Q1 2024 · 13F-HR
JOHN G ULLMAN & ASSOCIATES INCholdings as filed
Filed 2024-05-06 · accession 0000919530-24-000002
$651.8M
Reported value
174
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 291011104 | EMR | EMERSON ELEC CO | $34.6M | 5.31% | 305,319 | Common | NONE |
| 219350105 | GLW | CORNING INC | $23.5M | 3.61% | 713,833 | Common | NONE |
| 459200101 | IBM | IBM CORP | $23.4M | 3.59% | 122,668 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTR F SPONSORE | $20.7M | 3.18% | 152,342 | Common | NONE |
| 670837103 | OGE | OGE ENERGY CORP | $19.1M | 2.93% | 556,980 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB | $18.1M | 2.77% | 333,232 | Common | NONE |
| 17275r102 | — | CISCO SYSTEMS INC | $17.9M | 2.75% | 358,678 | Common | NONE |
| 66987V109 | NVS | NOVARTIS AG | $17.3M | 2.66% | 179,187 | Common | NONE |
| h84989104 | — | TE CONNECTIVITY LTD F | $16.0M | 2.46% | 110,387 | Common | NONE |
| 11135F101 | AVGO | BROADCOM LTD AVGO | $14.8M | 2.27% | 11,144 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $14.6M | 2.24% | 34,746 | Common | NONE |
| 806857108 | SLB | SCHLUMBERGER LTD F | $14.3M | 2.20% | 261,604 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $14.0M | 2.15% | 317,031 | Common | NONE |
| 023135106 | AMZN | AMAZON.COM INC | $13.1M | 2.01% | 72,664 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $13.0M | 1.99% | 98,199 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $12.6M | 1.94% | 108,547 | Common | NONE |
| 552690109 | MDU | M D U RESOURCES GRP | $10.4M | 1.59% | 411,568 | Common | NONE |
| 254687106 | DIS | WALT DISNEY CO | $9.9M | 1.52% | 80,724 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $9.8M | 1.50% | 352,671 | Common | NONE |
| 04010e109 | — | ARGAN INC | $7.9M | 1.21% | 156,129 | Common | NONE |
| 03027X100 | AMT | AMERICAN TOWER CORP | $7.9M | 1.21% | 39,881 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $7.9M | 1.21% | 13,555 | Common | NONE |
| 05534B760 | BCE | BCE INC | $7.4M | 1.13% | 216,529 | Common | NONE |
| 34354p105 | — | FLOWSERVE CORP | $7.1M | 1.08% | 154,650 | Common | NONE |
| 958102105 | WDC | WESTERN DIGITAL CORP | $7.0M | 1.07% | 102,050 | Common | NONE |
| 337738108 | FISV | FISERV INC | $6.9M | 1.07% | 43,451 | Common | NONE |
| 535555106 | LNN | LINDSAY CORP | $6.9M | 1.06% | 58,775 | Common | NONE |
| 029683109 | AMSWAUSD | AMERICAN SOFTWARE INC | $6.8M | 1.04% | 590,820 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $6.7M | 1.03% | 32,719 | Common | NONE |
| 368736104 | GNRC | GENERAC HOLDINGS ORD | $6.5M | 1.00% | 51,425 | Common | NONE |
| 127190304 | CACI | CACI INTERNATIONAL INC | $6.4M | 0.99% | 17,009 | Common | NONE |
| 406216101 | HAL | HALLIBURTON CO HLDG | $6.2M | 0.95% | 157,008 | Common | NONE |
| 387328107 | GVA | GRANITE CONSTRUCTION | $6.1M | 0.94% | 107,260 | Common | NONE |
| 736508847 | POR | PORTLAND GENERAL ELECTRIC CO | $5.8M | 0.89% | 138,652 | Common | NONE |
| 42704L104 | HRI | HERC HOLDINGS ORD | $5.8M | 0.89% | 34,471 | Common | NONE |
| 465741106 | ITRI | ITRON INC | $5.8M | 0.89% | 62,458 | Common | NONE |
| 24906p109 | — | DENTSPLY SIRONA INC | $5.7M | 0.87% | 170,845 | Common | NONE |
| 646025106 | NJR | NEW JERSEY RESOURCES CORPORATI | $5.6M | 0.87% | 131,413 | Common | NONE |
| 871829107 | SYY | SYSCO CORP | $5.6M | 0.86% | 69,435 | Common | NONE |
| 548661107 | LOW | LOWE'S COS INC LOW | $5.6M | 0.86% | 21,975 | Common | NONE |
| 36266G107 | GEHC | GE HEATHCARE TECHNOLOGY | $5.2M | 0.80% | 57,073 | Common | NONE |
| 890110109 | TMP | TOMPKINS FINANCIAL CORP TMP | $5.1M | 0.79% | 101,865 | Common | NONE |
| 498894104 | KNF | KNIFE RIVER ORD | $5.0M | 0.77% | 61,874 | Common | NONE |
| 19247G107 | COHR | COHERENT CORP | $5.0M | 0.77% | 82,450 | Common | NONE |
| 29444U700 | EQIX | EQUINIX REIT ORD | $5.0M | 0.77% | 6,045 | Common | NONE |
| 86614U100 | 7SU | SUMMIT MATERIALS CL A ORD | $5.0M | 0.77% | 111,923 | Common | NONE |
| 65336K103 | NXST | NEXSTAR BROADCASTING GROUP-A N | $5.0M | 0.77% | 28,943 | Common | NONE |
| 114340102 | AZTA | AZENTA ORD | $4.9M | 0.75% | 80,968 | Common | NONE |
| 383082104 | GRC | GORMAN RUPP ORD | $4.7M | 0.72% | 118,104 | Common | NONE |
| 942749102 | WTS | WATTS WATER TECH INC CLASS A | $4.5M | 0.68% | 20,975 | Common | NONE |
| 615369105 | MCO | MOODYS ORD | $4.3M | 0.65% | 10,857 | Common | NONE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC | $4.2M | 0.65% | 32,080 | Common | NONE |
| 922908363 | VOO | VANGUARD S&P 500 ETF | $4.1M | 0.63% | 8,552 | Common | NONE |
| 451107106 | IDA | IDACORP INC | $3.8M | 0.58% | 40,993 | Common | NONE |
| 37733W204 | GSK | GSK PLC ADR | $3.7M | 0.57% | 86,460 | Common | NONE |
| G50871105 | JAZZ | JAZZ PHARMACEUTICALS ORD | $3.6M | 0.56% | 30,150 | Common | NONE |
| 857477103 | STT | STATE STREET ORD | $3.5M | 0.54% | 45,510 | Common | NONE |
| 55024U109 | LITE | LUMENTUM HOLDINGS INC | $3.5M | 0.54% | 73,973 | Common | NONE |
| 002824100 | ABT | ABBOTT LABORATORIES | $3.5M | 0.54% | 30,709 | Common | NONE |
| 457790103 | — | INSTRUCTURE HOLDINGS ORD | $3.4M | 0.52% | 158,476 | Common | NONE |
| 70450y103 | — | PAYPAL HOLDINGS INCORPOR | $3.2M | 0.49% | 47,735 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $3.1M | 0.48% | 18,343 | Common | NONE |
| 092113109 | BKH | BLACK HILLS CORP | $3.1M | 0.48% | 56,842 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $3.0M | 0.47% | 17,296 | Common | NONE |
| 03937C105 | ARCB | ARCBEST ORD | $3.0M | 0.46% | 21,225 | Common | NONE |
| 92189f817 | — | VANECK VIETNAM ETF | $3.0M | 0.46% | 216,900 | Common | NONE |
| 031162100 | AMGN | AMGEN INC. | $3.0M | 0.46% | 10,464 | Common | NONE |
| 928881101 | VNT | VONTIER CORP | $3.0M | 0.45% | 65,097 | Common | NONE |
| 285512109 | EA | ELECTRONIC ARTS INC EA | $2.9M | 0.45% | 22,000 | Common | NONE |
| 532457108 | LLY | LILLY ELI & CO | $2.8M | 0.42% | 3,558 | Common | NONE |
| 744573106 | PEG | PUB SVC ENTERPISE GP | $2.8M | 0.42% | 41,194 | Common | NONE |
| 00846U101 | A | AGILENT TECHNOLOGIES INC | $2.7M | 0.42% | 18,776 | Common | NONE |
| 68389x105 | — | ORACLE CORP | $2.7M | 0.42% | 21,630 | Common | NONE |
| 071813109 | BAX | BAXTER INTERNATIONAL INC | $2.7M | 0.41% | 63,107 | Common | NONE |
| 16679L109 | CHWY | CHEWY CL A ORD | $2.6M | 0.40% | 164,189 | Common | NONE |
| 228368106 | CCK | CROWN HOLDINGS INC | $2.2M | 0.34% | 28,289 | Common | NONE |
| 46137V134 | PBW | INVSC WILDERHILL CLEAN ENERGY | $2.0M | 0.31% | 87,700 | Common | NONE |
| 64110W102 | NTES | NETEASE ADR | $2.0M | 0.30% | 19,150 | Common | NONE |
| 012653101 | ALB | ALBEMARLE CORP | $2.0M | 0.30% | 14,925 | Common | NONE |
| 842587107 | SO | SOUTHERN CO | $1.9M | 0.28% | 25,800 | Common | NONE |
| 91307C102 | UTHR | UNITED THERAPEUTICS CORPORATIO | $1.8M | 0.27% | 7,750 | Common | NONE |
| 046224101 | ASTE | ASTEC INDUSTRIES INC | $1.8M | 0.27% | 40,102 | Common | NONE |
| 30040W108 | ES | EVERSOURCE ENERGY ES | $1.7M | 0.27% | 29,175 | Common | NONE |
| 65339f101 | — | NEXTERA ENERGY INC | $1.7M | 0.26% | 26,647 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC. | $1.7M | 0.26% | 10,432 | Common | NONE |
| 059695106 | BCV | BANCROFT FUND LTD | $1.6M | 0.25% | 101,122 | Common | NONE |
| 947890109 | WBS | WEBSTER FINANCIAL ORD | $1.6M | 0.25% | 31,500 | Common | NONE |
| 830561205 | SKBSY | SKANSKA AB FSPONSORED ADR | $1.4M | 0.22% | 79,000 | Common | NONE |
| 00091G104 | ACVA | ACV AUCTIONS CL A ORD | $1.2M | 0.19% | 66,284 | Common | NONE |
| 235825205 | DAN | DANA INC | $1.2M | 0.19% | 96,312 | Common | NONE |
| 60770K107 | MRNA | MODERNA INC | $1.2M | 0.19% | 11,400 | Common | NONE |
| 922042858 | VWO | VANGUARD FTSE EMERGING MARKETS | $1.2M | 0.18% | 28,269 | Common | NONE |
| G6095L109 | — | APTIV ORD | $1.1M | 0.17% | 13,850 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC | $1.1M | 0.17% | 59,120 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP | $1.0M | 0.16% | 6,601 | Common | NONE |
| 925550105 | VIAV | VIAVI SOLUTIONS INC | $878,548 | 0.13% | 96,650 | Common | NONE |
| 448811208 | HRNNF | HYDRO ONE ORD | $865,458 | 0.13% | 29,700 | Common | NONE |
| 12466Q104 | CFFI | C AND F FINANCIAL ORD | $860,440 | 0.13% | 17,560 | Common | NONE |
| 74930B105 | RBB | RBB BANCORP | $856,375 | 0.13% | 47,550 | Common | NONE |
| 055622104 | BP | BP PLC F SPONSORED ADR 1 ADR R | $836,496 | 0.13% | 22,200 | Common | NONE |
| 171779309 | CIEN | CIENA CORP | $815,925 | 0.13% | 16,500 | Common | NONE |
| 45687V106 | IR | INGERSOLL RAND INC | $801,093 | 0.12% | 8,437 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRUMENTS | $787,778 | 0.12% | 4,522 | Common | NONE |
| 831865209 | AOS | A. O. SMITH CORP | $778,302 | 0.12% | 8,700 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY CLASS B | $756,515 | 0.12% | 1,799 | Common | NONE |
| 25746u109 | — | DOMINION ENERGY INC | $752,607 | 0.12% | 15,300 | Common | NONE |
| 780259305 | SHEL | SHELL PLC | $730,736 | 0.11% | 10,900 | Common | NONE |
| 20030n101 | — | COMCAST CORP CLASS A | $722,341 | 0.11% | 16,663 | Common | NONE |
| 26441c204 | — | DUKE ENERGY CORP | $672,425 | 0.10% | 6,953 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WORKS | $670,825 | 0.10% | 2,500 | Common | NONE |
| 26942G100 | EBMT | EAGLE BANCORP MONTANA INC | $668,733 | 0.10% | 52,082 | Common | NONE |
| 718546104 | PSX | PHILLIPS 66 | $645,193 | 0.10% | 3,950 | Common | NONE |
| 669549107 | NWFL | NORWOOD FINANCIAL CORP | $635,626 | 0.10% | 23,360 | Common | NONE |
| 55405y100 | — | MA COM TECH SOLUTN | $583,404 | 0.09% | 6,100 | Common | NONE |
| 353514102 | FELE | FRANKLIN ELECTRIC CO | $576,774 | 0.09% | 5,400 | Common | NONE |
| 018802108 | LNT | ALLIANT ENERGY CORP | $569,520 | 0.09% | 11,300 | Common | NONE |
| 290876101 | EMA | EMERA ORD | $566,829 | 0.09% | 16,100 | Common | NONE |
| 001084102 | AGCO | A G C O CORP | $565,892 | 0.09% | 4,600 | Common | NONE |
| 94188P101 | WSBF | WATERSTONE FINANCIAL ORD | $562,522 | 0.09% | 46,222 | Common | NONE |
| 22766M109 | — | CROSSFIRST BANKSHARES ORD | $554,320 | 0.09% | 40,052 | Common | NONE |
| 83088M102 | SWKS | SKYWORKS SOLUTIONS INC SWKS | $541,600 | 0.08% | 5,000 | Common | NONE |
| 46266c105 | — | IQVIA HOLDINGS INC | $531,069 | 0.08% | 2,100 | Common | NONE |
| 314645102 | — | FENTURA FINANCIAL INC | $529,822 | 0.08% | 21,714 | Common | NONE |
| 50540r409 | — | LAB CO OF AMER HLDG | $509,449 | 0.08% | 2,332 | Common | NONE |
| 191216100 | KO | THE COCA-COLA CO | $508,467 | 0.08% | 8,311 | Common | NONE |
| 42824c109 | — | HEWLETT PACKARD ENTERPRI | $505,305 | 0.08% | 28,500 | Common | NONE |
| 56585A102 | MPC | MARATHON PETROLEUM CORP | $496,294 | 0.08% | 2,463 | Common | NONE |
| g51502105 | — | JOHNSON CONTROLS INTER F | $486,634 | 0.07% | 7,450 | Common | NONE |
| 595112103 | MU | MICRON TECHNOLOGY | $478,987 | 0.07% | 4,063 | Common | NONE |
| 29446M102 | EQNR | EQUINOR ADR REP ORD | $478,431 | 0.07% | 17,700 | Common | NONE |
| 00206R102 | T | A T & T INC | $469,093 | 0.07% | 26,653 | Common | NONE |
| 89147L886 | TYG | TORTOISE ENERGY INF CORP | $464,917 | 0.07% | 15,041 | Common | NONE |
| 21037T109 | CEG | CONSTELLATION ENERGY ORD | $455,655 | 0.07% | 2,465 | Common | NONE |
| 81369y886 | — | SELECT SECTOR UTI SELECT SPDR | $439,855 | 0.07% | 6,700 | Common | NONE |
| 461202103 | INTU | INTUIT INC | $438,750 | 0.07% | 675 | Common | NONE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $399,429 | 0.06% | 1,150 | Common | NONE |
| 015857105 | AQN | ALGONQUIN POWER & UTILITIES CO | $374,776 | 0.06% | 59,300 | Common | NONE |
| 675234108 | OCFC | OCEANFIRST FINANCIAL ORD | $372,507 | 0.06% | 22,700 | Common | NONE |
| 172755100 | CRUS | CIRRUS LOGIC INC | $365,612 | 0.06% | 3,950 | Common | NONE |
| 464286533 | EEMV | ISHS MSCI EMERG MRKT MIN VOL F | $348,028 | 0.05% | 6,150 | Common | NONE |
| 375558103 | GILD | GILEAD SCIENCES INC | $328,013 | 0.05% | 4,478 | Common | NONE |
| 025537101 | AEP | AMER ELECTRIC PWR CO | $323,219 | 0.05% | 3,754 | Common | NONE |
| 00766t100 | — | AECOM TECHNOLOGY CORP | $318,760 | 0.05% | 3,250 | Common | NONE |
| 093712107 | BE | BLOOM ENERGY CL A ORD | $311,348 | 0.05% | 27,700 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $306,292 | 0.05% | 1,078 | Common | NONE |
| 98419m100 | — | XYLEM INC. | $305,006 | 0.05% | 2,360 | Common | NONE |
| 45073v108 | — | ITT INC | $299,266 | 0.05% | 2,200 | Common | NONE |
| 46137v142 | — | INVSC WATER RESC PORTFOLIO ETF | $294,239 | 0.05% | 4,420 | Common | NONE |
| 771195104 | RHHBY | ROCHE HLDG AG F SPONSORED ADR | $284,088 | 0.04% | 8,900 | Common | NONE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $279,859 | 0.04% | 499 | Common | NONE |
| 02079k305 | — | ALPHABET INC. CLASS A | $279,522 | 0.04% | 1,852 | Common | NONE |
| 02079k107 | — | ALPHABET INC. CLASS C | $264,171 | 0.04% | 1,735 | Common | NONE |
| G29183103 | ETN | EATON CORP PLC F | $262,651 | 0.04% | 840 | Common | NONE |
| 37045v100 | — | GENERAL MOTORS CO | $251,692 | 0.04% | 5,550 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $247,958 | 0.04% | 646 | Common | NONE |
| 92204a801 | — | VANGUARD MATERIALS ETF | $245,316 | 0.04% | 1,200 | Common | NONE |
| 349553107 | FTS | FORTIS ORD | $241,011 | 0.04% | 6,100 | Common | NONE |
| 901109108 | TPC | TUTOR PERINI CORP | $238,590 | 0.04% | 16,500 | Common | NONE |
| 382550101 | GT | GOODYEAR TIRE & RUBR CO COM | $236,156 | 0.04% | 17,200 | Common | NONE |
| 464287556 | IBB | ISHARES:BIOTECHNOLOGY | $233,274 | 0.04% | 1,700 | Common | NONE |
| g1151c101 | — | ACCENTURE PLC F CLASS A | $228,416 | 0.04% | 659 | Common | NONE |
| 235851102 | DHR | DANAHER CORP | $228,244 | 0.04% | 914 | Common | NONE |
| 337932107 | FE | FIRSTENERGY CORP | $227,858 | 0.03% | 5,900 | Common | NONE |
| 320734106 | FLICUSD | FIRST OF LONG ISLAND CORP | $225,815 | 0.03% | 20,362 | Common | NONE |
| 00287y109 | — | ABBVIE INC | $222,162 | 0.03% | 1,220 | Common | NONE |
| 78464a698 | — | SPDR S&P REGIONAL BANKING ETF | $216,204 | 0.03% | 4,300 | Common | NONE |
| 12626K203 | — | CRH ADR REPSG 1 ORD | $215,650 | 0.03% | 2,500 | Common | NONE |
| 592835102 | MXF | MEXICO FUND | $203,732 | 0.03% | 10,600 | Common | NONE |
| 92939U106 | WEC | W E C ENERGY GROUP INC | $201,194 | 0.03% | 2,450 | Common | NONE |
| 92343v104 | — | VERIZON COMMUNICATN | $200,317 | 0.03% | 4,774 | Common | NONE |
| 03074A102 | ASRV | AMERISERV FINANCIAL INC | $139,620 | 0.02% | 53,700 | Common | NONE |
| 762093102 | RBKB | RHINEBECK BANCORP INC | $136,890 | 0.02% | 16,200 | Common | NONE |
| 746228303 | PCYO | PURE CYCLE CORP | $95,000 | 0.01% | 10,000 | Common | NONE |
| 05337L304 | AVLNF | AVALON ADVANCED MATERIALS INC | $1,082 | 0.00% | 18,750 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.