Q1 2024 · 13F-HR
Fort Sheridan Advisors LLCholdings as filed
Filed 2024-05-15 · accession 0001104659-24-061737
$530.7M
Reported value
206
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 594918104 | MSFT | MICROSOFT CORP | $61.0M | 11.5% | 145,078 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $47.1M | 8.87% | 274,478 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $24.4M | 4.59% | 835,375 | Common | NONE |
| 12572Q105 | CME | CME GROUP INC | $23.3M | 4.39% | 108,129 | Common | NONE |
| 682680103 | OKE | ONEOK INC NEW | $17.0M | 3.21% | 212,175 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE &CO | $17.0M | 3.20% | 84,846 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $14.7M | 2.77% | 81,622 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $14.0M | 2.63% | 91,779 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $13.9M | 2.61% | 105,431 | Common | NONE |
| 58933Y105 | MRK | MERCK &CO INC | $12.0M | 2.26% | 90,907 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $11.6M | 2.18% | 12,793 | Common | NONE |
| 097023105 | BA | BOEING CO | $8.7M | 1.64% | 45,169 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $8.3M | 1.56% | 45,383 | Common | NONE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $7.6M | 1.44% | 55,605 | Common | NONE |
| 478160104 | JNJ | JOHNSON &JOHNSON | $7.5M | 1.41% | 47,261 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $7.5M | 1.41% | 45,963 | Common | NONE |
| 92826C839 | V | VISA INC | $6.7M | 1.27% | 24,059 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $6.6M | 1.25% | 13,746 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $6.5M | 1.22% | 41,180 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $6.3M | 1.19% | 15,028 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $6.2M | 1.17% | 12,824 | Common | NONE |
| 038222105 | AMAT | APPLIED MATLS INC | $6.1M | 1.15% | 29,521 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $5.8M | 1.10% | 132,194 | Common | NONE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $5.6M | 1.05% | 5,726 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $4.5M | 0.86% | 90,486 | Common | NONE |
| 244199105 | DE | DEERE &CO | $4.2M | 0.79% | 10,264 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $4.2M | 0.78% | 264,481 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $4.2M | 0.78% | 98,987 | Common | NONE |
| 020002101 | ALL | ALLSTATE CORP | $3.8M | 0.72% | 22,058 | Common | NONE |
| 532457108 | LLY | ELI LILLY &CO | $3.8M | 0.72% | 4,887 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $3.6M | 0.68% | 7,552 | Common | NONE |
| 780259305 | SHEL | SHELL PLC | $3.6M | 0.67% | 53,343 | Common | NONE |
| 65341B106 | XIFR | NEXTERA ENERGY PARTNERS LP | $3.5M | 0.67% | 117,836 | Common | NONE |
| 12503M108 | CBOE | CBOE GLOBAL MKTS INC | $3.4M | 0.65% | 18,774 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $3.3M | 0.62% | 18,140 | Common | NONE |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $3.1M | 0.59% | 9,775 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $3.1M | 0.59% | 18,419 | Common | NONE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $3.1M | 0.58% | 13,457 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $2.7M | 0.51% | 21,527 | Common | NONE |
| 49177J102 | KVUE | KENVUE INC | $2.6M | 0.50% | 122,634 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $2.6M | 0.49% | 9,137 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $2.6M | 0.49% | 22,277 | Common | NONE |
| 64828T201 | RITM | RITHM CAPITAL CORP | $2.5M | 0.47% | 223,323 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $2.4M | 0.45% | 57,090 | Common | NONE |
| 41068X100 | HASI | HANNON ARMSTRONG SUST INFR C | $2.4M | 0.45% | 83,512 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $2.4M | 0.45% | 6,157 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $2.4M | 0.44% | 5,176 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $2.2M | 0.42% | 10,836 | Common | NONE |
| 464287549 | IGM | ISHARES TR | $2.0M | 0.37% | 22,949 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $1.9M | 0.37% | 38,879 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $1.9M | 0.36% | 12,745 | Common | NONE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $1.9M | 0.36% | 3 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $1.9M | 0.36% | 68,465 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $1.9M | 0.36% | 3,243 | Common | NONE |
| G16252101 | BIP | BROOKFIELD INFRAST PARTNERS | $1.8M | 0.35% | 58,838 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $1.8M | 0.35% | 2,503 | Common | NONE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS | $1.8M | 0.33% | 139,724 | Common | NONE |
| 726503105 | PAA | PLAINS ALL AMERN PIPELINE L | $1.8M | 0.33% | 100,554 | Common | NONE |
| N07059210 | ASML | ASML HOLDING N V | $1.7M | 0.33% | 1,799 | Common | NONE |
| 29250N105 | ENB | ENBRIDGE INC | $1.7M | 0.32% | 46,783 | Common | NONE |
| 46432F339 | QUAL | ISHARES TR | $1.7M | 0.32% | 10,262 | Common | NONE |
| G16258108 | BEP | BROOKFIELD RENEWABLE PARTNER | $1.7M | 0.31% | 71,907 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $1.6M | 0.31% | 13,331 | Common | NONE |
| 75513E101 | RTX | RTX CORPORATION | $1.6M | 0.30% | 16,116 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $1.5M | 0.29% | 3,454 | Common | NONE |
| 92840M102 | VST | VISTRA CORP | $1.5M | 0.28% | 21,662 | Common | NONE |
| 00206R102 | T | AT&T INC | $1.5M | 0.28% | 85,500 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $1.5M | 0.28% | 12,934 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $1.4M | 0.27% | 37,969 | Common | NONE |
| N53745100 | LYB | LYONDELLBASELL INDUSTRIES N | $1.4M | 0.26% | 13,522 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $1.4M | 0.26% | 74,425 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $1.4M | 0.26% | 7,133 | Common | NONE |
| 126650100 | CVS | CVS HEALTH CORP | $1.3M | 0.25% | 16,633 | Common | NONE |
| 907818108 | UNP | UNION PAC CORP | $1.3M | 0.25% | 5,299 | Common | NONE |
| 67059N108 | NTNX | NUTANIX INC | $1.2M | 0.23% | 20,196 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $1.2M | 0.23% | 4,299 | Common | NONE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $1.2M | 0.23% | 20,745 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $1.2M | 0.22% | 3,446 | Common | NONE |
| 37045V100 | GM | GENERAL MTRS CO | $1.2M | 0.22% | 25,701 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $1.1M | 0.21% | 6,309 | Common | NONE |
| 336433107 | FSLR | FIRST SOLAR INC | $1.1M | 0.20% | 6,437 | Common | NONE |
| 46434V456 | IQLT | ISHARES TR | $1.1M | 0.20% | 26,980 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $1.0M | 0.20% | 2,854 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $1.0M | 0.19% | 23,455 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $1.0M | 0.19% | 1,924 | Common | NONE |
| 464287689 | IWV | ISHARES TR | $1.0M | 0.19% | 3,363 | Common | NONE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $920,711 | 0.17% | 13,443 | Common | NONE |
| 125523100 | CI | THE CIGNA GROUP | $896,716 | 0.17% | 2,469 | Common | NONE |
| 88262P102 | TPL | TEXAS PACIFIC LAND CORPORATI | $876,443 | 0.17% | 1,515 | Common | NONE |
| 89832Q109 | TFC | TRUIST FINL CORP | $868,540 | 0.16% | 22,282 | Common | NONE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $859,698 | 0.16% | 13,095 | Common | NONE |
| 446150104 | HBAN | HUNTINGTON BANCSHARES INC | $857,925 | 0.16% | 61,500 | Common | NONE |
| 172967424 | C | CITIGROUP INC | $842,956 | 0.16% | 13,329 | Common | NONE |
| 253868103 | DLR | DIGITAL RLTY TR INC | $807,850 | 0.15% | 5,609 | Common | NONE |
| 482480100 | KLAC | KLA CORP | $806,183 | 0.15% | 1,154 | Common | NONE |
| 922908744 | VTV | VANGUARD INDEX FDS | $803,495 | 0.15% | 4,934 | Common | NONE |
| 66987V109 | NVS | NOVARTIS AG | $789,220 | 0.15% | 8,159 | Common | NONE |
| 931142103 | WMT | WALMART INC | $781,761 | 0.15% | 12,993 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $762,753 | 0.14% | 4,339 | Common | NONE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $739,530 | 0.14% | 1,545 | Common | NONE |
| 465741106 | ITRI | ITRON INC | $727,762 | 0.14% | 7,866 | Common | NONE |
| 464287655 | IWM | ISHARES TR | $719,843 | 0.14% | 3,423 | Common | NONE |
| 19247G107 | COHR | COHERENT CORP | $715,738 | 0.13% | 11,807 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $705,098 | 0.13% | 1,348 | Common | NONE |
| 92532F100 | VRTX | VERTEX PHARMACEUTICALS INC | $700,350 | 0.13% | 1,675 | Common | NONE |
| 254067101 | DDS | DILLARDS INC | $696,479 | 0.13% | 1,477 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $695,840 | 0.13% | 525 | Common | NONE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $688,569 | 0.13% | 3,815 | Common | NONE |
| 693475105 | PNC | PNC FINL SVCS GROUP INC | $678,558 | 0.13% | 4,199 | Common | NONE |
| 46434V621 | DGRO | ISHARES TR | $675,663 | 0.13% | 11,637 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $656,697 | 0.12% | 5,159 | Common | NONE |
| 375558103 | GILD | GILEAD SCIENCES INC | $650,680 | 0.12% | 8,883 | Common | NONE |
| 87612E106 | TGT | TARGET CORP | $643,627 | 0.12% | 3,632 | Common | NONE |
| 502431109 | LHX | L3HARRIS TECHNOLOGIES INC | $628,560 | 0.12% | 2,950 | Common | NONE |
| 464287598 | IWD | ISHARES TR | $623,537 | 0.12% | 3,481 | Common | NONE |
| 74762E102 | QURE | QUANTA SVCS INC | $618,584 | 0.12% | 2,381 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $618,054 | 0.12% | 2,378 | Common | NONE |
| 464287341 | IXC | ISHARES TR | $612,310 | 0.12% | 14,256 | Common | NONE |
| 345370860 | F | FORD MTR CO DEL | $598,397 | 0.11% | 45,060 | Common | NONE |
| 464288448 | IDV | ISHARES TR | $597,673 | 0.11% | 21,315 | Common | NONE |
| 92189F106 | GDX | VANECK ETF TRUST | $593,661 | 0.11% | 18,775 | Common | NONE |
| 493267108 | KEY | KEYCORP | $586,314 | 0.11% | 37,085 | Common | NONE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $570,074 | 0.11% | 4,712 | Common | NONE |
| 00724F101 | ADBE | ADOBE INC | $536,390 | 0.10% | 1,063 | Common | NONE |
| 09225M101 | BSM | BLACK STONE MINERALS L P | $532,629 | 0.10% | 33,331 | Common | NONE |
| 464287556 | IBB | ISHARES TR | $532,006 | 0.10% | 3,877 | Common | NONE |
| 464286608 | EZU | ISHARES INC | $519,280 | 0.10% | 10,170 | Common | NONE |
| 25820R105 | DMLP | DORCHESTER MINERALS LP | $509,712 | 0.10% | 15,116 | Common | NONE |
| 892331307 | TM | TOYOTA MOTOR CORP | $501,850 | 0.09% | 1,994 | Common | NONE |
| 78463X541 | GNR | SPDR INDEX SHS FDS | $501,789 | 0.09% | 8,662 | Common | NONE |
| 46434G822 | EWJ | ISHARES INC | $496,453 | 0.09% | 6,958 | Common | NONE |
| 14316J108 | CG | CARLYLE GROUP INC | $494,901 | 0.09% | 10,550 | Common | NONE |
| 464287507 | IJH | ISHARES TR | $493,513 | 0.09% | 8,125 | Common | NONE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $490,170 | 0.09% | 4,359 | Common | NONE |
| 92276F100 | VTR | VENTAS INC | $489,651 | 0.09% | 11,246 | Common | NONE |
| 79466L302 | CRM | SALESFORCE INC | $487,610 | 0.09% | 1,619 | Common | NONE |
| 521865204 | LEA | LEAR CORP | $483,039 | 0.09% | 3,334 | Common | NONE |
| 320517105 | FHN | FIRST HORIZON CORPORATION | $480,018 | 0.09% | 31,170 | Common | NONE |
| 984245100 | YPF | YPF SOCIEDAD ANONIMA | $474,705 | 0.09% | 23,975 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $473,592 | 0.09% | 5,016 | Common | NONE |
| 461202103 | INTU | INTUIT | $453,703 | 0.09% | 698 | Common | NONE |
| 92206C664 | VTWO | VANGUARD SCOTTSDALE FDS | $450,563 | 0.08% | 5,297 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $445,846 | 0.08% | 2,540 | Common | NONE |
| 46429B663 | HDV | ISHARES TR | $436,547 | 0.08% | 3,961 | Common | NONE |
| G59665102 | MGTX | MEIRAGTX HLDGS PLC | $432,921 | 0.08% | 71,321 | Common | NONE |
| 46138G870 | VRP | INVESCO EXCH TRADED FD TR II | $420,729 | 0.08% | 17,700 | Common | NONE |
| 48251W104 | KKR | KKR &CO INC | $420,670 | 0.08% | 4,182 | Common | NONE |
| 92852X103 | VTS | VITESSE ENERGY INC | $419,285 | 0.08% | 17,669 | Common | NONE |
| 921946810 | VIGI | VANGUARD WHITEHALL FDS | $412,949 | 0.08% | 5,065 | Common | NONE |
| 36266G107 | GEHC | GE HEALTHCARE TECHNOLOGIES I | $394,913 | 0.07% | 4,344 | Common | NONE |
| 31428X106 | FDX | FEDEX CORP | $389,990 | 0.07% | 1,346 | Common | NONE |
| 46138G508 | BKLN | INVESCO EXCH TRADED FD TR II | $387,553 | 0.07% | 18,324 | Common | NONE |
| 18539C204 | CWEN | CLEARWAY ENERGY INC | $383,790 | 0.07% | 16,650 | Common | NONE |
| 74624M102 | P | PURE STORAGE INC | $383,582 | 0.07% | 7,378 | Common | NONE |
| 11284V105 | — | BROOKFIELD RENEWABLE CORP | $380,555 | 0.07% | 15,489 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $379,540 | 0.07% | 11,776 | Common | NONE |
| 464287614 | IWF | ISHARES TR | $371,266 | 0.07% | 1,102 | Common | NONE |
| 46434G848 | PICK | ISHARES INC | $345,415 | 0.07% | 8,283 | Common | NONE |
| 260557103 | DOW | DOW INC | $339,702 | 0.06% | 5,864 | Common | NONE |
| 258623107 | DBL | DOUBLELINE OPPORTUNISTIC CR | $322,633 | 0.06% | 20,923 | Common | NONE |
| 301505707 | ROBO | EXCHANGE TRADED CONCEPTS TRU | $306,218 | 0.06% | 5,222 | Common | NONE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $300,135 | 0.06% | 3,237 | Common | NONE |
| 46137V621 | PGF | INVESCO EXCHANGE TRADED FD T | $297,180 | 0.06% | 19,500 | Common | NONE |
| 13462K109 | CWH | CAMPING WORLD HLDGS INC | $292,754 | 0.06% | 10,512 | Common | NONE |
| 464287879 | IJS | ISHARES TR | $286,495 | 0.05% | 2,788 | Common | NONE |
| 09247X101 | BLKCHF | BLACKROCK INC | $269,285 | 0.05% | 323 | Common | NONE |
| 718546104 | PSX | PHILLIPS 66 | $268,204 | 0.05% | 1,642 | Common | NONE |
| 126408103 | CSX | CSX CORP | $266,904 | 0.05% | 7,200 | Common | NONE |
| 573874104 | MRVL | MARVELL TECHNOLOGY INC | $262,965 | 0.05% | 3,710 | Common | NONE |
| 90385V107 | UCTT | ULTRA CLEAN HLDGS INC | $254,048 | 0.05% | 5,530 | Common | NONE |
| 617446448 | MS | MORGAN STANLEY | $249,214 | 0.05% | 2,647 | Common | NONE |
| 82509L107 | SHOP | SHOPIFY INC | $247,716 | 0.05% | 3,210 | Common | NONE |
| 381430529 | GBIL | GOLDMAN SACHS ETF TR | $244,154 | 0.05% | 2,420 | Common | NONE |
| 446413106 | HII | HUNTINGTON INGALLS INDS INC | $243,960 | 0.05% | 837 | Common | NONE |
| 780287108 | RGLD | ROYAL GOLD INC | $242,524 | 0.05% | 1,991 | Common | NONE |
| 91879Q109 | MTN | VAIL RESORTS INC | $240,656 | 0.05% | 1,080 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $237,365 | 0.04% | 4,377 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $237,064 | 0.04% | 949 | Common | NONE |
| 464287762 | IYH | ISHARES TR | $235,839 | 0.04% | 3,810 | Common | NONE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $235,810 | 0.04% | 245 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $232,118 | 0.04% | 2,370 | Common | NONE |
| 09062X103 | BIIB | BIOGEN INC | $230,724 | 0.04% | 1,070 | Common | NONE |
| 20786W107 | CNOB | CONNECTONE BANCORP INC | $230,646 | 0.04% | 11,828 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRS INC | $228,564 | 0.04% | 1,312 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $224,852 | 0.04% | 1,093 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $221,210 | 0.04% | 3,616 | Common | NONE |
| 46429B598 | INDA | ISHARES TR | $220,289 | 0.04% | 4,270 | Common | NONE |
| 92189F676 | SMH | VANECK ETF TRUST | $220,040 | 0.04% | 978 | Common | NONE |
| 904767704 | — | UNILEVER PLC | $218,577 | 0.04% | 4,355 | Common | NONE |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $210,417 | 0.04% | 58 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $210,401 | 0.04% | 1,547 | Common | NONE |
| 854502101 | SWK | STANLEY BLACK &DECKER INC | $208,101 | 0.04% | 2,125 | Common | NONE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $208,082 | 0.04% | 1,400 | Common | NONE |
| 45826J105 | NTLA | INTELLIA THERAPEUTICS INC | $205,720 | 0.04% | 7,478 | Common | NONE |
| 370334104 | GIS | GENERAL MLS INC | $205,082 | 0.04% | 2,931 | Common | NONE |
| 369550108 | GD | GENERAL DYNAMICS CORP | $201,415 | 0.04% | 713 | Common | NONE |
| 363576109 | AJG | GALLAGHER ARTHUR J &CO | $200,032 | 0.04% | 800 | Common | NONE |
| 293594107 | ENVX | ENOVIX CORPORATION | $191,519 | 0.04% | 23,910 | Common | NONE |
| 68622V106 | OGN | ORGANON &CO | $189,756 | 0.04% | 10,093 | Common | NONE |
| 92857W308 | VOD | VODAFONE GROUP PLC NEW | $122,135 | 0.02% | 13,723 | Common | NONE |
| 67103B100 | OFS | OFS CAP CORP | $101,981 | 0.02% | 10,270 | Common | NONE |
| 95766N103 | MHF | WESTERN ASSET MUN HIGH INCOM | $85,554 | 0.02% | 12,600 | Common | NONE |
| 577096100 | MTTR* | MATTERPORT INC | $78,648 | 0.01% | 34,800 | Common | NONE |
| 53566P109 | LCTX | LINEAGE CELL THERAPEUTICS IN | $47,622 | 0.01% | 32,177 | Common | NONE |
| 35952H601 | FCELCHF | FUELCELL ENERGY INC | $40,758 | 0.01% | 34,250 | Common | NONE |
| 800677106 | SGMO | SANGAMO THERAPEUTICS INC | $14,758 | 0.00% | 22,021 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.