Q3 2023 · 13F-HR
HORIZON KINETICS ASSET MANAGEMENT LLCholdings as filed
Filed 2023-11-14 · accession 0001056823-23-000057
$5.05B
Reported value
331
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 88262P102 | TPL | TEXAS PACIFIC LAND CORP | $2.52B | 49.9% | 1,380,471 | Common | SOLE |
| 389637109 | GBTC | GRAYSCALE BITCOIN TRUST BTC | $302.9M | 6.00% | 15,783,711 | Common | SOLE |
| 127190304 | CACI | CACI INTL INC CL A | $133.1M | 2.64% | 423,942 | Common | SOLE |
| 962879102 | WPM | WHEATON PRECIOUS METALS CORP | $128.5M | 2.55% | 3,170,058 | Common | SOLE |
| 351858105 | FNV | FRANCO NEVADA CORP | $127.7M | 2.53% | 956,749 | Common | SOLE |
| 16411R208 | LNG | CHENIERE ENERGY INC | $99.6M | 1.97% | 599,988 | Common | SOLE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE INC | $96.1M | 1.90% | 873,766 | Common | SOLE |
| 17878Y207 | CVEO | CIVEO CORP | $84.2M | 1.67% | 4,062,279 | Common | SOLE |
| 714236106 | PBT | PERMIAN BASIN RTY TR UNIT BEN INT | $83.9M | 1.66% | 3,946,450 | Common | SOLE |
| 12503M108 | CBOE | CBOE GLOBAL MARKETS INC | $63.4M | 1.25% | 405,573 | Common | SOLE |
| 590672101 | MSB | MESABI TR CTF BEN INT | $61.2M | 1.21% | 3,049,352 | Common | SOLE |
| 039483102 | ADM | ARCHER DANIELS MIDLAND CO | $61.0M | 1.21% | 808,164 | Common | SOLE |
| 05329W102 | AN | AUTONATION INC | $47.1M | 0.93% | 310,964 | Common | SOLE |
| 808625107 | SAIC | SCIENCE APPLICATNS INTL CP | $44.8M | 0.89% | 424,174 | Common | SOLE |
| 12572Q105 | CME | CME GROUP INC | $44.0M | 0.87% | 219,976 | Common | SOLE |
| 92763M105 | — | VIPER ENERGY PARTNERS LP | $43.7M | 0.86% | 1,566,021 | Common | SOLE |
| 045528106 | ACGP | ASSOCIATED CAP GROUP INC CL A | $43.1M | 0.85% | 1,180,366 | Common | SOLE |
| 44267T102 | HHH | HOWARD HUGHES HOLDINGS INC | $42.9M | 0.85% | 579,143 | Common | SOLE |
| 159864107 | CRL | CHARLES RIV LABS INTL INC | $42.0M | 0.83% | 214,235 | Common | SOLE |
| 11271J107 | BN | BROOKFIELD CORP CL A LMT VTG S | $40.2M | 0.80% | 1,285,024 | Common | SOLE |
| G16962105 | BGUSD | BUNGE LIMITED SHS | $38.3M | 0.76% | 353,786 | Common | SOLE |
| 538034109 | LYV | LIVE NATION ENTERTAINMENT INC | $34.5M | 0.68% | 415,374 | Common | SOLE |
| 571748102 | MRSH | MARSH & MCLENNAN COS INC | $34.3M | 0.68% | 180,010 | Common | SOLE |
| 790148100 | JOE | THE SAINT JOE CO | $33.4M | 0.66% | 613,947 | Common | SOLE |
| 70959W103 | PAG | PENSKE AUTOMOTIVE GRP INC | $32.8M | 0.65% | 196,169 | Common | SOLE |
| 82983N108 | SB9 | SITIO ROYALTIES CORP | $29.5M | 0.58% | 1,217,286 | Common | SOLE |
| 25820R105 | DMLP | DORCHESTER MINERALS LP | $28.0M | 0.55% | 963,089 | Common | SOLE |
| 952845105 | WFG | WEST FRASER TIMBER LTD | $25.9M | 0.51% | 356,916 | Common | SOLE |
| 80013R206 | AYS1 | SANDSTORM GOLD LTD | $25.5M | 0.51% | 5,480,156 | Common | SOLE |
| 13321L108 | CCJ | CAMECO CORP | $25.3M | 0.50% | 637,505 | Common | SOLE |
| 95058W100 | WEN | WENDYS COMPANY | $23.8M | 0.47% | 1,168,190 | Common | SOLE |
| 67077M108 | NTR | NUTRIEN LTD | $23.1M | 0.46% | 374,077 | Common | SOLE |
| 458334109 | IPAR | INTER PARFUMS INC | $22.0M | 0.44% | 163,609 | Common | SOLE |
| 12504L109 | CBRE | CBRE GROUP INC CL A | $20.5M | 0.41% | 277,434 | Common | SOLE |
| 68827L101 | OREUR | OSISKO GOLD ROYALTIES LTD | $20.2M | 0.40% | 1,716,200 | Common | SOLE |
| 879080109 | TRC | TEJON RANCH CO DEL | $18.6M | 0.37% | 1,146,349 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | $16.9M | 0.34% | 48,341 | Common | SOLE |
| 143658300 | CCL1EUR | CARNIVAL CORP PAIREDCTF | $15.9M | 0.32% | 1,160,590 | Common | SOLE |
| 113004105 | BAM | BROOKFIELD ASSET MANAGMT LTDCL A LMT VTG S | $14.4M | 0.28% | 431,647 | Common | SOLE |
| 780287108 | RGLD | ROYAL GOLD INC | $14.0M | 0.28% | 131,398 | Common | SOLE |
| 92203C303 | VUSB | VANGUARD BD INDEX FDS VANGUARD ULTRA | $13.7M | 0.27% | 278,252 | Common | SOLE |
| 688239201 | OSK | OSHKOSH CORP | $13.1M | 0.26% | 136,860 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INC | $13.0M | 0.26% | 32,730 | Common | SOLE |
| 92206C102 | VGSH | VANGUARD SHORTTERM GVT BD ETF | $12.8M | 0.25% | 222,890 | Common | SOLE |
| 531229755 | FWONK | LIBERTY MEDIA CORP DEL | $12.6M | 0.25% | 202,275 | Common | SOLE |
| 097023105 | BA | BOEING CO | $11.3M | 0.22% | 59,027 | Common | SOLE |
| 53656G555 | SPAQ | HORIZON KINETICS SPAC ACTIVE ETF | $10.9M | 0.22% | 110,356 | Common | SOLE |
| 530307305 | LBRDK | LIBERTY BROADBAND CORP | $9.9M | 0.20% | 108,368 | Common | SOLE |
| 29472R108 | ELS | EQUITY LIFESTYLE PPTYS INC | $9.7M | 0.19% | 152,057 | Common | SOLE |
| 78409V104 | SPGI | S&P GLOBAL INC | $9.6M | 0.19% | 26,141 | Common | SOLE |
| 531229789 | LM0C | LIBERTY MEDIA CORP DEL | $8.7M | 0.17% | 340,095 | Common | SOLE |
| 531229771 | FWONA | LIBERTY MEDIA CORP DEL | $8.2M | 0.16% | 144,517 | Common | SOLE |
| G7709Q104 | RPRX | ROYALTY PHARMA PLC SHS CLASS A | $7.8M | 0.15% | 287,255 | Common | SOLE |
| 594972408 | MSTR | MICROSTRATEGY INC CL A NEW | $6.5M | 0.13% | 19,773 | Common | SOLE |
| 852066208 | SII | SPROTT INC | $6.4M | 0.13% | 211,308 | Common | SOLE |
| 74935Q107 | RBA | RB GLOBAL INC | $5.9M | 0.12% | 94,929 | Common | SOLE |
| 55825T103 | MSGS | MADISON SQUARE GARDEN SPORTS CP CL A | $5.7M | 0.11% | 32,609 | Common | SOLE |
| 703481101 | PTEN | PATTERSON UTI ENERGY INC | $5.6M | 0.11% | 404,041 | Common | SOLE |
| 631103108 | NDAQ | NASDAQ INC | $5.3M | 0.11% | 109,153 | Common | SOLE |
| G17977110 | BUR | BURFORD CAP LTD | $5.3M | 0.10% | 376,073 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $5.3M | 0.10% | 44,705 | Common | SOLE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $5.2M | 0.10% | 56,626 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $5.0M | 0.10% | 147,083 | Common | SOLE |
| 78468R549 | XES | SPDR OIL & GAS EQUIP & SERV ETF | $4.5M | 0.09% | 46,467 | Common | SOLE |
| 00162Q452 | AMLP | ALPS ETF TR ALERIAN MLP | $4.3M | 0.08% | 101,700 | Common | SOLE |
| 670657105 | XNEAX | NUVEEN AMT-FREE QLTY MUN INCOME | $4.1M | 0.08% | 423,715 | Common | SOLE |
| 737630103 | PCH | POTLATCHDELTIC CORP NEW | $4.0M | 0.08% | 88,931 | Common | SOLE |
| 35671D857 | FCX | FREEPORT MCMORAN INC CL B | $3.9M | 0.08% | 105,912 | Common | SOLE |
| 570535104 | MKL | MARKEL GROUP INC | $3.9M | 0.08% | 2,644 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $3.7M | 0.07% | 24,824 | Common | SOLE |
| 531229813 | 22941EUR | LIBERTY MEDIA CORP DEL | $3.7M | 0.07% | 143,849 | Common | SOLE |
| 21867A105 | CLB | CORE LABORATORIES INC | $3.5M | 0.07% | 146,908 | Common | SOLE |
| 754907103 | RYN | RAYONIER INC | $3.5M | 0.07% | 123,043 | Common | SOLE |
| 531229722 | LLYVK* | LIBERTY MEDIA CORP DEL | $3.1M | 0.06% | 98,051 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT | $2.9M | 0.06% | 9,201 | Common | SOLE |
| 09225M101 | BSM | BLACK STONE MINERALS LP | $2.9M | 0.06% | 167,838 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $2.8M | 0.06% | 101,912 | Common | SOLE |
| 58933Y105 | MRK | MERCK & COMPANY | $2.8M | 0.06% | 27,039 | Common | SOLE |
| 532457108 | LLY | ELI LILLY AND COMPANY | $2.8M | 0.06% | 5,177 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $2.7M | 0.05% | 17,595 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $2.7M | 0.05% | 162,194 | Common | SOLE |
| 53656F623 | INFL | HORIZON KINETICS INFLATION BENEF ETF | $2.6M | 0.05% | 84,614 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER EQUITY L P | $2.5M | 0.05% | 181,308 | Common | SOLE |
| 785688102 | SBR | SABINE ROYALTY TR UNIT BEN INT | $2.5M | 0.05% | 38,543 | Common | SOLE |
| 110122108 | BMY | BRISTOL MYERS SQUIBBCO | $2.5M | 0.05% | 42,381 | Common | SOLE |
| 87265H109 | T86 | TRI POINTE HOMES INC | $2.5M | 0.05% | 89,812 | Common | SOLE |
| 235851102 | DHR | DANAHER CORP | $2.4M | 0.05% | 9,749 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP | $2.4M | 0.05% | 14,182 | Common | SOLE |
| 517834107 | LVS | LAS VEGAS SANDS CORP | $2.3M | 0.05% | 50,997 | Common | SOLE |
| Y1771G102 | CMRE | COSTAMARE INC SHS | $2.3M | 0.04% | 234,334 | Common | SOLE |
| 38963P109 | BCHG | GRAYSCALE BITCOIN CASH TRUST BCH | $2.2M | 0.04% | 1,235,500 | Common | SOLE |
| 867224107 | SU | SUNCOR ENERGY INC NEW COM ISIN | $2.1M | 0.04% | 61,830 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYSTEMS INC | $2.1M | 0.04% | 39,468 | Common | SOLE |
| 38963W104 | LTCN | GRAYSCALE LITECOIN TRUST LTC SHS | $2.1M | 0.04% | 441,570 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $2.1M | 0.04% | 22,744 | Common | SOLE |
| 047726302 | BATRK | ATLANTA BRAVES HLDGS INC | $2.1M | 0.04% | 57,421 | Common | SOLE |
| 482480100 | KLAC | KLA-TENCOR CORP | $2.0M | 0.04% | 4,355 | Common | SOLE |
| 03837C106 | APYX | APYX MED CORP | $2.0M | 0.04% | 615,000 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $1.9M | 0.04% | 6,999 | Common | SOLE |
| 55826T102 | SPHR | SPHERE ENTERTAINMENT CO | $1.9M | 0.04% | 49,820 | Common | SOLE |
| 72201J104 | PFN | PIMCO INCOME STRATEGY FUND II | $1.8M | 0.04% | 279,734 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $1.8M | 0.04% | 18,936 | Common | SOLE |
| 31620R303 | FNF | FIDELITY NATIONAL FINANCIAL FNF GROUP | $1.8M | 0.04% | 43,832 | Common | SOLE |
| 126402106 | CSW | CSW INDUSTRIALS INC | $1.8M | 0.04% | 10,200 | Common | SOLE |
| 934423104 | WBD | WARNER BROS DISCOVERY INC | $1.7M | 0.03% | 160,036 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $1.7M | 0.03% | 10,082 | Common | SOLE |
| 67066V101 | NAD | NUVEEN QUALITY MUNI INC FD | $1.7M | 0.03% | 168,972 | Common | SOLE |
| 06748F324 | — | BARCLAYS BANK PLC | $1.7M | 0.03% | 42,300 | CALL | SOLE |
| 717081103 | PFE | PFIZER INC | $1.7M | 0.03% | 50,421 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $1.7M | 0.03% | 39,432 | Common | SOLE |
| 92345Y106 | VRSK | VERISK ANALYTICS INC CL A | $1.7M | 0.03% | 7,000 | Common | SOLE |
| 558256103 | MSGE | MADISON SQUARE GARDEN ENTMT | $1.6M | 0.03% | 49,657 | Common | SOLE |
| 48238T109 | OPLN | OPENLANE INC | $1.6M | 0.03% | 109,414 | Common | SOLE |
| 46284V101 | IRM | IRON MTN INC NEW | $1.6M | 0.03% | 27,358 | Common | SOLE |
| 502431109 | LHX | L3 HARRIS TECHNOLOGIES INC | $1.6M | 0.03% | 9,124 | Common | SOLE |
| 278768106 | SATS | ECHOSTAR CORP CL A | $1.5M | 0.03% | 89,996 | Common | SOLE |
| 92189H607 | OIH | VANECK VECTORS ETF TR OIL SVCS ETF | $1.5M | 0.03% | 4,313 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS S&P 500 ETF SH | $1.4M | 0.03% | 3,692 | Common | SOLE |
| 314211103 | FHI | FEDERATED HERMES INC CL B | $1.4M | 0.03% | 41,671 | Common | SOLE |
| 33817P306 | — | FITLIFE BRANDS INC | $1.4M | 0.03% | 77,228 | Common | SOLE |
| 670100205 | NVO | NOVO-NORDISK A S ADR | $1.4M | 0.03% | 15,480 | Common | SOLE |
| 077347300 | BELFB | BEL FUSE INC CL B | $1.4M | 0.03% | 28,988 | Common | SOLE |
| 97717P104 | WT | WISDOMTREE INC | $1.4M | 0.03% | 194,047 | Common | SOLE |
| 531229748 | LLYVA* | LIBERTY MEDIA CORP DEL | $1.3M | 0.03% | 42,064 | Common | SOLE |
| 09253N104 | MHD | BLACKROCK MUNIHOLDINGS FD | $1.3M | 0.03% | 129,817 | Common | SOLE |
| 773903109 | ROK | ROCKWELL AUTOMATION INC | $1.3M | 0.03% | 4,500 | Common | SOLE |
| 500767678 | KRBN | KRANESHARES TR GLOBAL CARBON | $1.3M | 0.03% | 35,020 | Common | SOLE |
| 66987V109 | NVS | NOVARTIS AG SPONSORED ADR | $1.2M | 0.02% | 12,200 | Common | SOLE |
| 46641Q837 | JPST | JP MORGAN EXCHANGE TRADED FDULTRA SHRT INC | $1.2M | 0.02% | 24,632 | Common | SOLE |
| 74347W130 | SVXY | PROSHARES TR II SHT VIX ST TRM | $1.2M | 0.02% | 14,294 | Common | SOLE |
| 891160509 | TD | TORONTO DOMINION BK ONT NEW | $1.2M | 0.02% | 20,450 | Common | SOLE |
| 81211K100 | SDA | SEALED AIR CORP NEW | $1.2M | 0.02% | 37,435 | Common | SOLE |
| 835495102 | SON | SONOCO PRODUCTS | $1.2M | 0.02% | 22,450 | Common | SOLE |
| 59124U605 | MTA | METALLA RTY & STREAMING LTD | $1.2M | 0.02% | 398,618 | Common | SOLE |
| G16252101 | BIP | BROOKFIELD INFRASTRUCTURE PARTNERS LP | $1.2M | 0.02% | 41,468 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC CLASS C | $1.2M | 0.02% | 9,203 | Common | SOLE |
| 780915104 | RMT | ROYCE MICRO-CAP TR INC | $1.2M | 0.02% | 143,317 | Common | SOLE |
| 78462F103 | SPY | STANDARD & POORS DEPOSITARY RECEIPTS (SPD | $1.2M | 0.02% | 2,764 | Common | SOLE |
| 047726104 | BATRA | ATLANTA BRAVES HLDGS INC | $1.1M | 0.02% | 29,375 | Common | SOLE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD SHS | $1.1M | 0.02% | 66,346 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $1.1M | 0.02% | 16,410 | Common | SOLE |
| 49435R102 | KRP | KIMBELL RTY PARTNERS LP UNIT | $1.1M | 0.02% | 71,162 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $1.1M | 0.02% | 6,162 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $1.1M | 0.02% | 31,699 | Common | SOLE |
| 962166104 | WY | WEYERHAEUSER CO | $1.1M | 0.02% | 35,593 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $1.1M | 0.02% | 4,107 | Common | SOLE |
| 76118Y104 | REZI | RESIDEO TECHNOLOGIES INC | $1.1M | 0.02% | 68,010 | Common | SOLE |
| 92189F791 | GDXJ | VANECK ETF TR JR GOLD MINERS | $1.1M | 0.02% | 33,269 | Common | SOLE |
| 09253X102 | XMUIX | BLACKROCK MUNI INCOME FD | $1.1M | 0.02% | 105,461 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $1.1M | 0.02% | 2 | Common | SOLE |
| 09260D107 | BX | BLACKSTONE INC | $1.1M | 0.02% | 9,900 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $1.0M | 0.02% | 3,880 | Common | SOLE |
| 258623107 | DBL | DOUBLELINE OPPORTUNISTIC CR | $1.0M | 0.02% | 70,809 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $1.0M | 0.02% | 10,366 | Common | SOLE |
| 798241105 | SJT | SAN JUAN BASIN RTY TR UNIT BEN INT | $1.0M | 0.02% | 144,651 | Common | SOLE |
| 92826C839 | V | VISA INC | $998,013 | 0.02% | 4,339 | Common | SOLE |
| 31620M106 | FIS | FIDELITY NATL INFORMATION SVC | $997,126 | 0.02% | 18,041 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $994,237 | 0.02% | 14,240 | Common | SOLE |
| 759720105 | RCG | RENN FUND INC | $992,487 | 0.02% | 554,462 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $992,023 | 0.02% | 120,831 | Common | SOLE |
| Y8162K204 | SBLK | STAR BULK CARRIERS CORP | $979,597 | 0.02% | 50,809 | Common | SOLE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS | $952,522 | 0.02% | 81,273 | Common | SOLE |
| 046353108 | AZNN | ASTRAZENECA PLC SPONSORED ADR | $946,590 | 0.02% | 13,978 | Common | SOLE |
| 56585A102 | MPC | MARATHON PETE CORP | $941,335 | 0.02% | 6,220 | Common | SOLE |
| 74347Y789 | VIXYUSD | PROSHARES TR II | $928,000 | 0.02% | 23,200 | CALL | SOLE |
| 37733W204 | GSK | GSK PLC SPONSORED ADR | $904,002 | 0.02% | 24,938 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $889,837 | 0.02% | 12,364 | Common | SOLE |
| 278642103 | EBAY | EBAY INC | $861,539 | 0.02% | 19,540 | Common | SOLE |
| 92936U109 | WPC | W P CAREY INC | $854,464 | 0.02% | 15,800 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $849,873 | 0.02% | 23,001 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC | $844,982 | 0.02% | 6,666 | Common | SOLE |
| 09062X103 | BIIB | BIOGEN INC | $835,282 | 0.02% | 3,250 | Common | SOLE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL CLASS B | $826,000 | 0.02% | 64,031 | Common | SOLE |
| 088929104 | BGC | BGC GROUP INC | $822,825 | 0.02% | 155,838 | Common | SOLE |
| 11133T103 | BR | BROADRIDGE FINL SOLUTIONS INC | $817,184 | 0.02% | 4,564 | Common | SOLE |
| 125896100 | CMS | CMS ENERGY CORP | $816,566 | 0.02% | 15,375 | Common | SOLE |
| 655844108 | NSC | NORFOLK SOUTHN CORP | $813,715 | 0.02% | 4,132 | Common | SOLE |
| 060505104 | BAC | BANK AMER CORP | $805,696 | 0.02% | 29,426 | Common | SOLE |
| 922908652 | VXF | VANGUARD INDEX FDS EXTEND MKT ETF | $803,102 | 0.02% | 5,603 | Common | SOLE |
| 369604301 | GE | GENERAL ELECTRIC CO | $790,101 | 0.02% | 7,147 | Common | SOLE |
| 032654105 | ADI | ANALOG DEVICES INC | $778,229 | 0.02% | 4,445 | Common | SOLE |
| 464288174 | WOOD | ISHARES TR GLOBAL TIMBER & FORE | $772,329 | 0.02% | 10,434 | Common | SOLE |
| 72201H108 | PFL | PIMCO INCOME STRATEGY FUND | $760,028 | 0.02% | 99,091 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC CLASS A | $755,193 | 0.01% | 5,771 | Common | SOLE |
| 09255X100 | XFRAX | BLACKROCK FLOAT RATE OME STR | $748,252 | 0.01% | 59,291 | Common | SOLE |
| 80105N105 | SNY | SANOFI SPONSORED ADR | $697,320 | 0.01% | 13,000 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $687,424 | 0.01% | 20,850 | Common | SOLE |
| 811543107 | SEB | SEABOARD CORP DEL | $683,046 | 0.01% | 182 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TRUST GOLD SHS | $677,742 | 0.01% | 3,953 | Common | SOLE |
| 375558103 | GILD | GILEAD SCIENCES INC | $674,460 | 0.01% | 9,000 | Common | SOLE |
| G01767105 | ALKS | ALKERMES PLC | $672,240 | 0.01% | 24,000 | Common | SOLE |
| 057665200 | BCPC | BALCHEM CORP | $668,948 | 0.01% | 5,393 | Common | SOLE |
| 46428Q109 | SLV | ISHARES SILVER TRUST ISHARES | $664,365 | 0.01% | 32,663 | Common | SOLE |
| 46137V357 | RSP | INVESCO S&P 500 EQL WGT ETF | $662,580 | 0.01% | 4,676 | Common | SOLE |
| 670656107 | NRK | NUVEEN NY AMT FREE QLTY MUN INC FD | $632,167 | 0.01% | 66,896 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $629,564 | 0.01% | 765 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORP | $613,336 | 0.01% | 1,410 | Common | SOLE |
| 09257W100 | BXMT | BLACKSTONE MTG TR INC | $610,088 | 0.01% | 28,050 | Common | SOLE |
| 05759B107 | — | BAKKT HOLDINGS INC | $604,135 | 0.01% | 516,355 | Common | SOLE |
| 462222100 | IONS | IONIS PHARMACEUTICALS INC | $589,680 | 0.01% | 13,000 | Common | SOLE |
| 526057104 | LEN | LENNAR CORP CL A | $583,820 | 0.01% | 5,202 | Common | SOLE |
| 921937827 | BSV | VANGUARD BD INDEX FD INC SHORT TRM BOND | $566,857 | 0.01% | 7,541 | Common | SOLE |
| 74834L100 | DGX | QUEST DIAGNOSTICS INC | $566,649 | 0.01% | 4,650 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $556,411 | 0.01% | 5,010 | Common | SOLE |
| 19247L106 | RQI | COHEN & STEERS QUALITY RLTY | $548,838 | 0.01% | 54,233 | Common | SOLE |
| 863667101 | SYK | STRYKER CORP | $546,540 | 0.01% | 2,000 | Common | SOLE |
| G54950103 | LIN | LINDE PLC SHS | $543,631 | 0.01% | 1,460 | Common | SOLE |
| 02043Q107 | ALNY | ALNYLAM PHARMACEUTICALS INC | $531,300 | 0.01% | 3,000 | Common | SOLE |
| 09254C107 | — | BLACKROCK MUNIHLDGS QUALITY FUND II INC | $530,575 | 0.01% | 60,430 | Common | SOLE |
| 459200101 | IBM | I B M | $516,304 | 0.01% | 3,680 | Common | SOLE |
| 624580106 | MOV | MOVADO GROUP INC | $511,172 | 0.01% | 18,690 | Common | SOLE |
| H17182108 | CRSP | CRISPR THERAPEUTICS AG NAMEN AKT | $504,964 | 0.01% | 11,125 | Common | SOLE |
| 75508B104 | RYAM | RAYONIER ADVANCED MATLS INC | $500,379 | 0.01% | 141,350 | Common | SOLE |
| 806857108 | SLB | SCHLUMBERGER | $493,276 | 0.01% | 8,461 | Common | SOLE |
| 363576109 | AJG | GALLAGHER ARTHUR J & CO | $486,403 | 0.01% | 2,134 | Common | SOLE |
| 064058100 | BK | BANK OF NEW YORK MELLON CORP | $484,675 | 0.01% | 11,364 | Common | SOLE |
| 907818108 | UNP | UNION PACIFIC CORP | $480,363 | 0.01% | 2,359 | Common | SOLE |
| 74347Y771 | — | PROSHARES TR II | $480,000 | 0.01% | 12,000 | CALL | SOLE |
| 45826J105 | NTLA | INTELLIA THERAPEUTICS INC | $474,300 | 0.01% | 15,000 | Common | SOLE |
| 44891N208 | IAC | IAC INC | $445,246 | 0.01% | 8,836 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP | $429,389 | 0.01% | 9,684 | Common | SOLE |
| 767204100 | RIO | RIO TINTO PLC SPONSORED ADR ISIN | $429,252 | 0.01% | 6,745 | Common | SOLE |
| 920253101 | VMI | VALMONT INDS INC | $426,373 | 0.01% | 1,775 | Common | SOLE |
| 67074C103 | NBB | NUVEEN TAXABLE MUNICIPAL INC FUND | $415,849 | 0.01% | 28,620 | Common | SOLE |
| 46625H100 | JPM | JP MORGAN CHASE & CO ISIN | $412,292 | 0.01% | 2,843 | Common | SOLE |
| 09254E103 | MYI | BLACKROCK MUNIYIELD QLTY FD | $407,346 | 0.01% | 42,654 | Common | SOLE |
| 92189F106 | GDX | VANECK GOLD MINERS ETF | $407,016 | 0.01% | 15,125 | Common | SOLE |
| 89679M104 | TFPM | TRIPLE FLAG PRECIOUS METAL | $397,630 | 0.01% | 30,423 | Common | SOLE |
| 092508100 | BTZ | BLACKROCK CREDIT ALL INC TR | $393,337 | 0.01% | 40,634 | Common | SOLE |
| 68622V106 | OGN | ORGANON & CO | $387,857 | 0.01% | 22,342 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $386,019 | 0.01% | 1,193 | Common | SOLE |
| 25460G880 | DUSTUSD | DIREXION SHS ETF TR | $380,000 | 0.01% | 15,200 | CALL | SOLE |
| 140501107 | CSWC | CAPITAL SOUTHWEST CORP | $375,560 | 0.01% | 16,400 | Common | SOLE |
| 38963Q107 | ETCG | GRAYSCALE ETHEREUM CLASSIC TRUST | $375,063 | 0.01% | 56,914 | Common | SOLE |
| 540424108 | L | LOEWS CORP | $374,669 | 0.01% | 5,918 | Common | SOLE |
| 494368103 | KMB | KIMBERLY CLARK CORP | $374,635 | 0.01% | 3,100 | Common | SOLE |
| 055622104 | BP | BP PLC SPONS ADR | $373,996 | 0.01% | 9,659 | Common | SOLE |
| 029899101 | AWR | AMERICAN STS WTR CO | $371,448 | 0.01% | 4,721 | Common | SOLE |
| G40705108 | GDLC | GRAYSCALE DIGITAL LARGE CAP FUND | $368,870 | 0.01% | 44,229 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX TR STK MKT VIPERS | $366,832 | 0.01% | 1,727 | Common | SOLE |
| 67070X101 | NZF | NUVEEN DIV QLTY MUNI FD 3 SH BEN INT | $357,582 | 0.01% | 34,284 | Common | SOLE |
| 077347201 | BELFA | BEL FUSE INC CL A | $357,324 | 0.01% | 7,691 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS | $352,945 | 0.01% | 10,890 | Common | SOLE |
| 674599105 | OXY | OCCIDENTAL PETE CORP | $347,108 | 0.01% | 5,350 | Common | SOLE |
| 46132P108 | IIM | INVESCO INSURED MUNICIPAL INCOME TRUST | $340,101 | 0.01% | 32,702 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $339,558 | 0.01% | 2,004 | Common | SOLE |
| 31423P108 | FMN | FEDERATED HERMES PREM MUN INC FD | $337,111 | 0.01% | 35,189 | Common | SOLE |
| 372460105 | GPC | GENUINE PARTS CO | $332,074 | 0.01% | 2,300 | Common | SOLE |
| 91879Q109 | MTN | VAIL RESORTS INC | $323,294 | 0.01% | 1,457 | Common | SOLE |
| 88579Y101 | MMM | 3M CO | $317,278 | 0.01% | 3,389 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS | $311,839 | 0.01% | 2,603 | Common | SOLE |
| 48251W104 | KKR | KKR & CO INC CL A | $311,573 | 0.01% | 5,058 | Common | SOLE |
| 464285204 | IAU | ISHARES GOLD TR ISHARES NEW | $307,562 | 0.01% | 8,790 | Common | SOLE |
| 088786108 | BCYC | BICYCLE THERAPEUTICS PLC SPONSORED ADS | $301,350 | 0.01% | 15,000 | Common | SOLE |
| 09253R105 | XMVFX | BLACKROCK MUNIVEST FD INC | $281,426 | 0.01% | 46,440 | Common | SOLE |
| 09254G108 | XMQTX | BLACKROCK MUNIYIELD QUALITY | $278,762 | 0.01% | 31,008 | Common | SOLE |
| 500754106 | KHC | KRAFT HEINZ COMPANY | $276,119 | 0.01% | 8,208 | Common | SOLE |
| 19247A100 | CNS | COHEN & STEERS INC | $262,022 | 0.01% | 4,180 | Common | SOLE |
| 28106W103 | EDIT | EDITAS MEDICINE INC | $257,790 | 0.01% | 33,050 | Common | SOLE |
| 76029N106 | REPL | REPLIMUNE GROUP INC | $256,650 | 0.01% | 15,000 | Common | SOLE |
| 09257P105 | BTT | BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN | $251,360 | 0.00% | 12,950 | Common | SOLE |
| 72200T103 | — | PIMCO NY MUNICIPAL INCOME FD | $247,714 | 0.00% | 34,357 | Common | SOLE |
| 36266G107 | GEHC | GE HEALTHCARE TECHNOLOGIES INC | $246,509 | 0.00% | 3,623 | Common | SOLE |
| 27828Q105 | XEFRX | EATON VANCE SR FLTNG RTE TR | $242,212 | 0.00% | 20,001 | Common | SOLE |
| 07373V105 | BEAM | BEAM THERAPEUTICS INC | $240,500 | 0.00% | 10,000 | Common | SOLE |
| 64124P101 | NBH | NEUBERGER BERMAN MUNI FD INC | $239,009 | 0.00% | 25,951 | Common | SOLE |
| 25746U109 | D | DOMINION ENERGY INC | $238,984 | 0.00% | 5,350 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO DISNEY | $238,692 | 0.00% | 2,945 | Common | SOLE |
| 85207H104 | PHYS | SPROTT PHYSICAL GOLD TRUST UNIT | $238,013 | 0.00% | 16,621 | Common | SOLE |
| 25460G807 | JDSTUSD | DIREXION SHS ETF TR | $237,000 | 0.00% | 15,800 | CALL | SOLE |
| 03027X100 | AMT | AMERICAN TOWER REIT | $234,341 | 0.00% | 1,425 | Common | SOLE |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $230,972 | 0.00% | 1,865 | Common | SOLE |
| 530307107 | LBRDA | LIBERTY BROADBAND CORP | $230,820 | 0.00% | 2,539 | Common | SOLE |
| 001055102 | AFL | AFLAC INC | $230,250 | 0.00% | 3,000 | Common | SOLE |
| 258278100 | DORM | DORMAN PRODUCTS INC | $227,280 | 0.00% | 3,000 | Common | SOLE |
| 05605H100 | BWXT | BWX TECHNOLOGIES INC | $222,016 | 0.00% | 2,961 | Common | SOLE |
| 69323T101 | PCM | PCM FUND INC | $218,335 | 0.00% | 24,532 | Common | SOLE |
| 294628102 | HP5A | EQUITY COMMONWEALTH | $216,766 | 0.00% | 11,800 | Common | SOLE |
| 16411Q101 | CQP | CHENIERE ENERGY PARTNERS LP | $216,760 | 0.00% | 4,000 | Common | SOLE |
| 95766R104 | WIW | WSTRN ASSET INFLATION LINKED OPPORT INC FD | $216,745 | 0.00% | 26,336 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $211,766 | 0.00% | 2,978 | Common | SOLE |
| 26884L109 | EQT | EQT CORP | $211,259 | 0.00% | 5,206 | Common | SOLE |
| 370334104 | GIS | GENERAL MLS INC | $211,150 | 0.00% | 3,300 | Common | SOLE |
| 15189T107 | CNP | CENTERPOINT ENERGY INC | $210,316 | 0.00% | 7,833 | Common | SOLE |
| 459506101 | IFF | INTL FLAVORS & FRAGRANCES | $207,918 | 0.00% | 3,050 | Common | SOLE |
| 25278X109 | FANG | DIAMONDBACK ENERGY INC | $201,654 | 0.00% | 1,302 | Common | SOLE |
| 67066X107 | NAN | NUVEEN NY QLTY INCOME FD | $201,503 | 0.00% | 20,838 | Common | SOLE |
| 112830104 | RA | BROOKFIELD REAL ASSETS INCOME FUND | $197,936 | 0.00% | 16,158 | Common | SOLE |
| 59318D104 | CXE | MFS HIGH INCOME MUN TR SH BEN INT | $191,247 | 0.00% | 61,297 | Common | SOLE |
| 46133G107 | IQI | INVESCO QUALITY MUNI INC | $187,953 | 0.00% | 22,402 | Common | SOLE |
| 67061T101 | NIM | NUVEEN SELECT MAT MUN FD SH BEN INT | $182,105 | 0.00% | 21,500 | Common | SOLE |
| 502160104 | LXU | LSB INDS INC | $180,048 | 0.00% | 17,600 | Common | SOLE |
| 67071L106 | NVG | NUVEEN DIVID AMT FREE MUNI CRED INC FD | $162,218 | 0.00% | 15,734 | Common | SOLE |
| 05964H105 | SAN | BANCO SANTANDER CENT HISPANO ADR | $159,462 | 0.00% | 42,410 | Common | SOLE |
| 27827X101 | EIM | EATON VANCE MUN BD FD | $158,520 | 0.00% | 17,692 | Common | SOLE |
| 091941104 | BGT | BLACKROCK FLOATING RATE INCOME | $152,897 | 0.00% | 12,678 | Common | SOLE |
| 678026105 | OIS | OIL STATE INTERNATIONAL INC | $150,919 | 0.00% | 18,031 | Common | SOLE |
| 64124K102 | XNBOX | NEUBERGER BERMAN NY MUN FD INC | $142,192 | 0.00% | 16,232 | Common | SOLE |
| G9001E128 | LILAK | LIBERTY LATIN AMERICA LTD | $137,145 | 0.00% | 16,807 | Common | SOLE |
| 27826S103 | EVF | EATON VANCE SR INCOME TR SH BEN INT | $128,207 | 0.00% | 21,730 | Common | SOLE |
| 015658107 | ASTL | ALGOMA STL GROUP INC | $127,174 | 0.00% | 18,702 | Common | SOLE |
| 405552100 | HLN | HALEON PLC SPON ADS | $122,226 | 0.00% | 14,673 | Common | SOLE |
| 88162F105 | TTI | TETRA TECHNOLOGIES INC DEL | $121,475 | 0.00% | 19,040 | Common | SOLE |
| 921659108 | VNDA | VANDA PHARMACEUTICALS INC | $116,640 | 0.00% | 27,000 | Common | SOLE |
| 72200W106 | PML | PIMCO MUN INCOME FD II | $115,734 | 0.00% | 15,050 | Common | SOLE |
| 09609G100 | — | BLUEBIRD BIO INC | $115,520 | 0.00% | 38,000 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LTD DUR INCOME F | $112,602 | 0.00% | 12,456 | Common | SOLE |
| 811054402 | SSP | SCRIPPS E W CO OHIO CL A | $109,600 | 0.00% | 20,000 | Common | SOLE |
| 363225202 | GALT | GALECTIN THERAPEUTICS INC | $107,520 | 0.00% | 56,000 | Common | SOLE |
| 486606106 | KYN | KAYNE ANDERSON ENERGY INFRSTR | $105,666 | 0.00% | 12,564 | Common | SOLE |
| 67072C105 | — | NUVEEN PREFERRED & INCOME SECURITIES FD | $102,428 | 0.00% | 16,601 | Common | SOLE |
| 51654W101 | LTRN | LANTERN PHARMA INC | $102,300 | 0.00% | 30,000 | Common | SOLE |
| 69404D108 | PACB | PACIFIC BIOSCIENCES CALIF INCOM | $100,200 | 0.00% | 12,000 | Common | SOLE |
| 670682103 | NMZ | NUVEEN MUN HIGH INC OPP FD | $96,224 | 0.00% | 10,369 | Common | SOLE |
| 670928100 | NUV | NUVEEN MUN VALUE FD INC | $95,403 | 0.00% | 11,550 | Common | SOLE |
| 46131T101 | VTN | INVESCO TR INVT GRADE NEW YO | $94,872 | 0.00% | 10,414 | Common | SOLE |
| 389638107 | ETHE | GRAYSCALE ETHEREUM TR ETH SHS | $71,945 | 0.00% | 6,505 | Common | SOLE |
| 901384107 | TSVT* | 2SEVENTY BIO INC COMMON STOCK | $70,560 | 0.00% | 18,000 | Common | SOLE |
| 29269R105 | EFXT | ENERFLEX LTD | $66,783 | 0.00% | 11,655 | Common | SOLE |
| 019770106 | ALLO | ALLOGENE THERAPEUTICS INC | $63,400 | 0.00% | 20,000 | Common | SOLE |
| 46131H107 | VVR | INVESCO VAN KAMPEN SENIOR INCOME TRUST | $39,200 | 0.00% | 10,000 | Common | SOLE |
| 38964G108 | ZCSH | GRAYSCALE ZCASH TR ZEC | $27,266 | 0.00% | 15,492 | Common | SOLE |
| 75082Q105 | — | RAIN ONCOLOGY INC | $21,545 | 0.00% | 25,000 | Common | SOLE |
| 79400X305 | FLKSEUR | SALARIUS PHARMACEUTICALS INC | $21,316 | 0.00% | 32,400 | Common | SOLE |
| 09173B107 | 1B2 | BITFARMS LTD | $19,581 | 0.00% | 18,300 | Common | SOLE |
| 67022C106 | — | NUCANA PLC SPONSORED ADR | $11,875 | 0.00% | 19,467 | Common | SOLE |
| 393657101 | GBX | GREENBRIER COS INC | $10,000 | 0.00% | 10,000 | Common | SOLE |
| 98973P101 | — | ALAUNOS THERAPEUTICS INC | $4,481 | 0.00% | 34,000 | Common | SOLE |
| 38964P108 | MANA | GRAYSCALE DECENTRALAND TRUST | $3,441 | 0.00% | 691 | Common | SOLE |
| 38963U108 | GBAT | GRAYSCALE BASIC ATTENTION TOKEN TR | $3,134 | 0.00% | 2,089 | Common | SOLE |
| 28252C117 | POLWQ | POLISH COM INC WTS EXPIRE 6/2/26 | $113 | 0.00% | 37,752 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.