Q3 2024 · 13F-HR
DCF Advisers, LLCholdings as filed
Filed 2024-11-13 · accession 0001013594-24-000932
$250.2M
Reported value
97
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 922908363 | VOO | VANGUARD INDEX FDS | $47.3M | 18.9% | 89,600 | PUT | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $18.3M | 7.32% | 176,500 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $11.6M | 4.65% | 69,650 | Common | SOLE |
| 04016X101 | ARGX | ARGENX SE | $10.8M | 4.33% | 20,000 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $8.1M | 3.26% | 7,750 | Common | SOLE |
| 46116X101 | ITCIEUR | INTRA CELLULAR THERAPIES INC | $7.4M | 2.94% | 100,507 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $6.4M | 2.57% | 34,500 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $6.2M | 2.49% | 38,000 | Common | SOLE |
| 532457108 | LLY | LILLY ELI & CO | $6.2M | 2.48% | 7,000 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $6.1M | 2.45% | 31,000 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $6.0M | 2.38% | 35,000 | Common | SOLE |
| 464285204 | IAU | ISHARES GOLD TR | $5.0M | 1.99% | 100,000 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $5.0M | 1.98% | 309,250 | Common | SOLE |
| 060505104 | BAC | BK OF AMERICA CORP | $4.7M | 1.90% | 119,500 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $4.6M | 1.83% | 43,250 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $4.4M | 1.75% | 18,000 | Common | SOLE |
| 46428Q109 | SLV | ISHARES SILVER TR | $4.2M | 1.70% | 149,500 | Common | SOLE |
| 98401F105 | XNCR | XENCOR INC | $4.2M | 1.68% | 209,479 | Common | SOLE |
| 056752108 | BIDU | BAIDU INC - ADR | $3.7M | 1.49% | 35,500 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $3.5M | 1.42% | 11,000 | Common | SOLE |
| 45337C102 | INCY | INCYTE CORP | $3.2M | 1.27% | 48,250 | Common | SOLE |
| 90041L105 | TPB | TURNING PT BRANDS INC | $3.1M | 1.24% | 71,800 | Common | SOLE |
| 92189F106 | GDX | VANECK VECTORS GOLD MINERS ETF | $3.0M | 1.19% | 75,000 | Common | SOLE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC | $2.5M | 1.01% | 23,319 | Common | SOLE |
| 00326L100 | XAODX | ABERDEEN TOTAL DYNAMIC DIVD | $2.4M | 0.95% | 261,500 | Common | SOLE |
| 464287655 | IWM | ISHARES RUSSELL 2000 | $2.4M | 0.95% | 10,750 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $2.3M | 0.94% | 37,500 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $2.2M | 0.89% | 386,389 | Common | SOLE |
| 29664WAB1 | ESPR 4 11/15/25 | ESPERION THERAPEUTICS INC NE | $2.1M | 0.85% | 2,250,000 | Common | SOLE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL-SP ADR | $2.0M | 0.81% | 113,000 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $1.9M | 0.75% | 4,500 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $1.9M | 0.75% | 8,000 | Common | SOLE |
| 85208P303 | URNM | SPROTT FDS TR | $1.9M | 0.74% | 40,500 | Common | SOLE |
| G72800108 | PRTA | PROTHENA CORP PLC | $1.8M | 0.72% | 107,500 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $1.6M | 0.64% | 30,000 | Common | SOLE |
| 462222100 | IONS | IONIS PHARMACEUTICALS INC | $1.6M | 0.63% | 39,500 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $1.6M | 0.63% | 6,500 | PUT | SOLE |
| G1110E107 | BHVN | BIOHAVEN LTD | $1.5M | 0.62% | 31,000 | Common | SOLE |
| 514766104 | LFCR | LIFECORE BIOMEDICAL INC | $1.4M | 0.57% | 288,478 | Common | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $1.4M | 0.56% | 70,000 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $1.3M | 0.54% | 30,000 | Common | SOLE |
| 98980L101 | ZNGA | ZOOM VIDEO COMMUNICATIONS IN | $1.2M | 0.49% | 17,500 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $1.2M | 0.48% | 11,500 | PUT | SOLE |
| 747525103 | QCOM | QUALCOM INC | $1.2M | 0.48% | 7,000 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $1.2M | 0.47% | 3,165 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $1.2M | 0.47% | 5,000 | PUT | SOLE |
| 30303M102 | META | META PLATFORMS INC | $1.1M | 0.46% | 2,000 | Common | SOLE |
| 52634L108 | LNSR | LENSAR INC | $1.1M | 0.44% | 240,600 | Common | SOLE |
| 02072L565 | BOXX | EA SERIES TRUST | $1.1M | 0.43% | 9,875 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $1.1M | 0.42% | 100,000 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $1.1M | 0.42% | 45,000 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $1.0M | 0.41% | 6,000 | PUT | SOLE |
| 98887Q104 | ZLAB | ZAI LAB LTD | $1.0M | 0.41% | 42,250 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $994,089 | 0.40% | 34,350 | Common | SOLE |
| 67098H104 | OI | O-I GLASS INC | $974,160 | 0.39% | 74,250 | Common | SOLE |
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $932,200 | 0.37% | 59,000 | Common | SOLE |
| 92189F791 | GDXJ | VANECK ETF TRUST | $927,390 | 0.37% | 19,000 | Common | SOLE |
| 573874104 | MRVL | MARVELL TECHNOLOGY INC | $901,500 | 0.36% | 12,500 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $862,500 | 0.34% | 5,000 | Common | SOLE |
| 30050E105 | EVO | EVOTEC AG | $792,251 | 0.32% | 217,055 | Common | SOLE |
| 06777U200 | BNED | BARNES & NOBLE ED INC | $782,470 | 0.31% | 84,500 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HOLDINGS INC | $780,300 | 0.31% | 10,000 | Common | SOLE |
| G17977110 | BUR | BURFORD CAP LTD | $689,520 | 0.28% | 52,000 | Common | SOLE |
| 80105N105 | SNY | SANOFI | $633,930 | 0.25% | 11,000 | Common | SOLE |
| 097023105 | BA | BOEING CO | $630,966 | 0.25% | 4,150 | Common | SOLE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL-SP ADR | $603,670 | 0.24% | 33,500 | CALL | SOLE |
| 92189F106 | GDX | VANECK VECTORS GOLD MINERS ETF | $597,300 | 0.24% | 15,000 | PUT | SOLE |
| G3643J108 | FLUT | FLUTTER ENTMT PLC | $593,200 | 0.24% | 2,500 | Common | SOLE |
| 464287234 | EEM | ISHARES TR | $573,250 | 0.23% | 12,500 | Common | SOLE |
| N62509109 | NAMS | NEWAMSTERDAM PHARMA COMPANY | $564,400 | 0.23% | 34,000 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $558,990 | 0.22% | 3,000 | CALL | SOLE |
| 056752108 | BIDU | BAIDU INC - ADR | $526,450 | 0.21% | 5,000 | PUT | SOLE |
| 87918A105 | TDOC | TELADOC HEALTH INC | $481,950 | 0.19% | 52,500 | Common | SOLE |
| 00770C101 | ARQ | ARQ INC | $428,510 | 0.17% | 73,000 | Common | SOLE |
| G7709Q104 | RPRX | ROYALTY PHARMA PLC | $424,350 | 0.17% | 15,000 | Common | SOLE |
| 056752108 | BIDU | BAIDU INC - ADR | $421,160 | 0.17% | 4,000 | CALL | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $408,040 | 0.16% | 500 | Common | SOLE |
| 02155H200 | ALT | ALTIMMUNE INC | $349,980 | 0.14% | 57,000 | CALL | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $341,800 | 0.14% | 1,000 | Common | SOLE |
| 92790C104 | VRDN | VIRIDIAN THERAPEUTICS INC | $329,875 | 0.13% | 14,500 | Common | SOLE |
| 59151K108 | MEOH | METHANEX CORP | $310,050 | 0.12% | 7,500 | Common | SOLE |
| 19249HAB9 | — | COHERUS BIOSCIENCES INC | $274,750 | 0.11% | 350,000 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $259,275 | 0.10% | 2,500 | CALL | SOLE |
| 02155H200 | ALT | ALTIMMUNE INC | $232,510 | 0.09% | 37,868 | Common | SOLE |
| 00206R102 | T | AT&T INC | $224,400 | 0.09% | 10,200 | Common | SOLE |
| 654902204 | NOK | NOKIA CORP | $218,500 | 0.09% | 50,000 | Common | SOLE |
| 977852102 | WOLF* | WOLFSPEED INC | $199,820 | 0.08% | 20,600 | Common | SOLE |
| 462222100 | IONS | IONIS PHARMACEUTICALS INC | $160,240 | 0.06% | 4,000 | CALL | SOLE |
| 172967424 | C | CITIGROUP INC | $156,500 | 0.06% | 2,500 | CALL | SOLE |
| 65345N106 | NN | NEXTNAV INC | $127,330 | 0.05% | 17,000 | Common | SOLE |
| 761330109 | RVNCEUR | REVANCE THERAPEUTICS INC | $100,774 | 0.04% | 19,417 | Common | SOLE |
| 92189F106 | GDX | VANECK VECTORS GOLD MINERS ETF | $99,550 | 0.04% | 2,500 | CALL | SOLE |
| 53566P109 | LCTX | LINEAGE CELL THERAPEUTICS IN | $97,547 | 0.04% | 107,751 | Common | SOLE |
| 497498105 | KI2 | KIRKLANDS INC | $55,659 | 0.02% | 25,415 | Common | SOLE |
| G7709Q104 | RPRX | ROYALTY PHARMA PLC | $28,290 | 0.01% | 1,000 | CALL | SOLE |
| 29446K106 | EQ | EQUILLIUM INC | $27,424 | 0.01% | 32,962 | Common | SOLE |
| 690469101 | OVID | OVID THERAPEUTICS INC | $17,405 | 0.01% | 14,750 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.