Q1 2024 · 13F-HR
Morningstar Investment Management LLCholdings as filed
Filed 2024-05-13 · accession 0001104659-24-060339
$922,229
Reported value
200
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 46429B267 | GOVT | ISHARES TR | $170,688 | 18.5% | 7,496,170 | Common | SOLE |
| 92204A207 | VDC | VANGUARD WORLD FDS | $83,556 | 9.06% | 409,306 | Common | SOLE |
| 92204A504 | VHT | VANGUARD WORLD FDS | $73,455 | 7.96% | 271,531 | Common | SOLE |
| 808524862 | SCHO | SCHWAB STRATEGIC TR | $73,138 | 7.93% | 1,517,077 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS | $59,297 | 6.43% | 228,155 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $52,397 | 5.68% | 347,159 | Common | SOLE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $29,610 | 3.21% | 318,769 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $26,716 | 2.90% | 55,018 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $26,520 | 2.88% | 63,034 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $19,907 | 2.16% | 116,087 | Common | SOLE |
| 808524730 | FNDE | SCHWAB STRATEGIC TR | $18,068 | 1.96% | 650,867 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $16,715 | 1.81% | 92,668 | Common | SOLE |
| 464288737 | KXI | ISHARES TR | $10,254 | 1.11% | 168,014 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $9,594 | 1.04% | 78,405 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATION INC | $9,531 | 1.03% | 227,136 | Common | SOLE |
| 464286772 | EWY | ISHARES INC | $9,095 | 0.99% | 135,523 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $8,967 | 0.97% | 206,849 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $6,208 | 0.67% | 212,732 | Common | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $5,949 | 0.65% | 74,208 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $5,669 | 0.61% | 97,801 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $5,551 | 0.60% | 142,442 | Common | SOLE |
| 92206C847 | VGLT | VANGUARD SCOTTSDALE FDS | $5,337 | 0.58% | 90,083 | Common | SOLE |
| 16411R208 | LNG | CHENIERE ENERGY INC | $5,329 | 0.58% | 33,045 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $5,292 | 0.57% | 288,564 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $4,894 | 0.53% | 8,059 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $4,853 | 0.53% | 73,927 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $4,381 | 0.48% | 37,690 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $4,372 | 0.47% | 115,287 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $3,942 | 0.43% | 250,633 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $3,732 | 0.40% | 18,631 | Common | SOLE |
| 902973304 | USB | US BANCORP DEL | $3,730 | 0.40% | 83,455 | Common | SOLE |
| 92206C706 | VGIT | VANGUARD SCOTTSDALE FDS | $3,576 | 0.39% | 61,071 | Common | SOLE |
| 693475105 | PNC | PNC FINL SVCS GROUP INC | $3,560 | 0.39% | 22,032 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $3,446 | 0.37% | 36,600 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $3,328 | 0.36% | 7,968 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP | $3,160 | 0.34% | 81,068 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $3,065 | 0.33% | 48,466 | Common | SOLE |
| 872590104 | TMUS | T-MOBILE US INC | $3,045 | 0.33% | 18,657 | Common | SOLE |
| 71654V408 | PBR | PETROLEO BRASILEIRO SA PETRO | $2,885 | 0.31% | 189,709 | Common | SOLE |
| 55261F104 | MTB | M & T BK CORP | $2,844 | 0.31% | 19,554 | Common | SOLE |
| 446150104 | HBAN | HUNTINGTON BANCSHARES INC | $2,807 | 0.30% | 201,190 | Common | SOLE |
| 88034P109 | TME | TENCENT MUSIC ENTMT GROUP | $2,773 | 0.30% | 247,768 | Common | SOLE |
| 922020805 | VTIP | VANGUARD MALVERN FDS | $2,703 | 0.29% | 56,437 | Common | SOLE |
| 87612G101 | TRGP | TARGA RES CORP | $2,675 | 0.29% | 23,889 | Common | SOLE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $2,635 | 0.29% | 17,700 | Common | SOLE |
| 294600101 | ETRNUSD | EQUITRANS MIDSTREAM CORP | $2,626 | 0.28% | 210,260 | Common | SOLE |
| 726503105 | PAA | PLAINS ALL AMERN PIPELINE L | $2,355 | 0.26% | 134,090 | Common | SOLE |
| 316773100 | FITB | FIFTH THIRD BANCORP | $2,310 | 0.25% | 62,084 | Common | SOLE |
| 722304102 | PDD | PDD HOLDINGS INC | $2,309 | 0.25% | 19,859 | Common | SOLE |
| 174610105 | CFG | CITIZENS FINL GROUP INC | $2,238 | 0.24% | 61,675 | Common | SOLE |
| 064058100 | BK | BANK NEW YORK MELLON CORP | $2,237 | 0.24% | 38,822 | Common | SOLE |
| 665859104 | NTRS | NORTHERN TR CORP | $2,191 | 0.24% | 24,637 | Common | SOLE |
| 55336V100 | MPLX | MPLX LP | $2,073 | 0.22% | 49,876 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $2,036 | 0.22% | 33,276 | Common | SOLE |
| 493267108 | KEY | KEYCORP | $1,790 | 0.19% | 113,230 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $1,760 | 0.19% | 9,666 | Common | SOLE |
| 285512109 | EA | ELECTRONIC ARTS INC | $1,725 | 0.19% | 13,001 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $1,717 | 0.19% | 6,089 | Common | SOLE |
| 12572Q105 | CME | CME GROUP INC | $1,674 | 0.18% | 7,775 | Common | SOLE |
| 89677Q107 | TCOM | TRIP COM GROUP LTD | $1,578 | 0.17% | 35,958 | Common | SOLE |
| 7591EP100 | RF | REGIONS FINANCIAL CORP NEW | $1,575 | 0.17% | 74,878 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $1,567 | 0.17% | 8,952 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $1,548 | 0.17% | 9,812 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $1,491 | 0.16% | 5,243 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $1,440 | 0.16% | 20,577 | Common | SOLE |
| 369550108 | GD | GENERAL DYNAMICS CORP | $1,440 | 0.16% | 5,099 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $1,439 | 0.16% | 11,126 | Common | SOLE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $1,368 | 0.15% | 18,910 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $1,308 | 0.14% | 6,138 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $1,275 | 0.14% | 15,991 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $1,249 | 0.14% | 11,012 | Common | SOLE |
| 03676B102 | AM | ANTERO MIDSTREAM CORP | $1,245 | 0.13% | 88,535 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $1,191 | 0.13% | 21,955 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $1,144 | 0.12% | 12,705 | Common | SOLE |
| 375558103 | GILD | GILEAD SCIENCES INC | $1,143 | 0.12% | 15,603 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $1,138 | 0.12% | 6,530 | Common | SOLE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $1,129 | 0.12% | 8,213 | Common | SOLE |
| 857477103 | STT | STATE STR CORP | $1,089 | 0.12% | 14,083 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $1,027 | 0.11% | 37,016 | Common | SOLE |
| 025537101 | AEP | AMERICAN ELEC PWR CO INC | $1,011 | 0.11% | 11,743 | Common | SOLE |
| 67103H107 | ORLY | OREILLY AUTOMOTIVE INC | $1,008 | 0.11% | 893 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $986 | 0.11% | 22,595 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $977 | 0.11% | 11,215 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $969 | 0.11% | 2,130 | Common | SOLE |
| 49271V100 | KDP | KEURIG DR PEPPER INC | $967 | 0.10% | 31,543 | Common | SOLE |
| 053332102 | AZO | AUTOZONE INC | $955 | 0.10% | 303 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $940 | 0.10% | 1,951 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $940 | 0.10% | 3,504 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $939 | 0.10% | 3,003 | Common | SOLE |
| 693718108 | PCAR | PACCAR INC | $938 | 0.10% | 7,575 | Common | SOLE |
| 032095101 | APH | AMPHENOL CORP NEW | $898 | 0.10% | 7,781 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $889 | 0.10% | 9,192 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $883 | 0.10% | 666 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $878 | 0.10% | 5,552 | Common | SOLE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $866 | 0.09% | 1,544 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $860 | 0.09% | 5,303 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $841 | 0.09% | 4,099 | Common | SOLE |
| 200340107 | CMA | COMERICA INC | $790 | 0.09% | 14,361 | Common | SOLE |
| G8994E103 | TT | TRANE TECHNOLOGIES PLC | $781 | 0.08% | 2,603 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $778 | 0.08% | 2,124 | Common | SOLE |
| 09247X101 | BLKCHF | BLACKROCK INC | $774 | 0.08% | 928 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $761 | 0.08% | 15,241 | Common | SOLE |
| 22822V101 | CCI | CROWN CASTLE INC | $758 | 0.08% | 7,165 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $754 | 0.08% | 8,227 | Common | SOLE |
| 842587107 | SO | SOUTHERN CO | $752 | 0.08% | 10,487 | Common | SOLE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $737 | 0.08% | 4,959 | Common | SOLE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $717 | 0.08% | 2,639 | Common | SOLE |
| 427866108 | HSY | HERSHEY CO | $699 | 0.08% | 3,594 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $694 | 0.08% | 2,726 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $680 | 0.07% | 706 | Common | SOLE |
| 40412C101 | HCA | HCA HEALTHCARE INC | $680 | 0.07% | 2,038 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $679 | 0.07% | 2,720 | Common | SOLE |
| 370334104 | GIS | GENERAL MLS INC | $660 | 0.07% | 9,439 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $633 | 0.07% | 3,314 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $594 | 0.06% | 1,660 | Common | SOLE |
| 126408103 | CSX | CSX CORP | $593 | 0.06% | 16,007 | Common | SOLE |
| 655844108 | NSC | NORFOLK SOUTHN CORP | $584 | 0.06% | 2,290 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $559 | 0.06% | 1,167 | Common | SOLE |
| 040413106 | ANETEUR | ARISTA NETWORKS INC | $546 | 0.06% | 1,882 | Common | SOLE |
| 61174X109 | MNST | MONSTER BEVERAGE CORP NEW | $542 | 0.06% | 9,136 | Common | SOLE |
| 88579Y101 | MMM | 3M CO | $532 | 0.06% | 5,011 | Common | SOLE |
| 828806109 | SPG | SIMON PPTY GROUP INC NEW | $525 | 0.06% | 3,353 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $508 | 0.06% | 2,066 | Common | SOLE |
| 00206R102 | T | AT&T INC | $500 | 0.05% | 28,393 | Common | SOLE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $494 | 0.05% | 2,040 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $485 | 0.05% | 2,132 | Common | SOLE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $456 | 0.05% | 1,314 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $454 | 0.05% | 503 | Common | SOLE |
| 64110D104 | NTAP | NETAPP INC | $454 | 0.05% | 4,328 | Common | SOLE |
| 31428X106 | FDX | FEDEX CORP | $448 | 0.05% | 1,546 | Common | SOLE |
| G0250X107 | AMCR | AMCOR PLC | $434 | 0.05% | 45,635 | Common | SOLE |
| 74144T108 | TROW | PRICE T ROWE GROUP INC | $433 | 0.05% | 3,548 | Common | SOLE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $419 | 0.05% | 144 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $407 | 0.04% | 1,175 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $405 | 0.04% | 4,152 | Common | SOLE |
| 09062X103 | BIIB | BIOGEN INC | $402 | 0.04% | 1,865 | Common | SOLE |
| M22465104 | CHKP | CHECK POINT SOFTWARE TECH LT | $397 | 0.04% | 2,421 | Common | SOLE |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $392 | 0.04% | 108 | Common | SOLE |
| 256677105 | DG | DOLLAR GEN CORP NEW | $389 | 0.04% | 2,494 | Common | SOLE |
| 74460D109 | PSA | PUBLIC STORAGE | $385 | 0.04% | 1,328 | Common | SOLE |
| 281020107 | EIX | EDISON INTL | $383 | 0.04% | 5,418 | Common | SOLE |
| 482480100 | KLAC | KLA CORP | $382 | 0.04% | 547 | Common | SOLE |
| 615369105 | MCO | MOODYS CORP | $366 | 0.04% | 930 | Common | SOLE |
| 099502106 | BAH | BOOZ ALLEN HAMILTON HLDG COR | $361 | 0.04% | 2,432 | Common | SOLE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $360 | 0.04% | 6,195 | Common | SOLE |
| 032654105 | ADI | ANALOG DEVICES INC | $355 | 0.04% | 1,795 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $347 | 0.04% | 2,051 | Common | SOLE |
| 25746U109 | D | DOMINION ENERGY INC | $347 | 0.04% | 7,050 | Common | SOLE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $341 | 0.04% | 855 | Common | SOLE |
| 313745101 | FRT | FEDERAL RLTY INVT TR NEW | $333 | 0.04% | 3,265 | Common | SOLE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $328 | 0.04% | 1,249 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC | $327 | 0.04% | 1,588 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $325 | 0.04% | 3,455 | Common | SOLE |
| 679580100 | ODFL | OLD DOMINION FREIGHT LINE IN | $320 | 0.03% | 1,460 | Common | SOLE |
| 279158109 | EC | ECOPETROL S A | $316 | 0.03% | 26,727 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $315 | 0.03% | 7,138 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $313 | 0.03% | 4,891 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC | $307 | 0.03% | 2,399 | Common | SOLE |
| 031100100 | AME | AMETEK INC | $291 | 0.03% | 1,593 | Common | SOLE |
| 038336103 | ATR | APTARGROUP INC | $285 | 0.03% | 1,984 | Common | SOLE |
| 637417106 | NNN | NNN REIT INC | $285 | 0.03% | 6,676 | Common | SOLE |
| G02602103 | DOX | AMDOCS LTD | $282 | 0.03% | 3,126 | Common | SOLE |
| 784117103 | SEIC | SEI INVTS CO | $274 | 0.03% | 3,807 | Common | SOLE |
| 501044101 | KR | KROGER CO | $274 | 0.03% | 4,796 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $270 | 0.03% | 278 | Common | SOLE |
| 74834L100 | DGX | QUEST DIAGNOSTICS INC | $266 | 0.03% | 1,995 | Common | SOLE |
| 29084Q100 | EME | EMCOR GROUP INC | $260 | 0.03% | 742 | Common | SOLE |
| 902494103 | TSN | TYSON FOODS INC | $255 | 0.03% | 4,336 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $252 | 0.03% | 1,396 | Common | SOLE |
| 14149Y108 | CAH | CARDINAL HEALTH INC | $252 | 0.03% | 2,248 | Common | SOLE |
| 209115104 | ED | CONSOLIDATED EDISON INC | $251 | 0.03% | 2,764 | Common | SOLE |
| 50540R409 | LSI | LABORATORY CORP AMER HLDGS | $250 | 0.03% | 1,146 | Common | SOLE |
| 418056107 | HAS | HASBRO INC | $246 | 0.03% | 4,347 | Common | SOLE |
| 90384S303 | ULTA | ULTA BEAUTY INC | $244 | 0.03% | 467 | Common | SOLE |
| 832696405 | SJM | SMUCKER J M CO | $243 | 0.03% | 1,934 | Common | SOLE |
| H2906T109 | GRMN | GARMIN LTD | $243 | 0.03% | 1,633 | Common | SOLE |
| 205887102 | CAG | CONAGRA BRANDS INC | $242 | 0.03% | 8,157 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $242 | 0.03% | 3,608 | Common | SOLE |
| 371901109 | GNTX | GENTEX CORP | $241 | 0.03% | 6,663 | Common | SOLE |
| 231021106 | CMI | CUMMINS INC | $241 | 0.03% | 817 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $234 | 0.03% | 1,319 | Common | SOLE |
| 311900104 | FAST | FASTENAL CO | $233 | 0.03% | 3,021 | Common | SOLE |
| 487836108 | K | KELLANOVA | $231 | 0.03% | 4,038 | Common | SOLE |
| 233331107 | DTE | DTE ENERGY CO | $230 | 0.02% | 2,055 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $228 | 0.02% | 2,494 | Common | SOLE |
| 65473P105 | NI | NISOURCE INC | $227 | 0.02% | 8,206 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $226 | 0.02% | 4,814 | Common | SOLE |
| 45167R104 | IEX | IDEX CORP | $225 | 0.02% | 924 | Common | SOLE |
| 457187102 | INGR | INGREDION INC | $224 | 0.02% | 1,919 | Common | SOLE |
| 260003108 | DOV | DOVER CORP | $221 | 0.02% | 1,246 | Common | SOLE |
| 09260D107 | BX | BLACKSTONE INC | $220 | 0.02% | 1,672 | Common | SOLE |
| 48203R104 | JNP | JUNIPER NETWORKS INC | $219 | 0.02% | 5,908 | Common | SOLE |
| 125896100 | CMS | CMS ENERGY CORP | $218 | 0.02% | 3,618 | Common | SOLE |
| 756109104 | O | REALTY INCOME CORP | $218 | 0.02% | 4,031 | Common | SOLE |
| 889478103 | TOL | TOLL BROTHERS INC | $214 | 0.02% | 1,651 | Common | SOLE |
| 670837103 | OGE | OGE ENERGY CORP | $213 | 0.02% | 6,197 | Common | SOLE |
| 833034101 | SNA | SNAP ON INC | $211 | 0.02% | 712 | Common | SOLE |
| 681919106 | OMC | ONEOK INC NEW | $209 | 0.02% | 2,157 | Common | SOLE |
| 695156109 | PKG | PACKAGING CORP AMER | $202 | 0.02% | 1,067 | Common | SOLE |
| 82968B103 | SIRIEUR | SIRIUS XM HOLDINGS INC | $128 | 0.01% | 33,005 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.