Institutional
Ballast Financial Advisors LLC
CIK 0002109821
$97.5M
Reported AUM
68
Positions
Q1 2026
Period
2026-05-14
Filed
The Brief · Ballast Financial Advisors LLC · Q1 2026
AI · grounded in 13F
Ballast Financial Advisors LLC closed its position in SMCI for a loss of $292,700. The fund also exited its holding in NNE with a $240,100 reduction and trimmed its stake in VBIL by 56.35%. On the buy side, the fund established a new position in NEM worth $260,480 and increased its holdings in ISTB by 5.38%.
Portfolio · Q1 2026
Top holdings
| # | Stock | Issuer | Price | Day % | 1Y Gr. | 5Y Gr. | Value | % of book | Δ shares (QoQ) | Status |
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | ISTB | ISHARES TR | $48.05 | 0.08% | 2.80% | 9.67% | $10.9M | 11.16% | — | HELD |
| 2 | SCHZ | SCHWAB STRATEGIC TR | $22.83 | 0.04% | 2.10% | -1.69% | $10.8M | 11.11% | — | HELD |
| 3 | SCHX | SCHWAB STRATEGIC TR | $29.25 | 1.53% | 19.85% | 71.32% | $10.8M | 11.09% | — | HELD |
| 4 | FNDF | SCHWAB STRATEGIC TR | $54.33 | 2.84% | 40.00% | 93.11% | $5.9M | 6.08% | — | HELD |
| 5 | AVUV | AMERICAN CENTY ETF TR | $125.24 | 0.10% | 40.12% | 79.72% | $4.4M | 4.51% | — | HELD |
| 6 | AVLV | AMERICAN CENTY ETF TR | $92.03 | 0.94% | 36.33% | 87.67% | $4.2M | 4.27% | — | HELD |
| 7 | JQUA | J P MORGAN EXCHANGE TRADED F | $72.16 | 0.78% | 22.11% | 78.90% | $3.6M | 3.69% | — | HELD |
| 8 | SCHF | SCHWAB STRATEGIC TR | $27.59 | 3.18% | 31.63% | 60.69% | $3.4M | 3.52% | — | HELD |
| 9 | VBK | VANGUARD INDEX FDS | $341.38 | 2.17% | 23.52% | 20.43% | $2.3M | 2.40% | — | HELD |
| 10 | VIG | VANGUARD SPECIALIZED FUNDS | $240.06 | 0.63% | 18.96% | 61.34% | $2.2M | 2.29% | — | HELD |
| 11 | SCHG | SCHWAB STRATEGIC TR | $33.79 | 1.65% | 14.36% | 75.82% | $2.1M | 2.19% | — | HELD |
| 12 | VUG | VANGUARD INDEX FDS | $84.27 | 2.68% | 14.10% | 69.36% | $2.0M | 2.09% | — | HELD |
| 13 | DFEM | DIMENSIONAL ETF TRUST | $37.54 | 3.47% | 28.79% | 63.66% | $1.8M | 1.83% | — | HELD |
| 14 | DFIS | DIMENSIONAL ETF TRUST | $36.06 | 2.14% | 23.62% | 70.80% | $1.7M | 1.79% | — | HELD |
| 15 | BND | VANGUARD BD INDEX FDS | $72.42 | 0.06% | 2.03% | -1.65% | $1.6M | 1.63% | — | HELD |
| 16 | FBND | FIDELITY MERRIMACK STR TR | $44.84 | -0.31% | 2.36% | 1.90% | $1.6M | 1.63% | — | HELD |
| 17 | SCHV | SCHWAB STRATEGIC TR | $34.16 | 1.18% | 26.21% | 62.42% | $1.5M | 1.53% | — | HELD |
| 18 | FNDX | SCHWAB STRATEGIC TR | $31.70 | 0.51% | 32.19% | 86.13% | $1.3M | 1.30% | — | HELD |
| 19 | DFAR | DIMENSIONAL ETF TRUST | $26.93 | -1.43% | 21.97% | 12.81% | $1.1M | 1.14% | — | HELD |
| 20 | VBR | VANGUARD INDEX FDS | $245.11 | 0.04% | 27.15% | 55.29% | $1.1M | 1.10% | — | HELD |
| 21 | VTV | VANGUARD INDEX FDS | $220.54 | 0.34% | 27.43% | 74.17% | $1.1M | 1.09% | — | HELD |
| 22 | DISV | DIMENSIONAL ETF TRUST | $42.56 | 2.46% | 32.51% | 104.74% | $1.0M | 1.07% | — | HELD |
| 23 | VCIT | VANGUARD SCOTTSDALE FDS | $81.38 | 0.15% | 2.35% | 3.75% | $1.0M | 1.04% | — | HELD |
| 24 | VCSH | VANGUARD SCOTTSDALE FDS | $78.67 | 0.08% | 3.13% | 12.21% | $977K | 1.00% | — | HELD |
| 25 | GBTC | GRAYSCALE BITCOIN TRUST ETF | $50.16 | 1.95% | -43.57% | 47.01% | $937K | 0.96% | — | HELD |
| 26 | FNDC | SCHWAB STRATEGIC TR | $49.58 | 2.59% | 23.02% | 44.77% | $901K | 0.92% | — | HELD |
| 27 | VB | VANGUARD INDEX FDS | $295.80 | 0.96% | 26.19% | 40.81% | $901K | 0.92% | — | HELD |
| 28 | VOO | VANGUARD INDEX FDS | $681.79 | 1.66% | 20.72% | 76.33% | $774K | 0.79% | — | HELD |
| 29 | JCPB | J P MORGAN EXCHANGE TRADED F | $46.29 | 0.08% | 3.02% | 3.53% | $742K | 0.76% | — | HELD |
| 30 | BSV | VANGUARD BD INDEX FDS | $77.64 | 0.03% | 2.44% | 8.48% | $706K | 0.72% | — | HELD |
| 31 | IXUS | ISHARES TR | $94.68 | 2.91% | — | — | $683K | 0.70% | — | HELD |
| 32 | FVAL | FIDELITY COVINGTON TRUST | $80.01 | 0.81% | — | — | $646K | 0.66% | — | HELD |
| 33 | VIGI | VANGUARD WHITEHALL FDS | $98.05 | 1.57% | — | — | $585K | 0.60% | — | HELD |
| 34 | VV | VANGUARD INDEX FDS | $341.27 | 1.73% | — | — | $569K | 0.58% | — | HELD |
| 35 | DFAI | DIMENSIONAL ETF TRUST | $42.37 | 2.44% | — | — | $566K | 0.58% | — | HELD |
| 36 | IWR | ISHARES TR | $110.00 | 0.38% | — | — | $541K | 0.55% | — | HELD |
| 37 | SPY | STATE STR SPDR S&P 500 ETF T | $741.69 | 1.68% | — | — | $505K | 0.52% | — | HELD |
| 38 | VT | VANGUARD INTL EQUITY INDEX F | $155.45 | 2.12% | — | — | $500K | 0.51% | — | HELD |
| 39 | SOXX | ISHARES TR | $504.53 | 8.50% | — | — | $487K | 0.50% | — | HELD |
| 40 | QQQ | INVESCO QQQ TR | — | — | — | — | $475K | 0.49% | — | HELD |
| 41 | GOOGL | ALPHABET INC | $333.66 | -0.91% | — | — | $464K | 0.48% | — | HELD |
| 42 | DGRO | ISHARES TR | $78.23 | -0.05% | — | — | $454K | 0.47% | — | HELD |
| 43 | TOTL | SSGA ACTIVE ETF TR | $38.84 | 0.03% | — | — | $428K | 0.44% | — | HELD |
| 44 | SCHC | SCHWAB STRATEGIC TR | $48.54 | 2.58% | — | — | $383K | 0.39% | — | HELD |
| 45 | DFAC | DIMENSIONAL ETF TRUST | $44.33 | 1.35% | — | — | $378K | 0.39% | — | HELD |
| 46 | VBIL | VANGUARD INSTL INDEX FD | $75.70 | 0.01% | — | — | $366K | 0.38% | — | HELD |
| 47 | JPST | J P MORGAN EXCHANGE TRADED F | $50.54 | 0.00% | — | — | $365K | 0.37% | — | HELD |
| 48 | AAPL | APPLE INC | $333.43 | -1.41% | — | — | $363K | 0.37% | — | HELD |
| 49 | VYM | VANGUARD WHITEHALL FDS | $161.96 | 0.18% | — | — | $340K | 0.35% | — | HELD |
| 50 | TJX | TJX COS INC NEW | $159.26 | -1.47% | — | — | $325K | 0.33% | — | HELD |
| 51 | VWO | VANGUARD INTL EQUITY INDEX F | $58.19 | 2.23% | — | — | $306K | 0.31% | — | HELD |
| 52 | IONQ | IONQ INC | $35.77 | 11.82% | — | — | $288K | 0.30% | — | HELD |
| 53 | VO | VANGUARD INDEX FDS | $80.99 | 0.46% | — | — | $280K | 0.29% | — | HELD |
| 54 | FNDE | SCHWAB STRATEGIC TR | $41.01 | 2.09% | — | — | $278K | 0.29% | — | HELD |
| 55 | DFUS | DIMENSIONAL ETF TRUST | $81.03 | 1.77% | — | — | $278K | 0.29% | — | HELD |
| 56 | LLY | ELI LILLY & CO | $1154.97 | -4.55% | — | — | $276K | 0.28% | — | HELD |
| 57 | XLU | SELECT SECTOR SPDR TR | $44.66 | -0.56% | — | — | $269K | 0.28% | — | HELD |
| 58 | NEM | NEWMONT CORP | $95.76 | 4.84% | — | — | $260K | 0.27% | — | HELD |
| 59 | SCHD | SCHWAB STRATEGIC TR | $33.41 | -1.24% | — | — | $257K | 0.26% | — | HELD |
| 60 | JPM | JPMORGAN CHASE & CO | $350.85 | 1.78% | — | — | $257K | 0.26% | — | HELD |
| 61 | SPDW | SPDR INDEX SHS FDS | $50.42 | 3.05% | — | — | $246K | 0.25% | — | HELD |
| 62 | MSFT | MICROSOFT CORP | $451.10 | 15.51% | — | — | $237K | 0.24% | — | HELD |
| 63 | EWX | SPDR INDEX SHS FDS | $66.85 | 1.04% | — | — | $236K | 0.24% | — | HELD |
| 64 | BAC | BANK AMERICA CORP | $61.73 | 1.08% | — | — | $233K | 0.24% | — | HELD |
| 65 | VXUS | VANGUARD STAR FDS | $84.77 | 2.89% | — | — | $232K | 0.24% | — | HELD |
| 66 | TBIL | RBB FD INC | $49.86 | 0.00% | — | — | $220K | 0.23% | — | HELD |
| 67 | SMR | NUSCALE PWR CORP | $8.60 | 13.31% | — | — | $219K | 0.22% | — | HELD |
| 68 | SMMD | ISHARES TR | $89.35 | 0.78% | — | — | $209K | 0.21% | — | HELD |
Source: SEC EDGAR · accession 0001172661-26-001850. 13F discloses long positions only — shorts, foreign equities, and options are excluded.