Q3 2023 · 13F-HR
RAFFLES ASSOCIATES LPholdings as filed
Filed 2023-11-15 · accession 0001062993-23-020846
$75.5M
Reported value
46
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 843380106 | SMBC | SOUTHERN MO BANCORP INC | $9.0M | 11.9% | 232,292 | Common | SOLE |
| 733174700 | BPOP | POPULAR INC | $5.6M | 7.48% | 89,609 | Common | SOLE |
| 27627N105 | EBC | EASTERN BANKSHARES INC | $5.6M | 7.45% | 448,330 | Common | SOLE |
| 36165A102 | JOB | GEE GROUP INC | $5.5M | 7.29% | 9,303,017 | Common | SOLE |
| 743868101 | PROV | PROVIDENT FINL HLDGS INC | $5.1M | 6.79% | 391,349 | Common | SOLE |
| 67103X102 | OFG | OFG BANCORP | $4.7M | 6.29% | 159,067 | Common | SOLE |
| 00832E103 | AFBI | AFFINITY BANCSHARES INC | $3.7M | 4.93% | 251,560 | Common | SOLE |
| 25459W540 | — | DIREXION SHS ETF TR | $3.4M | 4.47% | 700,000 | Common | SOLE |
| 318672706 | FBP | FIRST BANCORP P R | $3.3M | 4.33% | 242,874 | Common | SOLE |
| 74347Y797 | SCO | PROSHARES TR II | $2.4M | 3.23% | 145,000 | Common | SOLE |
| 68827L101 | OREUR | OSISKO GOLD ROYALTIES LTD | $2.1M | 2.80% | 180,022 | Common | SOLE |
| 92663R105 | VMD | VIEMED HEALTHCARE INC | $2.1M | 2.79% | 313,378 | Common | SOLE |
| 578473100 | MAYS | MAYS J W INC | $2.1M | 2.74% | 44,439 | Common | SOLE |
| 53566P109 | LCTX | LINEAGE CELL THERAPEUTICS IN | $1.9M | 2.48% | 1,587,739 | Common | SOLE |
| 29271Q103 | ESOA | ENERGY SVCS ACQUISITION CORP | $1.6M | 2.16% | 402,725 | Common | SOLE |
| 68235B208 | HH20 | 180 DEGREE CAP CORP | $1.4M | 1.92% | 341,375 | Common | SOLE |
| 65340P106 | NXE | NEXGEN ENERGY LTD | $1.3M | 1.78% | 225,000 | Common | SOLE |
| 664121100 | NECB | NORTHEAST CMNTY BANCORP INC | $1.0M | 1.33% | 68,000 | Common | SOLE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL | $903,000 | 1.20% | 70,000 | Common | SOLE |
| 80013R206 | AYS1 | SANDSTORM GOLD LTD | $866,760 | 1.15% | 186,000 | Common | SOLE |
| 6293JP109 | NSTS | NSTS BANCORP INC | $849,008 | 1.12% | 93,813 | Common | SOLE |
| 96927A105 | — | WILLIAM PENN BANCORPORATION | $848,640 | 1.12% | 68,000 | Common | SOLE |
| 91829F104 | VOXXGUSD | VOXX INTL CORP | $798,439 | 1.06% | 100,055 | Common | SOLE |
| 928031103 | VABK | VIRGINIA NATL BANKSHARES COR | $784,365 | 1.04% | 25,844 | Common | SOLE |
| 630402105 | NSSC | NAPCO SEC TECHNOLOGIES INC | $743,684 | 0.99% | 33,424 | Common | SOLE |
| 73754Y100 | PTB | POTBELLY CORP | $725,088 | 0.96% | 92,960 | Common | SOLE |
| 76665T102 | REPX | RILEY EXPLORATION PERMIAN IN | $655,065 | 0.87% | 20,606 | Common | SOLE |
| 31812F109 | FNWD | FINWARD BANCORP | $606,846 | 0.80% | 27,422 | Common | SOLE |
| 39818P799 | PKST | PEAKSTONE REALTY TRUST | $565,544 | 0.75% | 33,987 | Common | SOLE |
| 92859G202 | — | VIZSLA SILVER CORP | $539,103 | 0.71% | 520,319 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPITALIZATION | $538,106 | 0.71% | 75,683 | Common | SOLE |
| 402635502 | GPOR | GULFPORT ENERGY CORP | $474,640 | 0.63% | 4,000 | Common | SOLE |
| 531229813 | 22941EUR | LIBERTY MEDIA CORP DEL | $454,995 | 0.60% | 17,878 | Common | SOLE |
| 26828M106 | ECBK | ECB BANCORP INC | $389,544 | 0.52% | 35,486 | Common | SOLE |
| 958892101 | WNEB | WESTERN NEW ENG BANCORP INC | $388,900 | 0.52% | 59,923 | Common | SOLE |
| 33631F104 | FSEA | FIRST SEACOAST BANCORP INC | $345,354 | 0.46% | 46,796 | Common | SOLE |
| 066849100 | BHB | BAR HBR BANKSHARES | $335,121 | 0.44% | 14,182 | Common | SOLE |
| 20564W105 | — | COMSCORE INC | $285,187 | 0.38% | 464,550 | Common | SOLE |
| 502160104 | LXU | LSB INDS INC | $255,750 | 0.34% | 25,000 | Common | SOLE |
| 496902404 | KGC | KINROSS GOLD CORP | $228,000 | 0.30% | 50,000 | Common | SOLE |
| 37954Y335 | — | GLOBAL X FDS | $188,455 | 0.25% | 14,170 | Common | SOLE |
| 500767595 | — | KRANESHARES TR | $173,913 | 0.23% | 10,500 | Common | SOLE |
| 909911109 | UBCP | UNITED BANCORP INC OHIO | $173,250 | 0.23% | 15,000 | Common | SOLE |
| 74319N100 | ACDC | PROFRAC HLDG CORP | $163,200 | 0.22% | 15,000 | Common | SOLE |
| 14888L101 | CLST | CATALYST BANCORP INC | $127,293 | 0.17% | 10,555 | Common | SOLE |
| 05343P109 | AWX | AVALON HLDGS CORP | $44,508 | 0.06% | 22,941 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.