Q1 2024 · 13F-HR
Knott David M Jrholdings as filed
Filed 2024-05-14 · accession 0001104659-24-061106
$282,751
Reported value
106
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 131476103 | CLMTUSD | Calumet Specialty Products Partners, LP | $64,270 | 22.7% | 4,325,000 | Common | SOLE |
| 03769M106 | APO | Apollo Global Management, Inc. | $25,301 | 8.95% | 225,000 | Common | SOLE |
| 81752T528 | CLOZ | The Panagram BBB-B CLO ETF | $19,275 | 6.82% | 719,368 | Common | SOLE |
| 02079K107 | GOOG | Alphabet Inc-Cl C | $17,086 | 6.04% | 112,220 | Common | SOLE |
| G3730V105 | FTAI | FTAI Aviation Ltd. | $16,825 | 5.95% | 250,000 | Common | SOLE |
| 53220K504 | LGND | Ligand Pharmaceuticals Incorporated | $8,407 | 2.97% | 115,000 | Common | SOLE |
| 92686J106 | VKTX | Viking Therapeutics, Inc. | $8,318 | 2.94% | 101,436 | Common | SOLE |
| 46090A721 | ICLO | The Invesco AAA Floating Rate Note ETF | $7,863 | 2.78% | 307,019 | Common | SOLE |
| 256086109 | DCGO | DocGo, Inc. | $7,777 | 2.75% | 1,925,000 | Common | SOLE |
| 717081103 | PFE | Pfizer Inc. | $6,870 | 2.43% | 247,537 | Common | SOLE |
| 47103U845 | JAAA | Janus Henderson AAA CLO ETF | $6,347 | 2.24% | 125,079 | Common | SOLE |
| 039697107 | ARDX | Ardelyx, Inc. | $6,023 | 2.13% | 825,000 | Common | SOLE |
| 68218J103 | OABI | OmniAb Inc. | $5,981 | 2.12% | 1,103,505 | Common | SOLE |
| 05337M104 | — | Avadel Pharmaceuticals plc | $5,624 | 1.99% | 333,000 | Common | SOLE |
| 96145W103 | WEST | Westrock Coffee Company | $4,892 | 1.73% | 473,597 | Common | SOLE |
| 45790W108 | — | Inozyme Pharma, Inc. | $4,324 | 1.53% | 564,549 | Common | SOLE |
| 46625H100 | JPM | JPMorgan Chase & Co. | $4,203 | 1.49% | 20,985 | Common | SOLE |
| 58457V503 | MFCSF | Medical Facilities Corp | $4,082 | 1.44% | 534,207 | Common | SOLE |
| 14888U101 | CPRX | Catalyst Pharmaceuticals, Inc. | $2,994 | 1.06% | 187,852 | Common | SOLE |
| 37733W204 | GSK | GSK plc | $2,787 | 0.99% | 65,000 | Common | SOLE |
| 45258J102 | IMVT | Immunovant Inc. | $2,756 | 0.97% | 85,300 | Common | SOLE |
| 126408103 | CSX | CSX Corporation | $2,595 | 0.92% | 70,000 | Common | SOLE |
| 54951L109 | LKNCY | Luckin Coffee, Inc | $2,444 | 0.86% | 100,000 | Common | SOLE |
| 46333X108 | IRWD | Ironwood Pharmaceuticalss, Inc. | $2,404 | 0.85% | 276,000 | Common | SOLE |
| 81752T486 | CLOX | The Panagram AAA CLO ETF | $2,371 | 0.84% | 92,956 | Common | SOLE |
| G3075P101 | ESGRUSD | Enstar Group Limited | $2,331 | 0.82% | 7,500 | Common | SOLE |
| 25381B101 | DMRC | Digimarc Corporation | $2,271 | 0.80% | 83,557 | Common | SOLE |
| 80105N105 | SNY | Sanofi | $2,187 | 0.77% | 45,000 | Common | SOLE |
| 15135U109 | CVE | Cenovus Energy Inc. | $1,899 | 0.67% | 95,000 | Common | SOLE |
| 925050106 | VRNA | Verona Pharma PLC. | $1,850 | 0.65% | 115,000 | Common | SOLE |
| 89422G107 | TVTX | Travere Therapeutics, Inc. | $1,781 | 0.63% | 230,966 | Common | SOLE |
| 01881G106 | AB | AllianceBernstein Holding L.P. | $1,702 | 0.60% | 49,000 | Common | SOLE |
| 87164F105 | SNDX | Syndax Pharmaceutical, Inc. | $1,558 | 0.55% | 65,475 | Common | SOLE |
| 78464A870 | XBI | SPDR S&P Biotech ETF | $1,518 | 0.54% | 16,000 | Common | SOLE |
| 74366E102 | PTGX | Protagonist Therapeutics, Inc | $1,515 | 0.54% | 52,368 | Common | SOLE |
| 78377T107 | RHP | Ryman Hospitality Properties, Inc. | $1,387 | 0.49% | 12,000 | Common | SOLE |
| 98422E103 | XERS | Xeris Biopharma Holdings, Inc. | $1,326 | 0.47% | 600,000 | Common | SOLE |
| 92532F100 | VRTX | Vertex Pharmaceuticals, Inc. | $1,254 | 0.44% | 3,000 | Common | SOLE |
| 87184Q206 | SYRS | Syros Pharmaceutical, Inc | $1,247 | 0.44% | 233,000 | Common | SOLE |
| 30052c107 | — | Evolus, Inc. | $1,120 | 0.40% | 80,000 | Common | SOLE |
| 28106W103 | EDIT | Editas Medicine, Inc. | $1,039 | 0.37% | 140,000 | Common | SOLE |
| 98420N105 | XENE | Xenon Pharmaceuticals Inc. | $1,027 | 0.36% | 23,866 | Common | SOLE |
| 609207105 | MDLZ | Mondelez International Inc. | $980 | 0.35% | 14,000 | Common | SOLE |
| 558868105 | MDGL | Madrigal Pharmaaceuticals, Inc. | $957 | 0.34% | 3,584 | Common | SOLE |
| 00287Y109 | ABBV | AbbVie Inc. | $917 | 0.32% | 5,037 | Common | SOLE |
| 494368103 | KMB | Kimberly-Clark Corporation | $776 | 0.27% | 6,000 | Common | SOLE |
| 26614N102 | DD | DuPont de Nemours, Inc. | $761 | 0.27% | 9,930 | Common | SOLE |
| 594918104 | MSFT | Microsoft Corporation | $673 | 0.24% | 1,600 | Common | SOLE |
| 22052L104 | CTVA | Corteva, Inc. | $667 | 0.24% | 11,563 | Common | SOLE |
| 260557103 | DOW | Dow Inc. | $645 | 0.23% | 11,136 | Common | SOLE |
| 136385101 | CNQ | Canadian Natural Resources Limited | $641 | 0.23% | 8,400 | Common | SOLE |
| G76279101 | ROIV | Roivant Science Ltd. | $561 | 0.20% | 53,200 | Common | SOLE |
| 10806X102 | BBIO | Bridgebio Pharma, Inc. | $495 | 0.18% | 16,000 | Common | SOLE |
| 98419J206 | XOMA | XOMA Corporation | $474 | 0.17% | 19,722 | Common | SOLE |
| 191216100 | KO | Coca-Cola Co. | $465 | 0.16% | 7,600 | Common | SOLE |
| 037833100 | AAPL | Apple Inc. | $428 | 0.15% | 2,494 | Common | SOLE |
| 459200101 | IBM | International Business Machines | $409 | 0.14% | 2,142 | Common | SOLE |
| 23282W605 | CYTK | Cytokinetics, Incorporated | $351 | 0.12% | 5,000 | Common | SOLE |
| 52187K200 | CYPH | Leap Therapeutics, Inc. | $304 | 0.11% | 114,355 | Common | SOLE |
| 205887102 | CAG | Conagra Brands, Inc. | $296 | 0.10% | 10,000 | Common | SOLE |
| 19249H103 | CHRS | Coherus Biosciences, Inc. | $254 | 0.09% | 106,185 | Common | SOLE |
| 98420X103 | ASNSUSD | X4 Pharmaceutials, Inc. | $252 | 0.09% | 180,993 | Common | SOLE |
| 532457108 | LLY | Eli Lilly & Co. | $233 | 0.08% | 300 | Common | SOLE |
| G4863A108 | BRSL | International Game Technology PLC | $169 | 0.06% | 7,500 | Common | SOLE |
| 49836K102 | — | Kiwetinohk Energy Corp. | $155 | 0.05% | 17,700 | Common | SOLE |
| 30263Y104 | FSBW | FS Bancorp, Inc. | $152 | 0.05% | 4,380 | Common | SOLE |
| 478160104 | JNJ | Johnson & Johnson | $146 | 0.05% | 922 | Common | SOLE |
| 52472M101 | LEGH | Legacy Housing Corporation | $140 | 0.05% | 6,500 | Common | SOLE |
| 302520101 | FNB | F.N.B. Corporation | $126 | 0.04% | 8,905 | Common | SOLE |
| 67066G104 | NVDA | Nvidia Corp | $116 | 0.04% | 128 | Common | SOLE |
| 89151E109 | TTEN | TotalEnergies SE - ADR | $110 | 0.04% | 1,600 | Common | SOLE |
| 589492107 | MREO | Mereo BioPharm Group PLC | $99 | 0.04% | 30,000 | Common | SOLE |
| 11135F101 | AVGO | Broadcom, Inc. | $94 | 0.03% | 71 | Common | SOLE |
| 464287481 | IWP | iShares Russell Mid-Cap Growth | $79 | 0.03% | 695 | Common | SOLE |
| 674599105 | OXY | Occidential Pertro Wts exp. 8/3/27 | $73 | 0.03% | 1,249 | Common | SOLE |
| 27627N105 | EBC | Eastern Bankshares Inc | $69 | 0.02% | 5,000 | Common | SOLE |
| 911363109 | URI | United Rental, Inc. | $56 | 0.02% | 78 | Common | SOLE |
| 302635206 | FSK | FS KKR Capital Corp. | $55 | 0.02% | 2,875 | Common | SOLE |
| 023135106 | AMZN | Amazon.com Inc. | $54 | 0.02% | 300 | Common | SOLE |
| 49177J102 | KVUE | Kenvue, Inc. | $48 | 0.02% | 2,235 | Common | SOLE |
| 74762E102 | QURE | Quanta Services, Inc. | $46 | 0.02% | 176 | Common | SOLE |
| 02079k305 | — | Alphabet Inc CL A | $45 | 0.02% | 300 | Common | SOLE |
| 235851102 | DHR | Danaher Corporation | $45 | 0.02% | 180 | Common | SOLE |
| 840441109 | SSBUSD | South State Corporation | $45 | 0.02% | 534 | Common | SOLE |
| 42727P108 | HRGG | Heritage NOLA Bancorp, Inc. | $42 | 0.01% | 3,000 | Common | SOLE |
| G5494J103 | — | Linde PLC | $33 | 0.01% | 70 | Common | SOLE |
| 29444U700 | EQIX | Equinix Inc | $31 | 0.01% | 37 | Common | SOLE |
| 437076102 | HD | Home Depot Inc. | $31 | 0.01% | 80 | Common | SOLE |
| 03940R107 | ARCH1USD | Arc Resources Ltd. | $29 | 0.01% | 1,229 | Common | SOLE |
| 169656105 | CMG | Chipotle Mexican Grill, Inc. | $29 | 0.01% | 10 | Common | SOLE |
| 09260d107 | — | Blackstone Group LP | $28 | 0.01% | 210 | Common | SOLE |
| 91324p102 | — | United Healthcare Corp. | $28 | 0.01% | 57 | Common | SOLE |
| 09247X101 | BLKCHF | Blackrock, Inc. | $26 | 0.01% | 31 | Common | SOLE |
| 369604301 | GE | General Electric Company | $26 | 0.01% | 150 | Common | SOLE |
| 883556102 | TMO | Thermo Fisher Scientific, Inc. | $26 | 0.01% | 45 | Common | SOLE |
| 919794107 | VLY | Valley National Bancorp | $25 | 0.01% | 3,200 | Common | SOLE |
| 79466L302 | CRM | Salesforce, Inc. | $23 | 0.01% | 77 | Common | SOLE |
| 00724F101 | ADBE | Adobe | $18 | 0.01% | 35 | Common | SOLE |
| 550021109 | LULU | Lululemon Athletica Inc. | $15 | 0.01% | 39 | Common | SOLE |
| 500754106 | KHC | The Kraft Heinz Company | $12 | 0.00% | 333 | Common | SOLE |
| 50155Q100 | KD | Kyndryl Holdings Inc. | $9 | 0.00% | 428 | Common | SOLE |
| 85571B105 | STWD | Starwood Property Trust, Inc. | $8 | 0.00% | 400 | Common | SOLE |
| 31423J102 | — | FaZe Holdings Inc. | $8 | 0.00% | 667 | Common | SOLE |
| 163851108 | CC | The Chemours Company | $6 | 0.00% | 240 | Common | SOLE |
| 36266G107 | GEHC | GE HealthCare Technologies Inc | $5 | 0.00% | 50 | Common | SOLE |
| 929740108 | WAB | Wabtec Corporation | $1 | 0.00% | 6 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.