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Institutional

Lumbard & Kellner, LLC

CIK 0001602476
$288.6M
Reported AUM
99
Positions
Q1 2026
Period
2026-05-15
Filed

The Brief · Lumbard & Kellner, LLC · Q1 2026

AI · grounded in 13F

Lumbard & Kellner, LLC closed its position in ADVANCED MICRO DEVICES INC COM, reducing exposure by $4.8M. The fund established a new position in XLF valued at $4.87M and added ALKERMES PLC SHS with a $1.86M investment. Other notable exits included closing positions in SNOW for $3.79M and PATH for $3.68M.

Portfolio · Q1 2026

PBR$14.7MGOOGBILHBMSPMDGSRSPFRDMKMICSCOENSVYMIOther$166.6MLL

Top holdings

#StockIssuerPriceDay %1Y Gr.5Y Gr.Value% of bookΔ shares (QoQ)Status
1PBRPETROLEO BRASILEIRO S A SPONSORED ADR$19.401.46%55.84%435.56%$14.7M5.09%HELD
2GOOGALPHABET INC CAP STK CL C$356.656.88%76.17%131.42%$14.0M4.85%HELD
3BILSTATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF$91.680.03%3.76%18.99%$12.1M4.20%HELD
4HBMHUDBAY MINERALS INC COM$22.73-0.11%151.25%275.62%$10.9M3.76%HELD
5SPMDSTATE STREET SPDR PORTFOLIO S&P 400 MID CAP ETF$65.96-0.10%22.96%47.38%$10.2M3.54%HELD
6GSGOLDMAN SACHS GROUP INC COM$1017.98-0.67%47.34%178.41%$10.1M3.50%HELD
7RSPINVESCO S&P 500 EQUAL WEIGHT ETF$214.95-0.20%19.76%48.72%$9.9M3.43%HELD
8FRDMFREEDOM 100 EMERGING MARKETS ETF$65.110.66%65.47%114.18%$8.4M2.91%HELD
9KMIKINDER MORGAN INC DEL COM$32.181.64%16.11%152.66%$8.2M2.85%HELD
10CSCOCISCO SYS INC COM$115.992.14%73.60%122.41%$8.2M2.85%HELD
11ENSENERSYS COM$185.970.66%108.57%128.48%$7.7M2.66%HELD
12VYMIVANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF$103.56-0.51%34.23%89.80%$7.6M2.62%HELD
13METMETLIFE INC COM$96.13-0.97%33.93%79.31%$7.6M2.62%HELD
14MTRNMATERION CORP COM$210.841.31%98.87%191.76%$7.5M2.59%HELD
15KTOSKRATOS DEFENSE & SEC SOLUTIONS COM NEW$46.600.93%-17.83%88.51%$7.4M2.57%HELD
16FSLRFIRST SOLAR INC COM$211.032.44%11.98%119.16%$7.2M2.48%HELD
17AMZNAMAZON COM INC COM$271.4215.25%9.66%35.70%$6.8M2.35%HELD
18LMTLOCKHEED MARTIN CORP COM$583.001.55%40.04%81.28%$6.5M2.27%HELD
19FLBRFRANKLIN FTSE BRAZIL ETF$22.880.88%44.81%54.43%$6.5M2.24%HELD
20NOCNORTHROP GRUMMAN CORP COM$542.481.43%-7.86%56.21%$6.0M2.09%HELD
21PRIMPRIMORIS SVCS CORP COM$84.41-1.45%-5.77%244.84%$5.9M2.06%HELD
22JBLJABIL INC COM$315.102.13%41.34%406.80%$5.1M1.78%HELD
23XLFSTATE STREET FINANCIAL SELECT SECTOR SPDR ETF$56.93-0.12%12.82%62.18%$4.9M1.69%HELD
24ETONETON PHARMACEUTICALS INC COM$46.42-5.32%228.59%781.02%$4.3M1.50%HELD
25MSFTMICROSOFT CORP COM$465.003.08%-13.24%55.41%$3.9M1.34%HELD
26FLKRFRANKLIN FTSE SOUTH KOREA ETF$51.49-2.28%124.76%98.04%$3.9M1.34%HELD
27BRK/ABERKSHIRE HATHAWAY INC DEL CL A$3.6M1.24%HELD
28KRESTATE STREET SPDR S&P REGIONAL BANKING ETF$76.070.23%32.14%32.06%$3.6M1.24%HELD
29ASIXADVANSIX INC COM$20.06-2.62%11.23%-37.26%$3.6M1.23%HELD
30VTIVANGUARD TOTAL STOCK MARKET ETF$368.220.53%21.20%68.49%$3.5M1.23%HELD
31FLINFRANKLIN FTSE INDIA ETF$35.680.25%$3.4M1.17%HELD
32QABAFIRST TRUST NASDAQ ABA COMMUNITY BANK INDEX FUND$69.020.12%$3.4M1.16%HELD
33EIDOISHARES MSCI INDONESIA ETF$12.370.00%$3.3M1.13%HELD
34VEUVANGUARD FTSE ALL-WORLD EX-US INDEX FUND$82.85-0.22%$3.2M1.10%HELD
35HROWHARROW INC COM$38.77-0.44%$3.1M1.08%HELD
36AAPLAPPLE INC COM$310.42-6.90%$2.9M1.00%HELD
37AMSCAMERICAN SUPERCONDUCTOR CORP SHS NEW$29.37-0.27%$2.5M0.86%HELD
38LLYELI LILLY & CO COM$1148.35-0.57%$2.3M0.80%HELD
39BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW$2.1M0.71%HELD
40CLIPGLOBAL X 1-3 MONTH T-BILL ETF$100.390.03%$2.0M0.70%HELD
41SPYSTATE STREET SPDR S&P 500 ETF$746.850.70%$1.9M0.66%HELD
42ALKSALKERMES PLC SHS$48.99-2.08%$1.9M0.64%HELD
43AMATAPPLIED MATLS INC COM$507.671.18%$1.8M0.63%HELD
44DNLIDENALI THERAPEUTICS INC COM$23.02-5.46%$1.8M0.63%HELD
45BEBLOOM ENERGY CORP COM CL A$205.82-0.63%$1.7M0.58%HELD
46STNGSCORPIO TANKERS INC SHS$77.913.15%$1.4M0.49%HELD
47XOMEXXON MOBIL CORP COM$155.44-0.97%$1.3M0.46%HELD
48GLDSPDR GOLD SHARES$371.53-1.49%$1.3M0.44%HELD
49JPMJPMORGAN CHASE & CO COM$351.860.29%$1.2M0.43%HELD
50JOEST JOE CO COM$62.24-1.32%$1.1M0.40%HELD
51SPTMSTATE STREET SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF$90.730.62%$1.1M0.39%HELD
52WELLWELLTOWER INC COM$234.80-0.35%$1.1M0.38%HELD
53QQQINVESCO QQQ TRUST SERIES I$688.220.68%$1.1M0.37%HELD
54GDXVANECK GOLD MINERS ETF$74.10-3.49%$980K0.34%HELD
55VTVVANGUARD VALUE ETF$219.92-0.28%$960K0.33%HELD
56UTIUNIVERSAL TECHNICAL INST INC COM$39.31-1.87%$916K0.32%HELD
57EWWISHARES MSCI MEXICO ETF$76.81-0.39%$883K0.31%HELD
58PHYSSPROTT ASSET MANAGEMENT LP PHYSICAL GOLD TR$30.59-1.61%$846K0.29%HELD
59VTVANGUARD TOTAL WORLD STOCK ETF$155.860.26%$818K0.28%HELD
60SPDWSTATE STREET SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF$50.07-0.69%$793K0.27%HELD
61BBCAJPMORGAN BETABUILDERS CANADA ETF$102.41-0.75%$791K0.27%HELD
62HONHONEYWELL INTL INC COM$243.050.47%$761K0.26%HELD
63RTXRTX CORPORATION COM$215.150.36%$720K0.25%HELD
64XLKSTATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF$175.28-0.26%$683K0.24%HELD
65XLESTATE STREET ENERGY SELECT SECTOR SPDR ETF$59.551.00%$681K0.24%HELD
66IVVISHARES CORE S&P 500 ETF$750.460.71%$666K0.23%HELD
67XLUSTATE STREET UTILITIES SELECT SECTOR SPDR ETF$44.35-0.69%$602K0.21%HELD
68UNHUNITEDHEALTH GROUP INC COM$414.22-1.72%$570K0.20%HELD
69GEGE AEROSPACE COM NEW$360.331.49%$563K0.20%HELD
70MRKMERCK & CO INC COM$130.220.33%$562K0.19%HELD
71ORCLORACLE CORP COM$129.881.82%$555K0.19%HELD
72CIENCIENA CORP COM NEW$377.051.34%$483K0.17%HELD
73FEFIRSTENERGY CORP COM$48.31-0.82%$481K0.17%HELD
74INTCINTEL CORP COM$90.20-1.02%$468K0.16%HELD
75GEVGE VERNOVA INC COM$990.110.83%$451K0.16%HELD
76SCHOSCHWAB SHORT-TERM US TREASURY ETF$24.10-0.04%$450K0.16%HELD
77GPREGREEN PLAINS INC COM$16.85-2.49%$434K0.15%HELD
78PEPPEPSICO INC COM$139.56-0.46%$410K0.14%HELD
79ADBEADOBE INC COM$250.411.01%$400K0.14%HELD
80NINISOURCE INC COM$44.43-1.42%$373K0.13%HELD
81JNJJOHNSON & JOHNSON COM$256.320.20%$352K0.12%HELD
82TSMTAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS$404.310.25%$318K0.11%HELD
83PMPHILIP MORRIS INTL INC COM$190.80-0.62%$314K0.11%HELD
84CMCSACOMCAST CORP NEW CL A$23.961.23%$313K0.11%HELD
85NEENEXTERA ENERGY INC COM$86.93-1.14%$283K0.10%HELD
86HDHOME DEPOT INC COM$331.99-0.41%$276K0.10%HELD
87GILDGILEAD SCIENCES INC COM$130.21-0.82%$273K0.09%HELD
88METAMETA PLATFORMS INC CL A$556.343.21%$268K0.09%HELD
89AXPAMERICAN EXPRESS CO COM$336.25-0.38%$263K0.09%HELD
90VUGVANGUARD GROWTH ETF$85.181.08%$262K0.09%HELD
91APHAMPHENOL CORP CL A$160.730.57%$253K0.09%HELD
92KEYKEYCORP COM$22.59-0.09%$231K0.08%HELD
93IBMINTERNATIONAL BUSINESS MACHS COM$223.790.92%$230K0.08%HELD
94DOVDOVER CORP COM$204.620.27%$226K0.08%HELD
95MDYSTATE STREET SPDR S&P MIDCAP 400 ETF TRUST$686.41-0.11%$222K0.08%HELD
96WMWASTE MGMT INC DEL COM$226.540.09%$218K0.08%HELD
97EPDENTERPRISE PRODS PARTNERS L P COM$38.04-0.21%$208K0.07%HELD
98PYPDPOLYPID LTD COM$4.29-1.83%$167K0.06%HELD
99SBCSBC MED GROUP HLDGS INC COM$3.060.66%$72K0.03%HELD

Source: SEC EDGAR · accession 0001602476-26-000002. 13F discloses long positions only — shorts, foreign equities, and options are excluded.