Q1 2024 · 13F-HR
DCF Advisers, LLCholdings as filed
Filed 2024-05-15 · accession 0001013594-24-000473
$203.0M
Reported value
83
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $21.2M | 10.4% | 40,500 | PUT | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $18.8M | 9.26% | 159,500 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $10.9M | 5.37% | 71,650 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $10.2M | 5.02% | 10,600 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $8.9M | 4.37% | 20,000 | PUT | SOLE |
| 04016X101 | ARGX | ARGENX SE | $8.0M | 3.92% | 20,200 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $6.9M | 3.38% | 38,000 | Common | SOLE |
| 46116X101 | ITCIEUR | INTRA CELLULAR THERAPIES INC | $6.7M | 3.30% | 96,857 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $5.8M | 2.85% | 31,800 | Common | SOLE |
| 532457108 | LLY | LILLY ELI & CO | $5.4M | 2.68% | 7,000 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $5.1M | 2.52% | 40,750 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $4.9M | 2.40% | 309,250 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $4.8M | 2.34% | 125,350 | Common | SOLE |
| 98401F105 | XNCR | XENCOR INC | $4.6M | 2.28% | 208,979 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $4.5M | 2.23% | 22,000 | Common | SOLE |
| 464285204 | IAU | ISHARES GOLD TR | $4.2M | 2.07% | 100,000 | Common | SOLE |
| 78464A854 | SPYM | SPDR SER TR | $3.7M | 1.82% | 60,000 | PUT | SOLE |
| 45337C102 | INCY | INCYTE CORP | $2.9M | 1.45% | 51,500 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $2.9M | 1.44% | 10,300 | Common | SOLE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC | $2.9M | 1.41% | 21,719 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $2.8M | 1.36% | 38,300 | Common | SOLE |
| G72800108 | PRTA | PROTHENA CORP PLC | $2.7M | 1.31% | 107,000 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $2.5M | 1.25% | 14,750 | Common | SOLE |
| 90041L105 | TPB | TURNING PT BRANDS INC | $2.4M | 1.20% | 83,500 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $2.4M | 1.19% | 11,500 | Common | SOLE |
| 29664WAB1 | ESPR 4 11/15/25 | ESPERION THERAPEUTICS INC NE | $2.3M | 1.14% | 2,800,000 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $2.3M | 1.14% | 415,000 | Common | SOLE |
| 00326L100 | XAODX | ABERDEEN TOTAL DYNAMIC DIVD | $2.2M | 1.07% | 261,500 | Common | SOLE |
| 056752108 | BIDU | BAIDU INC | $2.0M | 1.00% | 19,250 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $1.6M | 0.78% | 35,000 | Common | SOLE |
| 514766104 | LFCR | LIFECORE BIOMEDICAL INC | $1.5M | 0.74% | 284,684 | Common | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $1.5M | 0.74% | 47,500 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $1.5M | 0.74% | 30,000 | Common | SOLE |
| 747525103 | QCOM | QUALCOM INC | $1.4M | 0.71% | 8,500 | Common | SOLE |
| 67098H104 | OI | O-I GLASS INC | $1.4M | 0.70% | 85,750 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $1.3M | 0.65% | 100,000 | Common | SOLE |
| 761330109 | RVNCEUR | REVANCE THERAPEUTICS INC | $1.3M | 0.64% | 263,372 | Common | SOLE |
| 573874104 | MRVL | MARVELL TECHNOLOGY INC | $1.2M | 0.61% | 17,500 | Common | SOLE |
| 02155H200 | ALT | ALTIMMUNE INC | $1.2M | 0.61% | 121,000 | CALL | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $1.2M | 0.59% | 72,500 | Common | SOLE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL INDS LTD | $1.2M | 0.59% | 85,000 | Common | SOLE |
| 00206R102 | T | AT&T INC | $1.1M | 0.56% | 65,000 | Common | SOLE |
| 46428Q109 | SLV | ISHARES SILVER TR | $1.1M | 0.56% | 50,000 | Common | SOLE |
| 02072L565 | BOXX | EA SERIES TRUST | $1.1M | 0.52% | 9,875 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $1.0M | 0.51% | 5,000 | PUT | SOLE |
| 02155H200 | ALT | ALTIMMUNE INC | $979,571 | 0.48% | 96,225 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $971,160 | 0.48% | 2,000 | Common | SOLE |
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $888,540 | 0.44% | 59,000 | Common | SOLE |
| G17977110 | BUR | BURFORD CAP LTD | $878,350 | 0.43% | 55,000 | Common | SOLE |
| 097023105 | BA | BOEING CO | $849,156 | 0.42% | 4,400 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $828,188 | 0.41% | 18,750 | Common | SOLE |
| 52634L108 | LNSR | LENSAR INC | $809,281 | 0.40% | 238,234 | Common | SOLE |
| 87918A105 | TDOC | TELADOC HEALTH INC | $776,140 | 0.38% | 51,400 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HLDNGS INC | $736,890 | 0.36% | 11,000 | Common | SOLE |
| 697900108 | PAAS | PAN AMERN SILVER CORP | $678,600 | 0.33% | 45,000 | Common | SOLE |
| 977852102 | WOLF* | WOLFSPEED INC | $607,700 | 0.30% | 20,600 | Common | SOLE |
| 19249HAB9 | — | COHERUS BIOSCIENCES INC | $578,250 | 0.28% | 900,000 | Common | SOLE |
| 80105N105 | SNY | SANOFI | $534,600 | 0.26% | 11,000 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $534,188 | 0.26% | 19,250 | Common | SOLE |
| 92189F791 | GDXJ | VANECK ETF TRUST | $530,738 | 0.26% | 13,700 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $527,800 | 0.26% | 2,000 | Common | SOLE |
| 464287234 | EEM | ISHARES TR | $513,500 | 0.25% | 12,500 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $485,785 | 0.24% | 500 | Common | SOLE |
| 98585X104 | YETI | YETI HLDGS INC | $481,875 | 0.24% | 12,500 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $471,560 | 0.23% | 4,000 | PUT | SOLE |
| 172967424 | C | CITIGROUP INC | $458,490 | 0.23% | 7,250 | Common | SOLE |
| 761330AB5 | RVNC 1.75 02/15/27 | REVANCE THERAPEUTICS INC | $426,000 | 0.21% | 600,000 | Common | SOLE |
| 79589L106 | IOT | SAMSARA INC | $377,900 | 0.19% | 10,000 | Common | SOLE |
| 30050E105 | EVO | EVOTEC AG | $374,251 | 0.18% | 47,797 | Common | SOLE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL INDS LTD | $317,475 | 0.16% | 22,500 | CALL | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $284,130 | 0.14% | 1,000 | Common | SOLE |
| 92790C104 | VRDN | VIRIDIAN THERAPEUTICS INC | $253,895 | 0.13% | 14,500 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $237,285 | 0.12% | 1,500 | Common | SOLE |
| 654902204 | NOK | NOKIA CORP | $177,000 | 0.09% | 50,000 | Common | SOLE |
| 53566P109 | LCTX | LINEAGE CELL THERAPEUTICS IN | $159,471 | 0.08% | 107,751 | Common | SOLE |
| 78464A854 | SPYM | SPDR SER TR | $153,825 | 0.08% | 2,500 | CALL | SOLE |
| 056752108 | BIDU | BAIDU INC | $105,280 | 0.05% | 1,000 | CALL | SOLE |
| 00770C101 | ARQ | ARQ INC | $103,680 | 0.05% | 16,000 | Common | SOLE |
| 98585X104 | YETI | YETI HLDGS INC | $96,375 | 0.05% | 2,500 | CALL | SOLE |
| 497498105 | KI2 | KIRKLANDS INC | $61,250 | 0.03% | 25,415 | Common | SOLE |
| 690469101 | OVID | OVID THERAPEUTICS INC | $60,177 | 0.03% | 19,730 | Common | SOLE |
| 023111206 | — | AMARIN CORP PLC | $11,839 | 0.01% | 13,290 | Common | SOLE |
| 29664W105 | ESPR | ESPERION THERAPEUTICS INC NE | $9,380 | 0.00% | 3,500 | CALL | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.