Q3 2023 · 13F-HR
JOHN G ULLMAN & ASSOCIATES INCholdings as filed
Filed 2023-11-01 · accession 0000919530-23-000004
$611.3M
Reported value
173
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 291011104 | EMR | EMERSON ELEC CO | $36.4M | 5.95% | 376,824 | Common | NONE |
| 219350105 | GLW | CORNING INC | $22.2M | 3.64% | 729,950 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB | $20.6M | 3.37% | 355,129 | Common | NONE |
| 17275r102 | — | CISCO SYSTEMS INC | $20.1M | 3.28% | 373,225 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $19.1M | 3.13% | 576,836 | Common | NONE |
| 670837103 | OGE | OGE ENERGY CORP | $19.1M | 3.12% | 572,088 | Common | NONE |
| 459200101 | IBM | IBM CORP | $18.7M | 3.06% | 133,342 | Common | NONE |
| 66987V109 | NVS | NOVARTIS AG | $18.6M | 3.04% | 182,690 | Common | NONE |
| 806857108 | SLB | SCHLUMBERGER LTD F | $15.8M | 2.59% | 271,312 | Common | NONE |
| h84989104 | — | TE CONNECTIVITY LTD F | $13.6M | 2.22% | 110,030 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTR F SPONSORE | $13.4M | 2.19% | 154,060 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $12.9M | 2.11% | 109,817 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $11.5M | 1.89% | 324,846 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $11.1M | 1.81% | 35,078 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $10.3M | 1.68% | 99,869 | Common | NONE |
| 023135106 | AMZN | AMAZON.COM INC | $9.5M | 1.56% | 74,989 | Common | NONE |
| 05534B760 | BCE | BCE INC | $9.5M | 1.55% | 248,528 | Common | NONE |
| G46188101 | HZNPN | HORIZON THERAPEUTICS PLC | $9.1M | 1.49% | 78,762 | Common | NONE |
| 552690109 | MDU | M D U RESOURCES GRP | $8.2M | 1.34% | 417,866 | Common | NONE |
| 04010e109 | — | ARGAN INC | $7.5M | 1.22% | 163,865 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $7.4M | 1.21% | 14,628 | Common | NONE |
| 535555106 | LNN | LINDSAY CORP | $7.0M | 1.15% | 59,625 | Common | NONE |
| 928563402 | VMWA | VMWARE INC | $6.9M | 1.13% | 41,350 | Common | NONE |
| 00766t100 | — | AECOM TECHNOLOGY CORP | $6.8M | 1.11% | 81,742 | Common | NONE |
| 254687106 | DIS | WALT DISNEY CO | $6.8M | 1.11% | 83,716 | Common | NONE |
| 092113109 | BKH | BLACK HILLS CORP | $6.6M | 1.08% | 130,255 | Common | NONE |
| 029683109 | AMSWAUSD | AMERICAN SOFTWARE INC | $6.6M | 1.07% | 572,017 | Common | NONE |
| 34354p105 | — | FLOWSERVE CORP | $6.5M | 1.07% | 164,650 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $6.3M | 1.04% | 34,356 | Common | NONE |
| 46625h100 | — | J P MORGAN CHASE & CO | $6.1M | 0.99% | 41,854 | Common | NONE |
| 127190304 | CACI | CACI INTERNATIONAL INC | $6.0M | 0.98% | 19,144 | Common | NONE |
| 11135F101 | AVGO | BROADCOM LTD AVGO | $5.7M | 0.93% | 6,853 | Common | NONE |
| 29446M102 | EQNR | EQUINOR ADR REP ORD | $5.5M | 0.89% | 166,400 | Common | NONE |
| 646025106 | NJR | NEW JERSEY RESOURCES CORPORATI | $5.5M | 0.89% | 134,263 | Common | NONE |
| 736508847 | POR | PORTLAND GENERAL ELECTRIC CO | $5.2M | 0.86% | 129,250 | Common | NONE |
| 55024U109 | LITE | LUMENTUM HOLDINGS INC | $5.2M | 0.85% | 114,391 | Common | NONE |
| 337738108 | FISV | FISERV INC | $5.2M | 0.85% | 45,743 | Common | NONE |
| 387328107 | GVA | GRANITE CONSTRUCTION | $4.8M | 0.78% | 125,860 | Common | NONE |
| 406216101 | HAL | HALLIBURTON CO HLDG | $4.5M | 0.73% | 110,160 | Common | NONE |
| G6095L109 | — | APTIV ORD | $4.5M | 0.73% | 45,250 | Common | NONE |
| 29444U700 | EQIX | EQUINIX REIT ORD | $4.4M | 0.73% | 6,125 | Common | NONE |
| 03027X100 | AMT | AMERICAN TOWER CORP | $4.3M | 0.71% | 26,350 | Common | NONE |
| 60770K107 | MRNA | MODERNA INC | $4.3M | 0.70% | 41,599 | Common | NONE |
| 65336K103 | NXST | NEXSTAR BROADCASTING GROUP-A N | $4.2M | 0.69% | 29,605 | Common | NONE |
| 114340102 | AZTA | AZENTA ORD | $4.1M | 0.68% | 82,368 | Common | NONE |
| 30040W108 | ES | EVERSOURCE ENERGY ES | $4.1M | 0.68% | 71,060 | Common | NONE |
| 24906p109 | — | DENTSPLY SIRONA INC | $4.1M | 0.67% | 119,330 | Common | NONE |
| 383082104 | GRC | GORMAN RUPP ORD | $4.0M | 0.65% | 121,458 | Common | NONE |
| 465741106 | ITRI | ITRON INC | $3.9M | 0.64% | 64,506 | Common | NONE |
| 451107106 | IDA | IDACORP INC | $3.9M | 0.64% | 41,718 | Common | NONE |
| 86614U100 | 7SU | SUMMIT MATERIALS CL A ORD | $3.8M | 0.62% | 122,419 | Common | NONE |
| 942749102 | WTS | WATTS WATER TECH INC CLASS A | $3.7M | 0.61% | 21,625 | Common | NONE |
| 958102105 | WDC | WESTERN DIGITAL CORP | $3.6M | 0.59% | 79,650 | Common | NONE |
| 42704L104 | HRI | HERC HOLDINGS ORD | $3.6M | 0.58% | 29,971 | Common | NONE |
| 615369105 | MCO | MOODYS ORD | $3.4M | 0.56% | 10,850 | Common | NONE |
| 922908363 | VOO | VANGUARD S&P 500 ETF | $3.2M | 0.52% | 8,023 | Common | NONE |
| 498894104 | KNF | KNIFE RIVER ORD | $3.1M | 0.50% | 62,819 | Common | NONE |
| 46137V134 | PBW | INVSC WILDERHILL CLEAN ENERGY | $3.1M | 0.50% | 97,350 | Common | NONE |
| 871829107 | SYY | SYSCO CORP | $3.0M | 0.49% | 45,585 | Common | NONE |
| 002824100 | ABT | ABBOTT LABORATORIES | $3.0M | 0.49% | 30,844 | Common | NONE |
| 031162100 | AMGN | AMGEN INC. | $2.9M | 0.48% | 10,944 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $2.9M | 0.48% | 17,171 | Common | NONE |
| 219798105 | QDEL | QUIDEL CORPORATION | $2.9M | 0.48% | 40,150 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $2.9M | 0.48% | 26,392 | Common | NONE |
| 857477103 | STT | STATE STREET ORD | $2.8M | 0.46% | 41,710 | Common | NONE |
| 37733W204 | GSK | GSK PLC ADR | $2.8M | 0.45% | 76,580 | Common | NONE |
| 071813109 | BAX | BAXTER INTERNATIONAL INC | $2.6M | 0.43% | 69,829 | Common | NONE |
| 25746u109 | — | DOMINION ENERGY INC | $2.6M | 0.43% | 58,320 | Common | NONE |
| 012653101 | ALB | ALBEMARLE CORP | $2.6M | 0.42% | 15,225 | Common | NONE |
| 285512109 | EA | ELECTRONIC ARTS INC EA | $2.6M | 0.42% | 21,500 | Common | NONE |
| 228368106 | CCK | CROWN HOLDINGS INC | $2.5M | 0.42% | 28,734 | Common | NONE |
| 92189f817 | — | VANECK VIETNAM ETF | $2.5M | 0.41% | 186,150 | Common | NONE |
| 19247G107 | COHR | COHERENT CORP | $2.5M | 0.41% | 76,000 | Common | NONE |
| G8994E103 | TT | TRANE TECHNOLOGIES PLC | $2.5M | 0.40% | 12,150 | Common | NONE |
| 05351W103 | AGREUR | AVANGRID INC | $2.4M | 0.40% | 81,110 | Common | NONE |
| 00846U101 | A | AGILENT TECHNOLOGIES INC | $2.4M | 0.39% | 21,452 | Common | NONE |
| 744573106 | PEG | PUB SVC ENTERPISE GP | $2.4M | 0.39% | 41,869 | Common | NONE |
| 68389x105 | — | ORACLE CORP | $2.3M | 0.38% | 21,788 | Common | NONE |
| 03937C105 | ARCB | ARCBEST ORD | $2.2M | 0.37% | 22,100 | Common | NONE |
| 532457108 | LLY | LILLY ELI & CO | $2.1M | 0.35% | 3,998 | Common | NONE |
| 91307C102 | UTHR | UNITED THERAPEUTICS CORPORATIO | $2.1M | 0.34% | 9,230 | Common | NONE |
| 046224101 | ASTE | ASTEC INDUSTRIES INC | $2.1M | 0.34% | 44,250 | Common | NONE |
| 629377508 | NRG | NRG ENERGY INC NRG | $2.1M | 0.34% | 53,500 | Common | NONE |
| 928881101 | VNT | VONTIER CORP | $2.1M | 0.34% | 66,497 | Common | NONE |
| 36266G107 | GEHC | GE HEATHCARE TECHNOLOGY | $2.0M | 0.33% | 29,985 | Common | NONE |
| 890110109 | TMP | TOMPKINS FINANCIAL CORP TMP | $1.9M | 0.32% | 39,427 | Common | NONE |
| 70450y103 | — | PAYPAL HOLDINGS INCORPOR | $1.9M | 0.31% | 32,885 | Common | NONE |
| 368736104 | GNRC | GENERAC HOLDINGS ORD | $1.7M | 0.28% | 15,750 | Common | NONE |
| 842587107 | SO | SOUTHERN CO | $1.7M | 0.27% | 25,700 | Common | NONE |
| 235825205 | DAN | DANA INC | $1.4M | 0.23% | 94,350 | Common | NONE |
| 830561205 | SKBSY | SKANSKA AB FSPONSORED ADR | $1.3M | 0.22% | 81,400 | Common | NONE |
| 015857105 | AQN | ALGONQUIN POWER & UTILITIES CO | $1.3M | 0.22% | 223,650 | Common | NONE |
| 947890109 | WBS | WEBSTER FINANCIAL ORD | $1.3M | 0.21% | 31,450 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP | $1.1M | 0.18% | 6,538 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC. | $1.1M | 0.17% | 6,950 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC | $1.0M | 0.17% | 62,320 | Common | NONE |
| 00091G104 | ACVA | ACV AUCTIONS CL A ORD | $991,011 | 0.16% | 65,284 | Common | NONE |
| 12466Q104 | CFFI | C AND F FINANCIAL ORD | $898,336 | 0.15% | 16,760 | Common | NONE |
| 349553107 | FTS | FORTIS ORD | $888,966 | 0.15% | 23,400 | Common | NONE |
| 055622104 | BP | BP PLC F SPONSORED ADR 1 ADR R | $863,456 | 0.14% | 22,300 | Common | NONE |
| 018802108 | LNT | ALLIANT ENERGY CORP | $838,185 | 0.14% | 17,300 | Common | NONE |
| 925550105 | VIAV | VIAVI SOLUTIONS INC | $786,497 | 0.13% | 86,050 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY CLASS B | $766,807 | 0.13% | 2,189 | Common | NONE |
| 448811208 | HRNNF | HYDRO ONE ORD | $755,568 | 0.12% | 29,700 | Common | NONE |
| 20030n101 | — | COMCAST CORP CLASS A | $749,124 | 0.12% | 16,895 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRUMENTS | $734,944 | 0.12% | 4,622 | Common | NONE |
| 45687V106 | IR | INGERSOLL RAND INC | $720,418 | 0.12% | 11,306 | Common | NONE |
| 26969P108 | EXP | EAGLE MATERIALS INC | $716,036 | 0.12% | 4,300 | Common | NONE |
| 093712107 | BE | BLOOM ENERGY CL A ORD | $687,531 | 0.11% | 51,850 | Common | NONE |
| 171779309 | CIEN | CIENA CORP | $680,544 | 0.11% | 14,400 | Common | NONE |
| 780259305 | SHEL | SHELL PLC | $650,238 | 0.11% | 10,100 | Common | NONE |
| 74930B105 | RBB | RBB BANCORP | $628,137 | 0.10% | 49,150 | Common | NONE |
| 26441c204 | — | DUKE ENERGY CORP | $613,672 | 0.10% | 6,953 | Common | NONE |
| 025537101 | AEP | AMER ELECTRIC PWR CO | $609,583 | 0.10% | 8,104 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WORKS | $575,775 | 0.09% | 2,500 | Common | NONE |
| 831865209 | AOS | A. O. SMITH CORP | $575,331 | 0.09% | 8,700 | Common | NONE |
| 001084102 | AGCO | A G C O CORP | $544,088 | 0.09% | 4,600 | Common | NONE |
| 771195104 | RHHBY | ROCHE HLDG AG F SPONSORED ADR | $541,183 | 0.09% | 15,950 | Common | NONE |
| 314645102 | — | FENTURA FINANCIAL INC | $528,937 | 0.09% | 23,250 | Common | NONE |
| 42824c109 | — | HEWLETT PACKARD ENTERPRI | $512,415 | 0.08% | 29,500 | Common | NONE |
| 55405y100 | — | MA COM TECH SOLUTN | $497,638 | 0.08% | 6,100 | Common | NONE |
| 353514102 | FELE | FRANKLIN ELECTRIC CO | $481,842 | 0.08% | 5,400 | Common | NONE |
| 718546104 | PSX | PHILLIPS 66 | $474,592 | 0.08% | 3,950 | Common | NONE |
| 50540r409 | — | LAB CO OF AMER HLDG | $467,240 | 0.08% | 2,324 | Common | NONE |
| 22766M109 | — | CROSSFIRST BANKSHARES ORD | $450,650 | 0.07% | 44,663 | Common | NONE |
| 596304204 | MBCN | MIDDLEFIELD BANC CORP | $447,496 | 0.07% | 17,611 | Common | NONE |
| 191216100 | KO | THE COCA-COLA CO | $442,578 | 0.07% | 7,906 | Common | NONE |
| 00206R102 | T | A T & T INC | $436,541 | 0.07% | 29,064 | Common | NONE |
| g51502105 | — | JOHNSON CONTROLS INTER F | $423,019 | 0.07% | 7,950 | Common | NONE |
| 46266c105 | — | IQVIA HOLDINGS INC | $413,175 | 0.07% | 2,100 | Common | NONE |
| 81369y886 | — | SELECT SECTOR UTI SELECT SPDR | $388,938 | 0.06% | 6,600 | Common | NONE |
| 018522300 | AEBA | ALLETE INC ALE | $385,440 | 0.06% | 7,300 | Common | NONE |
| 56585A102 | MPC | MARATHON PETROLEUM CORP | $372,750 | 0.06% | 2,463 | Common | NONE |
| 92857W308 | VOD | VODAFONE GROUP PLC NEW SPNSR A | $370,668 | 0.06% | 39,100 | Common | NONE |
| 064149107 | BNS | BANK OF NOVA SCOTIA | $360,161 | 0.06% | 7,900 | Common | NONE |
| 42328H109 | HLIO | HELIOS TECHNOLOGIES INC | $349,524 | 0.06% | 6,300 | Common | NONE |
| 762093102 | RBKB | RHINEBECK BANCORP INC | $346,039 | 0.06% | 51,100 | Common | NONE |
| 461202103 | INTU | INTUIT INC | $344,884 | 0.06% | 675 | Common | NONE |
| w83567110 | — | SKANSKA AB ORDF | $342,835 | 0.06% | 20,800 | Common | NONE |
| 464286533 | EEMV | ISHS MSCI EMERG MRKT MIN VOL F | $341,440 | 0.06% | 6,400 | Common | NONE |
| 464287556 | IBB | ISHARES:BIOTECHNOLOGY | $336,297 | 0.06% | 2,750 | Common | NONE |
| 457790103 | — | INSTRUCTURE HOLDINGS ORD | $326,415 | 0.05% | 12,851 | Common | NONE |
| 83088M102 | SWKS | SKYWORKS SOLUTIONS INC SWKS | $315,488 | 0.05% | 3,200 | Common | NONE |
| 30034W106 | EVRG | EVERGY INC | $314,340 | 0.05% | 6,200 | Common | NONE |
| 921937827 | BSV | VANGUARD SHORT-TERM BOND ETF | $307,971 | 0.05% | 4,097 | Common | NONE |
| 92939U106 | WEC | W E C ENERGY GROUP INC | $294,007 | 0.05% | 3,650 | Common | NONE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $293,307 | 0.05% | 1,150 | Common | NONE |
| 375558103 | GILD | GILEAD SCIENCES INC | $288,519 | 0.05% | 3,850 | Common | NONE |
| 059695106 | BCV | BANCROFT FUND LTD | $287,235 | 0.05% | 18,214 | Common | NONE |
| 21037T109 | CEG | CONSTELLATION ENERGY ORD | $268,882 | 0.04% | 2,465 | Common | NONE |
| 65339f101 | — | NEXTERA ENERGY INC | $260,498 | 0.04% | 4,547 | Common | NONE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $258,606 | 0.04% | 534 | Common | NONE |
| 668074305 | NWE | NORTHWESTERN CORP | $249,912 | 0.04% | 5,200 | Common | NONE |
| 235851102 | DHR | DANAHER CORP | $248,100 | 0.04% | 1,000 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $243,114 | 0.04% | 1,037 | Common | NONE |
| 26942G100 | EBMT | EAGLE BANCORP MONTANA INC | $242,972 | 0.04% | 20,556 | Common | NONE |
| 595112103 | MU | MICRON TECHNOLOGY | $242,391 | 0.04% | 3,563 | Common | NONE |
| 46137v142 | — | INVSC WATER RESC PORTFOLIO ETF | $239,310 | 0.04% | 4,500 | Common | NONE |
| 94188P101 | WSBF | WATERSTONE FINANCIAL ORD | $236,159 | 0.04% | 21,567 | Common | NONE |
| 172755100 | CRUS | CIRRUS LOGIC INC | $225,578 | 0.04% | 3,050 | Common | NONE |
| 136717832 | CDUAF | CANADIAN UTILITIES CL A ORD | $222,180 | 0.04% | 10,500 | Common | NONE |
| 89147L886 | TYG | TORTOISE ENERGY INF CORP | $219,640 | 0.04% | 7,600 | Common | NONE |
| 45073v108 | — | ITT INC | $215,402 | 0.04% | 2,200 | Common | NONE |
| 922042858 | VWO | VANGUARD FTSE EMERGING MARKETS | $212,479 | 0.03% | 5,419 | Common | NONE |
| 92204a801 | — | VANGUARD MATERIALS ETF | $207,024 | 0.03% | 1,200 | Common | NONE |
| 44980x109 | — | IPG PHOTONICS CORP | $205,618 | 0.03% | 2,025 | Common | NONE |
| g1151c101 | — | ACCENTURE PLC F CLASS A | $202,385 | 0.03% | 659 | Common | NONE |
| 592835102 | MXF | MEXICO FUND | $174,582 | 0.03% | 10,600 | Common | NONE |
| 382550101 | GT | GOODYEAR TIRE & RUBR CO COM | $162,833 | 0.03% | 13,100 | Common | NONE |
| 746228303 | PCYO | PURE CYCLE CORP | $118,080 | 0.02% | 12,300 | Common | NONE |
| 03074A102 | ASRV | AMERISERV FINANCIAL INC | $95,135 | 0.02% | 35,900 | Common | NONE |
| 72919P202 | PLUG | PLUG POWER INC | $76,000 | 0.01% | 10,000 | Common | NONE |
| 05337L304 | AVLNF | AVALON ADVANCED MATERIALS INC | $1,594 | 0.00% | 18,750 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.