Institutional
Catherine Avery Investment Management LLC
CIK 0002103454
$223.4M
Reported AUM
109
Positions
Q1 2026
Period
2026-05-15
Filed
The Brief · Catherine Avery Investment Management LLC · Q1 2026
AI · grounded in 13F
Catherine Avery Investment Management LLC established a new position in ES valued at $3.81M. The fund significantly increased its stake in OMC by 20,253.1% and grew its holding in BBY by 72.5%. Conversely, the manager trimmed positions in BKR by 86.6% and RTX by 70.2%. The fund also closed positions in RDVI and BIL.
Portfolio · Q1 2026
Top holdings
QoQ vs Q4 2025
| # | Stock | Issuer | Price | Day % | 1Y Gr. | 5Y Gr. | Value | % of book | Δ shares (QoQ) | Status |
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | CVX | CHEVRON CORPORATION | $187.31 | -0.55% | 39.19% | 125.88% | $7.3M | 3.25% | +4,131 | +13.3% |
| 2 | C | CITIGROUP INC | $132.47 | -1.98% | 73.11% | 132.92% | $7.2M | 3.23% | +14,393 | +29.2% |
| 3 | CSCO | CISCO SYS INC | $121.64 | -6.43% | 88.37% | 153.46% | $7.0M | 3.15% | +22,140 | +32.3% |
| 4 | IBM | INTERNATIONAL BUSINESS MACHS | $284.84 | -5.61% | 8.65% | 157.04% | $6.9M | 3.09% | +10,187 | +55.6% |
| 5 | VZ | VERIZON COMMUNICATIONS INC | $45.37 | 1.11% | 10.56% | 10.94% | $6.8M | 3.04% | +26,786 | +24.7% |
| 6 | FCX | FREEPORT MCMORAN INC | $63.37 | -9.07% | 54.55% | 78.15% | $6.7M | 3.00% | +8,013 | +7.5% |
| 7 | NEE | NEXTERA ENERGY INC | $85.84 | 0.19% | 23.39% | 25.67% | $6.6M | 2.97% | +13,648 | +23.6% |
| 8 | KO | COCA COLA CO | $79.48 | 3.46% | 14.62% | 60.54% | $6.6M | 2.94% | +19,077 | +28.3% |
| 9 | OKE | ONEOK INC NEW | $88.25 | -0.79% | 13.94% | 123.78% | $6.6M | 2.94% | +15,036 | +26.1% |
| 10 | JPM | JPMORGAN CHASE & CO | $312.37 | 0.48% | 19.84% | 133.52% | $6.6M | 2.93% | +5,884 | +35.9% |
| 11 | TGT | TARGET CORP | $122.57 | -1.03% | 31.46% | -45.36% | $6.5M | 2.90% | +7,231 | +15.7% |
| 12 | MRK | MERCK & CO INC | $120.79 | 0.44% | 58.51% | 82.35% | $6.5M | 2.89% | +8,550 | +18.9% |
| 13 | BMY | BRISTOL-MYERS SQUIBB CO | $57.27 | 1.18% | 24.21% | 3.16% | $6.4M | 2.85% | +12,024 | +13.0% |
| 14 | LHX | L3HARRIS TECHNOLOGIES INC | $307.83 | -0.63% | 28.70% | 49.94% | $6.3M | 2.84% | +2,472 | +15.6% |
| 15 | AVGO | BROADCOM INC | $385.73 | -7.92% | 57.48% | 771.51% | $6.3M | 2.82% | +4,803 | +30.8% |
| 16 | ORCL | ORACLE CORP | $213.68 | -9.59% | 24.02% | 162.37% | $6.3M | 2.80% | +20,190 | +90.2% |
| 17 | OMC | OMNICOM GROUP INC | $75.31 | -0.42% | 9.58% | 22.26% | $6.2M | 2.76% | +81,620 | +20253.1% |
| 18 | HPE | HEWLETT PACKARD ENTERPRISE C | $49.20 | -8.36% | 178.55% | 289.67% | $6.1M | 2.74% | +83,974 | +48.6% |
| 19 | BBY | BEST BUY INC | $71.54 | 0.77% | 3.50% | -20.96% | $6.1M | 2.73% | +40,011 | +72.5% |
| 20 | MCD | MCDONALDS CORP | $279.84 | 2.61% | -6.22% | 29.33% | $6.0M | 2.67% | +4,882 | +34.1% |
| 21 | PFE | PFIZER INC | $26.04 | 1.36% | 19.31% | -21.41% | $5.8M | 2.59% | +53,343 | +35.0% |
| 22 | PSX | PHILLIPS 66 | $183.08 | -0.58% | 65.68% | 201.14% | $5.6M | 2.53% | +7,775 | +33.5% |
| 23 | UPS | UNITED PARCEL SVCS INC | $108.54 | -1.52% | 18.07% | -28.90% | $5.6M | 2.50% | +14,128 | +33.1% |
| 24 | AMGN | AMGEN INC | $349.58 | 1.15% | 24.03% | 69.41% | $5.6M | 2.50% | +3,336 | +26.6% |
| 25 | BAC | BANK AMERICA CORP | $53.83 | -0.63% | 23.03% | 58.61% | $5.6M | 2.50% | +36,397 | +46.6% |
| 26 | SWK | STANLEY BLACK & DECKER INC | $78.48 | -1.05% | 24.35% | -52.84% | $5.6M | 2.49% | +18,669 | +31.3% |
| 27 | HD | HOME DEPOT INC | $310.78 | 0.27% | -12.61% | 7.24% | $5.5M | 2.47% | +7,058 | +72.7% |
| 28 | TFC | TRUIST FINL CORP | $49.20 | 0.04% | 26.48% | 14.80% | $5.5M | 2.46% | +36,417 | +43.9% |
| 29 | KEY | KEYCORP | $21.76 | 0.42% | 38.89% | 41.11% | $5.4M | 2.41% | +77,035 | +40.3% |
| 30 | PKG | PACKAGING CORP AMER | $222.82 | -0.83% | 16.24% | 81.29% | $5.4M | 2.40% | +9,204 | +57.5% |
| 31 | QCOM | QUALCOMM INC | $215.94 | -10.98% | — | — | $5.3M | 2.38% | +16,347 | +65.3% |
| 32 | LEN | LENNAR CORP | $90.49 | -1.51% | — | — | $5.1M | 2.27% | +26,958 | +85.5% |
| 33 | STX | SEAGATE TECHNOLOGY HLDNGS PL | $847.47 | -8.48% | — | — | $4.9M | 2.21% | −519 | −3.9% |
| 34 | ES | EVERSOURCE ENERGY | $70.60 | 1.03% | — | — | $3.8M | 1.71% | +55,000 | NEW |
| 35 | MSFT | MICROSOFT CORP | $416.67 | -2.66% | — | — | $2.6M | 1.16% | −113 | −1.6% |
| 36 | VLO | VALERO ENERGY CORP | $255.82 | -1.17% | — | — | $1.9M | 0.83% | −289 | −3.7% |
| 37 | RTX | RTX CORPORATION | $180.99 | 0.88% | — | — | $1.7M | 0.76% | −20,755 | −70.2% |
| 38 | CL | COLGATE PALMOLIVE CO | $88.58 | 4.09% | — | — | $1.4M | 0.65% | — | HELD |
| 39 | CMI | CUMMINS INC | $651.22 | -3.96% | — | — | $1.2M | 0.56% | −169 | −6.8% |
| 40 | JCI | JOHNSON CONTROLS INTERNATION | $143.65 | -2.54% | — | — | $1.2M | 0.52% | −1,748 | −16.5% |
| 41 | EVRG | EVERGY INC | $83.27 | 1.69% | — | — | $1.2M | 0.52% | −1,135 | −7.4% |
| 42 | XOM | EXXON MOBIL CORP | $149.92 | -1.39% | — | — | $956K | 0.43% | — | HELD |
| 43 | BKR | BAKER HUGHES COMPANY | $62.59 | -5.32% | — | — | $803K | 0.36% | −85,237 | −86.6% |
| 44 | MS | MORGAN STANLEY | $211.93 | -2.90% | — | — | $639K | 0.29% | −309 | −7.4% |
| 45 | APD | AIR PRODUCTS AND CHEMICALS I | $282.35 | -0.18% | — | — | $490K | 0.22% | +440 | +35.3% |
| 46 | JNJ | JOHNSON & JOHNSON | $232.77 | 2.02% | — | — | $351K | 0.16% | −113 | −7.3% |
| 47 | SUSA | ISHARES TR | $150.89 | -2.66% | — | — | $329K | 0.15% | — | HELD |
| 48 | AAPL | APPLE INC | $307.34 | -1.25% | — | — | $279K | 0.12% | −408 | −27.1% |
| 49 | MDT | MEDTRONIC PLC | $81.67 | -0.32% | — | — | $253K | 0.11% | −135 | −4.4% |
| 50 | WMB | WILLIAMS COS INC | $71.96 | -0.65% | — | — | $247K | 0.11% | — | HELD |
| 51 | NVDA | NVIDIA CORPORATION | $205.10 | -6.20% | — | — | $215K | 0.10% | −177 | −12.5% |
| 52 | WM | WASTE MGMT INC DEL | $220.40 | 0.63% | — | — | $161K | 0.07% | — | HELD |
| 53 | AXP | AMERICAN EXPRESS CO | $310.66 | -0.60% | — | — | $151K | 0.07% | −50 | −9.1% |
| 54 | INTU | INTUIT | $296.76 | -1.73% | — | — | $130K | 0.06% | — | HELD |
| 55 | ABT | ABBOTT LABORATORIES | $91.07 | 0.32% | — | — | $115K | 0.05% | — | HELD |
| 56 | PLTR | PALANTIR TECHNOLOGIES INC | $135.53 | -4.35% | — | — | $113K | 0.05% | −54 | −6.6% |
| 57 | EMR | EMERSON ELEC CO | $138.12 | -2.77% | — | — | $99K | 0.04% | −14 | −1.8% |
| 58 | GOOGL | ALPHABET INC | $368.53 | -0.98% | — | — | $96K | 0.04% | −317 | −48.7% |
| 59 | MU | MICRON TECHNOLOGY INC | $864.01 | -13.25% | — | — | $95K | 0.04% | — | HELD |
| 60 | LMT | LOCKHEED MARTIN CORP | $523.76 | 0.91% | — | — | $94K | 0.04% | −9 | −5.5% |
| 61 | BEN | FRANKLIN RESOURCES INC | $31.33 | -2.00% | — | — | $91K | 0.04% | −584 | −13.2% |
| 62 | AWK | AMERICAN WTR WKS CO INC NEW | $124.47 | 1.82% | — | — | $90K | 0.04% | — | HELD |
| 63 | AGI | ALAMOS GOLD INC | $35.52 | -8.00% | — | — | $85K | 0.04% | — | HELD |
| 64 | IWD | ISHARES TR | $236.42 | -1.91% | — | — | $79K | 0.04% | −222 | −37.5% |
| 65 | CINF | CINCINNATI FINL CORP | $165.29 | 2.88% | — | — | $79K | 0.04% | — | HELD |
| 66 | CAT | CATERPILLAR INC | $904.28 | -3.85% | — | — | $69K | 0.03% | −54 | −35.5% |
| 67 | MO | ALTRIA GROUP INC | $72.19 | 2.25% | — | — | $66K | 0.03% | +830 | +488.2% |
| 68 | PM | PHILIP MORRIS INTL INC | $178.29 | 1.89% | — | — | $64K | 0.03% | +3 | +0.8% |
| 69 | V | VISA INC | $323.57 | 1.06% | — | — | $60K | 0.03% | −7 | −3.4% |
| 70 | IHI | ISHARES TR | $50.08 | 0.42% | — | — | $59K | 0.03% | — | HELD |
| 71 | SPY | STATE STR SPDR S&P 500 ETF T | $737.55 | -2.58% | — | — | $32K | 0.01% | +38 | +345.5% |
| 72 | F | FORD MTR CO | $14.90 | -2.87% | — | — | $31K | 0.01% | −652 | −19.5% |
| 73 | NEM | NEWMONT CORP | $99.71 | -7.96% | — | — | $30K | 0.01% | +1 | +0.4% |
| 74 | LOW | LOWES COS INC | $210.74 | 1.55% | — | — | $26K | 0.01% | — | HELD |
| 75 | ABBV | ABBVIE INC | $227.23 | 1.02% | — | — | $25K | 0.01% | −40 | −25.6% |
| 76 | META | META PLATFORMS INC | $593.00 | -5.51% | — | — | $25K | 0.01% | +1 | +2.4% |
| 77 | BLK | BLACKROCK INC | $995.60 | -2.64% | — | — | $24K | 0.01% | — | HELD |
| 78 | DVY | ISHARES TR | $155.40 | 0.32% | — | — | $23K | 0.01% | — | HELD |
| 79 | COST | COSTCO WHOLESALE CORPORATION | $971.87 | -0.05% | — | — | $20K | 0.01% | — | HELD |
| 80 | NFLX | NETFLIX INC. | $82.18 | 0.76% | — | — | $19K | 0.01% | −30 | −13.0% |
| 81 | PG | PROCTER & GAMBLE CO | $146.54 | 4.09% | — | — | $16K | 0.01% | — | HELD |
| 82 | GM | GENERAL MTRS CO | $82.11 | -1.33% | — | — | $15K | 0.01% | −50 | −20.0% |
| 83 | AMZN | AMAZON COM INC | $246.03 | -3.06% | — | — | $14K | 0.01% | −24 | −27.0% |
| 84 | WMT | WALMART INC | $118.88 | 0.97% | — | — | $10K | 0.00% | — | HELD |
| 85 | ADP | AUTOMATIC DATA PROCESSING IN | $231.95 | 0.28% | — | — | $10K | 0.00% | — | HELD |
| 86 | MDLZ | MONDELEZ INTL INC | $62.04 | 1.72% | — | — | $10K | 0.00% | +1 | +0.6% |
| 87 | NDAQ | NASDAQ INC | $87.28 | -1.32% | — | — | $10K | 0.00% | — | HELD |
| 88 | DOV | DOVER CORP | $214.76 | 0.60% | — | — | $9K | 0.00% | — | HELD |
| 89 | KGC | KINROSS GOLD CORP | $26.22 | -8.32% | — | — | $9K | 0.00% | — | HELD |
| 90 | GEV | GE VERNOVA INC | $933.61 | -3.09% | — | — | $9K | 0.00% | — | HELD |
| 91 | NOC | NORTHROP GRUMMAN CORP | $544.40 | -0.14% | — | — | $8K | 0.00% | — | HELD |
| 92 | INTC | INTEL CORP | $99.17 | -11.28% | — | — | $8K | 0.00% | — | HELD |
| 93 | PRU | PRUDENTIAL FINL INC | $104.62 | 1.26% | — | — | $8K | 0.00% | — | HELD |
| 94 | DIS | DISNEY WALT CO | $99.71 | 0.37% | — | — | $7K | 0.00% | −138 | −65.7% |
| 95 | HON | HONEYWELL INTL INC | $213.97 | -1.69% | — | — | $7K | 0.00% | — | HELD |
| 96 | TMO | THERMO FISHER SCIENTIFIC INC | $472.80 | -1.91% | — | — | $6K | 0.00% | — | HELD |
| 97 | CI | THE CIGNA GROUP | $289.48 | 3.14% | — | — | $6K | 0.00% | — | HELD |
| 98 | WFC 7.5 PERP L | WELLS FARGO & CO | — | — | — | — | $6K | 0.00% | — | HELD |
| 99 | ICE | INTERCONTINENTAL EXCHANGE IN | $141.50 | -0.39% | — | — | $6K | 0.00% | −117 | −77.0% |
| 100 | UNH | UNITEDHEALTH GROUP INC | $399.47 | 0.76% | — | — | $4K | 0.00% | — | HELD |
| 101 | CMCSA | COMCAST CORP NEW | — | — | — | — | $3K | 0.00% | — | HELD |
| 102 | T | AT&T INC | — | — | — | — | $3K | 0.00% | — | HELD |
| 103 | DIA | STATE STR SPDR DOW JONES IND | — | — | — | — | $1K | 0.00% | — | HELD |
| 104 | CF | CF INDUSTRIES HOLD | — | — | — | — | $1K | 0.00% | −51 | −83.6% |
| 105 | KMB | KIMBERLY-CLARK CORP | — | — | — | — | $1K | 0.00% | — | HELD |
| 106 | GIS | GENERAL MILLS INC | — | — | — | — | $1K | 0.00% | — | HELD |
| 107 | CARR | CARRIER GLOBAL CORPORATION | — | — | — | — | $732 | 0.00% | — | HELD |
| 108 | NKE | NIKE INC | — | — | — | — | $528 | 0.00% | — | HELD |
| 109 | DXC | DXC TECHNOLOGY CO | — | — | — | — | $201 | 0.00% | — | HELD |
| 110 | RDVI | FIRST TR EXCHANGE-TRADED FD | — | — | — | — | — | — | −9,324 | EXITED |
| 111 | BIL | SPDR SERIES TRUST | — | — | — | — | — | — | −1,759 | EXITED |
| 112 | SCHD | SCHWAB STRATEGIC TR | — | — | — | — | — | — | −1,806 | EXITED |
| 113 | SDVD | FIRST TR EXCH TRADED FD III | — | — | — | — | — | — | −2,163 | EXITED |
| 114 | LYB | LYONDELLBASELL INDUSTRIES N | — | — | — | — | — | — | −654 | EXITED |
| 115 | JEPQ | J P MORGAN EXCHANGE TRADED F | — | — | — | — | — | — | −405 | EXITED |
| 116 | BRK/B | BERKSHIRE HATHAWAY INC DEL | — | — | — | — | — | — | −31 | EXITED |
| 117 | MRP | MILLROSE PPTYS INC | — | — | — | — | — | — | −516 | EXITED |
| 118 | CAG | CONAGRA BRANDS INC | — | — | — | — | — | — | −783 | EXITED |
| 119 | USFR | WISDOMTREE TR | — | — | — | — | — | — | −259 | EXITED |
| 120 | CALM | CAL MAINE FOODS INC | — | — | — | — | — | — | −157 | EXITED |
| 121 | IJH | ISHARES TR | — | — | — | — | — | — | −155 | EXITED |
| 122 | RS | RELIANCE INC | — | — | — | — | — | — | −30 | EXITED |
| 123 | ETN | EATON CORP PLC | — | — | — | — | — | — | −25 | EXITED |
| 124 | ETR | ENTERGY CORP NEW | — | — | — | — | — | — | −84 | EXITED |
| 125 | PYPL | PAYPAL HLDGS INC | — | — | — | — | — | — | −129 | EXITED |
| 126 | KVUE | KENVUE INC | — | — | — | — | — | — | −398 | EXITED |
| 127 | SOUN | SOUNDHOUND AI INC | — | — | — | — | — | — | −629 | EXITED |
| 128 | TTD | THE TRADE DESK INC | — | — | — | — | — | — | −136 | EXITED |
| 129 | DGRW | WISDOMTREE TR | — | — | — | — | — | — | −55 | EXITED |
| 130 | UHS | UNIVERSAL HLTH SVCS INC | — | — | — | — | — | — | −21 | EXITED |
| 131 | ELV | ELEVANCE HEALTH INC FORMERLY | — | — | — | — | — | — | −13 | EXITED |
| 132 | HPQ | HP INC | — | — | — | — | — | — | −191 | EXITED |
| 133 | SBET | SHARPLINK GAMING INC | — | — | — | — | — | — | −450 | EXITED |
| 134 | BP | BP PLC | — | — | — | — | — | — | −113 | EXITED |
| 135 | VIG | VANGUARD SPECIALIZED FUNDS | — | — | — | — | — | — | −17 | EXITED |
| 136 | DHS | WISDOMTREE TR | — | — | — | — | — | — | −32 | EXITED |
| 137 | CVS | CVS HEALTH CORP | — | — | — | — | — | — | −41 | EXITED |
| 138 | MA | MASTERCARD INCORPORATED | — | — | — | — | — | — | −5 | EXITED |
| 139 | RCL | ROYAL CARIBBEAN GROUP | — | — | — | — | — | — | −10 | EXITED |
| 140 | BMNR | BITMINE IMMERSION TECNOLOGIE | — | — | — | — | — | — | −80 | EXITED |
| 141 | AFL | AFLAC INC | — | — | — | — | — | — | −17 | EXITED |
| 142 | LQD | ISHARES TR | — | — | — | — | — | — | −17 | EXITED |
| 143 | NOW | SERVICENOW INC | — | — | — | — | — | — | −10 | EXITED |
| 144 | NOK | NOKIA CORP | — | — | — | — | — | — | −200 | EXITED |
| 145 | QQQ | INVESCO QQQ TR | — | — | — | — | — | — | −2 | EXITED |
| 146 | AMLX | AMYLYX PHARMACEUTICALS INC | — | — | — | — | — | — | −87 | EXITED |
| 147 | TLT | ISHARES TR | — | — | — | — | — | — | −12 | EXITED |
| 148 | STLA | STELLANTIS N.V | — | — | — | — | — | — | −80 | EXITED |
| 149 | SWAG | STRAN & COMPANY INC | — | — | — | — | — | — | −500 | EXITED |
| 150 | UBER | UBER TECHNOLOGIES INC | — | — | — | — | — | — | −10 | EXITED |
| 151 | SHY | ISHARES TR | — | — | — | — | — | — | −8 | EXITED |
| 152 | CHRD | CHORD ENERGY CORPORATION | — | — | — | — | — | — | −7 | EXITED |
| 153 | MARA | MARA HOLDINGS INC | — | — | — | — | — | — | −65 | EXITED |
| 154 | UPXI | UPEXI INC | — | — | — | — | — | — | −250 | EXITED |
| 155 | SOLS | SOLSTICE ADVANCED MATLS INC | — | — | — | — | — | — | −7 | EXITED |
| 156 | MRNA | MODERNA INC | — | — | — | — | — | — | −6 | EXITED |
| 157 | BHVN | BIOHAVEN LTD | — | — | — | — | — | — | −12 | EXITED |
| 158 | VFC | V F CORP | — | — | — | — | — | — | −2 | EXITED |
| 159 | ACB | AURORA CANNABIS INC | — | — | — | — | — | — | −3 | EXITED |
Source: SEC EDGAR · accession 0001420506-26-001105. 13F discloses long positions only — shorts, foreign equities, and options are excluded.