Q1 2024 · 13F-HR
HARBERT FUND ADVISORS, INC.holdings as filed
Filed 2024-05-15 · accession 0000919574-24-003015
$145.3M
Reported value
81
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 900450206 | TBCH | TURTLE BEACH CORP | $8.9M | 6.11% | 514,964 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $7.8M | 5.34% | 43,000 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $7.5M | 5.14% | 17,750 | Common | SOLE |
| 294100102 | ENZB | ENZO BIOCHEM INC | $6.6M | 4.52% | 5,175,913 | Common | SOLE |
| 45170X205 | INVE | IDENTIV INC | $6.2M | 4.28% | 785,557 | Common | SOLE |
| 143905107 | CSV | CARRIAGE SVCS INC | $5.6M | 3.88% | 208,497 | Common | SOLE |
| 45685K102 | INFU | INFUSYSTEM HLDGS INC | $5.3M | 3.65% | 618,085 | Common | SOLE |
| 31447P100 | FENC | FENNEC PHARMACEUTICALS INC | $5.2M | 3.57% | 466,869 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $5.1M | 3.51% | 10,500 | Common | SOLE |
| 53635D202 | LQDA | LIQUIDIA CORPORATION | $5.0M | 3.44% | 339,158 | Common | SOLE |
| 83001A102 | SIXEUR | SIX FLAGS ENTMT CORP NEW | $4.7M | 3.22% | 177,936 | Common | SOLE |
| 004397105 | ARAY | ACCURAY INC | $4.6M | 3.14% | 1,849,184 | Common | SOLE |
| M85548101 | SSYS | STRATASYS LTD | $4.4M | 3.00% | 375,000 | Common | SOLE |
| 892918103 | TACT | TRANSACT TECHNOLOGIES INC | $3.4M | 2.31% | 640,168 | Common | SOLE |
| 27923Q109 | ECVT | ECOVYST INC | $3.3M | 2.28% | 297,061 | Common | SOLE |
| 320551104 | DIBS | 1STDIBS COM INC | $2.9M | 2.00% | 486,705 | Common | SOLE |
| 45782N108 | INSE | INSPIRED ENTMT INC | $2.6M | 1.76% | 259,537 | Common | SOLE |
| 86323X106 | — | STREAMLINE HEALTH SOLUTIONS | $2.3M | 1.59% | 4,824,212 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $2.1M | 1.41% | 13,500 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $2.0M | 1.41% | 4,250 | Common | SOLE |
| 92826C839 | V | VISA INC | $2.0M | 1.39% | 7,250 | Common | SOLE |
| 46571Y107 | IIIV | I3 VERTICALS INC | $1.9M | 1.29% | 81,606 | Common | SOLE |
| 05352A100 | AVTR | AVANTOR INC | $1.7M | 1.20% | 68,250 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $1.5M | 1.06% | 8,525 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $1.5M | 1.04% | 11,075 | Common | SOLE |
| 98138H101 | WDAY | WORKDAY INC | $1.4M | 0.98% | 5,244 | Common | SOLE |
| 852234103 | XYZ | BLOCK INC | $1.3M | 0.89% | 15,250 | Common | SOLE |
| 615369105 | MCO | MOODYS CORP | $1.3M | 0.88% | 3,250 | Common | SOLE |
| 78409V104 | SPGI | S&P GLOBAL INC | $1.3M | 0.88% | 3,000 | Common | SOLE |
| 58155Q103 | MCK | MCKESSON CORP | $1.3M | 0.87% | 2,350 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $1.2M | 0.85% | 2,500 | Common | SOLE |
| 131193104 | CALY | TOPGOLF CALLAWAY BRANDS CORP | $1.1M | 0.78% | 70,000 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $1.0M | 0.72% | 3,950 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $1.0M | 0.71% | 2,000 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $1.0M | 0.71% | 1,775 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $1.0M | 0.71% | 2,875 | Common | SOLE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $1.0M | 0.71% | 15,000 | Common | SOLE |
| 46266C105 | IQV | IQVIA HLDGS INC | $1.0M | 0.70% | 4,050 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $1.0M | 0.70% | 9,000 | Common | SOLE |
| 98419M100 | XYL | XYLEM INC | $1.0M | 0.70% | 7,875 | Common | SOLE |
| 36168Q104 | GFL | GFL ENVIRONMENTAL INC | $1.0M | 0.70% | 29,500 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $1.0M | 0.70% | 4,125 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $1.0M | 0.70% | 4,050 | Common | SOLE |
| N72482149 | — | QIAGEN NV | $1.0M | 0.70% | 23,500 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $1.0M | 0.69% | 2,000 | Common | SOLE |
| 94106B101 | WCN | WASTE CONNECTIONS INC | $1.0M | 0.69% | 5,850 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $995,814 | 0.69% | 16,550 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $760,048 | 0.52% | 2,675 | Common | SOLE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $754,324 | 0.52% | 121,274 | Common | SOLE |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $749,445 | 0.52% | 8,500 | Common | SOLE |
| 81948W104 | SHCRUSD | SHARECARE INC | $670,402 | 0.46% | 873,488 | Common | SOLE |
| 10576N102 | BRZE | BRAZE INC | $598,050 | 0.41% | 13,500 | Common | SOLE |
| 28176E108 | EW | EDWARDS LIFESCIENCES CORP | $573,360 | 0.39% | 6,000 | Common | SOLE |
| 82489T104 | SWAVUSD | SHOCKWAVE MED INC | $569,853 | 0.39% | 1,750 | Common | SOLE |
| 833445109 | SNOW | SNOWFLAKE INC | $565,600 | 0.39% | 3,500 | Common | SOLE |
| L7579L106 | — | PERIMETER SOLUTIONS SA | $556,500 | 0.38% | 75,000 | Common | SOLE |
| 23804L103 | DDOG | DATADOG INC | $556,200 | 0.38% | 4,500 | Common | SOLE |
| 37637K108 | GTLB | GITLAB INC | $543,834 | 0.37% | 9,325 | Common | SOLE |
| 74275K108 | PCOR | PROCORE TECHNOLOGIES INC | $529,997 | 0.36% | 6,450 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $528,975 | 0.36% | 11,250 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $527,065 | 0.36% | 1,750 | Common | SOLE |
| 573284106 | MLM | MARTIN MARIETTA MATLS INC | $521,849 | 0.36% | 850 | Common | SOLE |
| 252131107 | DXCM | DEXCOM INC | $520,125 | 0.36% | 3,750 | Common | SOLE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $518,777 | 0.36% | 925 | Common | SOLE |
| 40412C101 | HCA | HCA HEALTHCARE INC | $516,972 | 0.36% | 1,550 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $516,890 | 0.36% | 5,500 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $516,231 | 0.36% | 850 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $515,773 | 0.35% | 2,575 | Common | SOLE |
| 049468101 | TEAM | ATLASSIAN CORPORATION | $512,164 | 0.35% | 2,625 | Common | SOLE |
| 60937P106 | MDB | MONGODB INC | $511,062 | 0.35% | 1,425 | Common | SOLE |
| 461202103 | INTU | INTUIT | $510,250 | 0.35% | 785 | Common | SOLE |
| 743315103 | PGR | PROGRESSIVE CORP | $506,709 | 0.35% | 2,450 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $506,520 | 0.35% | 7,000 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $505,674 | 0.35% | 650 | Common | SOLE |
| N14506104 | ESTC | ELASTIC N V | $501,200 | 0.34% | 5,000 | Common | SOLE |
| 759916109 | RGEN | REPLIGEN CORP | $501,182 | 0.34% | 2,725 | Common | SOLE |
| 871607107 | SNPS | SYNOPSYS INC | $500,063 | 0.34% | 875 | Common | SOLE |
| 88033G407 | THC | TENET HEALTHCARE CORP | $488,762 | 0.34% | 4,650 | Common | SOLE |
| G50737124 | JWSWF | JAWS MUSTANG ACQUISITION COR | $2,200 | 0.00% | 10,000 | Common | SOLE |
| 52328E113 | LDTDF | LEDDARTECH HLDGS INC | $2,166 | 0.00% | 16,665 | Common | SOLE |
| G76088122 | RMGWF | RMG ACQUISITION CORP III | $700 | 0.00% | 10,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.