Q4 2023 · 13F-HR
JOHN G ULLMAN & ASSOCIATES INCholdings as filed
Filed 2024-01-31 · accession 0000919530-24-000001
$630.5M
Reported value
169
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 291011104 | EMR | EMERSON ELEC CO | $35.5M | 5.64% | 365,202 | Common | NONE |
| 219350105 | GLW | CORNING INC | $22.7M | 3.60% | 744,708 | Common | NONE |
| 459200101 | IBM | IBM CORP | $21.6M | 3.42% | 131,867 | Common | NONE |
| 670837103 | OGE | OGE ENERGY CORP | $19.8M | 3.14% | 567,580 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB | $18.5M | 2.94% | 360,781 | Common | NONE |
| 17275r102 | — | CISCO SYSTEMS INC | $18.5M | 2.93% | 365,866 | Common | NONE |
| 66987V109 | NVS | NOVARTIS AG | $18.3M | 2.90% | 180,900 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $16.1M | 2.55% | 319,631 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTR F SPONSORE | $16.0M | 2.53% | 153,542 | Common | NONE |
| h84989104 | — | TE CONNECTIVITY LTD F | $15.6M | 2.48% | 111,112 | Common | NONE |
| 806857108 | SLB | SCHLUMBERGER LTD F | $13.8M | 2.19% | 265,562 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $13.2M | 2.10% | 35,146 | Common | NONE |
| 11135F101 | AVGO | BROADCOM LTD AVGO | $13.1M | 2.07% | 11,715 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $11.7M | 1.86% | 407,708 | Common | NONE |
| 023135106 | AMZN | AMAZON.COM INC | $11.2M | 1.78% | 73,714 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $10.9M | 1.73% | 109,047 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $10.8M | 1.71% | 98,799 | Common | NONE |
| 05534B760 | BCE | BCE INC | $9.7M | 1.53% | 245,242 | Common | NONE |
| 552690109 | MDU | M D U RESOURCES GRP | $8.2M | 1.30% | 415,116 | Common | NONE |
| 535555106 | LNN | LINDSAY CORP | $7.7M | 1.22% | 59,375 | Common | NONE |
| 04010e109 | — | ARGAN INC | $7.6M | 1.20% | 162,129 | Common | NONE |
| 254687106 | DIS | WALT DISNEY CO | $7.5M | 1.19% | 82,799 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $7.4M | 1.18% | 14,005 | Common | NONE |
| 46625h100 | — | J P MORGAN CHASE & CO | $7.1M | 1.13% | 42,018 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $7.1M | 1.12% | 33,631 | Common | NONE |
| 029683109 | AMSWAUSD | AMERICAN SOFTWARE INC | $6.9M | 1.10% | 614,740 | Common | NONE |
| 368736104 | GNRC | GENERAC HOLDINGS ORD | $6.8M | 1.08% | 52,650 | Common | NONE |
| 34354p105 | — | FLOWSERVE CORP | $6.7M | 1.06% | 161,600 | Common | NONE |
| 03027X100 | AMT | AMERICAN TOWER CORP | $6.7M | 1.06% | 30,821 | Common | NONE |
| 736508847 | POR | PORTLAND GENERAL ELECTRIC CO | $6.3M | 0.99% | 144,400 | Common | NONE |
| 387328107 | GVA | GRANITE CONSTRUCTION | $6.2M | 0.98% | 121,660 | Common | NONE |
| 646025106 | NJR | NEW JERSEY RESOURCES CORPORATI | $5.9M | 0.94% | 132,963 | Common | NONE |
| 337738108 | FISV | FISERV INC | $5.9M | 0.94% | 44,471 | Common | NONE |
| 29446M102 | EQNR | EQUINOR ADR REP ORD | $5.6M | 0.89% | 178,000 | Common | NONE |
| 127190304 | CACI | CACI INTERNATIONAL INC | $5.6M | 0.89% | 17,234 | Common | NONE |
| 958102105 | WDC | WESTERN DIGITAL CORP | $5.4M | 0.86% | 103,750 | Common | NONE |
| 114340102 | AZTA | AZENTA ORD | $5.3M | 0.85% | 82,118 | Common | NONE |
| 42704L104 | HRI | HERC HOLDINGS ORD | $5.2M | 0.82% | 34,871 | Common | NONE |
| 871829107 | SYY | SYSCO CORP | $5.2M | 0.82% | 70,535 | Common | NONE |
| 406216101 | HAL | HALLIBURTON CO HLDG | $5.0M | 0.80% | 138,748 | Common | NONE |
| 548661107 | LOW | LOWE'S COS INC LOW | $5.0M | 0.79% | 22,375 | Common | NONE |
| 29444U700 | EQIX | EQUINIX REIT ORD | $4.9M | 0.78% | 6,125 | Common | NONE |
| 465741106 | ITRI | ITRON INC | $4.8M | 0.76% | 63,356 | Common | NONE |
| 24906p109 | — | DENTSPLY SIRONA INC | $4.6M | 0.73% | 129,730 | Common | NONE |
| 65336K103 | NXST | NEXSTAR BROADCASTING GROUP-A N | $4.6M | 0.72% | 29,155 | Common | NONE |
| 30040W108 | ES | EVERSOURCE ENERGY ES | $4.5M | 0.72% | 73,542 | Common | NONE |
| 86614U100 | 7SU | SUMMIT MATERIALS CL A ORD | $4.5M | 0.71% | 116,893 | Common | NONE |
| 36266G107 | GEHC | GE HEATHCARE TECHNOLOGY | $4.5M | 0.71% | 57,916 | Common | NONE |
| 942749102 | WTS | WATTS WATER TECH INC CLASS A | $4.4M | 0.70% | 21,125 | Common | NONE |
| 615369105 | MCO | MOODYS ORD | $4.4M | 0.69% | 11,207 | Common | NONE |
| 383082104 | GRC | GORMAN RUPP ORD | $4.2M | 0.67% | 119,604 | Common | NONE |
| 498894104 | KNF | KNIFE RIVER ORD | $4.1M | 0.65% | 62,336 | Common | NONE |
| 451107106 | IDA | IDACORP INC | $4.1M | 0.65% | 41,518 | Common | NONE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC | $4.0M | 0.63% | 32,664 | Common | NONE |
| 922908363 | VOO | VANGUARD S&P 500 ETF | $3.8M | 0.61% | 8,779 | Common | NONE |
| 19247G107 | COHR | COHERENT CORP | $3.7M | 0.59% | 85,100 | Common | NONE |
| 857477103 | STT | STATE STREET ORD | $3.6M | 0.58% | 46,810 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $3.5M | 0.55% | 18,143 | Common | NONE |
| 002824100 | ABT | ABBOTT LABORATORIES | $3.4M | 0.54% | 30,974 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $3.3M | 0.53% | 25,940 | Common | NONE |
| 37733W204 | GSK | GSK PLC ADR | $3.3M | 0.52% | 88,740 | Common | NONE |
| G6095L109 | — | APTIV ORD | $3.2M | 0.51% | 35,500 | Common | NONE |
| 031162100 | AMGN | AMGEN INC. | $3.1M | 0.49% | 10,814 | Common | NONE |
| 55024U109 | LITE | LUMENTUM HOLDINGS INC | $3.1M | 0.49% | 58,691 | Common | NONE |
| 285512109 | EA | ELECTRONIC ARTS INC EA | $3.0M | 0.48% | 22,050 | Common | NONE |
| 629377508 | NRG | NRG ENERGY INC NRG | $2.7M | 0.43% | 52,550 | Common | NONE |
| 00846U101 | A | AGILENT TECHNOLOGIES INC | $2.6M | 0.42% | 18,976 | Common | NONE |
| 228368106 | CCK | CROWN HOLDINGS INC | $2.6M | 0.42% | 28,589 | Common | NONE |
| 03937C105 | ARCB | ARCBEST ORD | $2.6M | 0.41% | 21,750 | Common | NONE |
| 92189f817 | — | VANECK VIETNAM ETF | $2.5M | 0.40% | 196,300 | Common | NONE |
| 744573106 | PEG | PUB SVC ENTERPISE GP | $2.5M | 0.40% | 41,394 | Common | NONE |
| 092113109 | BKH | BLACK HILLS CORP | $2.5M | 0.40% | 46,880 | Common | NONE |
| 16679L109 | CHWY | CHEWY CL A ORD | $2.5M | 0.39% | 104,889 | Common | NONE |
| 70450y103 | — | PAYPAL HOLDINGS INCORPOR | $2.4M | 0.38% | 39,285 | Common | NONE |
| 457790103 | — | INSTRUCTURE HOLDINGS ORD | $2.4M | 0.38% | 88,464 | Common | NONE |
| 235825205 | DAN | DANA INC | $2.4M | 0.37% | 161,250 | Common | NONE |
| 532457108 | LLY | LILLY ELI & CO | $2.3M | 0.37% | 3,998 | Common | NONE |
| 68389x105 | — | ORACLE CORP | $2.3M | 0.36% | 21,730 | Common | NONE |
| 928881101 | VNT | VONTIER CORP | $2.3M | 0.36% | 65,897 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC. | $2.1M | 0.34% | 10,732 | Common | NONE |
| 071813109 | BAX | BAXTER INTERNATIONAL INC | $2.1M | 0.33% | 54,207 | Common | NONE |
| 91307C102 | UTHR | UNITED THERAPEUTICS CORPORATIO | $2.0M | 0.32% | 9,130 | Common | NONE |
| 890110109 | TMP | TOMPKINS FINANCIAL CORP TMP | $1.9M | 0.30% | 31,443 | Common | NONE |
| 46137V134 | PBW | INVSC WILDERHILL CLEAN ENERGY | $1.9M | 0.30% | 63,150 | Common | NONE |
| 842587107 | SO | SOUTHERN CO | $1.8M | 0.29% | 25,700 | Common | NONE |
| 947890109 | WBS | WEBSTER FINANCIAL ORD | $1.6M | 0.26% | 31,850 | Common | NONE |
| 046224101 | ASTE | ASTEC INDUSTRIES INC | $1.5M | 0.24% | 41,150 | Common | NONE |
| 059695106 | BCV | BANCROFT FUND LTD | $1.5M | 0.24% | 92,772 | Common | NONE |
| 830561205 | SKBSY | SKANSKA AB FSPONSORED ADR | $1.5M | 0.23% | 81,800 | Common | NONE |
| 093712107 | BE | BLOOM ENERGY CL A ORD | $1.2M | 0.19% | 81,200 | Common | NONE |
| 012653101 | ALB | ALBEMARLE CORP | $1.2M | 0.19% | 8,075 | Common | NONE |
| 12466Q104 | CFFI | C AND F FINANCIAL ORD | $1.1M | 0.18% | 16,660 | Common | NONE |
| 922042858 | VWO | VANGUARD FTSE EMERGING MARKETS | $1.1M | 0.17% | 26,319 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC | $1.1M | 0.17% | 61,120 | Common | NONE |
| 925550105 | VIAV | VIAVI SOLUTIONS INC | $1.0M | 0.16% | 102,350 | Common | NONE |
| 00091G104 | ACVA | ACV AUCTIONS CL A ORD | $1.0M | 0.16% | 66,284 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP | $984,605 | 0.16% | 6,601 | Common | NONE |
| 74930B105 | RBB | RBB BANCORP | $924,392 | 0.15% | 48,550 | Common | NONE |
| 448811208 | HRNNF | HYDRO ONE ORD | $889,515 | 0.14% | 29,700 | Common | NONE |
| 65339f101 | — | NEXTERA ENERGY INC | $880,548 | 0.14% | 14,497 | Common | NONE |
| 45687V106 | IR | INGERSOLL RAND INC | $861,722 | 0.14% | 11,142 | Common | NONE |
| 675234108 | OCFC | OCEANFIRST FINANCIAL ORD | $861,056 | 0.14% | 49,600 | Common | NONE |
| 94188P101 | WSBF | WATERSTONE FINANCIAL ORD | $855,720 | 0.14% | 60,262 | Common | NONE |
| 219798105 | QDEL | QUIDEL CORPORATION | $854,920 | 0.14% | 11,600 | Common | NONE |
| 26969P108 | EXP | EAGLE MATERIALS INC | $831,644 | 0.13% | 4,100 | Common | NONE |
| 055622104 | BP | BP PLC F SPONSORED ADR 1 ADR R | $785,880 | 0.12% | 22,200 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRUMENTS | $770,820 | 0.12% | 4,522 | Common | NONE |
| 20030n101 | — | COMCAST CORP CLASS A | $741,635 | 0.12% | 16,913 | Common | NONE |
| 831865209 | AOS | A. O. SMITH CORP | $717,228 | 0.11% | 8,700 | Common | NONE |
| 26441c204 | — | DUKE ENERGY CORP | $674,719 | 0.11% | 6,953 | Common | NONE |
| 780259305 | SHEL | SHELL PLC | $664,580 | 0.11% | 10,100 | Common | NONE |
| 171779309 | CIEN | CIENA CORP | $657,146 | 0.10% | 14,600 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WORKS | $654,850 | 0.10% | 2,500 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY CLASS B | $629,148 | 0.10% | 1,764 | Common | NONE |
| 314645102 | — | FENTURA FINANCIAL INC | $609,661 | 0.10% | 22,414 | Common | NONE |
| 018802108 | LNT | ALLIANT ENERGY CORP | $579,690 | 0.09% | 11,300 | Common | NONE |
| 22766M109 | — | CROSSFIRST BANKSHARES ORD | $579,364 | 0.09% | 42,663 | Common | NONE |
| 55405y100 | — | MA COM TECH SOLUTN | $566,995 | 0.09% | 6,100 | Common | NONE |
| 001084102 | AGCO | A G C O CORP | $558,486 | 0.09% | 4,600 | Common | NONE |
| 50540r409 | — | LAB CO OF AMER HLDG | $530,040 | 0.08% | 2,332 | Common | NONE |
| 718546104 | PSX | PHILLIPS 66 | $525,903 | 0.08% | 3,950 | Common | NONE |
| 353514102 | FELE | FRANKLIN ELECTRIC CO | $521,910 | 0.08% | 5,400 | Common | NONE |
| 42824c109 | — | HEWLETT PACKARD ENTERPRI | $499,212 | 0.08% | 29,400 | Common | NONE |
| 46266c105 | — | IQVIA HOLDINGS INC | $485,898 | 0.08% | 2,100 | Common | NONE |
| 015857105 | AQN | ALGONQUIN POWER & UTILITIES CO | $482,216 | 0.08% | 76,300 | Common | NONE |
| 191216100 | KO | THE COCA-COLA CO | $476,213 | 0.08% | 8,081 | Common | NONE |
| 00206R102 | T | A T & T INC | $456,265 | 0.07% | 27,191 | Common | NONE |
| 81369y886 | — | SELECT SECTOR UTI SELECT SPDR | $430,644 | 0.07% | 6,800 | Common | NONE |
| g51502105 | — | JOHNSON CONTROLS INTER F | $429,418 | 0.07% | 7,450 | Common | NONE |
| 461202103 | INTU | INTUIT INC | $421,895 | 0.07% | 675 | Common | NONE |
| 26942G100 | EBMT | EAGLE BANCORP MONTANA INC | $400,940 | 0.06% | 25,392 | Common | NONE |
| 464286533 | EEMV | ISHS MSCI EMERG MRKT MIN VOL F | $383,571 | 0.06% | 6,900 | Common | NONE |
| 83088M102 | SWKS | SKYWORKS SOLUTIONS INC SWKS | $370,986 | 0.06% | 3,300 | Common | NONE |
| 56585A102 | MPC | MARATHON PETROLEUM CORP | $365,411 | 0.06% | 2,463 | Common | NONE |
| 60770K107 | MRNA | MODERNA INC | $362,992 | 0.06% | 3,650 | Common | NONE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $358,685 | 0.06% | 1,150 | Common | NONE |
| 771195104 | RHHBY | ROCHE HLDG AG F SPONSORED ADR | $347,808 | 0.06% | 9,600 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $317,881 | 0.05% | 1,078 | Common | NONE |
| 00766t100 | — | AECOM TECHNOLOGY CORP | $309,640 | 0.05% | 3,350 | Common | NONE |
| 375558103 | GILD | GILEAD SCIENCES INC | $306,056 | 0.05% | 3,778 | Common | NONE |
| 025537101 | AEP | AMER ELECTRIC PWR CO | $304,900 | 0.05% | 3,754 | Common | NONE |
| 595112103 | MU | MICRON TECHNOLOGY | $304,066 | 0.05% | 3,563 | Common | NONE |
| 89147L886 | TYG | TORTOISE ENERGY INF CORP | $288,707 | 0.05% | 10,035 | Common | NONE |
| 21037T109 | CEG | CONSTELLATION ENERGY ORD | $288,134 | 0.05% | 2,465 | Common | NONE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $272,040 | 0.04% | 499 | Common | NONE |
| 46137v142 | — | INVSC WATER RESC PORTFOLIO ETF | $269,001 | 0.04% | 4,420 | Common | NONE |
| 45073v108 | — | ITT INC | $262,504 | 0.04% | 2,200 | Common | NONE |
| 349553107 | FTS | FORTIS ORD | $250,893 | 0.04% | 6,100 | Common | NONE |
| 02079k305 | — | ALPHABET INC. CLASS A | $237,752 | 0.04% | 1,702 | Common | NONE |
| 235851102 | DHR | DANAHER CORP | $235,735 | 0.04% | 1,019 | Common | NONE |
| 98419m100 | — | XYLEM INC. | $235,582 | 0.04% | 2,060 | Common | NONE |
| g1151c101 | — | ACCENTURE PLC F CLASS A | $231,250 | 0.04% | 659 | Common | NONE |
| 464287556 | IBB | ISHARES:BIOTECHNOLOGY | $230,945 | 0.04% | 1,700 | Common | NONE |
| 669549107 | NWFL | NORWOOD FINANCIAL CORP | $230,370 | 0.04% | 7,000 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $230,119 | 0.04% | 664 | Common | NONE |
| 92204a801 | — | VANGUARD MATERIALS ETF | $227,928 | 0.04% | 1,200 | Common | NONE |
| 78464a698 | — | SPDR S&P REGIONAL BANKING ETF | $225,449 | 0.04% | 4,300 | Common | NONE |
| 02079k107 | — | ALPHABET INC. CLASS C | $218,441 | 0.03% | 1,550 | Common | NONE |
| 92939U106 | WEC | W E C ENERGY GROUP INC | $214,633 | 0.03% | 2,550 | Common | NONE |
| 81369Y803 | XLK | TECHNOLOGY SELECT SECTOR SPDR | $209,033 | 0.03% | 1,086 | Common | NONE |
| 44980x109 | — | IPG PHOTONICS CORP | $208,939 | 0.03% | 1,925 | Common | NONE |
| G29183103 | ETN | EATON CORP PLC F | $202,289 | 0.03% | 840 | Common | NONE |
| 592835102 | MXF | MEXICO FUND | $202,248 | 0.03% | 10,600 | Common | NONE |
| 382550101 | GT | GOODYEAR TIRE & RUBR CO COM | $187,592 | 0.03% | 13,100 | Common | NONE |
| 901109108 | TPC | TUTOR PERINI CORP | $150,150 | 0.02% | 16,500 | Common | NONE |
| 03074A102 | ASRV | AMERISERV FINANCIAL INC | $146,869 | 0.02% | 45,400 | Common | NONE |
| 746228303 | PCYO | PURE CYCLE CORP | $136,110 | 0.02% | 13,000 | Common | NONE |
| 762093102 | RBKB | RHINEBECK BANCORP INC | $130,410 | 0.02% | 16,200 | Common | NONE |
| 05337L304 | AVLNF | AVALON ADVANCED MATERIALS INC | $1,374 | 0.00% | 18,750 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.