Institutional
Heritage Wealth Management, Inc. /CA/
CIK 0002012170
$181.3M
Reported AUM
93
Positions
Q1 2026
Period
2026-05-11
Filed
The Brief · Heritage Wealth Management, Inc. /CA/ · Q1 2026
AI · grounded in 13F
Heritage Wealth Management, Inc. /CA/ established a new position in SHY with a $2.6M investment. The fund also opened a new position in VTEB worth $1.4M and increased its holdings in SGOV by 183.35%. Conversely, the fund trimmed its position in TBIL by 65.52%.
Portfolio · Q1 2026
Top holdings
QoQ vs Q4 2025
| # | Stock | Issuer | Price | Day % | 1Y Gr. | 5Y Gr. | Value | % of book | Δ shares (QoQ) | Status |
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | AVLV | AMERICAN CENTY ETF TR | $91.54 | 0.72% | 39.76% | 86.67% | $18.2M | 10.01% | +8,944 | +4.1% |
| 2 | SGOV | ISHARES TR | $100.51 | 0.02% | 3.91% | 19.09% | $14.7M | 8.09% | +94,260 | +183.4% |
| 3 | VGSH | VANGUARD SCOTTSDALE FDS | $58.16 | -0.03% | 3.36% | 9.50% | $13.6M | 7.52% | +107,123 | +85.2% |
| 4 | SCHG | SCHWAB STRATEGIC TR | $33.42 | 0.12% | 20.32% | 81.26% | $11.1M | 6.10% | +25,247 | +7.1% |
| 5 | AAPL | APPLE INC | $291.13 | -1.52% | 48.78% | 104.77% | $6.8M | 3.73% | +324 | +1.2% |
| 6 | BND | VANGUARD BD INDEX FDS | $73.24 | -0.12% | 4.67% | -1.01% | $6.0M | 3.30% | +18,939 | +30.4% |
| 7 | SCHR | SCHWAB STRATEGIC TR | $24.61 | -0.12% | 3.41% | -0.67% | $5.4M | 2.96% | +11,008 | +5.4% |
| 8 | DFAC | DIMENSIONAL ETF TRUST | $44.01 | 0.66% | 28.40% | 72.25% | $5.0M | 2.75% | −3,303 | −2.5% |
| 9 | AVGO | BROADCOM INC | $382.07 | -0.91% | 54.87% | 763.24% | $4.6M | 2.53% | −18 | −0.1% |
| 10 | PLTR | PALANTIR TECHNOLOGIES INC | $127.99 | -2.36% | -6.85% | 489.54% | $4.3M | 2.34% | −38 | −0.1% |
| 11 | LQD | ISHARES TR | $109.01 | -0.06% | 5.75% | -2.80% | $4.0M | 2.21% | +1,625 | +4.6% |
| 12 | AGG | ISHARES TR | $98.76 | -0.12% | 4.88% | -0.76% | $3.7M | 2.03% | +8,209 | +28.4% |
| 13 | GOVT | ISHARES TR | $22.71 | -0.09% | 3.64% | -3.71% | $3.4M | 1.86% | +35,433 | +31.8% |
| 14 | SCHO | SCHWAB STRATEGIC TR | $24.12 | 0.00% | 3.43% | 9.50% | $3.1M | 1.73% | +52,000 | +67.5% |
| 15 | TOTL | SSGA ACTIVE ETF TR | $39.39 | 0.18% | 4.44% | 2.89% | $3.1M | 1.69% | +6,376 | +9.0% |
| 16 | CMF | ISHARES TR | $57.31 | -0.03% | 6.55% | 2.83% | $3.0M | 1.67% | +4,391 | +9.0% |
| 17 | SPY | STATE STR SPDR S&P 500 ETF T | $741.75 | 0.54% | 25.67% | 80.52% | $3.0M | 1.65% | +22,847 | +60.0% |
| 18 | MDYG | SPDR SERIES TRUST | $109.72 | 0.58% | 31.67% | 46.96% | $2.9M | 1.60% | +2,179 | +7.8% |
| 19 | AVUV | AMERICAN CENTY ETF TR | $124.38 | 0.96% | 42.12% | 84.24% | $2.9M | 1.60% | +1,805 | +7.4% |
| 20 | IJJ | ISHARES TR | $146.78 | 0.89% | 24.01% | 52.57% | $2.8M | 1.56% | +1,680 | +8.5% |
| 21 | TLT | ISHARES TR | $85.77 | -0.24% | 3.88% | -32.10% | $2.8M | 1.56% | +1,678 | +5.4% |
| 22 | VBK | VANGUARD INDEX FDS | $350.81 | 0.33% | 31.42% | 25.67% | $2.7M | 1.50% | +789 | +9.6% |
| 23 | SHY | ISHARES TR | $82.07 | -0.02% | 3.29% | 9.00% | $2.6M | 1.44% | +31,526 | NEW |
| 24 | DFAE | DIMENSIONAL ETF TRUST | $40.07 | 0.48% | 45.17% | 60.68% | $2.3M | 1.29% | +152 | +0.2% |
| 25 | HYG | ISHARES TR | $79.94 | 0.00% | 6.84% | 19.96% | $2.2M | 1.21% | +1,717 | +6.6% |
| 26 | SRLN | SSGA ACTIVE ETF TR | $40.28 | 0.00% | 5.31% | 25.70% | $2.2M | 1.20% | +4,336 | +8.7% |
| 27 | DFAI | DIMENSIONAL ETF TRUST | $41.83 | 0.43% | 25.01% | 60.55% | $2.0M | 1.10% | +925 | +1.8% |
| 28 | NVDA | NVIDIA CORPORATION | $205.19 | 0.16% | 44.73% | 955.95% | $1.9M | 1.06% | +537 | +5.1% |
| 29 | DFNM | DIMENSIONAL ETF TRUST | $48.26 | -0.04% | 5.14% | 6.25% | $1.8M | 1.00% | +5,257 | +16.1% |
| 30 | MSFT | MICROSOFT CORP | $390.74 | 0.10% | -17.07% | 42.90% | $1.8M | 1.00% | +26 | +0.5% |
| 31 | HYMB | SPDR SERIES TRUST | $25.21 | 0.04% | — | — | $1.8M | 0.97% | +10,934 | +18.3% |
| 32 | GOOGL | ALPHABET INC | $359.68 | 0.53% | — | — | $1.7M | 0.94% | −43 | −0.7% |
| 33 | META | META PLATFORMS INC | $566.98 | -0.26% | — | — | $1.6M | 0.88% | +36 | +1.3% |
| 34 | IUSG | ISHARES TR | $184.84 | 0.36% | — | — | $1.5M | 0.83% | — | HELD |
| 35 | WMT | WALMART INC | $121.04 | 0.45% | — | — | $1.5M | 0.80% | +1,275 | +12.2% |
| 36 | VTEB | VANGUARD MUN BD FDS | $50.30 | -0.08% | — | — | $1.4M | 0.79% | +28,697 | NEW |
| 37 | DFAX | DIMENSIONAL ETF TRUST | $37.43 | 0.40% | — | — | $1.4M | 0.78% | −683 | −1.6% |
| 38 | VOO | VANGUARD INDEX FDS | $681.95 | 0.55% | — | — | $1.4M | 0.76% | +3 | +0.1% |
| 39 | QQQ | INVESCO QQQ TR | $721.34 | 0.59% | — | — | $1.3M | 0.72% | −25 | −1.1% |
| 40 | AMZN | AMAZON COM INC | $238.55 | -1.23% | — | — | $1.3M | 0.69% | +585 | +10.7% |
| 41 | AVUS | AMERICAN CENTY ETF TR | $126.75 | 0.65% | — | — | $1.0M | 0.56% | +1,552 | +20.4% |
| 42 | VTV | VANGUARD INDEX FDS | $217.09 | 0.93% | — | — | $980K | 0.54% | −31 | −0.6% |
| 43 | DFAR | DIMENSIONAL ETF TRUST | $26.66 | 0.95% | — | — | $945K | 0.52% | +2,282 | +6.1% |
| 44 | LLY | ELI LILLY & CO | $1133.00 | -2.41% | — | — | $897K | 0.49% | −1 | −0.1% |
| 45 | HD | HOME DEPOT INC | $328.39 | 0.73% | — | — | $888K | 0.49% | −16 | −0.6% |
| 46 | SYK | STRYKER CORPORATION | $312.20 | 2.15% | — | — | $804K | 0.44% | +3 | +0.1% |
| 47 | CPNG | COUPANG INC | $16.82 | -2.49% | — | — | $804K | 0.44% | +8,646 | +25.5% |
| 48 | INTC | INTEL CORP | $124.57 | 6.51% | — | — | $743K | 0.41% | −600 | −3.4% |
| 49 | SHM | SPDR SERIES TRUST | $47.88 | 0.06% | — | — | $717K | 0.40% | +1,663 | +12.5% |
| 50 | JNJ | JOHNSON & JOHNSON | $240.87 | 1.07% | — | — | $692K | 0.38% | −2 | −0.1% |
| 51 | QCOM | QUALCOMM INC | $211.72 | 4.32% | — | — | $631K | 0.35% | −190 | −3.7% |
| 52 | RTX | RTX CORPORATION | $183.53 | -0.37% | — | — | $588K | 0.32% | −16 | −0.5% |
| 53 | CVX | CHEVRON CORPORATION | $187.22 | 0.75% | — | — | $553K | 0.31% | +976 | +57.4% |
| 54 | BRK/B | BERKSHIRE HATHAWAY INC DEL | — | — | — | — | $542K | 0.30% | −21 | −1.8% |
| 55 | XOM | EXXON MOBIL CORP | $147.01 | 0.28% | — | — | $537K | 0.30% | −112 | −3.4% |
| 56 | ORCL | ORACLE CORP | $184.13 | 0.02% | — | — | $530K | 0.29% | −9 | −0.2% |
| 57 | TBIL | RBB FD INC | $49.93 | 0.03% | — | — | $499K | 0.28% | −19,000 | −65.5% |
| 58 | JPM | JPMORGAN CHASE & CO | $320.72 | 2.31% | — | — | $471K | 0.26% | −104 | −6.1% |
| 59 | PEP | PEPSICO INC | $144.27 | 0.38% | — | — | $458K | 0.25% | −50 | −1.7% |
| 60 | VEA | VANGUARD TAX-MANAGED FDS | $71.55 | 0.34% | — | — | $455K | 0.25% | — | HELD |
| 61 | CSCO | CISCO SYS INC | $121.10 | -0.60% | — | — | $455K | 0.25% | −59 | −1.0% |
| 62 | IWF | ISHARES TR | $121.61 | 0.03% | — | — | $414K | 0.23% | −3 | −0.3% |
| 63 | TSLA | TESLA INC | $406.43 | 1.82% | — | — | $380K | 0.21% | +15 | +1.5% |
| 64 | SUB | ISHARES TR | $106.44 | 0.03% | — | — | $356K | 0.20% | +3 | +0.1% |
| 65 | MU | MICRON TECHNOLOGY INC | $981.61 | -1.43% | — | — | $352K | 0.19% | −167 | −13.8% |
| 66 | HIMS | HIMS & HERS HEALTH INC | $26.82 | -7.10% | — | — | $334K | 0.18% | — | HELD |
| 67 | GOOG | ALPHABET INC | $358.16 | 0.45% | — | — | $327K | 0.18% | −71 | −5.9% |
| 68 | SBUX | STARBUCKS CORP | $103.04 | 0.74% | — | — | $326K | 0.18% | −34 | −0.9% |
| 69 | ARKK | ARK ETF TR | $75.65 | 0.25% | — | — | $323K | 0.18% | +6 | +0.1% |
| 70 | DVY | ISHARES TR | $158.84 | 1.18% | — | — | $323K | 0.18% | +2,130 | NEW |
| 71 | MCD | MCDONALDS CORP | $284.81 | 0.01% | — | — | $317K | 0.18% | −2 | −0.2% |
| 72 | CAT | CATERPILLAR INC | $910.57 | 1.44% | — | — | $312K | 0.17% | +440 | NEW |
| 73 | AXON | AXON ENTERPRISE INC | $441.73 | -1.00% | — | — | $308K | 0.17% | +5 | +0.7% |
| 74 | LMT | LOCKHEED MARTIN CORP | $540.33 | -1.52% | — | — | $285K | 0.16% | +471 | NEW |
| 75 | OEF | ISHARES TR | $364.40 | 0.24% | — | — | $272K | 0.15% | — | HELD |
| 76 | DFTX | DEFINIUM THERAPEUTICS INC | $24.75 | 2.65% | — | — | $272K | 0.15% | +14,375 | NEW |
| 77 | COST | COSTCO WHOLESALE CORPORATION | $982.35 | 0.68% | — | — | $268K | 0.15% | −17 | −5.9% |
| 78 | AMCR | AMCOR PLC | $40.60 | 1.70% | — | — | $267K | 0.15% | +6,713 | NEW |
| 79 | IWD | ISHARES TR | $242.13 | 0.98% | — | — | $258K | 0.14% | — | HELD |
| 80 | DFAU | DIMENSIONAL ETF TRUST | $51.30 | 0.57% | — | — | $251K | 0.14% | — | HELD |
| 81 | V | VISA INC | $322.39 | 1.05% | — | — | $247K | 0.14% | — | HELD |
| 82 | AMD | ADVANCED MICRO DEVICES INC | $511.57 | 4.73% | — | — | $240K | 0.13% | −8 | −0.7% |
| 83 | IVV | ISHARES TR | $745.14 | 0.55% | — | — | $237K | 0.13% | −73 | −16.7% |
| 84 | MELI | MERCADOLIBRE INC | $1589.60 | -1.27% | — | — | $227K | 0.12% | +6 | +4.8% |
| 85 | NFLX | NETFLIX INC. | $80.34 | -1.14% | — | — | $225K | 0.12% | −118 | −4.8% |
| 86 | TXN | TEXAS INSTRS INC | $301.12 | 1.35% | — | — | $223K | 0.12% | −9 | −0.8% |
| 87 | DFUV | DIMENSIONAL ETF TRUST | $54.89 | 0.90% | — | — | $216K | 0.12% | — | HELD |
| 88 | VGT | VANGUARD WORLD FD | $116.74 | 0.58% | — | — | $211K | 0.12% | −6 | −1.9% |
| 89 | MRK | MERCK & CO INC | $119.05 | -1.42% | — | — | $208K | 0.11% | +1,726 | NEW |
| 90 | SRE | SEMPRA | $92.29 | 0.82% | — | — | $205K | 0.11% | +2,111 | NEW |
| 91 | HAL | HALLIBURTON CO | $39.60 | -0.40% | — | — | $202K | 0.11% | +5,174 | NEW |
| 92 | NU | NU HLDGS LTD | $12.19 | 0.83% | — | — | $144K | 0.08% | +27 | +0.3% |
| 93 | EONR/WS | EON RESOURCES INC | — | — | — | — | $20K | 0.01% | −18,936 | −9.9% |
| 94 | MUB | ISHARES TR | $107.05 | -0.01% | — | — | — | — | −3,682 | EXITED |
| 95 | UNH | UNITEDHEALTH GROUP INC | $408.52 | 0.73% | — | — | — | — | −825 | EXITED |
| 96 | AMCR | AMCOR PLC | $40.60 | 1.70% | — | — | — | — | −28,801 | EXITED |
| 97 | NKE | NIKE INC | $44.93 | -2.24% | — | — | — | — | −3,416 | EXITED |
| 98 | MA | MASTERCARD INCORPORATED | $489.98 | 0.71% | — | — | — | — | −361 | EXITED |
| 99 | AXP | AMERICAN EXPRESS CO | $325.44 | 2.18% | — | — | — | — | −550 | EXITED |
Source: SEC EDGAR · accession 0001420506-26-000911. 13F discloses long positions only — shorts, foreign equities, and options are excluded.