Q3 2023 · 13F-HR
DLD Asset Management, LPholdings as filed
Filed 2023-11-13 · accession 0001085146-23-004279
$930.2M
Reported value
97
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 893830BW8 | — | TRANSOCEAN INC | $65.7M | 7.06% | 25,185,000 | Common | SOLE |
| 780153BQ4 | RCL 6 08/15/25 | ROYAL CARIBBEAN GROUP | $65.2M | 7.01% | 32,965,000 | Common | SOLE |
| 094235AB4 | — | BLOOMIN BRANDS INC | $61.4M | 6.60% | 27,617,000 | Common | SOLE |
| 697435AF2 | PANW 0.375 06/01/25 | PALO ALTO NETWORKS INC | $57.2M | 6.15% | 24,250,000 | Common | SOLE |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $55.2M | 5.93% | 18,900,000 | Common | SOLE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $53.5M | 5.75% | 580,000 | PUT | SOLE |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $41.3M | 4.44% | 3,166,000 | PUT | SOLE |
| 53814LAB4 | LTHM 4.125 07/15/25 | LIVENT CORP | $29.0M | 3.12% | 13,310,000 | Common | SOLE |
| H8817H100 | RIG | TRANSOCEAN LTD | $26.7M | 2.88% | 3,260,100 | PUT | SOLE |
| 94419L101 | W | WAYFAIR INC | $24.2M | 2.61% | 400,000 | PUT | SOLE |
| 17243VAB8 | CNK 4.5 08/15/25 | CINEMARK HLDGS INC | $22.9M | 2.47% | 15,655,000 | Common | SOLE |
| 36166WAB9 | — | GEO CORRECTIONS HOLDINGS INC | $22.3M | 2.40% | 18,500,000 | Common | SOLE |
| 92214XAB2 | — | VAREX IMAGING CORP | $21.1M | 2.27% | 18,500,000 | Common | SOLE |
| 670704AJ4 | GMED 0.375 03/15/25 | NUVASIVE INC | $19.6M | 2.11% | 21,045,000 | Common | SOLE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $19.4M | 2.08% | 18,628,000 | Common | SOLE |
| 501812AB7 | LCII 1.125 05/15/26 | LCI INDS | $18.4M | 1.98% | 19,625,000 | Common | SOLE |
| 803607AB6 | — | SAREPTA THERAPEUTICS INC | $18.4M | 1.98% | 10,370,000 | Common | SOLE |
| 85571BBA2 | STWD 6.75 07/15/27 | STARWOOD PPTY TR INC | $18.3M | 1.97% | 17,750,000 | Common | SOLE |
| 01988PAF5 | — | VERADIGM INC | $16.7M | 1.79% | 14,638,000 | Common | SOLE |
| 457985AM1 | IART 0.5 08/15/25 | INTEGRA LIFESCIENCES HLDGS C | $14.9M | 1.60% | 16,461,000 | Common | SOLE |
| 737446AT1 | POST 2.5 08/15/27 | POST HLDGS INC | $14.3M | 1.54% | 14,312,000 | Common | SOLE |
| 70202LAB8 | PSN 0.25 08/15/25 | PARSONS CORP DEL | $14.0M | 1.51% | 11,000,000 | Common | SOLE |
| 594972AC5 | MSTR 0.75 12/15/25 | MICROSTRATEGY INC | $13.0M | 1.40% | 12,000,000 | Common | SOLE |
| 844741108 | LUV | SOUTHWEST AIRLS CO | $12.9M | 1.38% | 475,000 | PUT | SOLE |
| 703343AG8 | PATK 1.75 12/01/28 | PATRICK INDS INC | $12.7M | 1.37% | 13,326,000 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $12.6M | 1.36% | 130,000 | PUT | SOLE |
| 62886HAX9 | NCLH 5.375 08/01/25 | NCL CORP LTD | $11.9M | 1.28% | 10,200,000 | Common | SOLE |
| 48123VAE2 | ZD 1.75 11/01/26 | ZIFF DAVIS INC | $11.1M | 1.19% | 11,970,000 | Common | SOLE |
| 63845RAB3 | EYE 2.5 05/15/25 | NATIONAL VISION HLDGS INC | $10.7M | 1.15% | 11,100,000 | Common | SOLE |
| 57164YAD9 | VAC 0 01/15/26 | MARRIOTT VACATIONS WORLDWIDE | $10.7M | 1.14% | 12,000,000 | Common | SOLE |
| Y9390M103 | VFS | VINFAST AUTO LTD | $9.3M | 1.00% | 741,200 | PUT | SOLE |
| 46333XAF5 | — | IRONWOOD PHARMACEUTICALS INC | $7.5M | 0.80% | 7,500,000 | Common | SOLE |
| 632307AB0 | NTRA 2.25 05/01/27 | NATERA INC | $7.2M | 0.78% | 5,425,000 | Common | SOLE |
| 292554102 | ECPG | ENCORE CAP GROUP INC | $6.6M | 0.71% | 138,500 | PUT | SOLE |
| 30212PBE4 | EXPE 0 02/15/26 | EXPEDIA GROUP INC | $6.4M | 0.69% | 7,350,000 | Common | SOLE |
| 55024UAB5 | — | LUMENTUM HLDGS INC | $5.5M | 0.59% | 5,500,000 | Common | SOLE |
| 22677T102 | — | CRIXUS BH3 ACQUISITION CO | $5.3M | 0.57% | 500,000 | Common | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $5.1M | 0.55% | 157,500 | PUT | SOLE |
| 848637AD6 | SPLK 1.125 09/15/25 | SPLUNK INC | $4.9M | 0.52% | 4,500,000 | Common | SOLE |
| 632307104 | NTRA | NATERA INC | $4.5M | 0.49% | 102,500 | PUT | SOLE |
| 472145AD3 | JAZZ 1.5 08/15/24 | JAZZ INVESTMENTS I LTD | $4.4M | 0.47% | 4,500,000 | Common | SOLE |
| 902252105 | TYL | TYLER TECHNOLOGIES INC | $4.3M | 0.47% | 11,230 | Common | SOLE |
| 401617105 | GU9 | GUESS INC | $4.3M | 0.47% | 200,000 | PUT | SOLE |
| 844741108 | LUV | SOUTHWEST AIRLS CO | $4.3M | 0.46% | 157,871 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $4.2M | 0.45% | 53,900 | Common | SOLE |
| 82706C108 | SIMO | SILICON MOTION TECHNOLOGY CO | $4.0M | 0.43% | 77,500 | CALL | SOLE |
| 29404KAE6 | ENV 0.75 08/15/25 | ENVESTNET INC | $3.9M | 0.42% | 4,174,000 | Common | SOLE |
| 032797300 | AVXL | ANAVEX LIFE SCIENCES CORP | $3.3M | 0.36% | 509,600 | PUT | SOLE |
| 44109J106 | — | HOSTESS BRANDS INC | $3.3M | 0.35% | 98,500 | CALL | SOLE |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC | $3.2M | 0.34% | 131,100 | Common | SOLE |
| 41068X100 | HASI | HANNON ARMSTRONG SUST INFR C | $2.4M | 0.26% | 115,000 | PUT | SOLE |
| 457985208 | IART | INTEGRA LIFESCIENCES HLDGS C | $2.3M | 0.25% | 60,000 | PUT | SOLE |
| 278715206 | — | EBIX INC | $2.0M | 0.22% | 203,300 | PUT | SOLE |
| 462726100 | I8R | IROBOT CORP | $1.7M | 0.19% | 46,000 | PUT | SOLE |
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $1.6M | 0.17% | 17,000 | Common | SOLE |
| 629567108 | — | NABORS ENERGY TRANSITION COR | $1.3M | 0.14% | 125,000 | Common | SOLE |
| 35088F107 | FORL | FOUR LEAF ACQUISITION CORP | $1.2M | 0.13% | 116,000 | Common | SOLE |
| 12530D105 | — | C5 ACQUISITION CORPORATION | $1.2M | 0.13% | 110,000 | Common | SOLE |
| 65341B106 | XIFR | NEXTERA ENERGY PARTNERS LP | $1.2M | 0.13% | 40,000 | PUT | SOLE |
| 28201D109 | — | EF HUTTON ACQUISITION CORP I | $1.2M | 0.13% | 110,000 | Common | SOLE |
| 00438Y107 | — | ACCRETION ACQUISITION CORP | $1.2M | 0.12% | 110,000 | Common | SOLE |
| 24790A101 | — | DENBURY INC | $1.1M | 0.12% | 11,340 | Common | SOLE |
| 91879Q109 | MTN | VAIL RESORTS INC | $1.1M | 0.11% | 4,810 | Common | SOLE |
| 34619V103 | — | FOREST ROAD ACQUISITION COR | $1.0M | 0.11% | 101,000 | Common | SOLE |
| 01988P108 | MDRX | VERADIGM INC | $985,125 | 0.11% | 75,000 | PUT | SOLE |
| 880198106 | — | TEMPLETON GLOBAL INCOME FD | $965,000 | 0.10% | 250,000 | Common | SOLE |
| 64829B100 | — | NEW RELIC INC | $941,820 | 0.10% | 11,000 | Common | SOLE |
| 29404K106 | ENVUSD | ENVESTNET INC | $845,568 | 0.09% | 19,200 | PUT | SOLE |
| 67190B104 | OAKU | OAK WOODS ACQUISITION CORP | $814,710 | 0.09% | 78,000 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $780,550 | 0.08% | 10,000 | CALL | SOLE |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $758,064 | 0.08% | 88,147 | Common | SOLE |
| 000380204 | — | ABCAM PLC | $746,790 | 0.08% | 33,000 | Common | SOLE |
| 079174108 | — | BELLEVUE LIFE SCNCS AQSTN CO | $732,378 | 0.08% | 70,421 | Common | SOLE |
| 16150R104 | CJCD | CHASE CORP | $636,150 | 0.07% | 5,000 | Common | SOLE |
| 278715206 | — | EBIX INC | $539,175 | 0.06% | 54,600 | CALL | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $535,920 | 0.06% | 16,500 | Common | SOLE |
| G52443119 | KVAC | KEEN VISION ACQUISITION CORP | $513,500 | 0.06% | 50,000 | Common | SOLE |
| 17273K109 | — | CIRCOR INTL INC | $421,804 | 0.05% | 7,566 | Common | SOLE |
| 395259104 | — | GREENHILL & CO INC | $335,960 | 0.04% | 22,700 | Common | SOLE |
| 05367P100 | — | AVID TECHNOLOGY INC | $295,570 | 0.03% | 11,000 | Common | SOLE |
| 29970N112 | EVEX/WS | EVE HLDG INC | $291,174 | 0.03% | 309,760 | CALL | SOLE |
| 809087109 | — | SCIPLAY CORPORATION | $256,868 | 0.03% | 11,281 | Common | SOLE |
| 278715206 | — | EBIX INC | $247,000 | 0.03% | 25,000 | Common | SOLE |
| 000380204 | — | ABCAM PLC | $237,615 | 0.03% | 10,500 | CALL | SOLE |
| M8737E108 | — | TARO PHARMACEUTICAL INDS LTD | $215,249 | 0.02% | 5,708 | Common | SOLE |
| 02008G110 | ALURW | ALLURION TECHNOLOGIES INC | $195,590 | 0.02% | 214,934 | CALL | SOLE |
| 53838J113 | LVWR/WS | LIVEWIRE GROUP INC | $131,623 | 0.01% | 375,958 | CALL | SOLE |
| 041356205 | AIEUR | ARLINGTON ASSET INVST CORP | $121,980 | 0.01% | 28,500 | Common | SOLE |
| 03214Q116 | AMPX/WS | AMPRIUS TECHNOLOGIES INC | $79,990 | 0.01% | 266,634 | CALL | SOLE |
| 37247D106 | GNW | GENWORTH FINL INC | $58,600 | 0.01% | 10,000 | Common | SOLE |
| 22677T110 | — | CRIXUS BH3 ACQUISITION CO | $49,599 | 0.01% | 990,000 | CALL | SOLE |
| 89680M119 | TLSIW | TRISALUS LIFE SCIENCES INC | $24,239 | 0.00% | 63,786 | CALL | SOLE |
| 67190B120 | OAKUR | OAK WOODS ACQUISITION CORP | $19,500 | 0.00% | 78,000 | Common | SOLE |
| 573134111 | — | MARTI TECHNOLOGIES INC | $11,199 | 0.00% | 618,750 | CALL | SOLE |
| 35088F115 | FORLW | FOUR LEAF ACQUISITION CORP | $4,972 | 0.00% | 65,000 | CALL | SOLE |
| 67190B112 | — | OAK WOODS ACQUISITION CORP | $4,204 | 0.00% | 78,000 | CALL | SOLE |
| 74113T113 | PRSTW | PRESTO AUTOMATION INC | $3,034 | 0.00% | 60,800 | CALL | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.