Q3 2023 · 13F-HR
HARBERT FUND ADVISORS, INC.holdings as filed
Filed 2023-11-14 · accession 0000919574-23-006212
$136.8M
Reported value
44
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 72814N104 | AGS | PLAYAGS INC | $7.3M | 5.36% | 1,125,000 | Common | SOLE |
| 294100102 | ENZB | ENZO BIOCHEM INC | $7.2M | 5.30% | 5,175,913 | Common | SOLE |
| 918284100 | VSEC | VSE CORP | $6.9M | 5.07% | 137,446 | Common | SOLE |
| 45170X205 | INVE | IDENTIV INC | $6.6M | 4.85% | 785,557 | Common | SOLE |
| 45685K102 | INFU | INFUSYSTEM HLDGS INC | $6.0M | 4.36% | 618,085 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $5.9M | 4.33% | 19,750 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $5.9M | 4.33% | 18,750 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $5.6M | 4.10% | 42,500 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $5.5M | 4.00% | 43,000 | Common | SOLE |
| M85548101 | SSYS | STRATASYS LTD | $5.1M | 3.73% | 375,000 | Common | SOLE |
| 004397105 | ARAY | ACCURAY INC | $5.0M | 3.68% | 1,849,184 | Common | SOLE |
| 900450206 | TBCH | TURTLE BEACH CORP | $4.7M | 3.42% | 514,964 | Common | SOLE |
| 86323X106 | — | STREAMLINE HEALTH SOLUTIONS | $4.7M | 3.41% | 4,824,212 | Common | SOLE |
| 143905107 | CSV | CARRIAGE SVCS INC | $4.5M | 3.27% | 158,497 | Common | SOLE |
| 892918103 | TACT | TRANSACT TECHNOLOGIES INC | $4.1M | 3.00% | 640,168 | Common | SOLE |
| 46266C105 | IQV | IQVIA HLDGS INC | $3.9M | 2.88% | 20,000 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $3.5M | 2.59% | 7,000 | Common | SOLE |
| 31447P100 | FENC | FENNEC PHARMACEUTICALS INC | $3.5M | 2.56% | 466,869 | Common | SOLE |
| 45782N108 | INSE | INSPIRED ENTMT INC | $3.1M | 2.27% | 259,537 | Common | SOLE |
| 320551104 | DIBS | 1STDIBS COM INC | $3.1M | 2.24% | 843,323 | Common | SOLE |
| 131193104 | CALY | TOPGOLF CALLAWAY BRANDS CORP | $3.0M | 2.23% | 220,000 | Common | SOLE |
| 27923Q109 | ECVT | ECOVYST INC | $2.9M | 2.14% | 297,061 | Common | SOLE |
| 98138H101 | WDAY | WORKDAY INC | $2.7M | 1.96% | 12,500 | Common | SOLE |
| 23804L103 | DDOG | DATADOG INC | $2.5M | 1.83% | 27,500 | Common | SOLE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $2.5M | 1.82% | 8,500 | Common | SOLE |
| 74275K108 | PCOR | PROCORE TECHNOLOGIES INC | $2.4M | 1.79% | 37,500 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $2.4M | 1.72% | 6,250 | Common | SOLE |
| 53635D202 | LQDA | LIQUIDIA CORPORATION | $2.2M | 1.57% | 339,158 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $1.7M | 1.28% | 17,000 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.7M | 1.27% | 4,000 | Common | SOLE |
| 46571Y107 | IIIV | I3 VERTICALS INC | $1.7M | 1.26% | 81,606 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $1.2M | 0.90% | 3,250 | Common | SOLE |
| 531229755 | FWONK | LIBERTY MEDIA CORP DEL | $1.2M | 0.89% | 19,500 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $1.2M | 0.88% | 12,500 | Common | SOLE |
| 81948W104 | SHCRUSD | SHARECARE INC | $821,428 | 0.60% | 873,488 | Common | SOLE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $680,347 | 0.50% | 121,274 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $533,540 | 0.39% | 3,500 | Common | SOLE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $528,000 | 0.39% | 10,000 | Common | SOLE |
| 37637K108 | GTLB | GITLAB INC | $508,725 | 0.37% | 11,250 | Common | SOLE |
| 10576N102 | BRZE | BRAZE INC | $502,348 | 0.37% | 10,750 | Common | SOLE |
| 443573100 | HUBS | HUBSPOT INC | $492,500 | 0.36% | 1,000 | Common | SOLE |
| 52110H100 | — | LAZYDAYS HLDGS INC | $436,270 | 0.32% | 57,404 | Common | SOLE |
| 266605500 | DC8A | DURECT CORP | $326,023 | 0.24% | 130,933 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $248,100 | 0.18% | 1,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.