTOR FUND	$212,897	0.14%	1,868	Common	NONE
33739E108	FPE	FIRST TRUST PREFERRED SECURITIES AND INCOME ETF	$212,116	0.14%	12,581	Common	NONE
464287200	IVV	ISHARES CORE S&P 500 ETF	$210,376	0.14%	443	Common	NONE
244199105	DE	DEERE & COMPANY	$209,532	0.14%	524	Common	NONE
17275R102	CSCO	CISCO SYSTEMS INCORPORATED	$206,816	0.14%	4,094	Common	NONE
71943U104	DOCUSD	PHYSICIANS RLTY TR REIT	$206,127	0.14%	15,487	Common	NONE
78409V104	SPGI	S&P GLOBAL INCORPORATED	$205,067	0.14%	466	Common	NONE
74348A467	NOBL	PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF	$204,167	0.14%	2,145	Common	NONE
756158101	UTG	REAVES UTIL INCOME FD COM SH BEN INT	$201,784	0.13%	7,546	Common	NONE
46137V233	XLG	INVESCO S&P 500 TOP 50 ETF	$200,142	0.13%	5,306	Common	NONE
00206R102	T	AT&T INCORPORATED	$190,790	0.13%	11,370	Common	NONE
46137V332	RSPH	INVESCO S&P 500 EQUAL WEIGHT HEALTH CARE ETF	$163,790	0.11%	5,500	Common	NONE
05588W108	LEO	BNY MELLON STRATEGIC MUNS INCORPORATED	$145,253	0.10%	24,787	Common	NONE
59318D104	CXE	MFS HIGH INCOME MUN TR SH BEN INT	$120,134	0.08%	33,841	Common	NONE
00302M106	XAGDX	ABRDN GLOBAL DYNAMIC DIVIDEND	$102,672	0.07%	10,993	Common	NONE
09662E109	DSM	BNY MELLON STRATEGIC MUN BD FD	$94,839	0.06%	16,609	Common	NONE
59318E102	CMU	MFS HIGH YIELD MUN TR SH BEN INT	$90,664	0.06%	27,391	Common	NONE
36465A109	GGN	GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT	$45,120	0.03%	12,000	Common	NONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.