Q4 2023 · 13F-HR
HARBERT FUND ADVISORS, INC.holdings as filed
Filed 2024-02-14 · accession 0000919574-24-001095
$145.9M
Reported value
70
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 294100102 | ENZB | ENZO BIOCHEM INC | $7.2M | 4.93% | 5,175,913 | Common | SOLE |
| 45685K102 | INFU | INFUSYSTEM HLDGS INC | $6.5M | 4.47% | 618,085 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $6.5M | 4.45% | 42,750 | Common | SOLE |
| 45170X205 | INVE | IDENTIV INC | $6.5M | 4.44% | 785,557 | Common | SOLE |
| 72814N104 | AGS | PLAYAGS INC | $6.0M | 4.14% | 715,864 | Common | SOLE |
| 900450206 | TBCH | TURTLE BEACH CORP | $5.6M | 3.86% | 514,964 | Common | SOLE |
| M85548101 | SSYS | STRATASYS LTD | $5.4M | 3.67% | 375,000 | Common | SOLE |
| 31447P100 | FENC | FENNEC PHARMACEUTICALS INC | $5.2M | 3.59% | 466,869 | Common | SOLE |
| 004397105 | ARAY | ACCURAY INC | $5.2M | 3.59% | 1,849,184 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $5.2M | 3.58% | 13,875 | Common | SOLE |
| 143905107 | CSV | CARRIAGE SVCS INC | $5.2M | 3.57% | 208,497 | Common | SOLE |
| 892918103 | TACT | TRANSACT TECHNOLOGIES INC | $4.5M | 3.06% | 640,168 | Common | SOLE |
| 83001A102 | SIXEUR | SIX FLAGS ENTMT CORP NEW | $4.5M | 3.06% | 177,936 | Common | SOLE |
| 53635D202 | LQDA | LIQUIDIA CORPORATION | $4.1M | 2.80% | 339,158 | Common | SOLE |
| 320551104 | DIBS | 1STDIBS COM INC | $3.9M | 2.71% | 843,323 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $3.9M | 2.67% | 11,000 | Common | SOLE |
| 131193104 | CALY | TOPGOLF CALLAWAY BRANDS CORP | $3.2M | 2.16% | 220,000 | Common | SOLE |
| 27923Q109 | ECVT | ECOVYST INC | $2.9M | 1.99% | 297,061 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $2.9M | 1.96% | 5,785 | Common | SOLE |
| 45782N108 | INSE | INSPIRED ENTMT INC | $2.6M | 1.76% | 259,537 | Common | SOLE |
| 86323X106 | — | STREAMLINE HEALTH SOLUTIONS | $2.1M | 1.41% | 4,824,212 | Common | SOLE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $1.9M | 1.29% | 32,500 | Common | SOLE |
| 46571Y107 | IIIV | I3 VERTICALS INC | $1.7M | 1.18% | 81,606 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $1.5M | 1.01% | 10,000 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1.4M | 0.97% | 10,000 | Common | SOLE |
| 36168Q104 | GFL | GFL ENVIRONMENTAL INC | $1.3M | 0.91% | 38,500 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $1.3M | 0.90% | 2,500 | Common | SOLE |
| 58155Q103 | MCK | MCKESSON CORP | $1.3M | 0.90% | 2,825 | Common | SOLE |
| 92826C839 | V | VISA INC | $1.3M | 0.89% | 5,000 | Common | SOLE |
| 46266C105 | IQV | IQVIA HLDGS INC | $1.3M | 0.89% | 5,625 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $1.3M | 0.89% | 7,650 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $1.3M | 0.89% | 8,250 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $1.3M | 0.89% | 3,250 | Common | SOLE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $1.3M | 0.89% | 3,850 | Common | SOLE |
| 78409V104 | SPGI | S&P GLOBAL INC | $1.3M | 0.89% | 2,945 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $1.3M | 0.89% | 2,750 | Common | SOLE |
| 852234103 | XYZ | BLOCK INC | $1.3M | 0.89% | 16,750 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $1.3M | 0.89% | 13,300 | Common | SOLE |
| 531229755 | FWONK | LIBERTY MEDIA CORP DEL | $1.3M | 0.89% | 20,500 | Common | SOLE |
| 25754A201 | DPZ | DOMINOS PIZZA INC | $1.3M | 0.88% | 3,125 | Common | SOLE |
| 016255101 | ALGN | ALIGN TECHNOLOGY INC | $1.3M | 0.88% | 4,700 | Common | SOLE |
| 874054109 | TTWO | TAKE-TWO INTERACTIVE SOFTWAR | $1.3M | 0.88% | 8,000 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $1.3M | 0.88% | 2,425 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $1.0M | 0.72% | 13,500 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $1.0M | 0.72% | 1,750 | Common | SOLE |
| 74275K108 | PCOR | PROCORE TECHNOLOGIES INC | $1.0M | 0.71% | 15,000 | Common | SOLE |
| 81948W104 | SHCRUSD | SHARECARE INC | $943,367 | 0.65% | 873,488 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $797,100 | 0.55% | 10,000 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $773,703 | 0.53% | 3,150 | Common | SOLE |
| 09073M104 | TECH | BIO-TECHNE CORP | $771,600 | 0.53% | 10,000 | Common | SOLE |
| 05352A100 | AVTR | AVANTOR INC | $768,230 | 0.53% | 33,650 | Common | SOLE |
| 759916109 | RGEN | REPLIGEN CORP | $764,150 | 0.52% | 4,250 | Common | SOLE |
| 05465P101 | AXNX* | AXONICS INC | $762,318 | 0.52% | 12,250 | Common | SOLE |
| 29355A107 | ENPH | ENPHASE ENERGY INC | $756,502 | 0.52% | 5,725 | Common | SOLE |
| 60937P106 | MDB | MONGODB INC | $756,373 | 0.52% | 1,850 | Common | SOLE |
| 37637K108 | GTLB | GITLAB INC | $755,520 | 0.52% | 12,000 | Common | SOLE |
| 98138H101 | WDAY | WORKDAY INC | $552,120 | 0.38% | 2,000 | Common | SOLE |
| 632307104 | NTRA | NATERA INC | $532,440 | 0.36% | 8,500 | Common | SOLE |
| 10576N102 | BRZE | BRAZE INC | $531,300 | 0.36% | 10,000 | Common | SOLE |
| 615369105 | MCO | MOODYS CORP | $527,256 | 0.36% | 1,350 | Common | SOLE |
| 40412C101 | HCA | HCA HEALTHCARE INC | $521,059 | 0.36% | 1,925 | Common | SOLE |
| 806857108 | SLB | SCHLUMBERGER LTD | $520,400 | 0.36% | 10,000 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $516,753 | 0.35% | 2,750 | Common | SOLE |
| 819047101 | SHAK | SHAKE SHACK INC | $507,722 | 0.35% | 6,850 | Common | SOLE |
| 30063P105 | EXK | EXACT SCIENCES CORP | $506,763 | 0.35% | 6,850 | Common | SOLE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $491,160 | 0.34% | 121,274 | Common | SOLE |
| G50737116 | JWSUF | JAWS MUSTANG ACQUISITION COR | $433,200 | 0.30% | 40,000 | Common | SOLE |
| 52110H100 | — | LAZYDAYS HLDGS INC | $404,698 | 0.28% | 57,404 | Common | SOLE |
| 52328E113 | LDTDF | LEDDARTECH HLDGS INC | $1,417 | 0.00% | 16,665 | Common | SOLE |
| G76088122 | RMGWF | RMG ACQUISITION CORP III | $650 | 0.00% | 10,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.