Q1 2026 · 13F-HR
Novak & Powell Financial Services, Inc.holdings as filed
Filed 2026-05-14 · accession 0002011548-26-000002
$185.6M
Reported value
163
Positions
2026-03-31
Period end
The Brief · Novak & Powell Financial Services, Inc. · Q1 2026
AI · grounded in 13F
Novak & Powell Financial Services, Inc. established a new position in VBK with a $1.01M investment. The fund also opened a new position in DFAS for $347,116 and increased its holdings in IJS by 146.56%. Conversely, the fund trimmed several positions, most notably reducing its shares of VB by 73.70% and IJT by 46.17%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 46090E103 | QQQ | INVESCO QQQ TRUST | $11.8M | 6.36% | 20,469 | Common | NONE |
| 922908736 | VUG | VANGUARD GROWTH ETF | $11.3M | 6.08% | 25,831 | Common | NONE |
| 037833100 | AAPL | APPLE INCORPORATED | $9.9M | 5.33% | 38,991 | Common | NONE |
| 922908637 | VV | VANGUARD LARGE-CAP ETF | $8.6M | 4.61% | 28,637 | Common | NONE |
| 78462F103 | SPY | STATE STREET SPDR S&P 500 ETF TRUST | $6.6M | 3.58% | 10,214 | Common | NONE |
| 922908744 | VTV | VANGUARD VALUE ETF | $5.3M | 2.86% | 27,015 | Common | NONE |
| 922042742 | VT | VANGUARD TOTAL WORLD STOCK ETF | $4.8M | 2.58% | 34,670 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORPORATION | $4.2M | 2.28% | 11,442 | Common | NONE |
| 921908844 | VIG | VANGUARD DIVIDEND APPRECIATION ETF | $4.1M | 2.19% | 18,909 | Common | NONE |
| 78467X109 | DIA | STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF | $3.7M | 1.98% | 7,951 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW | $3.7M | 1.98% | 7,654 | Common | NONE |
| 922908769 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $3.5M | 1.87% | 10,829 | Common | NONE |
| 464285204 | IAU | ISHARES GOLD TR ISHARES NEW | $3.4M | 1.81% | 38,023 | Common | NONE |
| 464287507 | IJH | ISHARES TR CORE S&P MCP ETF | $2.9M | 1.58% | 43,520 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $2.8M | 1.48% | 15,783 | Common | NONE |
| 92206C409 | VCSH | VANGUARD SHORT-TERM CORPORATE BOND ETF | $2.7M | 1.46% | 34,232 | Common | NONE |
| 464287804 | IJR | ISHARES TR CORE S&P SCP ETF | $2.5M | 1.37% | 20,424 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $2.5M | 1.36% | 10,326 | Common | NONE |
| 33733E302 | FDN | FIRST TRUST DOW JONES INTERNET INDEX FUND | $2.5M | 1.35% | 10,681 | Common | NONE |
| 337345102 | QTEC | FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND | $2.3M | 1.26% | 10,867 | Common | NONE |
| 464287879 | IJS | ISHARES TR SP SMCP600VL ETF | $2.0M | 1.09% | 17,067 | Common | NONE |
| 464287556 | IBB | ISHARES TR ISHARES BIOTECH | $1.8M | 0.98% | 10,797 | Common | NONE |
| 92204A504 | VHT | VANGUARD HEALTH CARE ETF | $1.7M | 0.94% | 6,422 | Common | NONE |
| 922042858 | VWO | VANGUARD FTSE EMERGING MARKETS ETF | $1.7M | 0.93% | 32,055 | Common | NONE |
| 464287887 | IJT | ISHARES TR S&P SML 600 GWT | $1.7M | 0.92% | 11,851 | Common | NONE |
| 464287705 | IJJ | ISHARES TR S&P MC 400VL ETF | $1.7M | 0.92% | 12,881 | Common | NONE |
| 92204A405 | VFH | VANGUARD FINANCIALS ETF | $1.7M | 0.91% | 13,950 | Common | NONE |
| 92206C870 | VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | $1.7M | 0.90% | 20,115 | Common | NONE |
| 464287606 | IJK | ISHARES TR S&P MC 400GR ETF | $1.6M | 0.86% | 15,927 | Common | NONE |
| 33734X176 | FXL | FIRST TRUST TECHNOLOGY ALPHADEX FUND | $1.6M | 0.86% | 10,072 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODUCTS PARTNERS L P | $1.6M | 0.85% | 41,902 | Common | NONE |
| 922908512 | VOE | VANGUARD MID-CAP VALUE ETF | $1.6M | 0.85% | 7,835 | Common | NONE |
| 922908553 | VNQ | VANGUARD REAL ESTATE ETF | $1.5M | 0.82% | 17,250 | Common | NONE |
| 921937827 | BSV | VANGUARD SHORT-TERM BOND ETF | $1.5M | 0.79% | 18,783 | Common | NONE |
| 922042775 | VEU | VANGUARD FTSE ALL-WORLD EX-US ETF | $1.5M | 0.79% | 19,588 | Common | NONE |
| 922908538 | VOT | VANGUARD MID-CAP GROWTH ETF | $1.4M | 0.74% | 5,336 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & COMPANY | $1.3M | 0.73% | 4,582 | Common | NONE |
| 742718109 | PG | PROCTER & GAMBLE COMPANY | $1.3M | 0.71% | 9,173 | Common | NONE |
| 097023105 | BA | BOEING COMPANY | $1.2M | 0.64% | 6,013 | Common | NONE |
| 92204A876 | VPU | VANGUARD UTILITIES ETF | $1.2M | 0.64% | 5,954 | Common | NONE |
| 464287846 | IYY | ISHARES TR DOW JONES US ETF | $1.2M | 0.63% | 7,332 | Common | NONE |
| 921937835 | BND | VANGUARD TOTAL BOND MARKET ETF | $1.1M | 0.59% | 14,792 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORPORATION | $1.0M | 0.56% | 6,146 | Common | NONE |
| 922042874 | VGK | VANGUARD FTSE EUROPE ETF | $1.0M | 0.55% | 12,486 | Common | NONE |
| 922908595 | VBK | VANGUARD SMALL-CAP GROWTH ETF | $1.0M | 0.55% | 3,357 | Common | NONE |
| 031162100 | AMGN | AMGEN INCORPORATED | $997,849 | 0.54% | 2,836 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INCORPORATED | $981,160 | 0.53% | 4,711 | Common | NONE |
| 78463X772 | DWX | STATE STREET SPDR S&P INTERNATIONAL DIVIDEND ETF | $912,050 | 0.49% | 20,000 | Common | NONE |
| 278865100 | ECL | ECOLAB INCORPORATED | $836,014 | 0.45% | 3,143 | Common | NONE |
| 00162Q452 | AMLP | ALERIAN MLP ETF | $831,907 | 0.45% | 15,804 | Common | NONE |
| 33738R605 | FV | FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF | $791,864 | 0.43% | 13,102 | Common | NONE |
| 84265V105 | SCCO | SOUTHERN COPPER CORPORATION | $789,755 | 0.43% | 4,590 | Common | NONE |
| 464287408 | IVE | ISHARES TR S&P 500 VAL ETF | $745,618 | 0.40% | 3,531 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INCORPORATED | $742,476 | 0.40% | 5,765 | Common | NONE |
| 931142103 | WMT | WALMART INCORPORATED | $738,281 | 0.40% | 5,940 | Common | NONE |
| 921909768 | VXUS | VANGUARD TOTAL INTERNATIONAL STOCK ETF | $721,060 | 0.39% | 9,351 | Common | NONE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INCORPORATED DEL CLASS A | $718,140 | 0.39% | 1 | Common | NONE |
| 294429105 | EFX | EQUIFAX INCORPORATED | $713,698 | 0.38% | 3,963 | Common | NONE |
| 693475105 | PNC | PNC FINL SVCS GROUP INCORPORATED | $700,047 | 0.38% | 3,364 | Common | NONE |
| 922908611 | VBR | VANGUARD SMALL-CAP VALUE ETF | $698,893 | 0.38% | 3,217 | Common | NONE |
| 464287200 | IVV | ISHARES TR CORE S&P500 ETF | $689,039 | 0.37% | 1,055 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTERNATIONAL INCORPORATED | $683,683 | 0.37% | 4,135 | Common | NONE |
| 92204A801 | VAW | VANGUARD MATERIALS ETF | $672,934 | 0.36% | 2,986 | Common | NONE |
| 88579Y101 | MMM | 3M COMPANY | $651,331 | 0.35% | 4,485 | Common | NONE |
| 88160R101 | TSLA | TESLA INCORPORATED | $646,102 | 0.35% | 1,738 | Common | NONE |
| G16252101 | BIP | BROOKFIELD INFRASTRUCTURE PART LP INT UNIT (BERMUDA) | $626,682 | 0.34% | 17,350 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORPORATION | $613,508 | 0.33% | 1,974 | Common | NONE |
| 23325P104 | DNP | DNP SELECT INCOME FD INCORPORATED | $612,322 | 0.33% | 59,449 | Common | NONE |
| 26441C204 | DUK | DUKE ENERGY CORPORATION NEW COM NEW | $601,150 | 0.32% | 4,591 | Common | NONE |
| 58933Y105 | MRK | MERCK & COMPANY INCORPORATED | $596,599 | 0.32% | 4,960 | Common | NONE |
| 30034W106 | EVRG | EVERGY INCORPORATED | $586,686 | 0.32% | 7,162 | Common | NONE |
| 78468R622 | JNK | STATE STREET SPDR BLOOMBERG HIGH YIELD BOND ETF | $585,550 | 0.32% | 6,117 | Common | NONE |
| 783859101 | STBA | S & T BANCORP INCORPORATED | $578,049 | 0.31% | 13,819 | Common | NONE |
| 842587107 | SO | SOUTHERN COMPANY | $571,860 | 0.31% | 5,925 | Common | NONE |
| 038222105 | AMAT | APPLIED MATLS INCORPORATED | $556,168 | 0.30% | 1,627 | Common | NONE |
| 464287234 | EEM | ISHARES TR MSCI EMG MKT ETF | $545,815 | 0.29% | 8,698 | Common | NONE |
| 65339F101 | NEE | NEXTERA ENERGY INCORPORATED | $526,630 | 0.28% | 5,670 | Common | NONE |
| 92206C102 | VGSH | VANGUARD SHORT-TERM TREASURY ETF | $503,444 | 0.27% | 8,600 | Common | NONE |
| G7738W106 | SFL | SFL CORPORATION LIMITED SHS (BERMUDA) | $500,023 | 0.27% | 46,341 | Common | NONE |
| 166764100 | CVX | CHEVRON CORPORATION | $499,777 | 0.27% | 2,416 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD SHARES | $498,706 | 0.27% | 1,159 | Common | NONE |
| 33734X143 | FXH | FIRST TRUST HEALTH CARE ALPHADEX FUND | $488,586 | 0.26% | 4,451 | Common | NONE |
| 254687106 | DIS | DISNEY WALT COMPANY | $487,166 | 0.26% | 5,055 | Common | NONE |
| 172908105 | CTAS | CINTAS CORPORATION | $475,125 | 0.26% | 2,809 | Common | NONE |
| 33733E856 | IGLD | FT VEST GOLD TARGET INCOME ETF | $469,752 | 0.25% | 18,400 | Common | NONE |
| 78410G104 | SBAC | SBA COMMUNICATIONS CORPORATION CLASS A REIT | $462,804 | 0.25% | 2,689 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INCORPORATED | $458,896 | 0.25% | 1,696 | Common | NONE |
| 464287515 | IGV | ISHARES TR EXPANDED TECH | $458,286 | 0.25% | 5,725 | Common | NONE |
| 921946406 | VYM | VANGUARD HIGH DIVIDEND YIELD ETF | $456,676 | 0.25% | 3,084 | Common | NONE |
| 754730109 | RJF | RAYMOND JAMES FINL INCORPORATED | $444,902 | 0.24% | 3,073 | Common | NONE |
| 22160K105 | COST | COSTCO WHOLESALE CORPORATION | $437,501 | 0.24% | 439 | Common | NONE |
| 571903202 | MAR | MARRIOTT INTERNATIONAL INCORPORATED | $426,575 | 0.23% | 1,304 | Common | NONE |
| 33733E104 | FTCS | FIRST TRUST CAPITAL STRENGTH ETF | $422,533 | 0.23% | 4,555 | Common | NONE |
| 285512109 | EA | ELECTRONIC ARTS INCORPORATED | $419,858 | 0.23% | 2,059 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRS INCORPORATED | $416,529 | 0.22% | 2,146 | Common | NONE |
| 78433H303 | SPYI | NEOS S&P 500 HIGH INCOME ETF | $413,103 | 0.22% | 8,367 | Common | NONE |
| 81369Y803 | XLK | STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF | $402,869 | 0.22% | 3,031 | Common | NONE |
| 219350105 | GLW | CORNING INCORPORATED | $401,589 | 0.22% | 2,954 | Common | NONE |
| 46137V233 | XLG | INVESCO S&P 500 TOP 50 ETF | $384,905 | 0.21% | 7,056 | Common | NONE |
| 921946810 | VIGI | VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF | $378,525 | 0.20% | 4,279 | Common | NONE |
| 369604301 | GE | GE AEROSPACE COM NEW | $376,933 | 0.20% | 1,328 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INCORPORATED | $365,608 | 0.20% | 7,283 | Common | NONE |
| 501044101 | KR | KROGER COMPANY | $357,066 | 0.19% | 4,935 | Common | NONE |
| 74348A467 | NOBL | PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF | $356,589 | 0.19% | 3,364 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INCORPORATED | $356,309 | 0.19% | 5,399 | Common | NONE |
| 717081103 | PFE | PFIZER INCORPORATED | $353,264 | 0.19% | 12,581 | Common | NONE |
| 55261F104 | MTB | M & T BK CORPORATION | $350,313 | 0.19% | 1,695 | Common | NONE |
| 25434V500 | DFAS | DIMENSIONAL US SMALL CAP ETF | $347,116 | 0.19% | 4,880 | Common | NONE |
| 81369Y704 | XLI | STATE STREET INDUSTRIAL SELECT SECTOR SPDR ETF | $346,007 | 0.19% | 2,139 | Common | NONE |
| 464287523 | SOXX | ISHARES TR ISHARES SEMICDTR | $345,093 | 0.19% | 1,050 | Common | NONE |
| 464287721 | IYW | ISHARES TR US TECH ETF | $343,625 | 0.19% | 1,894 | Common | NONE |
| 464289438 | IWY | ISHARES TR RUS TP200 GR ETF | $343,399 | 0.18% | 1,380 | Common | NONE |
| 922908751 | VB | VANGUARD SMALL-CAP INDEX FUND ETF SHARES | $343,377 | 0.18% | 1,311 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORPORATION | $343,257 | 0.18% | 7,041 | Common | NONE |
| 863667101 | SYK | STRYKER CORPORATION | $328,590 | 0.18% | 1,000 | Common | NONE |
| 33734X150 | FXR | FIRST TRUST ETF II INDLS PROD DURABLE | $326,275 | 0.18% | 3,997 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INCORPORATED | $324,866 | 0.18% | 384 | Common | NONE |
| 756158101 | UTG | REAVES UTIL INCOME FD COM SH BEN INT | $323,766 | 0.17% | 8,243 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW | $317,897 | 0.17% | 532 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $316,561 | 0.17% | 2,398 | Common | NONE |
| 00206R102 | T | AT&T INCORPORATED | $312,397 | 0.17% | 10,776 | Common | NONE |
| 46138E354 | SPLV | INVESCO S&P 500 LOW VOLATILITY ETF | $312,257 | 0.17% | 4,269 | Common | NONE |
| 33733E203 | FBT | FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND | $303,640 | 0.16% | 1,512 | Common | NONE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING INCORPORATED | $299,752 | 0.16% | 1,475 | Common | NONE |
| 718546104 | PSX | PHILLIPS 66 | $295,176 | 0.16% | 1,620 | Common | NONE |
| 458140100 | INTC | INTEL CORPORATION | $295,103 | 0.16% | 6,687 | Common | NONE |
| 244199105 | DE | DEERE & COMPANY | $293,636 | 0.16% | 521 | Common | NONE |
| 78433H675 | QQQI | NEOS NASDAQ 100 HIGH INCOME ETF | $288,321 | 0.16% | 5,802 | Common | NONE |
| 36828A101 | GEV | GE VERNOVA INCORPORATED | $288,093 | 0.16% | 330 | Common | NONE |
| 191216100 | KO | COCA COLA COMPANY | $284,581 | 0.15% | 3,742 | Common | NONE |
| 92204A702 | VGT | VANGUARD INFORMATION TECHNOLOGY ETF | $281,181 | 0.15% | 403 | Common | NONE |
| 17275R102 | CSCO | CISCO SYSTEMS INCORPORATED | $280,702 | 0.15% | 3,618 | Common | NONE |
| 713448108 | PEP | PEPSICO INCORPORATED | $273,229 | 0.15% | 1,759 | Common | NONE |
| 46137V324 | RSPN | INVESCO S&P 500 EQUAL WEIGHT INDUSTRIALS ETF | $271,490 | 0.15% | 4,715 | Common | NONE |
| 25746U109 | D | DOMINION ENERGY INCORPORATED | $266,558 | 0.14% | 4,312 | Common | NONE |
| 25434V203 | DFAI | DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF | $264,655 | 0.14% | 6,793 | Common | NONE |
| 438516106 | HON | HONEYWELL INTERNATIONAL INCORPORATED | $259,646 | 0.14% | 1,149 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INCORPORATED | $257,291 | 0.14% | 1,183 | Common | NONE |
| 907818108 | UNP | UNION PAC CORPORATION | $256,363 | 0.14% | 1,057 | Common | NONE |
| 649445400 | FLG | FLAGSTAR BANK NATIONAL ASSOCIA COM NEW | $252,891 | 0.14% | 19,202 | Common | NONE |
| 46434G103 | IEMG | ISHARES INCORPORATED CORE MSCI EMKT | $250,079 | 0.13% | 3,585 | Common | NONE |
| 235851102 | DHR | DANAHER CORPORATION DEL | $246,290 | 0.13% | 1,299 | Common | NONE |
| 46654Q203 | JEPQ | JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF | $238,181 | 0.13% | 4,290 | Common | NONE |
| 464287812 | IYK | ISHARES US CONSUMER STAPLES ETF | $238,172 | 0.13% | 3,401 | Common | NONE |
| 922908629 | VO | VANGUARD MID-CAP ETF | $237,690 | 0.13% | 828 | Common | NONE |
| 988498101 | YUM | YUM BRANDS INCORPORATED | $234,570 | 0.13% | 1,509 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INCORPORATED | $233,565 | 0.13% | 330 | Common | NONE |
| 46138E123 | PSCI | INVESCO S&P SMALLCAP INDUSTRIALS ETF | $226,839 | 0.12% | 1,467 | Common | NONE |
| 46137V621 | PGF | INVESCO FINANCIAL PREFERRED ETF | $224,945 | 0.12% | 16,348 | Common | NONE |
| 69374H881 | COWZ | PACER US CASH COWS 100 ETF | $224,115 | 0.12% | 3,582 | Common | NONE |
| 548661107 | LOW | LOWES COMPANIES INCORPORATED | $223,968 | 0.12% | 948 | Common | NONE |
| 46137V365 | RSPG | INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | $222,791 | 0.12% | 2,035 | Common | NONE |
| 75513E101 | RTX | RTX CORPORATION | $212,962 | 0.11% | 1,104 | Common | NONE |
| 25434V302 | DFAE | DIMENSIONAL EMERGING CORE EQUITY MARKET ETF | $209,661 | 0.11% | 6,192 | Common | NONE |
| 437076102 | HD | HOME DEPOT INCORPORATED | $208,918 | 0.11% | 635 | Common | NONE |
| 33739E108 | FPE | FIRST TRUST PREFERRED SECURITIES AND INCOME ETF | $207,267 | 0.11% | 11,677 | Common | NONE |
| 25434V609 | DFAT | DIMENSIONAL US TARGETED VALUE ETF | $205,461 | 0.11% | 3,290 | Common | NONE |
| 46137V688 | KNCT | INVESCO NEXT GEN CONNECTIVITY ETF | $203,133 | 0.11% | 1,466 | Common | NONE |
| 42250P103 | DOC | HEALTHPEAK PROPERTIES INCORPORATED REIT | $198,095 | 0.11% | 12,057 | Common | NONE |
| 05588W108 | LEO | BNY MELLON STRATEGIC MUNS INCORPORATED | $168,930 | 0.09% | 26,857 | Common | NONE |
| 59318D104 | CXE | MFS HIGH INCOME MUN TR SH BEN INT | $141,659 | 0.08% | 38,183 | Common | NONE |
| 59318E102 | CMU | MFS HIGH YIELD MUN TR SH BEN INT | $110,223 | 0.06% | 30,789 | Common | NONE |
| 09662E109 | DSM | BNY MELLON STRATEGIC MUN BD FD | $109,714 | 0.06% | 18,255 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.