Q3 2023 · 13F-HR
WYNNEFIELD CAPITAL INCholdings as filed
Filed 2023-11-14 · accession 0001104659-23-118055
$217.9M
Reported value
21
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 23335Q100 | DLHC | DLH HOLDINGS CORP | $43.0M | 19.7% | 3,681,421 | Common | SOLE |
| 639027101 | NATR | NATURES SUNSHINE PRODS INC | $41.0M | 18.8% | 2,473,686 | Common | SOLE |
| 12763L105 | CDRE | CADRE HOLDINGS INC | $38.5M | 17.7% | 1,444,254 | Common | SOLE |
| 514766104 | LFCR | LIFECORE BIOMEDICAL INC | $37.1M | 17.0% | 4,923,545 | Common | SOLE |
| 74836W203 | QRHC | QUEST RESOURCE HOLDING CORP | $19.2M | 8.81% | 2,595,689 | Common | SOLE |
| 008474108 | AEM | AGNICO EAGLE MINERS LTD | $16.4M | 7.51% | 360,000 | Common | SOLE |
| 148806102 | CTLTEUR | CATALENT INC | $4.8M | 2.19% | 105,000 | Common | SOLE |
| 785135104 | — | S&W SEED CO | $4.6M | 2.09% | 4,070,637 | Common | SOLE |
| 8676EP108 | STKL | SUNOPTA INC | $3.4M | 1.55% | 1,000,000 | Common | SOLE |
| 390607109 | GLDD | GREAT LAKES DREDGE & DOCK CO | $2.9M | 1.34% | 367,125 | Common | SOLE |
| 878739200 | TPCS | TECHPRECISION CORP | $2.9M | 1.31% | 393,857 | Common | SOLE |
| 37954Y848 | SIL | GLOBAL X FDS GLOBAL X SIL | $1.2M | 0.55% | 50,000 | Common | SOLE |
| 18270P109 | CLAR | CLARUS CORP | $1.1M | 0.52% | 150,000 | Common | SOLE |
| 87969B101 | TLS | TELOS CORPORATION | $836,500 | 0.38% | 350,000 | Common | SOLE |
| 03753U106 | APLSUSD | APELLIS PHARMACEUTICALS INC | $380,400 | 0.17% | 10,000 | Common | SOLE |
| 835483108 | SOTK | SONO-TEK | $265,959 | 0.12% | 50,950 | Common | SOLE |
| 387328107 | GVA | GRANITE CONSTRUCTION INC | $190,100 | 0.09% | 5,000 | Common | SOLE |
| 522132208 | LEAT | LEATT CORP | $122,274 | 0.06% | 10,181 | Common | SOLE |
| 68235B208 | HH20 | 180 DEGREE CAPITAL CORP | $106,000 | 0.05% | 25,000 | Common | SOLE |
| 629337106 | NNBR | NN INC | $52,318 | 0.02% | 28,128 | Common | SOLE |
| 75629F109 | RAH | SOCIETAL CDMO INC | $6,097 | 0.00% | 13,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.