Q2 2023 · 13F-HR
HARBERT FUND ADVISORS, INC.holdings as filed
Filed 2023-08-14 · accession 0000919574-23-004571
$178.4M
Reported value
44
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| M85548101 | SSYS | STRATASYS LTD | $22.2M | 12.4% | 1,250,000 | CALL | SOLE |
| 294100102 | ENZB | ENZO BIOCHEM INC | $9.5M | 5.34% | 5,175,913 | Common | SOLE |
| 918284100 | VSEC | VSE CORP | $7.5M | 4.21% | 137,446 | Common | SOLE |
| 004397105 | ARAY | ACCURAY INC | $7.2M | 4.01% | 1,849,184 | Common | SOLE |
| 45170X205 | INVE | IDENTIV INC | $6.6M | 3.70% | 785,557 | Common | SOLE |
| 72814N104 | AGS | PLAYAGS INC | $6.4M | 3.56% | 1,125,000 | Common | SOLE |
| 86323X106 | — | STREAMLINE HEALTH SOLUTIONS | $6.1M | 3.43% | 4,824,212 | Common | SOLE |
| 900450206 | TBCH | TURTLE BEACH CORP | $6.0M | 3.36% | 514,964 | Common | SOLE |
| 45685K102 | INFU | INFUSYSTEM HLDGS INC | $6.0M | 3.34% | 618,085 | Common | SOLE |
| M85548101 | SSYS | STRATASYS LTD | $5.8M | 3.24% | 325,000 | Common | SOLE |
| 892918103 | TACT | TRANSACT TECHNOLOGIES INC | $5.7M | 3.22% | 640,168 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $5.2M | 2.92% | 40,000 | Common | SOLE |
| 143905107 | CSV | CARRIAGE SVCS INC | $5.1M | 2.88% | 158,497 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $5.1M | 2.86% | 15,000 | Common | SOLE |
| 46266C105 | IQV | IQVIA HLDGS INC | $5.1M | 2.83% | 22,500 | Common | SOLE |
| 131193104 | CALY | TOPGOLF CALLAWAY BRANDS CORP | $4.4M | 2.45% | 220,000 | Common | SOLE |
| 361008105 | FNKO | FUNKO INC | $4.3M | 2.43% | 400,000 | Common | SOLE |
| 31447P100 | FENC | FENNEC PHARMACEUTICALS INC | $4.1M | 2.31% | 466,869 | Common | SOLE |
| 45782N108 | INSE | INSPIRED ENTMT INC | $3.8M | 2.14% | 259,537 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $3.6M | 2.01% | 12,500 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $3.4M | 1.92% | 30,000 | Common | SOLE |
| 27923Q109 | ECVT | ECOVYST INC | $3.4M | 1.91% | 297,061 | Common | SOLE |
| 98138H101 | WDAY | WORKDAY INC | $3.4M | 1.90% | 15,000 | Common | SOLE |
| 320551104 | DIBS | 1STDIBS COM INC | $3.2M | 1.77% | 843,323 | Common | SOLE |
| 29355A107 | ENPH | ENPHASE ENERGY INC | $2.9M | 1.64% | 17,500 | Common | SOLE |
| 53635D202 | LQDA | LIQUIDIA CORPORATION | $2.7M | 1.49% | 339,158 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $2.6M | 1.46% | 5,000 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $2.4M | 1.36% | 20,000 | Common | SOLE |
| 971378104 | WSC | WILLSCOT MOBIL MINI HLDNG CO | $2.4M | 1.34% | 50,000 | Common | SOLE |
| 74275K108 | PCOR | PROCORE TECHNOLOGIES INC | $2.3M | 1.28% | 35,000 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $2.2M | 1.25% | 5,500 | Common | SOLE |
| 148806102 | CTLTEUR | CATALENT INC | $2.2M | 1.22% | 50,000 | Common | SOLE |
| 23804L103 | DDOG | DATADOG INC | $2.0M | 1.10% | 20,000 | Common | SOLE |
| 46571Y107 | IIIV | I3 VERTICALS INC | $1.9M | 1.05% | 81,606 | Common | SOLE |
| 872590104 | TMUS | T-MOBILE US INC | $1.8M | 1.01% | 13,000 | Common | SOLE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $1.8M | 0.99% | 32,500 | Common | SOLE |
| 81948W104 | SHCRUSD | SHARECARE INC | $1.5M | 0.86% | 873,488 | Common | SOLE |
| 811246107 | — | SCULPTOR CAP MGMT | $1.4M | 0.81% | 162,727 | Common | SOLE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $1.3M | 0.73% | 121,274 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $1.2M | 0.67% | 2,500 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $1.1M | 0.62% | 10,000 | Common | SOLE |
| 52110H100 | — | LAZYDAYS HLDGS INC | $764,440 | 0.43% | 66,128 | Common | SOLE |
| 266605500 | DC8A | DURECT CORP | $648,118 | 0.36% | 130,933 | Common | SOLE |
| 148806102 | CTLTEUR | CATALENT INC | $281,840 | 0.16% | 6,500 | CALL | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.