Q2 2024 · 13F-HR
Knott David M Jrholdings as filed
Filed 2024-08-12 · accession 0001104659-24-088269
$250,627
Reported value
99
Positions
2024-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 131476103 | CLMTUSD | Calumet Specialty Products Partners, LP | $69,416 | 27.7% | 4,325,000 | Common | SOLE |
| 03769M106 | APO | Apollo Global Management, Inc. | $26,566 | 10.6% | 225,000 | Common | SOLE |
| 02079K107 | GOOG | Alphabet Inc-Cl C | $20,583 | 8.21% | 112,220 | Common | SOLE |
| 81752T528 | CLOZ | The Panagram BBB-B CLO ETF | $14,625 | 5.84% | 542,868 | Common | SOLE |
| 256086109 | DCGO | DocGo, Inc. | $9,489 | 3.79% | 3,070,850 | Common | SOLE |
| 53220K504 | LGND | Ligand Pharmaceuticals Incorporated | $7,162 | 2.86% | 85,000 | Common | SOLE |
| 717081103 | PFE | Pfizer Inc. | $6,960 | 2.78% | 248,737 | Common | SOLE |
| 46090A721 | ICLO | The Invesco AAA Floating Rate Note ETF | $6,105 | 2.44% | 237,753 | Common | SOLE |
| 039697107 | ARDX | Ardelyx, Inc. | $5,727 | 2.29% | 772,867 | Common | SOLE |
| 58457V503 | — | Medical Facilities Corp | $4,939 | 1.97% | 534,207 | Common | SOLE |
| 05337M104 | — | Avadel Pharmaceuticals plc | $4,682 | 1.87% | 333,000 | Common | SOLE |
| 46625H100 | JPM | JPMorgan Chase & Co. | $4,244 | 1.69% | 20,985 | Common | SOLE |
| 68218J103 | OABI | OmniAb Inc. | $4,194 | 1.67% | 1,118,505 | Common | SOLE |
| 92686J106 | VKTX | Viking Therapeutics, Inc. | $4,031 | 1.61% | 76,036 | Common | SOLE |
| 14888U101 | CPRX | Catalyst Pharmaceuticals, Inc. | $3,284 | 1.31% | 212,000 | Common | SOLE |
| 925050106 | VRNA | Verona Pharma PLC. | $2,935 | 1.17% | 203,000 | Common | SOLE |
| 47103U845 | JAAA | Janus Henderson AAA CLO ETF | $2,717 | 1.08% | 53,397 | Common | SOLE |
| 25381B101 | DMRC | Digimarc Corporation | $2,591 | 1.03% | 83,557 | Common | SOLE |
| 45790W108 | — | Inozyme Pharma, Inc. | $2,518 | 1.00% | 564,549 | Common | SOLE |
| 37733W204 | GSK | GSK plc | $2,503 | 1.00% | 65,000 | Common | SOLE |
| 45258J102 | IMVT | Immunovant Inc. | $2,416 | 0.96% | 91,500 | Common | SOLE |
| 46333X108 | IRWD | Ironwood Pharmaceuticalss, Inc. | $2,412 | 0.96% | 370,000 | Common | SOLE |
| 126408103 | CSX | CSX Corporation | $2,342 | 0.93% | 70,000 | Common | SOLE |
| G3075P101 | ESGRUSD | Enstar Group Limited | $2,293 | 0.91% | 7,500 | Common | SOLE |
| 89422G107 | TVTX | Travere Therapeutics, Inc. | $2,186 | 0.87% | 265,966 | Common | SOLE |
| 87164F105 | SNDX | Syndax Pharmaceutical, Inc. | $2,132 | 0.85% | 103,826 | Common | SOLE |
| 54951L109 | LKNCY | Luckin Coffee, Inc | $2,110 | 0.84% | 100,000 | Common | SOLE |
| 09058V103 | BCRX | BioCryst Pharmaceuticals, Inc. | $1,942 | 0.77% | 314,307 | Common | SOLE |
| 98422E103 | XERS | Xeris Biopharma Holdings, Inc. | $1,845 | 0.74% | 820,000 | Common | SOLE |
| 74366E102 | PTGX | Protagonist Therapeutics, Inc | $1,815 | 0.72% | 52,368 | Common | SOLE |
| 01881G106 | AB | AllianceBernstein Holding L.P. | $1,656 | 0.66% | 49,000 | Common | SOLE |
| 471034845 | — | Janus Henderson AAA CLO ETF | $1,599 | 0.64% | 31,432 | Common | SOLE |
| 92532F100 | VRTX | Vertex Pharmaceuticals, Inc. | $1,406 | 0.56% | 3,000 | Common | SOLE |
| 78464A870 | XBI | SPDR S&P Biotech ETF | $1,298 | 0.52% | 14,000 | Common | SOLE |
| 78377T107 | RHP | Ryman Hospitality Properties, Inc. | $1,198 | 0.48% | 12,000 | Common | SOLE |
| 30052C107 | EOLS | Evolus, Inc. | $1,179 | 0.47% | 108,682 | Common | SOLE |
| 609207105 | MDLZ | Mondelez International Inc. | $916 | 0.37% | 14,000 | Common | SOLE |
| 00287Y109 | ABBV | AbbVie Inc. | $864 | 0.34% | 5,037 | Common | SOLE |
| 589492107 | MREO | Mereo BioPharm Group PLC | $850 | 0.34% | 236,000 | Common | SOLE |
| 494368103 | KMB | Kimberly-Clark Corporation | $829 | 0.33% | 6,000 | Common | SOLE |
| 28106W103 | EDIT | Editas Medicine, Inc. | $827 | 0.33% | 177,000 | Common | SOLE |
| 98420N105 | XENE | Xenon Pharmaceuticals Inc. | $814 | 0.32% | 20,866 | Common | SOLE |
| 26614N102 | DD | DuPont de Nemours, Inc. | $799 | 0.32% | 9,930 | Common | SOLE |
| 594918104 | MSFT | Microsoft Corporation | $715 | 0.29% | 1,600 | Common | SOLE |
| G76279101 | ROIV | Roivant Science Ltd. | $666 | 0.27% | 63,000 | Common | SOLE |
| 22052L104 | CTVA | Corteva, Inc. | $624 | 0.25% | 11,563 | Common | SOLE |
| 136385101 | CNQ | Canadian Natural Resources Limited | $598 | 0.24% | 16,800 | Common | SOLE |
| 260557103 | DOW | Dow Inc. | $591 | 0.24% | 11,136 | Common | SOLE |
| 10806X102 | BBIO | Bridgebio Pharma, Inc. | $532 | 0.21% | 21,000 | Common | SOLE |
| 037833100 | AAPL | Apple Inc. | $525 | 0.21% | 2,494 | Common | SOLE |
| 81752T486 | CLOX | The Panagram AAA CLO ETF | $500 | 0.20% | 19,572 | Common | SOLE |
| 191216100 | KO | Coca-Cola Co. | $484 | 0.19% | 7,600 | Common | SOLE |
| 98419J206 | XOMA | XOMA Corporation | $467 | 0.19% | 19,722 | Common | SOLE |
| 22663K107 | CRNX | Crinetics Pharmaceuticals, Inc. | $377 | 0.15% | 8,426 | Common | SOLE |
| 459200101 | IBM | International Business Machines | $370 | 0.15% | 2,142 | Common | SOLE |
| 205887102 | CAG | Conagra Brands, Inc. | $284 | 0.11% | 10,000 | Common | SOLE |
| 532457108 | LLY | Eli Lilly & Co. | $272 | 0.11% | 300 | Common | SOLE |
| 52187K200 | CYPH | Leap Therapeutics, Inc. | $224 | 0.09% | 114,355 | Common | SOLE |
| 50127T109 | KURA | Kura Oncology, Inc. | $206 | 0.08% | 10,000 | Common | SOLE |
| 30263Y104 | FSBW | FS Bancorp, Inc. | $160 | 0.06% | 4,380 | Common | SOLE |
| 67066G104 | NVDA | Nvidia Corp | $158 | 0.06% | 1,280 | Common | SOLE |
| 459902102 | — | International Game Technology PLC | $153 | 0.06% | 7,500 | Common | SOLE |
| 52472M101 | LEGH | Legacy Housing Corporation | $149 | 0.06% | 6,500 | Common | SOLE |
| 478160104 | JNJ | Johnson & Johnson | $135 | 0.05% | 922 | Common | SOLE |
| 302520101 | FNB | F.N.B. Corporation | $122 | 0.05% | 8,905 | Common | SOLE |
| 11135F101 | AVGO | Broadcom, Inc. | $114 | 0.05% | 71 | Common | SOLE |
| 89151E109 | TTEN | TotalEnergies SE - ADR | $107 | 0.04% | 1,600 | Common | SOLE |
| 98420X103 | ASNSUSD | X4 Pharmaceutials, Inc. | $105 | 0.04% | 180,993 | Common | SOLE |
| 464287481 | IWP | iShares Russell Mid-Cap Growth | $77 | 0.03% | 695 | Common | SOLE |
| 674599105 | OXY | Occidential Pertro Wts exp. 8/3/27 | $71 | 0.03% | 1,249 | Common | SOLE |
| 27627N105 | EBC | Eastern Bankshares Inc | $70 | 0.03% | 5,000 | Common | SOLE |
| 023135106 | AMZN | Amazon.com Inc. | $58 | 0.02% | 300 | Common | SOLE |
| 302635206 | FSK | FS KKR Capital Corp. | $57 | 0.02% | 2,875 | Common | SOLE |
| 02079K305 | GOOGL | Alphabet Inc CL A | $55 | 0.02% | 300 | Common | SOLE |
| 911363109 | URI | United Rental, Inc. | $50 | 0.02% | 78 | Common | SOLE |
| 74762E102 | QURE | Quanta Services, Inc. | $45 | 0.02% | 176 | Common | SOLE |
| 235851102 | DHR | Danaher Corporation | $45 | 0.02% | 180 | Common | SOLE |
| 840441109 | SSBUSD | South State Corporation | $41 | 0.02% | 534 | Common | SOLE |
| 49177J102 | KVUE | Kenvue, Inc. | $41 | 0.02% | 2,235 | Common | SOLE |
| 42727P108 | — | Heritage NOLA Bancorp, Inc. | $34 | 0.01% | 3,000 | Common | SOLE |
| G54950103 | LIN | Linde PLC | $31 | 0.01% | 70 | Common | SOLE |
| 169656105 | CMG | Chipotle Mexican Grill, Inc. | $31 | 0.01% | 500 | Common | SOLE |
| 03940R107 | ARCH1USD | Arc Resources Ltd. | $30 | 0.01% | 1,229 | Common | SOLE |
| 91324p102 | — | United Healthcare Corp. | $29 | 0.01% | 57 | Common | SOLE |
| 437076102 | HD | Home Depot Inc. | $28 | 0.01% | 80 | Common | SOLE |
| 09260d107 | — | Blackstone Group LP | $26 | 0.01% | 210 | Common | SOLE |
| 883556102 | TMO | Thermo Fisher Scientific, Inc. | $25 | 0.01% | 45 | Common | SOLE |
| 369604137 | — | General Electric Company | $24 | 0.01% | 150 | Common | SOLE |
| 919794107 | VLY | Valley National Bancorp | $22 | 0.01% | 3,200 | Common | SOLE |
| 79466L302 | CRM | Salesforce, Inc. | $20 | 0.01% | 77 | Common | SOLE |
| 00724F101 | ADBE | Adobe | $19 | 0.01% | 35 | Common | SOLE |
| 690469101 | OVID | Ovid Therapeutics Inc. | $15 | 0.01% | 20,000 | Common | SOLE |
| 50155Q100 | KD | Kyndryl Holdings Inc. | $11 | 0.00% | 428 | Common | SOLE |
| 500754106 | KHC | The Kraft Heinz Company | $11 | 0.00% | 333 | Common | SOLE |
| 85571B105 | STWD | Starwood Property Trust, Inc. | $8 | 0.00% | 400 | Common | SOLE |
| 36828A901 | — | GE Vernova Inc. | $6 | 0.00% | 37 | Common | SOLE |
| 163851108 | CC | The Chemours Company | $5 | 0.00% | 240 | Common | SOLE |
| 36266G107 | GEHC | GE HealthCare Technologies Inc | $4 | 0.00% | 50 | Common | SOLE |
| 929740108 | WAB | Wabtec Corporation | $1 | 0.00% | 6 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.