Q4 2023 · 13F-HR
GLOBALT Investments LLC / GAholdings as filed
Filed 2024-02-20 · accession 0002011891-24-000002
$2.41B
Reported value
206
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287614 | IWF | ISHARES TR | $351.0M | 14.6% | 1,157,648 | Common | NONE |
| 464287598 | IWD | ISHARES TR | $331.0M | 13.8% | 2,002,886 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $124.1M | 5.16% | 648,981 | Common | NONE |
| 464287481 | IWP | ISHARES TR | $96.2M | 4.00% | 920,724 | Common | NONE |
| 464287440 | IEF | ISHARES TR | $92.6M | 3.85% | 960,524 | Common | NONE |
| 78468r101 | — | SPDR Portfolio Short Term Trea | $92.3M | 3.84% | 3,178,777 | Common | NONE |
| 78464A409 | SPYG | SPDR SER TR | $80.1M | 3.33% | 1,231,415 | Common | NONE |
| 46436e841 | — | iShares iBonds Dec 2027 Term T | $73.7M | 3.06% | 3,291,583 | Common | NONE |
| 46436e866 | — | iShares iBonds Dec 2025 Term T | $63.3M | 2.63% | 2,719,944 | Common | NONE |
| 46429b267 | — | iShares US Treasury Bond ETF | $60.7M | 2.53% | 2,636,186 | Common | NONE |
| 92189f106 | — | VanEck Gold Miners ETF | $58.7M | 2.44% | 1,892,484 | Common | NONE |
| 464287655 | IWM | ISHARES TR | $57.9M | 2.41% | 288,247 | Common | NONE |
| 78464a672 | — | SPDR Portfolio Intermediate Te | $56.3M | 2.34% | 1,972,952 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $49.9M | 2.07% | 292,860 | Common | NONE |
| 78463X848 | CWI | SPDR INDEX SHS FDS | $45.1M | 1.88% | 1,668,680 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $38.4M | 1.60% | 199,482 | Common | NONE |
| 92206c706 | — | Vanguard Intmdt-Term Trs ETF | $37.4M | 1.56% | 631,189 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $36.0M | 1.50% | 95,729 | Common | NONE |
| 464287473 | IWS | ISHARES TR | $31.8M | 1.32% | 273,841 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $23.7M | 0.98% | 576,161 | Common | NONE |
| 11135f101 | — | Broadcom Inc | $15.4M | 0.64% | 13,771 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $13.3M | 0.55% | 22,813 | Common | NONE |
| 46625h100 | — | JPMorgan Chase & Co | $13.3M | 0.55% | 77,997 | Common | NONE |
| 02079k305 | — | Alphabet Inc A | $12.5M | 0.52% | 89,639 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $12.4M | 0.52% | 81,637 | Common | NONE |
| 89417e109 | — | Travelers Companies Inc | $11.5M | 0.48% | 60,222 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $11.0M | 0.46% | 31,713 | Common | NONE |
| 58933y105 | — | Merck & Co Inc | $11.0M | 0.46% | 100,698 | Common | NONE |
| 67066g104 | — | NVIDIA Corp | $10.2M | 0.42% | 20,635 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $9.2M | 0.38% | 122,677 | Common | NONE |
| 464287234 | EEM | ISHARES TR | $8.9M | 0.37% | 222,455 | Common | SOLE |
| 94106l109 | — | Waste Management Inc | $8.4M | 0.35% | 46,806 | Common | NONE |
| 237194105 | DRI | DARDEN RESTAURANTS INC | $8.3M | 0.34% | 50,409 | Common | NONE |
| 907818108 | UNP | UNION PAC CORP | $8.1M | 0.34% | 32,838 | Common | NONE |
| 30303m102 | — | Meta Platforms Inc Cl A | $7.9M | 0.33% | 22,451 | Common | NONE |
| g29183103 | — | Eaton Corp PLC | $7.9M | 0.33% | 32,650 | Common | NONE |
| 500754106 | KHC | KRAFT HEINZ CO | $7.7M | 0.32% | 209,380 | Common | NONE |
| 620076307 | MSI | MOTOROLA SOLUTIONS INC | $7.5M | 0.31% | 24,007 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $7.3M | 0.30% | 66,390 | Common | NONE |
| 29250n105 | — | Enbridge Inc | $7.3M | 0.30% | 201,848 | Common | NONE |
| 931142103 | WMT | WALMART INC | $7.2M | 0.30% | 45,569 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $7.1M | 0.30% | 120,906 | Common | NONE |
| 291011104 | EMR | EMERSON ELEC CO | $7.1M | 0.30% | 73,165 | Common | NONE |
| 00206r102 | — | AT&T Inc | $7.1M | 0.30% | 423,750 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $7.1M | 0.29% | 47,326 | Common | NONE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $7.0M | 0.29% | 29,935 | Common | NONE |
| 20030n101 | — | Comcast Corp Class A | $6.8M | 0.28% | 156,112 | Common | NONE |
| 872540109 | TJX | TJX COS INC NEW | $6.6M | 0.27% | 70,464 | Common | NONE |
| 464287432 | TLT | ISHARES TR | $6.5M | 0.27% | 66,225 | Common | SOLE |
| 372460105 | GPC | GENUINE PARTS CO | $6.5M | 0.27% | 47,267 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRS INC | $6.5M | 0.27% | 37,894 | Common | NONE |
| 17275r102 | — | Cisco Systems Inc | $6.5M | 0.27% | 127,848 | Common | NONE |
| 57636q104 | — | Mastercard Inc A | $6.4M | 0.27% | 15,069 | Common | NONE |
| 26441c204 | — | Duke Energy Corp | $6.4M | 0.26% | 65,443 | Common | NONE |
| 464288240 | ACWX | ISHARES TR | $6.2M | 0.26% | 122,085 | Common | SOLE |
| 842587107 | SO | SOUTHERN CO | $6.1M | 0.25% | 86,895 | Common | NONE |
| 260557103 | DOW | DOW INC | $6.0M | 0.25% | 108,609 | Common | NONE |
| 172908105 | CTAS | CINTAS CORP | $5.9M | 0.25% | 9,821 | Common | NONE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $5.9M | 0.24% | 48,230 | Common | NONE |
| 40434l105 | — | HP Inc | $5.7M | 0.24% | 190,392 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $5.7M | 0.24% | 19,306 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $5.7M | 0.24% | 12,542 | Common | NONE |
| 127387108 | CDNS | CADENCE DESIGN SYSTEM INC | $5.6M | 0.23% | 20,573 | Common | NONE |
| 046353108 | AZNN | ASTRAZENECA PLC | $5.4M | 0.22% | 79,647 | Common | NONE |
| 126650100 | CVS | CVS HEALTH CORP | $5.3M | 0.22% | 67,497 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $5.3M | 0.22% | 73,036 | Common | NONE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $5.3M | 0.22% | 33,510 | Common | NONE |
| 92826c839 | — | Visa Inc Class A | $5.3M | 0.22% | 20,237 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $5.3M | 0.22% | 155,931 | Common | NONE |
| 30231g102 | — | Exxon Mobil Corp | $5.0M | 0.21% | 50,232 | Common | NONE |
| 03027x100 | — | American Tower Corp | $4.7M | 0.20% | 21,975 | Common | NONE |
| 00724f101 | — | Adobe Inc | $4.6M | 0.19% | 7,757 | Common | NONE |
| 863667101 | SYK | STRYKER CORPORATION | $4.6M | 0.19% | 15,428 | Common | NONE |
| 91324p102 | — | UnitedHealth Group Inc | $4.6M | 0.19% | 8,750 | Common | NONE |
| 12514g108 | — | CDW Corp | $4.4M | 0.18% | 19,264 | Common | NONE |
| g1151c101 | — | Accenture PLC Class A | $4.4M | 0.18% | 12,452 | Common | NONE |
| 02209s103 | — | Altria Group Inc | $4.4M | 0.18% | 108,122 | Common | NONE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $4.3M | 0.18% | 50,499 | Common | NONE |
| 88160r101 | — | Tesla Inc | $4.3M | 0.18% | 17,255 | Common | NONE |
| 78464A664 | SPTL | SPDR SER TR | $4.1M | 0.17% | 140,945 | Common | NONE |
| 02079k107 | — | Alphabet Inc Class C | $4.0M | 0.17% | 28,546 | Common | NONE |
| 76131d103 | — | Restaurant Brands Intl Inc | $4.0M | 0.17% | 50,967 | Common | NONE |
| 921910816 | MGK | VANGUARD WORLD FD | $3.9M | 0.16% | 15,000 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $3.7M | 0.15% | 39,318 | Common | NONE |
| 808524862 | SCHO | SCHWAB STRATEGIC TR | $3.7M | 0.15% | 75,364 | Common | NONE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $3.6M | 0.15% | 13,321 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $3.6M | 0.15% | 69,568 | Common | NONE |
| 375558103 | GILD | GILEAD SCIENCES INC | $3.6M | 0.15% | 43,969 | Common | NONE |
| 92532f100 | — | Vertex Pharmaceuticals Inc | $3.5M | 0.14% | 8,539 | Common | NONE |
| g02602103 | — | Amdocs Ltd | $3.4M | 0.14% | 38,596 | Common | NONE |
| 97717x669 | — | WisdomTree US Quality Dividend | $3.3M | 0.14% | 47,399 | Common | NONE |
| 278865100 | ECL | ECOLAB INC | $3.3M | 0.14% | 16,774 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $3.2M | 0.13% | 11,187 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $3.2M | 0.13% | 20,231 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $3.0M | 0.12% | 14,264 | Common | NONE |
| 040413106 | ANETEUR | ARISTA NETWORKS INC | $2.9M | 0.12% | 12,433 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $2.8M | 0.12% | 30,084 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $2.7M | 0.11% | 9,118 | Common | NONE |
| 426281101 | JKHY | HENRY JACK & ASSOC INC | $2.6M | 0.11% | 16,119 | Common | NONE |
| 574599106 | MAS | MASCO CORP | $2.6M | 0.11% | 38,989 | Common | NONE |
| 97717w505 | — | WisdomTree US MidCap Dividend | $2.6M | 0.11% | 56,525 | Common | NONE |
| 651639106 | NEM | NEWMONT CORP | $2.6M | 0.11% | 62,087 | Common | NONE |
| 67103h107 | — | O'Reilly Automotive Inc | $2.5M | 0.11% | 2,672 | Common | NONE |
| 22160k105 | — | Costco Wholesale Corp | $2.5M | 0.10% | 3,795 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $2.5M | 0.10% | 5,198 | Common | NONE |
| 65339f101 | — | NextEra Energy Inc | $2.4M | 0.10% | 40,292 | Common | NONE |
| 64110l106 | — | Netflix Inc | $2.4M | 0.10% | 4,870 | Common | NONE |
| 46137v563 | — | Invesco High Yield Eq Div Achi | $2.3M | 0.10% | 109,090 | Common | NONE |
| 98978v103 | — | Zoetis Inc Class A | $2.3M | 0.10% | 11,634 | Common | NONE |
| 482480100 | KLAC | KLA CORP | $2.3M | 0.09% | 3,877 | Common | NONE |
| 79589l106 | — | Samsara Inc Cl A | $2.2M | 0.09% | 65,436 | Common | NONE |
| 90353t100 | — | Uber Technologies Inc | $2.2M | 0.09% | 35,474 | Common | NONE |
| 464287572 | IOO | ISHARES TR | $2.2M | 0.09% | 26,818 | Common | NONE |
| 252131107 | DXCM | DEXCOM INC | $2.1M | 0.09% | 17,155 | Common | NONE |
| 78464A763 | SDY | SPDR SER TR | $2.1M | 0.09% | 16,646 | Common | NONE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $1.9M | 0.08% | 13,206 | Common | NONE |
| 49338l103 | — | Keysight Technologies Inc | $1.9M | 0.08% | 12,047 | Common | NONE |
| 343412102 | FLR | FLUOR CORP NEW | $1.8M | 0.08% | 46,752 | Common | NONE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $1.8M | 0.07% | 20,000 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC | $1.7M | 0.07% | 10,325 | Common | NONE |
| 071813109 | BAX | BAXTER INTL INC | $1.7M | 0.07% | 43,053 | Common | NONE |
| 464287457 | SHY | ISHARES TR | $1.7M | 0.07% | 20,205 | Common | SOLE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $1.6M | 0.07% | 14,259 | Common | NONE |
| 032654105 | ADI | ANALOG DEVICES INC | $1.5M | 0.06% | 7,690 | Common | NONE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $1.5M | 0.06% | 8,077 | Common | NONE |
| 337738108 | FISV | FISERV INC | $1.5M | 0.06% | 11,382 | Common | NONE |
| 609839105 | MPWR | MONOLITHIC PWR SYS INC | $1.5M | 0.06% | 2,391 | Common | NONE |
| 052769106 | ADSK | AUTODESK INC | $1.5M | 0.06% | 6,187 | Common | NONE |
| 653656108 | NICE | NICE LTD | $1.5M | 0.06% | 7,348 | Common | NONE |
| 745867101 | PHM | PULTE GROUP INC | $1.5M | 0.06% | 14,057 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $1.4M | 0.06% | 8,533 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC | $1.4M | 0.06% | 6,965 | Common | NONE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $1.3M | 0.06% | 2,458 | Common | NONE |
| 46138j825 | — | Invesco BulletShares 2025 Corp | $1.3M | 0.05% | 63,387 | Common | NONE |
| g54950103 | — | Linde PLC | $1.3M | 0.05% | 3,150 | Common | NONE |
| 464287739 | IYR | ISHARES TR | $1.3M | 0.05% | 13,761 | Common | NONE |
| 12572q105 | — | CME Group Inc Class A | $1.2M | 0.05% | 5,804 | Common | NONE |
| 922475108 | VEEV | VEEVA SYS INC | $1.2M | 0.05% | 6,266 | Common | NONE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX F | $1.2M | 0.05% | 20,610 | Common | NONE |
| 46138j791 | — | Invesco BulletShares 2026 Corp | $1.1M | 0.05% | 56,717 | Common | NONE |
| 384109104 | GGG | GRACO INC | $1.1M | 0.04% | 12,402 | Common | NONE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $1.1M | 0.04% | 467 | Common | NONE |
| 74340w103 | — | Prologis Inc | $1.0M | 0.04% | 7,818 | Common | NONE |
| 518439104 | EL | LAUDER ESTEE COS INC | $1.0M | 0.04% | 7,091 | Common | NONE |
| 464288653 | TLH | ISHARES TR | $989,280 | 0.04% | 9,138 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $972,932 | 0.04% | 2,037 | Common | NONE |
| 28176e108 | — | Edwards Lifesciences Corp | $944,509 | 0.04% | 12,387 | Common | NONE |
| 988498101 | YUM | YUM BRANDS INC | $930,952 | 0.04% | 7,125 | Common | NONE |
| 778296103 | ROST | ROSS STORES INC | $930,811 | 0.04% | 6,726 | Common | NONE |
| 46138j833 | — | Invesco BulletShares 2024 HY C | $909,168 | 0.04% | 40,025 | Common | NONE |
| 46137v548 | — | Invesco International Div Achi | $902,461 | 0.04% | 48,894 | Common | NONE |
| 464287242 | LQD | ISHARES TR | $873,771 | 0.04% | 7,896 | Common | NONE |
| 14448c104 | — | Carrier Global Corp Ordinary S | $859,337 | 0.04% | 14,958 | Common | NONE |
| 501044101 | KR | KROGER CO | $851,166 | 0.04% | 18,621 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $840,228 | 0.03% | 5,734 | Common | NONE |
| 464287861 | IEV | ISHARES TR | $811,665 | 0.03% | 15,355 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $808,218 | 0.03% | 9,640 | Common | NONE |
| 571903202 | MAR | MARRIOTT INTL INC NEW | $797,403 | 0.03% | 3,536 | Common | NONE |
| 43300a203 | — | Hilton Worldwide Holdings Inc | $776,250 | 0.03% | 4,263 | Common | NONE |
| 98956p102 | — | Zimmer Biomet Holdings Inc | $763,181 | 0.03% | 6,271 | Common | NONE |
| 14040h105 | — | Capital One Financial Corp | $748,407 | 0.03% | 5,708 | Common | NONE |
| 69374h741 | — | Pacer Benchmark Data&Infras RE | $735,502 | 0.03% | 24,673 | Common | NONE |
| 46434v407 | — | iShares 0-5 Year High Yield Co | $731,588 | 0.03% | 17,328 | Common | NONE |
| 78464A292 | PSK | SPDR SER TR | $726,747 | 0.03% | 21,681 | Common | NONE |
| 929089100 | VOYA | VOYA FINANCIAL INC | $696,549 | 0.03% | 9,547 | Common | NONE |
| 773903109 | ROK | ROCKWELL AUTOMATION INC | $682,435 | 0.03% | 2,198 | Common | NONE |
| 46138e628 | — | Invesco KBW Bank ETF | $642,815 | 0.03% | 13,068 | Common | NONE |
| 46434g822 | — | iShares MSCI Japan ETF | $637,103 | 0.03% | 9,933 | Common | NONE |
| 10258p102 | — | Bowlero Corp Cl A Com | $624,626 | 0.03% | 44,112 | Common | NONE |
| 464288414 | MUB | ISHARES TR | $561,564 | 0.02% | 5,180 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $557,329 | 0.02% | 1,050 | Common | NONE |
| 464288711 | JXI | ISHARES TR | $557,028 | 0.02% | 9,530 | Common | NONE |
| 172967424 | C | CITIGROUP INC | $556,324 | 0.02% | 10,815 | Common | NONE |
| 533900106 | LECO | LINCOLN ELEC HLDGS INC | $551,479 | 0.02% | 2,536 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $511,329 | 0.02% | 16,394 | Common | NONE |
| 464287689 | IWV | ISHARES TR | $475,213 | 0.02% | 1,736 | Common | NONE |
| 46138e537 | — | Invesco National AMT-Free Muni | $469,092 | 0.02% | 19,400 | Common | NONE |
| 92204a884 | — | Vanguard Communication Service | $453,827 | 0.02% | 3,855 | Common | NONE |
| 92204a876 | — | Vanguard Utilities ETF | $450,960 | 0.02% | 3,290 | Common | NONE |
| 46429b697 | — | iShares MSCI USA Min Vol Facto | $443,444 | 0.02% | 5,683 | Common | NONE |
| 70450y103 | — | PayPal Holdings Inc | $437,915 | 0.02% | 7,131 | Common | NONE |
| 464287648 | IWO | ISHARES TR | $437,602 | 0.02% | 1,735 | Common | NONE |
| 921946794 | VYMI | VANGUARD WHITEHALL FDS | $430,922 | 0.02% | 6,481 | Common | NONE |
| 244199105 | DE | DEERE & CO | $415,108 | 0.02% | 1,038 | Common | NONE |
| 464287622 | IWB | ISHARES TR | $397,062 | 0.02% | 1,514 | Common | NONE |
| 571748102 | MRSH | MARSH & MCLENNAN COS INC | $386,519 | 0.02% | 2,040 | Common | SOLE |
| 05722g100 | — | Baker Hughes Co | $384,969 | 0.02% | 11,263 | Common | SOLE |
| 464287309 | IVW | ISHARES TR | $375,800 | 0.02% | 5,004 | Common | NONE |
| 42809h107 | — | Hess Corp | $340,650 | 0.01% | 2,363 | Common | SOLE |
| 880770102 | TER | TERADYNE INC | $340,319 | 0.01% | 3,136 | Common | NONE |
| 79466l302 | — | Salesforce Inc | $334,451 | 0.01% | 1,271 | Common | NONE |
| 235851102 | DHR | DANAHER CORPORATION | $320,406 | 0.01% | 1,385 | Common | NONE |
| 78468R721 | TFI | SPDR SER TR | $317,250 | 0.01% | 6,750 | Common | NONE |
| 46120e602 | — | Intuitive Surgical Inc | $303,624 | 0.01% | 900 | Common | NONE |
| 46432f842 | — | iShares Core MSCI EAFE ETF | $299,902 | 0.01% | 4,263 | Common | NONE |
| 00971t101 | — | Akamai Technologies Inc | $295,875 | 0.01% | 2,500 | Common | NONE |
| 55354g100 | — | MSCI Inc | $294,704 | 0.01% | 521 | Common | SOLE |
| 922042874 | VGK | VANGUARD INTL EQUITY INDEX F | $257,920 | 0.01% | 4,000 | Common | NONE |
| 464287606 | IJK | ISHARES TR | $252,949 | 0.01% | 3,193 | Common | NONE |
| 464287804 | IJR | ISHARES TR | $251,898 | 0.01% | 2,327 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $251,250 | 0.01% | 5,000 | Common | NONE |
| 464288802 | SUSA | ISHARES TR | $238,008 | 0.01% | 2,368 | Common | SOLE |
| 09247x101 | — | BlackRock Inc | $226,492 | 0.01% | 279 | Common | SOLE |
| 78468R739 | SHM | SPDR SER TR | $223,896 | 0.01% | 4,685 | Common | NONE |
| 26924g201 | — | ETFMG Prime Cyber Security ETF | $211,435 | 0.01% | 3,500 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $201,984 | 0.01% | 1,235 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.