Q2 2024 · 13F-HR
DCF Advisers, LLCholdings as filed
Filed 2024-08-12 · accession 0001013594-24-000636
$194.1M
Reported value
94
Positions
2024-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 595112103 | MU | MICRON TECHNOLOGY INC | $21.0M | 10.8% | 160,000 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $13.1M | 6.77% | 71,650 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $10.9M | 5.63% | 10,400 | Common | SOLE |
| 04016X101 | ARGX | ARGENX SE | $8.6M | 4.43% | 20,000 | Common | SOLE |
| 46116X101 | ITCIEUR | INTRA-CELLULAR THERAPIES INC | $6.9M | 3.55% | 100,507 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $6.3M | 3.26% | 7,000 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $6.2M | 3.17% | 38,000 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $5.5M | 2.81% | 31,800 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $5.2M | 2.67% | 36,750 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $5.0M | 2.58% | 309,250 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $5.0M | 2.57% | 125,350 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $4.7M | 2.44% | 22,000 | Common | SOLE |
| 464285204 | IAU | ISHARES GOLD TR | $4.4M | 2.26% | 100,000 | Common | SOLE |
| 98401F105 | XNCR | XENCOR INC | $4.0M | 2.04% | 208,979 | Common | SOLE |
| 46428Q109 | SLV | ISHARES SILVER TR | $3.9M | 2.01% | 146,600 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $3.8M | 1.95% | 18,000 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $3.3M | 1.69% | 17,000 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $3.2M | 1.66% | 44,800 | Common | SOLE |
| 45337C102 | INCY | INCYTE CORP | $3.1M | 1.61% | 51,500 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $2.7M | 1.37% | 8,500 | Common | SOLE |
| 056752108 | BIDU | BAIDU INC | $2.6M | 1.34% | 30,000 | Common | SOLE |
| 90041L105 | TPB | TURNING PT BRANDS INC | $2.4M | 1.22% | 73,800 | Common | SOLE |
| 29664WAB1 | ESPR 4 11/15/25 | ESPERION THERAPEUTICS INC NE | $2.4M | 1.21% | 2,550,000 | Common | SOLE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC | $2.4M | 1.21% | 21,719 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $2.3M | 1.21% | 422,000 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $2.3M | 1.20% | 11,500 | Common | SOLE |
| G72800108 | PRTA | PROTHENA CORP PLC | $2.2M | 1.14% | 107,500 | Common | SOLE |
| 00326L100 | XAODX | ABRDN TOTAL DYNAMIC DIVIDEND | $2.2M | 1.13% | 261,500 | Common | SOLE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL INDS LTD | $2.1M | 1.09% | 130,750 | Common | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $2.0M | 1.04% | 59,500 | Common | SOLE |
| G1110E107 | BHVN | BIOHAVEN LTD | $1.8M | 0.92% | 51,700 | Common | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $1.8M | 0.92% | 107,500 | Common | SOLE |
| 98980L101 | ZNGA | ZOOM VIDEO COMMUNICATIONS IN | $1.8M | 0.91% | 30,000 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $1.6M | 0.84% | 35,000 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $1.6M | 0.81% | 975 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $1.5M | 0.80% | 32,500 | Common | SOLE |
| 514766104 | LFCR | LIFECORE BIOMEDICAL INC | $1.5M | 0.77% | 290,684 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $1.4M | 0.72% | 7,000 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $1.3M | 0.67% | 3,500 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $1.3M | 0.65% | 100,000 | Common | SOLE |
| 573874104 | MRVL | MARVELL TECHNOLOGY INC | $1.2M | 0.63% | 17,500 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $1.2M | 0.60% | 37,500 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $1.1M | 0.59% | 3,650 | Common | SOLE |
| 462222100 | IONS | IONIS PHARMACEUTICALS INC | $1.1M | 0.56% | 23,000 | Common | SOLE |
| 52634L108 | LNSR | LENSAR INC | $1.1M | 0.56% | 241,484 | Common | SOLE |
| 02072L565 | BOXX | EA SERIES TRUST | $1.1M | 0.55% | 9,875 | Common | SOLE |
| 67098H104 | OI | O-I GLASS INC | $1.0M | 0.52% | 90,750 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $1.0M | 0.52% | 2,000 | Common | SOLE |
| 19249HAB9 | — | COHERUS BIOSCIENCES INC | $999,000 | 0.51% | 1,350,000 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $986,295 | 0.51% | 35,250 | Common | SOLE |
| 00206R102 | T | AT&T INC | $911,547 | 0.47% | 47,700 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $888,440 | 0.46% | 14,000 | Common | SOLE |
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $858,450 | 0.44% | 59,000 | Common | SOLE |
| 097023105 | BA | BOEING CO | $846,347 | 0.44% | 4,650 | Common | SOLE |
| 85208P303 | URNM | SPROTT FDS TR | $763,220 | 0.39% | 15,500 | Common | SOLE |
| 02155H200 | ALT | ALTIMMUNE INC | $718,200 | 0.37% | 108,000 | CALL | SOLE |
| G17977110 | BUR | BURFORD CAP LTD | $678,600 | 0.35% | 52,000 | Common | SOLE |
| 761330109 | RVNCEUR | REVANCE THERAPEUTICS INC | $642,500 | 0.33% | 250,000 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $638,330 | 0.33% | 11,000 | Common | SOLE |
| G3643J108 | FLUT | FLUTTER ENTMT PLC | $583,552 | 0.30% | 3,200 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $579,750 | 0.30% | 3,000 | CALL | SOLE |
| 92189F791 | GDXJ | VANECK ETF TRUST | $577,044 | 0.30% | 13,700 | Common | SOLE |
| 30050E105 | EVO | EVOTEC AG | $551,774 | 0.28% | 114,953 | Common | SOLE |
| 80105N105 | SNY | SANOFI | $533,720 | 0.27% | 11,000 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $532,425 | 0.27% | 500 | Common | SOLE |
| 464287234 | EEM | ISHARES TR | $532,375 | 0.27% | 12,500 | Common | SOLE |
| 98887Q104 | ZLAB | ZAI LAB LTD | $527,699 | 0.27% | 30,450 | Common | SOLE |
| 87918A105 | TDOC | TELADOC HEALTH INC | $513,450 | 0.26% | 52,500 | Common | SOLE |
| 06777U200 | BNED | BARNES & NOBLE ED INC | $496,000 | 0.26% | 77,500 | Common | SOLE |
| 977852102 | WOLF* | WOLFSPEED INC | $468,856 | 0.24% | 20,600 | Common | SOLE |
| 833445109 | SNOW | SNOWFLAKE INC | $439,043 | 0.23% | 3,250 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $438,480 | 0.23% | 3,000 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $421,240 | 0.22% | 2,000 | PUT | SOLE |
| 761330AB5 | RVNC 1.75 02/15/27 | REVANCE THERAPEUTICS INC | $386,952 | 0.20% | 600,000 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $339,010 | 0.17% | 1,000 | Common | SOLE |
| 79589L106 | IOT | SAMSARA INC | $337,000 | 0.17% | 10,000 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $298,904 | 0.15% | 800 | CALL | SOLE |
| 02155H200 | ALT | ALTIMMUNE INC | $285,072 | 0.15% | 42,868 | Common | SOLE |
| 82509L107 | SHOP | SHOPIFY INC | $264,200 | 0.14% | 4,000 | CALL | SOLE |
| 82509L107 | SHOP | SHOPIFY INC | $264,200 | 0.14% | 4,000 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $255,175 | 0.13% | 29,500 | Common | SOLE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL INDS LTD | $243,750 | 0.13% | 15,000 | CALL | SOLE |
| 09062X103 | BIIB | BIOGEN INC | $231,820 | 0.12% | 1,000 | Common | SOLE |
| 92790C104 | VRDN | VIRIDIAN THERAPEUTICS INC | $230,928 | 0.12% | 17,750 | Common | SOLE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC | $217,060 | 0.11% | 2,000 | CALL | SOLE |
| 654902204 | NOK | NOKIA CORP | $189,000 | 0.10% | 50,000 | Common | SOLE |
| 00770C101 | ARQ | ARQ INC | $133,540 | 0.07% | 22,000 | Common | SOLE |
| 53566P109 | LCTX | LINEAGE CELL THERAPEUTICS IN | $107,460 | 0.06% | 107,751 | Common | SOLE |
| G1110E107 | BHVN | BIOHAVEN LTD | $52,065 | 0.03% | 1,500 | PUT | SOLE |
| 497498105 | KI2 | KIRKLANDS INC | $41,426 | 0.02% | 25,415 | Common | SOLE |
| 690469101 | OVID | OVID THERAPEUTICS INC | $32,114 | 0.02% | 41,750 | Common | SOLE |
| 462222100 | IONS | IONIS PHARMACEUTICALS INC | $23,830 | 0.01% | 500 | CALL | SOLE |
| 29446K106 | EQ | EQUILLIUM INC | $22,849 | 0.01% | 32,962 | Common | SOLE |
| 29664W105 | ESPR | ESPERION THERAPEUTICS INC NE | $555 | 0.00% | 250 | CALL | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.