Q4 2023 · 13F-HR
RAFFLES ASSOCIATES LPholdings as filed
Filed 2024-02-14 · accession 0001062993-24-003142
$79.1M
Reported value
47
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 843380106 | SMBC | SOUTHERN MO BANCORP INC | $12.4M | 15.7% | 232,292 | Common | SOLE |
| 27627N105 | EBC | EASTERN BANKSHARES INC | $7.1M | 8.94% | 497,990 | Common | SOLE |
| 743868101 | PROV | PROVIDENT FINL HLDGS INC | $4.9M | 6.24% | 391,349 | Common | SOLE |
| 67103X102 | OFG | OFG BANCORP | $4.8M | 6.12% | 129,067 | Common | SOLE |
| 36165A102 | JOB | GEE GROUP INC | $4.7M | 5.88% | 9,303,765 | Common | SOLE |
| 733174700 | BPOP | POPULAR INC | $4.5M | 5.67% | 54,609 | Common | SOLE |
| 00832E103 | AFBI | AFFINITY BANCSHARES INC | $4.0M | 5.08% | 251,560 | Common | SOLE |
| 318672706 | FBP | FIRST BANCORP P R | $4.0M | 5.05% | 242,874 | Common | SOLE |
| 92663R105 | VMD | VIEMED HEALTHCARE INC | $2.7M | 3.45% | 347,691 | Common | SOLE |
| 53566P109 | LCTX | LINEAGE CELL THERAPEUTICS IN | $2.3M | 2.94% | 2,131,621 | Common | SOLE |
| 578473100 | MAYS | MAYS J W INC | $1.9M | 2.36% | 44,439 | Common | SOLE |
| 65340P106 | NXE | NEXGEN ENERGY LTD | $1.7M | 2.17% | 245,000 | Common | SOLE |
| 68827L101 | OREUR | OSISKO GOLD ROYALTIES LTD | $1.6M | 1.99% | 110,000 | Common | SOLE |
| 29271Q103 | ESOA | ENERGY SVCS ACQUISITION CORP | $1.6M | 1.96% | 259,838 | Common | SOLE |
| 68235B208 | HH20 | 180 DEGREE CAP CORP | $1.2M | 1.54% | 297,865 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPITALIZATION | $1.2M | 1.48% | 154,495 | Common | SOLE |
| 664121100 | NECB | NORTHEAST CMNTY BANCORP INC | $1.2M | 1.46% | 65,000 | Common | SOLE |
| 630402105 | NSSC | NAPCO SEC TECHNOLOGIES INC | $1.1M | 1.45% | 33,424 | Common | SOLE |
| 75282U104 | RNGR | RANGER ENERGY SVCS INC | $1.1M | 1.36% | 105,000 | Common | SOLE |
| 74347Y771 | — | PROSHARES TR II | $1.1M | 1.33% | 125,000 | Common | SOLE |
| 73754Y100 | PTB | POTBELLY CORP | $935,310 | 1.18% | 89,761 | Common | SOLE |
| 674599105 | OXY | OCCIDENTAL PETE CORP | $895,650 | 1.13% | 15,000 | Common | SOLE |
| 6293JP109 | NSTS | NSTS BANCORP INC | $892,162 | 1.13% | 93,813 | Common | SOLE |
| 928031103 | VABK | VIRGINIA NATL BANKSHARES COR | $888,517 | 1.12% | 25,844 | Common | SOLE |
| 80013R206 | AYS1 | SANDSTORM GOLD LTD | $880,250 | 1.11% | 175,000 | Common | SOLE |
| 28852N109 | EFC | ELLINGTON FINANCIAL INC | $868,347 | 1.10% | 68,320 | Common | SOLE |
| 92859G202 | — | VIZSLA SILVER CORP | $819,505 | 1.04% | 655,604 | Common | SOLE |
| 46578C108 | IE | IVANHOE ELECTRIC INC | $756,000 | 0.96% | 75,000 | Common | SOLE |
| 68828E809 | ODV | OSISKO DEVELOPMENT CORP | $706,950 | 0.89% | 242,938 | Common | SOLE |
| 31812F109 | FNWD | FINWARD BANCORP | $689,582 | 0.87% | 27,321 | Common | SOLE |
| 39818P799 | PKST | PEAKSTONE REALTY TRUST | $677,361 | 0.86% | 33,987 | Common | SOLE |
| 26828M106 | ECBK | ECB BANCORP INC | $634,104 | 0.80% | 50,486 | Common | SOLE |
| 88822Q103 | TIPT | TIPTREE INC | $569,938 | 0.72% | 30,060 | Common | SOLE |
| 55903Q104 | MQ8 | MAG SILVER CORP | $520,500 | 0.66% | 50,000 | Common | SOLE |
| 531229813 | 22941EUR | LIBERTY MEDIA CORP DEL | $513,814 | 0.65% | 17,878 | Common | SOLE |
| 20564W204 | SCOR | COMSCORE INC | $437,223 | 0.55% | 26,181 | Common | SOLE |
| 91829F104 | VOXXGUSD | VOXX INTL CORP | $425,459 | 0.54% | 39,837 | Common | SOLE |
| 502160104 | LXU | LSB INDS INC | $422,674 | 0.53% | 45,400 | Common | SOLE |
| 76665T102 | REPX | RILEY EXPLORATION PERMIAN IN | $370,627 | 0.47% | 13,606 | Common | SOLE |
| 33631F104 | FSEA | FIRST SEACOAST BANCORP INC | $244,511 | 0.31% | 31,796 | Common | SOLE |
| 500767595 | — | KRANESHARES TR | $210,350 | 0.27% | 14,500 | Common | SOLE |
| 909911109 | UBCP | UNITED BANCORP INC OHIO | $192,600 | 0.24% | 15,000 | Common | SOLE |
| 38983D300 | — | GREAT AJAX CORP | $161,926 | 0.20% | 30,552 | Common | SOLE |
| 74319N100 | ACDC | PROFRAC HLDG CORP | $127,200 | 0.16% | 15,000 | Common | SOLE |
| 14888L101 | CLST | CATALYST BANCORP INC | $114,416 | 0.14% | 10,555 | Common | SOLE |
| 958892101 | WNEB | WESTERN NEW ENG BANCORP INC | $109,521 | 0.14% | 12,169 | Common | SOLE |
| 05343P109 | AWX | AVALON HLDGS CORP | $54,829 | 0.07% | 22,941 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.