Q4 2023 · 13F-HR
WYNNEFIELD CAPITAL INCholdings as filed
Filed 2024-02-14 · accession 0001104659-24-023567
$258.7M
Reported value
23
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 23335Q100 | DLHC | DLH HOLDINGS CORP | $58.0M | 22.4% | 3,681,421 | Common | SOLE |
| 12763L105 | CDRE | CADRE HOLDINGS INC | $47.3M | 18.3% | 1,439,254 | Common | SOLE |
| 639027101 | NATR | NATURES SUNSHINE PRODS INC | $42.8M | 16.5% | 2,473,686 | Common | SOLE |
| 514766104 | LFCR | LIFECORE BIOMEDICAL INC | $30.5M | 11.8% | 4,923,545 | Common | SOLE |
| 008474108 | AEM | AGNICO EAGLE MINERS LTD | $21.9M | 8.48% | 400,000 | Common | SOLE |
| 74836W203 | QRHC | QUEST RESOURCE HOLDING CORP | $19.8M | 7.66% | 2,703,773 | Common | SOLE |
| 148806102 | CTLTEUR | CATALENT INC | $16.0M | 6.17% | 355,000 | Common | SOLE |
| 8676EP108 | STKL | SUNOPTA INC | $9.7M | 3.75% | 1,774,550 | Common | SOLE |
| 785135104 | — | S&W SEED CO | $3.0M | 1.15% | 4,250,636 | Common | SOLE |
| 878739200 | TPCS | TECHPRECISION CORP | $2.1M | 0.81% | 403,857 | Common | SOLE |
| 390607109 | GLDD | GREAT LAKES DREDGE & DOCK CO | $1.6M | 0.64% | 214,266 | Common | SOLE |
| 87969B101 | TLS | TELOS CORPORATION | $1.5M | 0.56% | 400,000 | Common | SOLE |
| 37954Y848 | SIL | GLOBAL X FDS GLOBAL X SIL | $1.4M | 0.55% | 50,000 | Common | SOLE |
| 42727E103 | HGBL | HERITAGE GLOBAL INC | $1.2M | 0.48% | 446,030 | Common | SOLE |
| 03753U106 | APLSUSD | APELLIS PHARMACEUTICALS INC | $598,600 | 0.23% | 10,000 | Common | SOLE |
| 45783Q100 | NOTV | INOTIV INC | $550,500 | 0.21% | 150,000 | Common | SOLE |
| 835483108 | SOTK | SONO-TEK | $275,634 | 0.11% | 50,950 | Common | SOLE |
| 629337106 | NNBR | NN INC | $112,512 | 0.04% | 28,128 | Common | SOLE |
| 68235B208 | HH20 | 180 DEGREE CAPITAL CORP | $102,500 | 0.04% | 25,000 | Common | SOLE |
| 522132208 | LEAT | LEATT CORP | $97,228 | 0.04% | 10,181 | Common | SOLE |
| 36227K205 | — | GSE SYS INC | $60,300 | 0.02% | 30,000 | Common | SOLE |
| 758932206 | RGS | REGIS CORP | $47,240 | 0.02% | 4,999 | Common | SOLE |
| 75629F109 | RAH | SOCIETAL CDMO INC | $4,556 | 0.00% | 13,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.