Q2 2023 · 13F-HR
JOHN G ULLMAN & ASSOCIATES INCholdings as filed
Filed 2023-08-21 · accession 0000919530-23-000003
$648.1M
Reported value
177
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 291011104 | EMR | EMERSON ELEC CO | $35.0M | 5.40% | 387,219 | Common | NONE |
| 219350105 | GLW | CORNING INC | $26.5M | 4.09% | 756,321 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB | $23.0M | 3.55% | 359,679 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $21.8M | 3.37% | 594,931 | Common | NONE |
| 670837103 | OGE | OGE ENERGY CORP | $20.7M | 3.20% | 577,638 | Common | NONE |
| 17275r102 | — | CISCO SYSTEMS INC | $19.5M | 3.02% | 377,767 | Common | NONE |
| 66987V109 | NVS | NOVARTIS AG | $18.7M | 2.88% | 184,935 | Common | NONE |
| 459200101 | IBM | IBM CORP | $18.1M | 2.80% | 135,429 | Common | NONE |
| h84989104 | — | TE CONNECTIVITY LTD F | $15.7M | 2.42% | 111,872 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTR F SPONSORE | $14.2M | 2.19% | 140,810 | Common | NONE |
| 806857108 | SLB | SCHLUMBERGER LTD F | $14.0M | 2.15% | 284,287 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $12.0M | 1.85% | 35,251 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $11.9M | 1.84% | 111,123 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $11.6M | 1.79% | 100,819 | Common | NONE |
| 05534B760 | BCE | BCE INC | $11.2M | 1.72% | 244,770 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $11.0M | 1.70% | 328,566 | Common | NONE |
| 023135106 | AMZN | AMAZON.COM INC | $9.8M | 1.52% | 75,550 | Common | NONE |
| 552690109 | MDU | M D U RESOURCES GRP | $8.8M | 1.36% | 422,166 | Common | NONE |
| 03027X100 | AMT | AMERICAN TOWER CORP | $8.3M | 1.28% | 42,650 | Common | NONE |
| G46188101 | HZNPN | HORIZON THERAPEUTICS PLC | $8.2M | 1.26% | 79,712 | Common | NONE |
| 254687106 | DIS | WALT DISNEY CO | $7.9M | 1.22% | 88,916 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $7.8M | 1.20% | 14,878 | Common | NONE |
| 092113109 | BKH | BLACK HILLS CORP | $7.6M | 1.18% | 126,410 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $7.3M | 1.12% | 34,955 | Common | NONE |
| 535555106 | LNN | LINDSAY CORP | $7.2M | 1.11% | 60,190 | Common | NONE |
| 00766t100 | — | AECOM TECHNOLOGY CORP | $7.0M | 1.08% | 82,692 | Common | NONE |
| 419870100 | HE | HAWAIIAN ELECTRIC INDUSTRIES | $7.0M | 1.07% | 192,057 | Common | NONE |
| 127190304 | CACI | CACI INTERNATIONAL INC | $6.6M | 1.03% | 19,494 | Common | NONE |
| 04010e109 | — | ARGAN INC | $6.6M | 1.02% | 167,152 | Common | NONE |
| 55024U109 | LITE | LUMENTUM HOLDINGS INC | $6.6M | 1.01% | 115,491 | Common | NONE |
| 646025106 | NJR | NEW JERSEY RESOURCES CORPORATI | $6.4M | 0.99% | 135,563 | Common | NONE |
| 34354p105 | — | FLOWSERVE CORP | $6.3M | 0.97% | 169,240 | Common | NONE |
| 46625h100 | — | J P MORGAN CHASE & CO | $6.1M | 0.95% | 42,254 | Common | NONE |
| 11135F101 | AVGO | BROADCOM LTD AVGO | $6.1M | 0.94% | 7,021 | Common | NONE |
| 736508847 | POR | PORTLAND GENERAL ELECTRIC CO | $6.1M | 0.94% | 130,000 | Common | NONE |
| 928563402 | VMWA | VMWARE INC | $6.1M | 0.94% | 42,250 | Common | NONE |
| 337738108 | FISV | FISERV INC | $5.9M | 0.90% | 46,405 | Common | NONE |
| 029683109 | AMSWAUSD | AMERICAN SOFTWARE INC | $5.7M | 0.89% | 546,923 | Common | NONE |
| 387328107 | GVA | GRANITE CONSTRUCTION | $5.2M | 0.80% | 129,760 | Common | NONE |
| 65336K103 | NXST | NEXSTAR BROADCASTING GROUP-A N | $5.1M | 0.78% | 30,355 | Common | NONE |
| 86614U100 | 7SU | SUMMIT MATERIALS CL A ORD | $4.9M | 0.76% | 130,126 | Common | NONE |
| 29446M102 | EQNR | EQUINOR ADR REP ORD | $4.9M | 0.76% | 168,600 | Common | NONE |
| 24906p109 | — | DENTSPLY SIRONA INC | $4.9M | 0.75% | 122,110 | Common | NONE |
| 29444U700 | EQIX | EQUINIX REIT ORD | $4.8M | 0.74% | 6,150 | Common | NONE |
| 465741106 | ITRI | ITRON INC | $4.7M | 0.72% | 64,906 | Common | NONE |
| 498894104 | KNF | KNIFE RIVER ORD | $4.3M | 0.67% | 99,892 | Common | NONE |
| 451107106 | IDA | IDACORP INC | $4.3M | 0.66% | 41,768 | Common | NONE |
| 42704L104 | HRI | HERC HOLDINGS ORD | $4.1M | 0.63% | 30,021 | Common | NONE |
| 942749102 | WTS | WATTS WATER TECH INC CLASS A | $4.0M | 0.62% | 21,875 | Common | NONE |
| 890110109 | TMP | TOMPKINS FINANCIAL CORP TMP | $3.9M | 0.60% | 69,647 | Common | NONE |
| 25746u109 | — | DOMINION ENERGY INC | $3.7M | 0.57% | 71,120 | Common | NONE |
| 406216101 | HAL | HALLIBURTON CO HLDG | $3.6M | 0.56% | 110,170 | Common | NONE |
| 383082104 | GRC | GORMAN RUPP ORD | $3.6M | 0.55% | 123,558 | Common | NONE |
| 60770K107 | MRNA | MODERNA INC | $3.5M | 0.53% | 28,399 | Common | NONE |
| 114340102 | AZTA | AZENTA ORD | $3.4M | 0.53% | 73,394 | Common | NONE |
| 922908363 | VOO | VANGUARD S&P 500 ETF | $3.4M | 0.52% | 8,314 | Common | NONE |
| G6095L109 | — | APTIV ORD | $3.4M | 0.52% | 33,050 | Common | NONE |
| 002824100 | ABT | ABBOTT LABORATORIES | $3.4M | 0.52% | 30,844 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $3.3M | 0.51% | 17,157 | Common | NONE |
| 071813109 | BAX | BAXTER INTERNATIONAL INC | $3.3M | 0.51% | 73,018 | Common | NONE |
| 05351W103 | AGREUR | AVANGRID INC | $3.0M | 0.47% | 80,360 | Common | NONE |
| 871829107 | SYY | SYSCO CORP | $3.0M | 0.47% | 40,785 | Common | NONE |
| 30040W108 | ES | EVERSOURCE ENERGY ES | $3.0M | 0.46% | 42,422 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $3.0M | 0.46% | 27,069 | Common | NONE |
| 615369105 | MCO | MOODYS ORD | $2.9M | 0.44% | 8,225 | Common | NONE |
| 857477103 | STT | STATE STREET ORD | $2.8M | 0.44% | 38,710 | Common | NONE |
| 285512109 | EA | ELECTRONIC ARTS INC EA | $2.8M | 0.44% | 21,800 | Common | NONE |
| 46137V134 | PBW | INVSC WILDERHILL CLEAN ENERGY | $2.8M | 0.43% | 69,700 | Common | NONE |
| 37733W204 | GSK | GSK PLC ADR | $2.8M | 0.43% | 77,980 | Common | NONE |
| 19247G107 | COHR | COHERENT CORP | $2.7M | 0.42% | 53,000 | Common | NONE |
| 219798105 | QDEL | QUIDEL CORPORATION | $2.7M | 0.41% | 32,131 | Common | NONE |
| 744573106 | PEG | PUB SVC ENTERPISE GP | $2.6M | 0.41% | 42,069 | Common | NONE |
| 00846U101 | A | AGILENT TECHNOLOGIES INC | $2.6M | 0.40% | 21,677 | Common | NONE |
| 68389x105 | — | ORACLE CORP | $2.6M | 0.40% | 21,788 | Common | NONE |
| 228368106 | CCK | CROWN HOLDINGS INC | $2.5M | 0.39% | 28,784 | Common | NONE |
| 92189f817 | — | VANECK VIETNAM ETF | $2.5M | 0.38% | 187,100 | Common | NONE |
| 031162100 | AMGN | AMGEN INC. | $2.4M | 0.38% | 10,994 | Common | NONE |
| 368736104 | GNRC | GENERAC HOLDINGS ORD | $2.4M | 0.37% | 16,000 | Common | NONE |
| 70450y103 | — | PAYPAL HOLDINGS INCORPOR | $2.4M | 0.37% | 35,685 | Common | NONE |
| G8994E103 | TT | TRANE TECHNOLOGIES PLC | $2.4M | 0.36% | 12,300 | Common | NONE |
| 928881101 | VNT | VONTIER CORP | $2.2M | 0.34% | 68,097 | Common | NONE |
| 03937C105 | ARCB | ARCBEST ORD | $2.2M | 0.34% | 22,150 | Common | NONE |
| 91307C102 | UTHR | UNITED THERAPEUTICS CORPORATIO | $2.1M | 0.32% | 9,355 | Common | NONE |
| 958102105 | WDC | WESTERN DIGITAL CORP | $2.0M | 0.32% | 54,000 | Common | NONE |
| 629377508 | NRG | NRG ENERGY INC NRG | $2.0M | 0.32% | 54,650 | Common | NONE |
| 046224101 | ASTE | ASTEC INDUSTRIES INC | $2.0M | 0.31% | 44,700 | Common | NONE |
| 532457108 | LLY | LILLY ELI & CO | $1.9M | 0.29% | 3,968 | Common | NONE |
| 842587107 | SO | SOUTHERN CO | $1.8M | 0.28% | 25,800 | Common | NONE |
| 015857105 | AQN | ALGONQUIN POWER & UTILITIES CO | $1.8M | 0.27% | 215,250 | Common | NONE |
| 235825205 | DAN | DANA INC | $1.6M | 0.25% | 95,550 | Common | NONE |
| 26969P108 | EXP | EAGLE MATERIALS INC | $1.3M | 0.21% | 7,200 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC. | $1.2M | 0.19% | 6,950 | Common | NONE |
| 947890109 | WBS | WEBSTER FINANCIAL ORD | $1.2M | 0.19% | 32,100 | Common | NONE |
| 830561205 | SKBSY | SKANSKA AB FSPONSORED ADR | $1.2M | 0.18% | 82,500 | Common | NONE |
| 00091G104 | ACVA | ACV AUCTIONS CL A ORD | $1.1M | 0.17% | 65,284 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC | $1.1M | 0.17% | 63,708 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP | $1.0M | 0.16% | 6,604 | Common | NONE |
| 349553107 | FTS | FORTIS ORD | $1.0M | 0.16% | 23,400 | Common | NONE |
| 925550105 | VIAV | VIAVI SOLUTIONS INC | $990,775 | 0.15% | 87,447 | Common | NONE |
| 018802108 | LNT | ALLIANT ENERGY CORP | $907,904 | 0.14% | 17,300 | Common | NONE |
| 12466Q104 | CFFI | C AND F FINANCIAL ORD | $905,382 | 0.14% | 16,860 | Common | NONE |
| 103304101 | BYD | BOYD GAMING CORP COM | $863,656 | 0.13% | 12,450 | Common | NONE |
| 448811208 | HRNNF | HYDRO ONE ORD | $847,935 | 0.13% | 29,700 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRUMENTS | $832,052 | 0.13% | 4,622 | Common | NONE |
| 45687V106 | IR | INGERSOLL RAND INC | $803,405 | 0.12% | 12,292 | Common | NONE |
| 055622104 | BP | BP PLC F SPONSORED ADR 1 ADR R | $786,967 | 0.12% | 22,300 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY CLASS B | $762,135 | 0.12% | 2,235 | Common | NONE |
| 464286533 | EEMV | ISHS MSCI EMERG MRKT MIN VOL F | $758,724 | 0.12% | 13,800 | Common | NONE |
| 093712107 | BE | BLOOM ENERGY CL A ORD | $743,761 | 0.11% | 45,490 | Common | NONE |
| 596304204 | MBCN | MIDDLEFIELD BANC CORP | $722,796 | 0.11% | 26,970 | Common | NONE |
| 20030n101 | — | COMCAST CORP CLASS A | $713,787 | 0.11% | 17,179 | Common | NONE |
| 00206R102 | T | A T & T INC | $689,040 | 0.11% | 43,200 | Common | NONE |
| 025537101 | AEP | AMER ELECTRIC PWR CO | $682,357 | 0.11% | 8,104 | Common | NONE |
| 191216100 | KO | THE COCA-COLA CO | $681,931 | 0.11% | 11,324 | Common | NONE |
| 94188P101 | WSBF | WATERSTONE FINANCIAL ORD | $643,472 | 0.10% | 44,408 | Common | NONE |
| 831865209 | AOS | A. O. SMITH CORP | $633,186 | 0.10% | 8,700 | Common | NONE |
| 26441c204 | — | DUKE ENERGY CORP | $629,885 | 0.10% | 7,019 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WORKS | $625,400 | 0.10% | 2,500 | Common | NONE |
| 171779309 | CIEN | CIENA CORP | $624,603 | 0.10% | 14,700 | Common | NONE |
| 74930B105 | RBB | RBB BANCORP | $619,089 | 0.10% | 51,850 | Common | NONE |
| 533900106 | LECO | LINCOLN ELECTRIC HOLDINGS ORD | $615,753 | 0.10% | 3,100 | Common | NONE |
| 36266G107 | GEHC | GE HEATHCARE TECHNOLOGY | $614,581 | 0.09% | 7,565 | Common | NONE |
| 780259305 | SHEL | SHELL PLC | $609,838 | 0.09% | 10,100 | Common | NONE |
| 771195104 | RHHBY | ROCHE HLDG AG F SPONSORED ADR | $609,290 | 0.09% | 15,950 | Common | NONE |
| 50540r409 | — | LAB CO OF AMER HLDG | $609,117 | 0.09% | 2,524 | Common | NONE |
| 001084102 | AGCO | A G C O CORP | $604,532 | 0.09% | 4,600 | Common | NONE |
| 353514102 | FELE | FRANKLIN ELECTRIC CO | $555,660 | 0.09% | 5,400 | Common | NONE |
| g51502105 | — | JOHNSON CONTROLS INTER F | $541,713 | 0.08% | 7,950 | Common | NONE |
| 42824c109 | — | HEWLETT PACKARD ENTERPRI | $507,360 | 0.08% | 30,200 | Common | NONE |
| 81369y886 | — | SELECT SECTOR UTI SELECT SPDR | $496,690 | 0.08% | 7,590 | Common | NONE |
| 22766M109 | — | CROSSFIRST BANKSHARES ORD | $486,130 | 0.08% | 48,613 | Common | NONE |
| 46266c105 | — | IQVIA HOLDINGS INC | $472,017 | 0.07% | 2,100 | Common | NONE |
| 314645102 | — | FENTURA FINANCIAL INC | $455,692 | 0.07% | 23,550 | Common | NONE |
| 018522300 | AEBA | ALLETE INC ALE | $428,978 | 0.07% | 7,400 | Common | NONE |
| 42328H109 | HLIO | HELIOS TECHNOLOGIES INC | $416,367 | 0.06% | 6,300 | Common | NONE |
| 55405y100 | — | MA COM TECH SOLUTN | $403,009 | 0.06% | 6,150 | Common | NONE |
| 064149107 | BNS | BANK OF NOVA SCOTIA | $395,316 | 0.06% | 7,900 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $382,517 | 0.06% | 2,311 | Common | NONE |
| 92857W308 | VOD | VODAFONE GROUP PLC NEW SPNSR A | $379,890 | 0.06% | 40,200 | Common | NONE |
| 718546104 | PSX | PHILLIPS 66 | $376,751 | 0.06% | 3,950 | Common | NONE |
| 30034W106 | EVRG | EVERGY INC | $362,204 | 0.06% | 6,200 | Common | NONE |
| 464287556 | IBB | ISHARES:BIOTECHNOLOGY | $355,488 | 0.05% | 2,800 | Common | NONE |
| 83088M102 | SWKS | SKYWORKS SOLUTIONS INC SWKS | $354,208 | 0.05% | 3,200 | Common | NONE |
| 762093102 | RBKB | RHINEBECK BANCORP INC | $343,903 | 0.05% | 51,100 | Common | NONE |
| 65339f101 | — | NEXTERA ENERGY INC | $337,387 | 0.05% | 4,547 | Common | NONE |
| 92939U106 | WEC | W E C ENERGY GROUP INC | $324,900 | 0.05% | 3,682 | Common | NONE |
| 461202103 | INTU | INTUIT INC | $309,278 | 0.05% | 675 | Common | NONE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $305,348 | 0.05% | 1,150 | Common | NONE |
| 375558103 | GILD | GILEAD SCIENCES INC | $304,426 | 0.05% | 3,950 | Common | NONE |
| 668074305 | NWE | NORTHWESTERN CORP | $295,152 | 0.05% | 5,200 | Common | NONE |
| w83567110 | — | SKANSKA AB ORDF | $291,069 | 0.04% | 20,800 | Common | NONE |
| 56585A102 | MPC | MARATHON PETROLEUM CORP | $287,186 | 0.04% | 2,463 | Common | NONE |
| G29183103 | ETN | EATON CORP PLC F | $281,540 | 0.04% | 1,400 | Common | NONE |
| 44980x109 | — | IPG PHOTONICS CORP | $275,035 | 0.04% | 2,025 | Common | NONE |
| 136717832 | CDUAF | CANADIAN UTILITIES CL A ORD | $270,375 | 0.04% | 10,500 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $264,964 | 0.04% | 1,037 | Common | NONE |
| 26942G100 | EBMT | EAGLE BANCORP MONTANA INC | $257,284 | 0.04% | 19,447 | Common | NONE |
| 46137v142 | — | INVSC WATER RESC PORTFOLIO ETF | $253,755 | 0.04% | 4,500 | Common | NONE |
| 957638109 | WAL | WESTERN ALLIANCE ORD | $251,643 | 0.04% | 6,900 | Common | NONE |
| 172755100 | CRUS | CIRRUS LOGIC INC | $247,080 | 0.04% | 3,050 | Common | NONE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $240,400 | 0.04% | 500 | Common | NONE |
| 235851102 | DHR | DANAHER CORP | $240,000 | 0.04% | 1,000 | Common | NONE |
| 98419m100 | — | XYLEM INC. | $231,997 | 0.04% | 2,060 | Common | NONE |
| 21037T109 | CEG | CONSTELLATION ENERGY ORD | $225,671 | 0.03% | 2,465 | Common | NONE |
| 595112103 | MU | MICRON TECHNOLOGY | $224,861 | 0.03% | 3,563 | Common | NONE |
| 89147L886 | TYG | TORTOISE ENERGY INF CORP | $220,780 | 0.03% | 7,600 | Common | NONE |
| 92204a801 | — | VANGUARD MATERIALS ETF | $218,364 | 0.03% | 1,200 | Common | NONE |
| 37045v100 | — | GENERAL MOTORS CO | $214,008 | 0.03% | 5,550 | Common | NONE |
| 45073v108 | — | ITT INC | $205,062 | 0.03% | 2,200 | Common | NONE |
| g1151c101 | — | ACCENTURE PLC F CLASS A | $203,354 | 0.03% | 659 | Common | NONE |
| 436440101 | HO1 | HOLOGIC INC | $202,425 | 0.03% | 2,500 | Common | NONE |
| 382550101 | GT | GOODYEAR TIRE & RUBR CO COM | $179,208 | 0.03% | 13,100 | Common | NONE |
| 592835102 | MXF | MEXICO FUND | $177,868 | 0.03% | 10,600 | Common | NONE |
| 746228303 | PCYO | PURE CYCLE CORP | $132,000 | 0.02% | 12,000 | Common | NONE |
| 72919P202 | PLUG | PLUG POWER INC | $103,900 | 0.02% | 10,000 | Common | NONE |
| 03074A102 | ASRV | AMERISERV FINANCIAL INC | $69,088 | 0.01% | 27,200 | Common | NONE |
| 05337L304 | AVLNF | AVALON ADVANCED MATERIALS INC | $1,849 | 0.00% | 18,750 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.