Q4 2023 · 13F-HR
DCF Advisers, LLCholdings as filed
Filed 2024-02-13 · accession 0001013594-24-000156
$184.3M
Reported value
82
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 46090E103 | QQQ | INVESCO QQQ TR | $22.5M | 12.2% | 55,000 | PUT | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $13.2M | 7.18% | 155,000 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $10.7M | 5.81% | 12,200 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $9.9M | 5.36% | 70,150 | Common | SOLE |
| 04016X101 | ARGX | ARGENX SE | $7.8M | 4.22% | 20,450 | Common | SOLE |
| 78464A854 | SPYM | SPDR SER TR | $7.7M | 4.16% | 137,000 | PUT | SOLE |
| 46116X101 | ITCIEUR | INTRA-CELLULAR THERAPIES INC | $6.9M | 3.76% | 96,857 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $5.6M | 3.04% | 38,000 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $5.0M | 2.73% | 32,500 | Common | SOLE |
| 98401F105 | XNCR | XENCOR INC | $5.0M | 2.73% | 237,107 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $4.6M | 2.52% | 44,000 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $4.4M | 2.39% | 23,000 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $4.3M | 2.35% | 128,750 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $4.3M | 2.32% | 310,000 | Common | SOLE |
| 532457108 | LLY | LILLY ELI & CO | $4.1M | 2.21% | 7,000 | Common | SOLE |
| 464285204 | IAU | ISHARES GOLD TR | $3.9M | 2.12% | 100,000 | Common | SOLE |
| G72800108 | PRTA | PROTHENA CORP PLC | $3.1M | 1.66% | 84,000 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $2.9M | 1.59% | 37,800 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $2.8M | 1.54% | 14,750 | Common | SOLE |
| 45337C102 | INCY | INCYTE CORP | $2.7M | 1.45% | 42,500 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $2.3M | 1.25% | 11,500 | Common | SOLE |
| 761330109 | RVNCEUR | REVANCE THERAPEUTICS INC | $2.3M | 1.23% | 256,872 | Common | SOLE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC | $2.2M | 1.21% | 18,397 | Common | SOLE |
| 90041L105 | TPB | TURNING PT BRANDS INC | $2.2M | 1.19% | 83,500 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $2.2M | 1.17% | 414,000 | Common | SOLE |
| 00326L100 | XAODX | ABRDN TOTAL DYNAMIC DIVIDEND | $2.1M | 1.14% | 261,500 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $2.0M | 1.09% | 7,000 | Common | SOLE |
| 29664WAB1 | ESPR 4 11/15/25 | ESPERION THERAPEUTICS INC NE | $1.7M | 0.93% | 2,950,000 | Common | SOLE |
| 514766104 | LFCR | LIFECORE BIOMEDICAL INC | $1.6M | 0.87% | 259,684 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $1.4M | 0.78% | 40,000 | Common | SOLE |
| 67098H104 | OI | O-I GLASS INC | $1.4M | 0.74% | 83,250 | Common | SOLE |
| 00206R102 | T | AT&T INC | $1.3M | 0.72% | 79,000 | Common | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $1.3M | 0.71% | 72,500 | Common | SOLE |
| 02155H200 | ALT | ALTIMMUNE INC | $1.3M | 0.70% | 115,225 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $1.3M | 0.69% | 25,000 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $1.2M | 0.67% | 6,500 | CALL | SOLE |
| 747525103 | QCOM | QUALCOM INC | $1.2M | 0.67% | 8,500 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $1.2M | 0.66% | 100,000 | Common | SOLE |
| 02155H200 | ALT | ALTIMMUNE INC | $1.2M | 0.63% | 104,000 | CALL | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $1.2M | 0.63% | 15,000 | PUT | SOLE |
| G17977110 | BUR | BURFORD CAP LTD | $1.1M | 0.62% | 72,750 | Common | SOLE |
| 464287184 | FXI | ISHARES TR | $1.1M | 0.61% | 46,500 | CALL | SOLE |
| 46428Q109 | SLV | ISHARES SILVER TR | $1.1M | 0.59% | 50,000 | Common | SOLE |
| 573874104 | MRVL | MARVELL TECHNOLOGY INC | $1.1M | 0.57% | 17,500 | Common | SOLE |
| 02072L565 | BOXX | EA SERIES TRUST | $1.0M | 0.56% | 9,875 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $942,188 | 0.51% | 18,750 | Common | SOLE |
| 056752108 | BIDU | BAIDU INC | $893,175 | 0.48% | 7,500 | CALL | SOLE |
| 52634L108 | LNSR | LENSAR INC | $844,274 | 0.46% | 240,534 | Common | SOLE |
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $818,330 | 0.44% | 59,000 | Common | SOLE |
| 697900108 | PAAS | PAN AMERN SILVER CORP | $734,850 | 0.40% | 45,000 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $707,920 | 0.38% | 2,000 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HOLDINGS INC | $675,510 | 0.37% | 11,000 | Common | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $666,715 | 0.36% | 21,500 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $618,985 | 0.34% | 21,500 | Common | SOLE |
| 30050E105 | EVO | EVOTEC AG | $560,659 | 0.30% | 47,797 | Common | SOLE |
| 80105N105 | SNY | SANOFI | $547,030 | 0.30% | 11,000 | Common | SOLE |
| 097023105 | BA | BOEING CO | $521,320 | 0.28% | 2,000 | Common | SOLE |
| 92189F791 | GDXJ | VANECK ETF TRUST | $519,367 | 0.28% | 13,700 | Common | SOLE |
| 98585X104 | YETI | YETI HLDGS INC | $517,800 | 0.28% | 10,000 | Common | SOLE |
| 464287234 | EEM | ISHARES TR | $502,625 | 0.27% | 12,500 | Common | SOLE |
| 45253H101 | IMGNEUR | IMMUNOGEN INC | $415,100 | 0.23% | 14,000 | Common | SOLE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL INDS LTD | $407,160 | 0.22% | 39,000 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $391,630 | 0.21% | 500 | Common | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $387,625 | 0.21% | 12,500 | CALL | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $375,820 | 0.20% | 2,000 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $372,940 | 0.20% | 7,250 | Common | SOLE |
| 977852102 | WOLF* | WOLFSPEED INC | $326,325 | 0.18% | 7,500 | Common | SOLE |
| 87918A105 | TDOC | TELADOC HEALTH INC | $323,250 | 0.18% | 15,000 | CALL | SOLE |
| 02043Q107 | ALNY | ALNYLAM PHARMACEUTICALS INC | $248,833 | 0.14% | 1,300 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $235,110 | 0.13% | 1,500 | Common | SOLE |
| 771049103 | RBLX | ROBLOX CORP | $228,600 | 0.12% | 5,000 | Common | SOLE |
| 92790C104 | VRDN | VIRIDIAN THERAPEUTICS INC | $206,910 | 0.11% | 9,500 | Common | SOLE |
| 654902204 | NOK | NOKIA CORP | $171,000 | 0.09% | 50,000 | Common | SOLE |
| 53566P109 | LCTX | LINEAGE CELL THERAPEUTICS IN | $103,279 | 0.06% | 94,751 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $93,012 | 0.05% | 1,200 | CALL | SOLE |
| 497498105 | KI2 | KIRKLANDS INC | $76,753 | 0.04% | 25,415 | Common | SOLE |
| 45337C102 | INCY | INCYTE CORP | $62,790 | 0.03% | 1,000 | CALL | SOLE |
| 690469101 | OVID | OVID THERAPEUTICS INC | $60,311 | 0.03% | 18,730 | Common | SOLE |
| 912318300 | — | UNITED STS NAT GAS FD LP | $58,305 | 0.03% | 11,500 | Common | SOLE |
| 00770C101 | ARQ | ADVANCED EMISSIONS SOLUTIONS | $40,218 | 0.02% | 13,496 | Common | SOLE |
| 00770C101 | ARQ | ADVANCED EMISSIONS SOLUTIONS | $11,920 | 0.01% | 4,000 | CALL | SOLE |
| 023111206 | — | AMARIN CORP PLC | $11,562 | 0.01% | 13,290 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.