Q4 2023 · 13F-HR
DLD Asset Management, LPholdings as filed
Filed 2024-02-12 · accession 0001085146-24-001126
$826.7M
Reported value
83
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 094235AB4 | — | BLOOMIN BRANDS INC | $108.5M | 13.1% | 42,633,000 | Common | SOLE |
| 780153BQ4 | RCL 6 08/15/25 | ROYAL CARIBBEAN GROUP | $64.5M | 7.80% | 24,165,000 | Common | SOLE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $52.7M | 6.37% | 406,900 | PUT | SOLE |
| 53814LAB4 | LTHM 4.125 07/15/25 | LIVENT CORP | $45.7M | 5.53% | 21,678,000 | Common | SOLE |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $35.4M | 4.28% | 15,200,000 | Common | SOLE |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $32.7M | 3.96% | 2,408,900 | PUT | SOLE |
| 893830BW8 | — | TRANSOCEAN INC | $32.1M | 3.89% | 15,413,000 | Common | SOLE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $29.2M | 3.53% | 27,628,000 | Common | SOLE |
| 36166WAB9 | — | GEO CORRECTIONS HOLDINGS INC | $25.8M | 3.12% | 18,400,000 | Common | SOLE |
| 94419L101 | W | WAYFAIR INC | $23.7M | 2.87% | 384,600 | PUT | SOLE |
| 01988PAF5 | — | VERADIGM INC | $23.2M | 2.80% | 23,054,000 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $20.8M | 2.52% | 83,900 | PUT | SOLE |
| 803607AB6 | — | SAREPTA THERAPEUTICS INC | $20.8M | 2.51% | 14,665,000 | Common | SOLE |
| 85571BBA2 | STWD 6.75 07/15/27 | STARWOOD PPTY TR INC | $19.8M | 2.39% | 18,100,000 | Common | SOLE |
| 92214XAB2 | — | VAREX IMAGING CORP | $18.7M | 2.26% | 15,900,000 | Common | SOLE |
| 17243VAB8 | CNK 4.5 08/15/25 | CINEMARK HLDGS INC | $17.4M | 2.11% | 14,355,000 | Common | SOLE |
| 703343AG8 | PATK 1.75 12/01/28 | PATRICK INDS INC | $15.2M | 1.84% | 13,326,000 | Common | SOLE |
| H8817H100 | RIG | TRANSOCEAN LTD | $14.9M | 1.80% | 2,345,100 | PUT | SOLE |
| 665531AJ8 | NOG 3.625 04/15/29 | NORTHERN OIL & GAS INC | $13.9M | 1.68% | 11,700,000 | Common | SOLE |
| 48123VAE2 | ZD 1.75 11/01/26 | ZIFF DAVIS INC | $13.3M | 1.60% | 13,970,000 | Common | SOLE |
| 57164YAD9 | VAC 0 01/15/26 | MARRIOTT VACATIONS WORLDWIDE | $13.1M | 1.58% | 14,800,000 | Common | SOLE |
| 697435AF2 | PANW 0.375 06/01/25 | PALO ALTO NETWORKS INC | $11.9M | 1.44% | 4,000,000 | Common | SOLE |
| 875372AB0 | TNDM 1.5 05/01/25 | TANDEM DIABETES CARE INC | $10.9M | 1.32% | 11,468,000 | Common | SOLE |
| 70202LAB8 | PSN 0.25 08/15/25 | PARSONS CORP DEL | $10.8M | 1.31% | 7,550,000 | Common | SOLE |
| 737446AT1 | POST 2.5 08/15/27 | POST HLDGS INC | $10.2M | 1.23% | 10,000,000 | Common | SOLE |
| 844741108 | LUV | SOUTHWEST AIRLS CO | $9.8M | 1.18% | 339,100 | PUT | SOLE |
| 30212PBE4 | EXPE 0 02/15/26 | EXPEDIA GROUP INC | $9.5M | 1.15% | 10,050,000 | Common | SOLE |
| 032797300 | AVXL | ANAVEX LIFE SCIENCES CORP | $9.4M | 1.13% | 1,005,600 | PUT | SOLE |
| 594972AC5 | MSTR 0.75 12/15/25 | MICROSTRATEGY INC | $9.3M | 1.13% | 5,600,000 | Common | SOLE |
| 670704AJ4 | GMED 0.375 03/15/25 | NUVASIVE INC | $9.0M | 1.09% | 9,645,000 | Common | SOLE |
| 46333XAF5 | — | IRONWOOD PHARMACEUTICALS INC | $8.7M | 1.05% | 8,200,000 | Common | SOLE |
| 41068X100 | HASI | HANNON ARMSTRONG SUST INFR C | $8.6M | 1.04% | 312,800 | PUT | SOLE |
| 457985AM1 | IART 0.5 08/15/25 | INTEGRA LIFESCIENCES HLDGS C | $8.5M | 1.02% | 8,961,000 | Common | SOLE |
| 01988P108 | MDRX | VERADIGM INC | $7.2M | 0.88% | 690,000 | PUT | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $6.2M | 0.75% | 69,000 | Common | SOLE |
| 848637AD6 | SPLK 1.125 09/15/25 | SPLUNK INC | $5.0M | 0.60% | 4,500,000 | Common | SOLE |
| 09061GAH4 | BMRN 0.599 08/01/24 | BIOMARIN PHARMACEUTICAL INC | $4.9M | 0.60% | 5,000,000 | Common | SOLE |
| 632307104 | NTRA | NATERA INC | $4.9M | 0.59% | 78,300 | PUT | SOLE |
| 902252105 | TYL | TYLER TECHNOLOGIES INC | $4.2M | 0.51% | 9,992 | Common | SOLE |
| 53635D202 | LQDA | LIQUIDIA CORPORATION | $3.8M | 0.45% | 312,100 | CALL | SOLE |
| 844741108 | LUV | SOUTHWEST AIRLS CO | $2.9M | 0.35% | 101,291 | Common | SOLE |
| 401617105 | GU9 | GUESS INC | $2.9M | 0.35% | 124,000 | PUT | SOLE |
| 45253H101 | IMGNEUR | IMMUNOGEN INC | $2.8M | 0.34% | 96,000 | PUT | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $1.8M | 0.22% | 20,300 | CALL | SOLE |
| 29404K106 | ENVUSD | ENVESTNET INC | $1.8M | 0.22% | 36,000 | PUT | SOLE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $1.7M | 0.21% | 7,700 | Common | SOLE |
| 45253H101 | IMGNEUR | IMMUNOGEN INC | $1.6M | 0.20% | 55,000 | Common | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $1.6M | 0.19% | 22,500 | PUT | SOLE |
| 25470MAB5 | DISH 3.375 08/15/26 | DISH NETWORK CORPORATION | $1.4M | 0.17% | 2,500,000 | Common | SOLE |
| 35088F107 | FORL | FOUR LEAF ACQUISITION CORP | $1.2M | 0.15% | 116,000 | Common | SOLE |
| 848574109 | S9Q | SPIRIT AEROSYSTEMS HLDGS INC | $1.1M | 0.14% | 35,200 | PUT | SOLE |
| 638517102 | NWLIEUR | NATIONAL WESTN LIFE GROUP IN | $1.1M | 0.13% | 2,200 | Common | SOLE |
| 803607100 | SRPT | SAREPTA THERAPEUTICS INC | $964,050 | 0.12% | 10,000 | PUT | SOLE |
| 67190B104 | OAKU | OAK WOODS ACQUISITION CORP | $821,340 | 0.10% | 78,000 | Common | SOLE |
| 02156B103 | AYXEUR | ALTERYX INC | $778,140 | 0.09% | 16,500 | Common | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $749,210 | 0.09% | 15,400 | Common | SOLE |
| G45667105 | 46H | HOLLYSYS AUTOMATION TCHNGY L | $724,625 | 0.09% | 27,500 | Common | SOLE |
| 48576A100 | — | KARUNA THERAPEUTICS INC | $696,322 | 0.08% | 2,200 | Common | SOLE |
| 69336V101 | PGTIUSD | PGT INNOVATIONS INC | $671,550 | 0.08% | 16,500 | Common | SOLE |
| 14070T102 | CSTRUSD | CAPSTAR FINL HLDGS INC | $618,420 | 0.07% | 33,000 | Common | SOLE |
| 55024UAB5 | — | LUMENTUM HLDGS INC | $606,000 | 0.07% | 600,000 | Common | SOLE |
| 57164Y107 | VAC | MARRIOTT VACATIONS WORLDWIDE | $602,612 | 0.07% | 7,100 | PUT | SOLE |
| 29260Y109 | 0C3 | ENDEAVOR GROUP HLDGS INC | $522,060 | 0.06% | 22,000 | Common | SOLE |
| 29283F103 | ESMTUSD | ENGAGESMART INC | $503,800 | 0.06% | 22,000 | Common | SOLE |
| 337932107 | FE | FIRSTENERGY CORP | $458,312 | 0.06% | 12,500 | PUT | SOLE |
| 433537107 | — | HIRERIGHT HOLDINGS CORPORATI | $369,875 | 0.04% | 27,500 | Common | SOLE |
| 29970N112 | EVEX/WS | EVE HLDG INC | $352,019 | 0.04% | 359,203 | CALL | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $253,000 | 0.03% | 11,000 | Common | SOLE |
| 74006W207 | PRAX | PRAXIS PRECISION MEDICINES I | $222,800 | 0.03% | 10,000 | Common | SOLE |
| 53838J113 | LVWR/WS | LIVEWIRE GROUP INC | $160,739 | 0.02% | 396,201 | CALL | SOLE |
| 02008G110 | ALURW | ALLURION TECHNOLOGIES INC | $122,017 | 0.01% | 271,148 | CALL | SOLE |
| G4923T113 | IVCWF | INVESTCORP EUROPE ACQUISITIO | $113,014 | 0.01% | 493,081 | CALL | SOLE |
| 03214Q116 | AMPX/WS | AMPRIUS TECHNOLOGIES INC | $112,489 | 0.01% | 288,434 | CALL | SOLE |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $78,900 | 0.01% | 5,000 | Common | SOLE |
| 37247D106 | GNW | GENWORTH FINL INC | $66,800 | 0.01% | 10,000 | Common | SOLE |
| 82968B103 | SIRIEUR | SIRIUS XM HOLDINGS INC | $60,170 | 0.01% | 11,000 | Common | SOLE |
| 22677T110 | — | FOCUS IMPACT BH3 ACQUISITION | $59,400 | 0.01% | 990,000 | CALL | SOLE |
| 83444K105 | SLGCUSD | SOMALOGIC INC | $27,830 | 0.00% | 11,000 | Common | SOLE |
| 67190B120 | OAKUR | OAK WOODS ACQUISITION CORP | $11,700 | 0.00% | 78,000 | Common | SOLE |
| G6363K114 | — | NABORS ENERGY TRANSITION COR | $8,125 | 0.00% | 62,499 | CALL | SOLE |
| 67190B112 | — | OAK WOODS ACQUISITION CORP | $2,028 | 0.00% | 78,000 | CALL | SOLE |
| G52443127 | KVACW | KEEN VISION ACQUISITION CORP | $1,957 | 0.00% | 48,928 | CALL | SOLE |
| 35088F115 | FORLW | FOUR LEAF ACQUISITION CORP | $1,950 | 0.00% | 65,000 | CALL | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.