Q3 2025 · 13F-HR
Novak & Powell Financial Services, Inc.holdings as filed
Filed 2025-11-14 · accession 0002011548-25-000005
$190.2M
Reported value
163
Positions
2025-09-30
Period end
The Brief · Novak & Powell Financial Services, Inc. · Q3 2025
AI · grounded in 13F
Novak & Powell Financial Services, Inc. established a new position in the Vanguard Growth ETF VUG worth $12.8M. The fund also initiated new stakes in the Invesco QQQ Trust QQQ for $11.9M and Apple Inc AAPL for $10.2M. Additional new positions include the Vanguard Large Cap ETF VV at $9.0M and Microsoft Corp MSFT at $7.4M.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 922908736 | VUG | VANGUARD GROWTH ETF | $12.8M | 6.74% | 26,708 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $11.9M | 6.24% | 19,770 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $10.2M | 5.35% | 39,945 | Common | NONE |
| 922908637 | VV | VANGUARD LARGE CAP ETF | $9.0M | 4.73% | 29,201 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $7.4M | 3.90% | 14,311 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF | $6.8M | 3.59% | 10,239 | Common | NONE |
| 922908744 | VTV | VANGUARD VALUE ETF | $5.1M | 2.67% | 27,259 | Common | NONE |
| 922042742 | VT | VANGUARD TOTAL WORLD STOCK ETF | $4.3M | 2.25% | 31,006 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY CLASS B | $4.0M | 2.11% | 7,995 | Common | NONE |
| 921908844 | VIG | VANGUARD DIVIDEND APPRECIATION ETF | $4.0M | 2.10% | 18,518 | Common | NONE |
| 78467X109 | DIA | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | $3.7M | 1.92% | 7,892 | Common | NONE |
| 922908769 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $3.6M | 1.88% | 10,884 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $3.2M | 1.67% | 17,047 | Common | NONE |
| 33733E302 | FDN | FIRST TRUST DOW JONES INTERNET INDEX FUND | $3.2M | 1.66% | 11,283 | Common | NONE |
| 92206C409 | VCSH | VANGUARD SHORT TERM COR BD ETF | $2.8M | 1.48% | 35,162 | Common | NONE |
| 464285204 | IAU | ISHARES GOLD TR ISHARES NEW | $2.8M | 1.47% | 38,390 | Common | NONE |
| 464287507 | IJH | ISHARES CORE S&P MID CAP ETF | $2.7M | 1.44% | 42,023 | Common | NONE |
| 337345102 | QTEC | FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND | $2.5M | 1.31% | 10,867 | Common | NONE |
| 464287804 | IJR | ISHARES CORE S&P SMALL CAP ETF | $2.4M | 1.27% | 20,311 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $1.9M | 1.02% | 10,488 | Common | NONE |
| 464287879 | IJS | ISHARES S&P SMALL CAP 600 ETF | $1.9M | 1.01% | 17,390 | Common | NONE |
| 92204A405 | VFH | VANGUARD FINANCIALS ETF | $1.9M | 0.99% | 14,329 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $1.8M | 0.94% | 5,670 | Common | NONE |
| 464287705 | IJJ | ISHARES S&P MID CAP 400 VALUE ETF | $1.7M | 0.92% | 13,429 | Common | NONE |
| 464287887 | IJT | ISHARES S&P SMLL CAP 600 GRTH ETF | $1.7M | 0.89% | 11,990 | Common | NONE |
| 33734X176 | FXL | FIRST TRUST TECHNOLOGY ALPHADEX FUND | $1.7M | 0.89% | 10,092 | Common | NONE |
| 922042858 | VWO | VANGUARD FTSE EMERGING MARKETS ETF | $1.7M | 0.89% | 31,184 | Common | NONE |
| 92204A504 | VHT | VANGUARD HEALTH CARE ETF | $1.7M | 0.88% | 6,435 | Common | NONE |
| 922908538 | VOT | VANGUARD MID CAP GROWTH ETF | $1.6M | 0.84% | 5,437 | Common | NONE |
| 922908553 | VNQ | VANGUARD REAL ESTATE ETF | $1.6M | 0.84% | 17,433 | Common | NONE |
| 464287606 | IJK | ISHARES S&P MID CAP 400 GRWTH ETF | $1.6M | 0.83% | 16,506 | Common | NONE |
| 92206C870 | VCIT | VANGUARD INTERMEDIATE TERM COR ETF | $1.6M | 0.83% | 18,679 | Common | NONE |
| 464287556 | IBB | ISHARES BIOTECHNOLOGY ETF | $1.6M | 0.83% | 10,881 | Common | NONE |
| 921937827 | BSV | VANGUARD SHORT-TERM BOND ETF | $1.6M | 0.82% | 19,697 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE COMPANY | $1.4M | 0.72% | 8,913 | Common | NONE |
| 097023105 | BA | BOEING COMPANY | $1.3M | 0.69% | 6,116 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PART LP | $1.3M | 0.67% | 40,903 | Common | NONE |
| 464287846 | IYY | ISHARES TR DOW JONES US ETF | $1.2M | 0.63% | 7,332 | Common | NONE |
| 922908512 | VOE | VANGUARD MID CAP VALUE ETF | $1.2M | 0.62% | 6,720 | Common | NONE |
| 92204A876 | VPU | VANGUARD UTILITIES ETF | $1.1M | 0.59% | 5,954 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INCORPORATED | $1.1M | 0.58% | 4,995 | Common | NONE |
| 922042775 | VEU | VANGUARD FTSE ALL-WORLD EX-US ETF | $1.1M | 0.57% | 15,304 | Common | NONE |
| 921937835 | BND | VANGUARD TOTAL BOND MARKET ETF | $1.1M | 0.56% | 14,211 | Common | NONE |
| 922908595 | VBK | VANGUARD SMALL CAP GROWTH ETF | $1.0M | 0.54% | 3,439 | Common | NONE |
| 922042874 | VGK | VANGUARD FTSE EUROPE ETF | $1.0M | 0.54% | 12,818 | Common | NONE |
| 294429105 | EFX | EQUIFAX INCORPORATED | $1.0M | 0.53% | 3,946 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INCORPORATED | $948,939 | 0.50% | 5,704 | Common | NONE |
| 278865100 | ECL | ECOLAB INCORPORATED | $872,918 | 0.46% | 3,187 | Common | NONE |
| 33738R605 | FV | FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF | $842,240 | 0.44% | 13,602 | Common | NONE |
| 78463X772 | DWX | SPDR S&P INTERNATIONAL DIVIDEND ETF | $837,276 | 0.44% | 19,608 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $798,497 | 0.42% | 2,830 | Common | NONE |
| 464287408 | IVE | ISHARES S&P 500 VALUE ETF | $779,988 | 0.41% | 3,777 | Common | NONE |
| 78410G104 | SBAC | SBA COMMUNICATIONS CORPORATION NEW CLASS A REIT | $761,606 | 0.40% | 3,939 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $757,100 | 0.40% | 2,692 | Common | NONE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INCORPORATED DEL CLASS A | $754,200 | 0.40% | 1 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $729,464 | 0.38% | 2,400 | Common | NONE |
| 464287515 | IGV | ISHARES TR EXPANDED TECH | $715,937 | 0.38% | 6,225 | Common | NONE |
| 00162Q452 | AMLP | ALERIAN MLP ETF | $693,918 | 0.36% | 14,786 | Common | NONE |
| 922908611 | VBR | VANGUARD SMALL CAP VALUE ETF | $693,335 | 0.36% | 3,322 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $692,075 | 0.36% | 4,460 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $690,092 | 0.36% | 6,121 | Common | NONE |
| 921909768 | VXUS | VANGUARD TOTAL INTERNATIONAL STOCK ETF | $682,347 | 0.36% | 9,289 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTERNATIONAL INCORPORATED | $681,681 | 0.36% | 4,203 | Common | NONE |
| 693475105 | PNC | PNC FINL SVCS GROUP INCORPORATED | $675,951 | 0.36% | 3,364 | Common | NONE |
| 88160R101 | TSLA | TESLA INCORPORATED | $644,399 | 0.34% | 1,449 | Common | NONE |
| 931142103 | WMT | WALMART INCORPORATED | $623,824 | 0.33% | 6,053 | Common | NONE |
| 922908629 | VO | VANGUARD MID CAP ETF | $613,152 | 0.32% | 2,087 | Common | NONE |
| G16252101 | BIP | BROOKFIELD INFRAST PARTNERS LP LP INT UNIT | $610,932 | 0.32% | 18,575 | Common | NONE |
| 92204A801 | VAW | VANGUARD MATERIALS ETF | $607,162 | 0.32% | 2,964 | Common | NONE |
| 464287200 | IVV | ISHARES CORE S&P 500 ETF | $592,324 | 0.31% | 885 | Common | NONE |
| 254687106 | DIS | DISNEY WALT COMPANY | $587,991 | 0.31% | 5,135 | Common | NONE |
| 23325P104 | DNP | DNP SELECT INCOME FD INCORPORATED | $580,869 | 0.31% | 58,029 | Common | NONE |
| 842587107 | SO | SOUTHERN COMPANY | $580,446 | 0.31% | 6,125 | Common | NONE |
| 78468R622 | JNK | SPDR BLOOMBERG HIGH YIELD BOND ETF | $580,200 | 0.31% | 5,921 | Common | NONE |
| 172908105 | CTAS | CINTAS CORPORATION | $575,252 | 0.30% | 2,803 | Common | NONE |
| 26441C204 | DUK | DUKE ENERGY CORPORATION NEW COM NEW | $567,311 | 0.30% | 4,584 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $557,755 | 0.29% | 1,615 | Common | NONE |
| 84265V105 | SCCO | SOUTHERN COPPER CORPORATION | $547,819 | 0.29% | 4,514 | Common | NONE |
| 30034W106 | EVRG | EVERGY INCORPORATED | $534,960 | 0.28% | 7,037 | Common | NONE |
| 754730109 | RJF | RAYMOND JAMES FINL INCORPORATED | $530,354 | 0.28% | 3,073 | Common | NONE |
| 33734X143 | FXH | FIRST TRUST HEALTH CARE ALPHADEX FUND | $521,046 | 0.27% | 4,751 | Common | NONE |
| 783859101 | STBA | S & T BANCORP INCORPORATED | $519,456 | 0.27% | 13,819 | Common | NONE |
| 92206C102 | VGSH | VANGUARD SHORT-TERM TREASURY ETF | $506,110 | 0.27% | 8,600 | Common | NONE |
| 922908751 | VB | VANGUARD SMALL CAP ETF | $488,632 | 0.26% | 1,922 | Common | NONE |
| 33733E104 | FTCS | FIRST TRUST CAPITAL STRENGTH ETF | $482,612 | 0.25% | 5,154 | Common | NONE |
| 78433H303 | SPYI | NEOS S&P 500 HIGH INCOME ETF | $447,720 | 0.24% | 8,561 | Common | NONE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING INCORPORATED | $430,887 | 0.23% | 1,468 | Common | NONE |
| 921946406 | VYM | VANGUARD HIGH DIVIDEND YIELD ETF | $430,073 | 0.23% | 3,051 | Common | NONE |
| 65339F101 | NEE | NEXTERA ENERGY INCORPORATED | $428,028 | 0.23% | 5,670 | Common | NONE |
| 22160K105 | COST | COSTCO WHOLESALE CORPORATION NEW | $415,977 | 0.22% | 449 | Common | NONE |
| 285512109 | EA | ELECTRONIC ARTS INCORPORATED | $414,610 | 0.22% | 2,056 | Common | NONE |
| 58933Y105 | MRK | MERCK & COMPANY INCORPORATED | $414,155 | 0.22% | 4,935 | Common | NONE |
| 369604301 | GE | GE AEROSPACE COM NEW | $399,574 | 0.21% | 1,328 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRS INCORPORATED | $391,345 | 0.21% | 2,130 | Common | NONE |
| 464289438 | IWY | ISHARES TR RUS TP200 GR ETF | $383,110 | 0.20% | 1,400 | Common | NONE |
| 921946810 | VIGI | VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF | $378,744 | 0.20% | 4,228 | Common | NONE |
| 464287721 | IYW | ISHARES TR U.S. TECH ETF | $370,959 | 0.20% | 1,894 | Common | NONE |
| 166764100 | CVX | CHEVRON CORPORATION NEW | $370,334 | 0.19% | 2,385 | Common | NONE |
| 863667101 | SYK | STRYKER CORPORATION | $369,670 | 0.19% | 1,000 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORPORATION | $367,089 | 0.19% | 7,116 | Common | NONE |
| 46138E354 | SPLV | INVESCO S&P 500 LOW VOLATILITY ETF | $355,836 | 0.19% | 4,843 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $354,594 | 0.19% | 5,368 | Common | NONE |
| 571903202 | MAR | MARRIOTT INTERNATIONAL INCORPORATED NEW CLASS A | $354,201 | 0.19% | 1,360 | Common | NONE |
| 33733E856 | IGLD | FT VEST GOLD TARGET INCOME ETF | $342,342 | 0.18% | 14,300 | Common | NONE |
| 464287812 | IYK | ISHARES TR US CONSM STAPLES | $337,299 | 0.18% | 4,932 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD SHARES | $333,786 | 0.18% | 939 | Common | NONE |
| 038222105 | AMAT | APPLIED MATLS INCORPORATED | $332,851 | 0.18% | 1,626 | Common | NONE |
| G7738W106 | SFL | SFL CORPORATION LIMITED SHS (BERMUDA) | $331,388 | 0.17% | 44,009 | Common | NONE |
| 55261F104 | MTB | M & T BK CORPORATION | $331,351 | 0.17% | 1,677 | Common | NONE |
| 717081103 | PFE | PFIZER INCORPORATED | $330,144 | 0.17% | 12,957 | Common | NONE |
| 501044101 | KR | KROGER COMPANY | $329,799 | 0.17% | 4,892 | Common | NONE |
| 81369Y704 | XLI | SPDR INDUSTRIAL SELECT SECTOR FUND | $328,170 | 0.17% | 2,128 | Common | NONE |
| 81369Y803 | XLK | SPDR TECHNOLOGY SELECT SECTOR FUND | $327,907 | 0.17% | 1,163 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW | $325,786 | 0.17% | 532 | Common | NONE |
| 74348A467 | NOBL | PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF | $320,887 | 0.17% | 3,113 | Common | NONE |
| 756158101 | UTG | REAVES UTIL INCOME FD COM SH BEN INT | $318,545 | 0.17% | 8,040 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $317,210 | 0.17% | 5,264 | Common | NONE |
| 78433H675 | QQQI | NEOS NASDAQ 100 HIGH INCOME ETF | $314,360 | 0.17% | 5,800 | Common | NONE |
| 33734X150 | FXR | FIRST TRUST ETF II INDLS PROD DURABLE | $312,240 | 0.16% | 4,000 | Common | NONE |
| 46137V233 | XLG | INVESCO S&P 500 TOP 50 ETF | $308,997 | 0.16% | 5,372 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS I | $307,854 | 0.16% | 7,005 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INCORPORATED | $303,558 | 0.16% | 381 | Common | NONE |
| 00206R102 | T | AT&T INCORPORATED | $301,357 | 0.16% | 10,671 | Common | NONE |
| 92204A702 | VGT | VANGUARD INFORMATION TECHNOLOGY ETF | $300,892 | 0.16% | 403 | Common | NONE |
| 25434V500 | DFAS | DIMENSIONAL U S SMALL CAP ETF | $290,814 | 0.15% | 4,248 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $289,733 | 0.15% | 4,235 | Common | NONE |
| 464286533 | EEMV | ISHARES CORE MSCI EMERGING ETF | $288,796 | 0.15% | 4,381 | Common | NONE |
| 464287523 | SOXX | ISHARES TR ISHARES SEMICDTR | $284,676 | 0.15% | 1,050 | Common | NONE |
| 11133T103 | BR | BROADRIDGE FINL SOLUTIONS INCORPORATED | $274,455 | 0.14% | 1,152 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INCORPORATED | $273,912 | 0.14% | 1,183 | Common | NONE |
| 33733E203 | FBT | FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND | $271,086 | 0.14% | 1,512 | Common | NONE |
| 464287234 | EEM | ISHARES MSCI EMERGING MARKETS ETF | $269,865 | 0.14% | 5,025 | Common | NONE |
| 46137V324 | RSPN | INVESCO S&P 500 EQUAL WEIGHT INDUSTRIALS ETF | $264,512 | 0.14% | 4,715 | Common | NONE |
| 25746U109 | D | DOMINION ENERGY INCORPORATED | $259,892 | 0.14% | 4,249 | Common | NONE |
| 594972408 | MSTR | STRATEGY INCORPORATED CLASS A NEW | $259,057 | 0.14% | 804 | Common | NONE |
| 235851102 | DHR | DANAHER CORPORATION | $257,540 | 0.14% | 1,299 | Common | NONE |
| 713448108 | PEP | PEPSICO INCORPORATED | $250,238 | 0.13% | 1,782 | Common | NONE |
| 907818108 | UNP | UNION PAC CORPORATION | $249,759 | 0.13% | 1,057 | Common | NONE |
| 437076102 | HD | HOME DEPOT INCORPORATED | $248,492 | 0.13% | 613 | Common | NONE |
| 438516106 | HON | HONEYWELL INTERNATIONAL INCORPORATED | $241,549 | 0.13% | 1,148 | Common | NONE |
| 548661107 | LOW | LOWES COMPANIES INCORPORATED | $238,202 | 0.13% | 948 | Common | NONE |
| 244199105 | DE | DEERE & COMPANY | $237,689 | 0.12% | 520 | Common | NONE |
| 25434V203 | DFAI | DIMENSIONAL INTERN CORE EQT MKT ETF | $237,620 | 0.12% | 6,537 | Common | NONE |
| 69374H881 | COWZ | PACER US CASH COWS 100 ETF | $234,396 | 0.12% | 4,079 | Common | NONE |
| 219350105 | GLW | CORNING INCORPORATED | $233,894 | 0.12% | 2,851 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC CLASS A | $232,974 | 0.12% | 317 | Common | NONE |
| 988498101 | YUM | YUM BRANDS INCORPORATED | $227,927 | 0.12% | 1,500 | Common | NONE |
| 191216100 | KO | COCA COLA COMPANY | $227,544 | 0.12% | 3,431 | Common | NONE |
| 78409V104 | SPGI | S&P GLOBAL INCORPORATED | $226,569 | 0.12% | 466 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $225,595 | 0.12% | 6,724 | Common | NONE |
| 42250P103 | DOC | HEALTHPEAK PROPERTIES INCORPORATED REIT | $222,884 | 0.12% | 11,639 | Common | NONE |
| 649445400 | FLG | FLAGSTAR FINANCIAL INCORPORATED COM NEW | $221,502 | 0.12% | 19,178 | Common | NONE |
| 718546104 | PSX | PHILLIPS 66 | $220,385 | 0.12% | 1,620 | Common | NONE |
| 46138E123 | PSCI | INVESCO S&P SMALLCAP INDUSTRIALS ETF | $219,231 | 0.12% | 1,467 | Common | NONE |
| 33739E108 | FPE | FIRST TRUST PREFERRED SECURITIES AND INCOME ETF | $213,973 | 0.11% | 11,731 | Common | NONE |
| 058498106 | BALL | BALL CORP | $211,764 | 0.11% | 4,200 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INCORPORATED | $210,483 | 0.11% | 638 | Common | NONE |
| 46434G103 | IEMG | ISHARES INCORPORATED CORE MSCI EMKT | $208,136 | 0.11% | 3,157 | Common | NONE |
| 457187102 | INGR | INGREDION INCORPORATED | $207,329 | 0.11% | 1,698 | Common | NONE |
| 655844108 | NSC | NORFOLK SOUTHN CORPORATION | $205,709 | 0.11% | 685 | Common | NONE |
| 33738R506 | RDVY | FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS | $205,143 | 0.11% | 3,050 | Common | NONE |
| 36828A101 | GEV | GE VERNOVA INCORPORATED | $202,941 | 0.11% | 330 | Common | NONE |
| 30040W108 | ES | EVERSOURCE ENERGY | $202,607 | 0.11% | 2,848 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.