Q1 2026 · 13F-HR
Garton & Associates Financial Advisors LLCholdings as filed
Filed 2026-05-11 · accession 0002109857-26-000002
$122.2M
Reported value
123
Positions
2026-03-31
Period end
The Brief · Garton & Associates Financial Advisors LLC · Q1 2026
AI · grounded in 13F
Garton & Associates Financial Advisors LLC closed its position in LLY, reducing exposure by $1.93M. The fund established new positions in FIS for $1.98M, AZN for $1.42M, and AMCR for $1.22M. Additionally, the fund exited its position in AZNN, resulting in a $1.29M decrease.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 808515605 | SWVXX | SCHWAB PRIME ADVANTAGE MONEY INVESTOR | $8.2M | 6.71% | 8,196,610 | Common | NONE |
| 316389303 | FBGRX | FIDELITY BLUE CHIP GROWTH | $5.2M | 4.28% | 21,077 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $5.1M | 4.16% | 20,048 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $4.5M | 3.64% | 14,388 | Common | NONE |
| 023135106 | AMZN | AMAZONCOM INC | $4.2M | 3.48% | 20,398 | Common | NONE |
| 316062108 | FAGIX | FIDELITY CAPITAL & INCOME | $4.2M | 3.45% | 389,390 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $3.9M | 3.17% | 10,479 | Common | NONE |
| 14064D865 | FTHSX | FULLERTHALER BEHAVIORAL SM-CP EQ INST | $3.6M | 2.96% | 71,826 | Common | NONE |
| 77954M303 | TRAIX | T ROWE PRICE CAPITAL APPRECIATION I | $3.0M | 2.49% | 88,046 | Common | NONE |
| 14064D782 | FTXSX | FULLERTHALER BEHAVIORAL SM-CP GRINSTL | $3.0M | 2.43% | 54,191 | Common | NONE |
| 779557305 | PRWAX | T ROWE PRICE ALL-CAP OPPORTUNITIES-I | $3.0M | 2.42% | 41,494 | Common | NONE |
| 024071821 | AMBFX | AMERICAN FUNDS AMERICAN BALANCED F2 | $2.9M | 2.38% | 78,925 | Common | NONE |
| 46138G649 | QQQM | INVESCO NASDAQ 100 ETF | $2.5M | 2.01% | 10,352 | Common | NONE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $2.1M | 1.72% | 16,020 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $2.0M | 1.67% | 13,184 | Common | NONE |
| 31620M106 | FIS | FIDELITY NATL INFORMATIO | $2.0M | 1.62% | 42,211 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC CLASS CLASS A | $2.0M | 1.61% | 6,844 | Common | NONE |
| 78462F103 | SPY | STATE STREET SPDR S&P 500 ETF TRUST | $1.9M | 1.56% | 2,932 | Common | NONE |
| 835495102 | SON | SONOCO PRODS CO | $1.8M | 1.49% | 33,683 | Common | NONE |
| 87283Q867 | TCAF | T ROWE PRICE CAPITAL APPRECIATION EQUITY ETF | $1.8M | 1.45% | 49,629 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $1.8M | 1.44% | 8,520 | Common | NONE |
| 01877C408 | APGYX | AB LARGE CAP GROWTH ADVISOR | $1.7M | 1.39% | 16,661 | Common | NONE |
| 30161N101 | EXC | EXELON CORP | $1.6M | 1.33% | 33,284 | Common | NONE |
| 921946794 | VYMI | VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND ETF SHARES | $1.6M | 1.27% | 16,470 | Common | NONE |
| 907818108 | UNP | UNION PAC CORP | $1.6M | 1.27% | 6,390 | Common | NONE |
| G0593M107 | AZN | ASTRAZENECA PLC F | $1.4M | 1.16% | 7,212 | Common | NONE |
| 418056107 | HAS | HASBRO INC | $1.4M | 1.14% | 14,895 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $1.3M | 1.05% | 2,219 | Common | NONE |
| 808515696 | SNAXX | SCHWAB PRIME ADVANTAGE MONEY ULTRA | $1.3M | 1.03% | 1,258,832 | Common | NONE |
| G0250X149 | AMCR | AMCOR PLC F | $1.2M | 1.00% | 30,730 | Common | NONE |
| 371901109 | GNTX | GENTEX CORP | $1.2M | 0.97% | 54,273 | Common | NONE |
| 09251W403 | MAEGX | BLACKROCK UNCONSTRAINED EQUITY INSTL | $1.2M | 0.97% | 79,040 | Common | NONE |
| 191216100 | KO | THE COCA-COLA CO | $1.1M | 0.93% | 14,996 | Common | NONE |
| 760281204 | RBCAA | REPUBLIC BANCORP INC KY CLASS A | $1.1M | 0.93% | 16,053 | Common | NONE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND FCLASS CLASS A | $1.1M | 0.90% | 5,522 | Common | NONE |
| 693475105 | PNC | PNC FINL SERVICES | $1.1M | 0.89% | 5,212 | Common | NONE |
| 459200101 | IBM | IBM CORP | $1.1M | 0.88% | 4,430 | Common | NONE |
| 931142103 | WMT | WALMART INC | $1.0M | 0.84% | 8,300 | Common | NONE |
| 921946406 | VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF SHARES | $976,286 | 0.80% | 6,592 | Common | NONE |
| G5960L103 | MDT | MEDTRONIC PLC F | $958,002 | 0.78% | 11,056 | Common | NONE |
| 56170L208 | HRSMX | HOOD RIVER SMALL-CAP GROWTH INSTL | $943,310 | 0.77% | 10,116 | Common | NONE |
| 77954Q403 | TBCIX | T ROWE PRICE BLUE CHIP GROWTH I | $872,763 | 0.71% | 4,637 | Common | NONE |
| 808515621 | SNOXX | SCHWAB TREASURY OBLIG MONEY INV | $852,615 | 0.70% | 852,615 | Common | NONE |
| 29250N105 | ENB | ENBRIDGE INC F | $838,791 | 0.69% | 15,493 | Common | NONE |
| 316390863 | FSELX | FIDELITY SELECT SEMICONDUCTORS | $809,770 | 0.66% | 17,471 | Common | NONE |
| 316200104 | FDGRX | FIDELITY GROWTH COMPANY FUND | $751,285 | 0.61% | 16,146 | Common | NONE |
| 72201F490 | PIMIX | PIMCO INCOME INSTL | $700,908 | 0.57% | 65,019 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR M FSPONSORED ADR 1 ADR REPS 5 ORD SHS | $684,349 | 0.56% | 2,025 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $658,559 | 0.54% | 3,028 | Common | NONE |
| 316389105 | FOCPX | FIDELITY OTC | $636,636 | 0.52% | 27,253 | Common | NONE |
| 131582751 | CISIX | CALVERT US LARGE CAP CORE RSPNB IDX I | $621,283 | 0.51% | 11,661 | Common | NONE |
| 372460105 | GPC | GENUINE PARTS CO | $617,897 | 0.51% | 5,843 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $590,339 | 0.48% | 1,588 | Common | NONE |
| 14064D659 | FTZIX | FULLERTHALER BEHAVRL UNCNSTD EQ | $588,764 | 0.48% | 9,034 | Common | NONE |
| 00206R102 | T | AT&T INC | $566,889 | 0.46% | 19,555 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $554,870 | 0.45% | 1,886 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORP | $527,344 | 0.43% | 3,024 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $512,924 | 0.42% | 4,264 | Common | NONE |
| 314172198 | FGSIX | FEDERATED HERMES MDT MID CAP GROWTH IS | $500,213 | 0.41% | 8,141 | Common | NONE |
| 742718109 | PG | PROCTER & GAMBLE CO | $499,813 | 0.41% | 3,460 | Common | NONE |
| 256206202 | DODWX | DODGE & COX GLOBAL STOCK I | $495,414 | 0.41% | 31,656 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $476,040 | 0.39% | 16,953 | Common | NONE |
| 256219106 | DODGX | DODGE & COX STOCK I | $458,658 | 0.38% | 28,488 | Common | NONE |
| 47103C795 | JMGRX | JANUS HENDERSON ENTERPRISE I | $436,587 | 0.36% | 3,249 | Common | NONE |
| 06828M504 | BFGIX | BARON FOCUSED GROWTH INSTITUTIONAL | $427,771 | 0.35% | 7,446 | Common | NONE |
| 808509442 | SFLNX | SCHWAB FUNDAMENTAL US LARGE COMPANY IDX | $420,956 | 0.34% | 12,779 | Common | NONE |
| 00141W703 | ORNYX | INVESCO ROCHESTER MUNICIPAL OPPS Y | $420,947 | 0.34% | 64,662 | Common | NONE |
| 722005170 | PFIIX | PIMCO LOW DURATION INCOME INSTL | $404,241 | 0.33% | 49,298 | Common | NONE |
| 681936100 | OHI | OMEGA HEALTHCARE INVS INREIT | $392,189 | 0.32% | 8,950 | Common | NONE |
| 92828N734 | PICMX | VIRTUS KAR MID-CAP GROWTH I | $365,976 | 0.30% | 10,110 | Common | NONE |
| 92826C839 | V | VISA INC CLASS CLASS A | $363,082 | 0.30% | 1,201 | Common | NONE |
| 744320102 | PRU | PRUDENTIAL FINL INC | $345,725 | 0.28% | 3,539 | Common | NONE |
| 04314H782 | APHRX | ARTISAN GLOBAL OPPORTUNITIES INSTL | $342,861 | 0.28% | 10,330 | Common | NONE |
| 404280406 | HSBC | HSBC HLDGS PLC FSPONSORED ADR 1 ADR REPS 5 ORD SHS | $342,828 | 0.28% | 4,156 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS I | $337,937 | 0.28% | 6,732 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $336,053 | 0.27% | 1,375 | Common | NONE |
| 701765406 | PFPWX | PARNASSUS VALUE EQUITY INSTITUTIONAL | $328,009 | 0.27% | 5,967 | Common | NONE |
| 62827L658 | ETILX | EVENTIDE GILEAD I | $320,279 | 0.26% | 6,037 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $315,451 | 0.26% | 959 | Common | NONE |
| 19766M857 | — | COLUMBIA DIVIDEND INCOME INST2 | $310,537 | 0.25% | 8,157 | Common | NONE |
| 25278X109 | FANG | DIAMONDBACK ENERGY INC | $300,047 | 0.25% | 1,517 | Common | NONE |
| 922908736 | VUG | VANGUARD GROWTH INDEX FUND ETF SHARES | $288,281 | 0.24% | 660 | Common | NONE |
| 808524797 | SCHD | SCHWAB US DIVIDEND EQUITY ETF | $285,413 | 0.23% | 9,303 | Common | NONE |
| 337932107 | FE | FIRSTENERGY CORP | $283,139 | 0.23% | 5,589 | Common | NONE |
| 31421R825 | QIBGX | FEDERATED HERMES MDT BALANCED IS | $272,987 | 0.22% | 12,545 | Common | NONE |
| 78468R606 | SPHY | STATE STREET SPDR PORTFOLIO HIGH YIELD BOND ETF | $271,608 | 0.22% | 11,647 | Common | NONE |
| 63983V506 | NEAIX | NEEDHAM AGGRESSIVE GROWTH INSTITUTIONAL | $266,233 | 0.22% | 3,911 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PART LP | $262,639 | 0.21% | 6,941 | Common | NONE |
| 026547778 | HIGFX | AMERICAN FUNDS AMERICAN HIGH-INC F3 | $259,938 | 0.21% | 26,606 | Common | NONE |
| 015570773 | ALZFX | ALGER FOCUS EQUITY Z | $258,711 | 0.21% | 2,658 | Common | NONE |
| 655844108 | NSC | NORFOLK SOUTHN CORP | $258,300 | 0.21% | 900 | Common | NONE |
| 316092840 | FDVV | FIDELITY HIGH DIVIDEND ETF | $257,179 | 0.21% | 4,656 | Common | NONE |
| 72201R585 | PYLD | PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | $257,157 | 0.21% | 9,815 | Common | NONE |
| 46137V241 | SPHQ | INVESCO S&P 500 QUALITY ETF | $256,254 | 0.21% | 3,408 | Common | NONE |
| 402031884 | GINNX | GUINNESS ATKINSON GLOBAL INNTRS INSTL | $249,845 | 0.20% | 4,511 | Common | NONE |
| 885215467 | TIBIX | THORNBURG INVESTMENT INCOME BUILDER I | $245,336 | 0.20% | 6,779 | Common | NONE |
| 001055102 | AFL | AFLAC INC | $245,191 | 0.20% | 2,235 | Common | NONE |
| 316188309 | FBND | FIDELITY TOTAL BOND ETF | $245,021 | 0.20% | 5,371 | Common | NONE |
| 808513105 | SCHW | CHARLES SCHWAB CORP | $240,643 | 0.20% | 2,561 | Common | NONE |
| 808508303 | SWYXX | SCHWAB NY MUNICIPAL MONEY INV | $236,821 | 0.19% | 236,821 | Common | NONE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $230,649 | 0.19% | 794 | Common | NONE |
| 025072307 | QGRO | AMERICAN CENTURY US QUALITY GROWTH ETF | $226,927 | 0.19% | 2,161 | Common | NONE |
| 37954Y673 | PAVE | GLOBAL X US INFRASTRUCTURE DEVELOPMENT ETF | $225,730 | 0.18% | 4,443 | Common | NONE |
| 040413205 | ANET | ARISTA NETWORKS INC | $220,390 | 0.18% | 1,795 | Common | NONE |
| 494368103 | KMB | KIMBERLY CLARK CORP | $219,276 | 0.18% | 2,273 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INC CLASS CLASS A | $217,576 | 0.18% | 435 | Common | NONE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $215,017 | 0.18% | 2,315 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC CLASS CLASS A | $213,404 | 0.17% | 373 | Common | NONE |
| 87282F102 | PCCOX | T ROWE PRICE US EQUITY RESEARCH I | $212,771 | 0.17% | 3,302 | Common | NONE |
| 92537N108 | VRT | VERTIV HLDGS CO CLASS CLASS A | $209,735 | 0.17% | 837 | Common | NONE |
| 47103C290 | JWWFX | JANUS HENDERSON GLOBAL RESEARCH I | $207,027 | 0.17% | 1,754 | Common | NONE |
| 922908744 | VTV | VANGUARD VALUE INDEX FUND ETF SHARES | $200,124 | 0.16% | 1,020 | Common | NONE |
| 92828N197 | VKSIX | VIRTUS KAR SMALL MID CAP CORE I | $183,048 | 0.15% | 10,130 | Common | NONE |
| 27826L249 | EIHMX | EATON VANCE NATIONAL MUNICIPAL INCOME I | $127,607 | 0.10% | 14,147 | Common | NONE |
| 670682103 | NMZ | NUVEEN MUNI HIGH INC OPP | $106,520 | 0.09% | 10,262 | Common | NONE |
| 314172560 | SVAIX | FEDERATED HERMES STRATEGIC VALUE DIV IS | $105,546 | 0.09% | 15,230 | Common | NONE |
| 87279J307 | TCRRX | T ROWE PRICE CREDIT OPPORTUNITIES I | $101,224 | 0.08% | 12,765 | Common | NONE |
| 27826M841 | EIHYX | EATON VANCE HIGH-YIELD MUNICIPAL INC I | $89,743 | 0.07% | 11,190 | Common | NONE |
| 808508105 | SWTXX | SCHWAB MUNICIPAL MONEY INV | $85,198 | 0.07% | 85,198 | Common | NONE |
| 56062X708 | MHYIX | NYLI MACKAY HIGH YIELD CORPORATE BD CL I | $58,125 | 0.05% | 11,330 | Common | NONE |
| 353496847 | FRIAX | FRANKLIN INCOME ADV | $45,264 | 0.04% | 18,033 | Common | NONE |
| 74767B103 | QSEGF | QUANTUM SECURE ENCRYPT F | $4,631 | 0.00% | 18,000 | Common | NONE |
| 43741D105 | HLUCF | HOMELAND URANIUM CORP F | $2,354 | 0.00% | 10,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.