Q2 2024 · 13F-HR/A
Nantahala Capital Management, LLCholdings as filed
Filed 2024-08-20 · accession 0001104659-24-091322
$1.71B
Reported value
130
Positions
2024-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287655 | IWM | ISHARES TR | $273.9M | 16.0% | 1,350,000 | PUT | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $144.9M | 8.47% | 160,000 | PUT | SOLE |
| 834203309 | SLNO | SOLENO THERAPEUTICS INC | $125.7M | 7.35% | 3,082,107 | Common | SOLE |
| G31249108 | ESTA | ESTABLISHMENT LABS HLDGS INC | $114.2M | 6.67% | 2,512,850 | Common | SOLE |
| 78464A870 | XBI | SPDR SER TR | $111.3M | 6.50% | 1,200,000 | PUT | SOLE |
| 464287655 | IWM | ISHARES TR | $60.9M | 3.56% | 300,000 | CALL | SOLE |
| 38526M106 | LOPE | GRAND CANYON ED INC | $56.0M | 3.27% | 400,000 | PUT | SOLE |
| 70614W100 | PTON | PELOTON INTERACTIVE INC | $37.0M | 2.16% | 10,935,331 | Common | SOLE |
| 30052C107 | EOLS | EVOLUS INC | $31.6M | 1.85% | 2,910,849 | Common | SOLE |
| 09075A108 | BVS | BIOVENTUS INC | $30.7M | 1.79% | 5,338,314 | Common | SOLE |
| 59100U108 | CASH | PATHWARD FINANCIAL INC | $30.6M | 1.79% | 541,433 | Common | SOLE |
| 45245E109 | IMAX | IMAX CORP | $30.2M | 1.76% | 1,798,260 | Common | SOLE |
| 43283X105 | HGV | HILTON GRAND VACATIONS INC | $27.0M | 1.58% | 668,871 | Common | SOLE |
| 70614W100 | PTON | PELOTON INTERACTIVE INC | $27.0M | 1.58% | 7,987,000 | CALL | SOLE |
| 805111101 | SVRA | SAVARA INC | $20.9M | 1.22% | 5,180,951 | Common | SOLE |
| 03062T105 | CRMT | AMERICAS CAR-MART INC | $18.8M | 1.10% | 312,128 | Common | SOLE |
| 781386305 | RDNW | RUMBLEON INC | $18.1M | 1.06% | 4,416,506 | Common | SOLE |
| 492327101 | KROS | KEROS THERAPEUTICS INC | $17.3M | 1.01% | 378,807 | Common | SOLE |
| 03168L105 | AMRX | AMNEAL PHARMACEUTICALS INC | $17.0M | 0.99% | 2,669,943 | Common | SOLE |
| 45245E109 | IMAX | IMAX CORP | $16.8M | 0.98% | 1,000,000 | CALL | SOLE |
| 00289Y206 | ABEO | ABEONA THERAPEUTICS INC | $14.7M | 0.86% | 3,470,037 | Common | SOLE |
| 68404V100 | — | OPTINOSE INC | $14.4M | 0.84% | 13,418,740 | Common | SOLE |
| 00370M103 | ABVX | ABIVAX SA | $13.0M | 0.76% | 985,634 | Common | SOLE |
| 76200L309 | RZLT | REZOLUTE INC | $12.9M | 0.75% | 2,989,963 | Common | SOLE |
| 05969A105 | TBBK | BANCORP INC DEL | $12.8M | 0.75% | 337,846 | Common | SOLE |
| 76119X105 | RSVR | RESERVOIR MEDIA INC | $12.3M | 0.72% | 1,550,797 | Common | SOLE |
| N90064101 | QURE | UNIQURE NV | $11.9M | 0.69% | 2,650,472 | Common | SOLE |
| 488445206 | ZVRA | ZEVRA THERAPEUTICS INC | $11.9M | 0.69% | 2,419,435 | Common | SOLE |
| 70451X104 | PAYO | PAYONEER GLOBAL INC | $11.7M | 0.69% | 2,115,653 | Common | SOLE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $11.5M | 0.67% | 9,270,836 | Common | SOLE |
| 872381108 | TELA | TELA BIO INC | $11.5M | 0.67% | 2,445,667 | Common | SOLE |
| 75704L104 | RDVT | RED VIOLET INC | $11.5M | 0.67% | 452,457 | Common | SOLE |
| 192005106 | CDXS | CODEXIS INC | $11.3M | 0.66% | 3,629,622 | Common | SOLE |
| 269796108 | EGRX | EAGLE PHARMACEUTICALS INC | $11.0M | 0.64% | 1,962,070 | Common | SOLE |
| 05153U107 | AURA | AURA BIOSCIENCES INC | $9.6M | 0.56% | 1,270,035 | Common | SOLE |
| 92663R105 | VMD | VIEMED HEALTHCARE INC | $9.4M | 0.55% | 1,435,122 | Common | SOLE |
| 87164F105 | SNDX | SYNDAX PHARMACEUTICALS INC | $9.3M | 0.54% | 453,232 | Common | SOLE |
| N44445109 | IMTX | IMMATICS N.V | $9.2M | 0.54% | 787,974 | Common | SOLE |
| 89157D105 | TRML | TOURMALINE BIO INC | $9.0M | 0.53% | 700,907 | Common | SOLE |
| 921659108 | VNDA | VANDA PHARMACEUTICALS INC | $9.0M | 0.53% | 1,593,516 | Common | SOLE |
| 05479K106 | ELUT | ELUTIA INC | $8.9M | 0.52% | 1,795,697 | Common | SOLE |
| 28238P109 | EHTH | EHEALTH INC | $8.7M | 0.51% | 1,911,821 | Common | SOLE |
| G4412G101 | HLF | HERBALIFE LTD | $8.3M | 0.49% | 800,000 | CALL | SOLE |
| 29975E109 | EB4 | EVENTBRITE INC | $7.7M | 0.45% | 1,600,000 | Common | SOLE |
| G5698W116 | LXFR | LUXFER HLDGS PLC | $7.0M | 0.41% | 604,143 | Common | SOLE |
| 456237106 | ILPT | INDUSTRIAL LOGISTICS PPTYS T | $6.9M | 0.40% | 1,869,953 | Common | SOLE |
| 67576A100 | OCUL | OCULAR THERAPEUTIX INC | $6.8M | 0.40% | 1,000,000 | Common | SOLE |
| 65540B105 | NDLSUSD | NOODLES & CO | $6.8M | 0.40% | 4,308,329 | Common | SOLE |
| 74967R106 | RMR | RMR GROUP INC | $6.8M | 0.40% | 300,792 | Common | SOLE |
| 29357K103 | ENVA | ENOVA INTL INC | $6.8M | 0.40% | 109,000 | CALL | SOLE |
| 254604101 | IRON | DISC MEDICINE INC | $6.8M | 0.40% | 150,000 | Common | SOLE |
| 02128L106 | ALTG | ALTA EQUIPMENT GROUP INC | $6.7M | 0.39% | 838,222 | Common | SOLE |
| 19240Q201 | COGT | COGENT BIOSCIENCES INC | $6.7M | 0.39% | 790,936 | Common | SOLE |
| 603170101 | MLYS | MINERALYS THERAPEUTICS INC | $6.2M | 0.36% | 532,506 | Common | SOLE |
| 04635X102 | CATBUSD | ASTRIA THERAPEUTICS INC | $6.1M | 0.36% | 675,000 | Common | SOLE |
| 08205P209 | BNTC | BENITEC BIOPHARMA INC | $5.9M | 0.34% | 841,395 | Common | SOLE |
| 269796108 | EGRX | EAGLE PHARMACEUTICALS INC | $5.6M | 0.33% | 1,000,000 | CALL | SOLE |
| 92840H400 | VTGN | VISTAGEN THERAPEUTICS INC | $5.3M | 0.31% | 1,517,696 | Common | SOLE |
| 88338K103 | STKS | THE ONE GROUP HOSPITALITY IN | $5.1M | 0.30% | 1,202,528 | Common | SOLE |
| 640268108 | NKTREUR | NEKTAR THERAPEUTICS | $5.1M | 0.30% | 4,110,000 | Common | SOLE |
| 45779A846 | NSPR | INSPIREMD INC | $5.1M | 0.30% | 2,026,600 | Common | SOLE |
| G29687103 | AVDL | AVADEL PHARMACEUTICALS PLC | $4.9M | 0.29% | 350,000 | Common | SOLE |
| 233377407 | DXPE | DXP ENTERPRISES INC | $4.7M | 0.28% | 103,206 | Common | SOLE |
| 641288105 | NPCE | NEUROPACE INC | $4.7M | 0.27% | 616,823 | Common | SOLE |
| 755408101 | RDI | READING INTL INC | $4.6M | 0.27% | 3,244,573 | Common | SOLE |
| 15117F807 | CLRBUSD | CELLECTAR BIOSCIENCES INC | $4.6M | 0.27% | 1,833,325 | Common | SOLE |
| 98986M103 | ZYXIQ | ZYNEX INC | $4.6M | 0.27% | 490,000 | Common | SOLE |
| 629337106 | NNBR | NN INC | $4.4M | 0.26% | 1,456,446 | Common | SOLE |
| 23331S100 | DHX | DHI GROUP INC | $4.3M | 0.25% | 2,066,417 | Common | SOLE |
| 71367G102 | PWP | PERELLA WEINBERG PARTNERS | $4.3M | 0.25% | 265,474 | Common | SOLE |
| 152309100 | CNTA | CENTESSA PHARMACEUTICALS PLC | $4.1M | 0.24% | 450,000 | Common | SOLE |
| 36269P104 | GAIA | GAIA INC NEW | $4.0M | 0.24% | 915,029 | Common | SOLE |
| 21077P108 | CNTX | CONTEXT THERAPEUTICS INC | $3.9M | 0.23% | 1,935,484 | Common | SOLE |
| 528872302 | LXRX | LEXICON PHARMACEUTICALS INC | $3.9M | 0.23% | 2,304,150 | Common | SOLE |
| 82686Q101 | SLN | SILENCE THERAPEUTICS PLC | $3.8M | 0.22% | 200,000 | Common | SOLE |
| 88338H704 | TQ80 | THERATECHNOLOGIES INC | $3.8M | 0.22% | 2,682,228 | Common | SOLE |
| 29357K103 | ENVA | ENOVA INTL INC | $3.5M | 0.20% | 55,999 | Common | SOLE |
| 054754858 | AYTU | AYTU BIOPHARMA INC | $3.2M | 0.19% | 1,086,812 | Common | SOLE |
| 10921T101 | BCOVUSD | BRIGHTCOVE INC | $3.1M | 0.18% | 1,313,768 | Common | SOLE |
| 29772L108 | ETON | ETON PHARMACEUTICALS INC | $3.1M | 0.18% | 940,733 | Common | SOLE |
| 004468500 | ACHV | ACHIEVE LIFE SCIENCES INC | $3.1M | 0.18% | 654,000 | Common | SOLE |
| 23725P209 | DRIOEUR | DARIOHEALTH CORP | $2.8M | 0.17% | 2,391,325 | Common | SOLE |
| 34988V106 | FOSL | FOSSIL GROUP INC | $2.7M | 0.16% | 1,905,278 | Common | SOLE |
| 64135M105 | NGNE | NEUROGENE INC | $2.6M | 0.15% | 72,279 | Common | SOLE |
| 29415J106 | — | ENVVENO MEDICAL CORPORATION | $2.5M | 0.15% | 477,855 | Common | SOLE |
| 59935V107 | MIST | MILESTONE PHARMACEUTICALS IN | $2.3M | 0.14% | 1,750,000 | Common | SOLE |
| 98420P308 | XTNT | XTANT MED HLDGS INC | $2.3M | 0.13% | 3,580,000 | Common | SOLE |
| 00289Y206 | ABEO | ABEONA THERAPEUTICS INC | $2.2M | 0.13% | 520,000 | CALL | SOLE |
| 208242107 | CN4 | CONNS INC | $2.2M | 0.13% | 1,973,315 | Common | SOLE |
| 78464A870 | XBI | SPDR SER TR | $2.1M | 0.12% | 22,369 | Common | SOLE |
| 86889P208 | SRZN | SURROZEN INC | $2.0M | 0.12% | 187,206 | Common | SOLE |
| 00444T209 | TLPH | TALPHERA INC | $1.8M | 0.10% | 1,992,519 | Common | SOLE |
| G7T96K107 | SRL | SCULLY ROYALTY LTD | $1.7M | 0.10% | 239,197 | Common | SOLE |
| 58450V104 | MAX | MEDIAALPHA INC | $1.6M | 0.10% | 123,564 | Common | SOLE |
| 784933103 | SGRP | SPAR GROUP INC | $1.6M | 0.09% | 662,028 | Common | SOLE |
| 28617K101 | ELDN | ELEDON PHARMACEUTICALS INC | $1.6M | 0.09% | 600,000 | Common | SOLE |
| L0175J104 | ASPS | ALTISOURCE PORTFOLIO SOLNS S | $1.5M | 0.09% | 1,091,009 | Common | SOLE |
| 90466Y103 | — | UNICYCIVE THERAPEUTICS INC | $1.4M | 0.08% | 2,820,358 | Common | SOLE |
| 034569103 | ANEB | ANEBULO PHARMACEUTICALS INC | $1.4M | 0.08% | 511,073 | Common | SOLE |
| 45783C200 | TIL | INSTIL BIO INC | $1.3M | 0.08% | 127,292 | Common | SOLE |
| 00887A204 | RNTX | AILERON THERAPEUTICS INC | $1.3M | 0.08% | 464,367 | Common | SOLE |
| 52110H100 | — | LAZYDAYS HLDGS INC | $1.3M | 0.07% | 500,000 | Common | SOLE |
| 92337C203 | VSTM | VERASTEM INC | $1.2M | 0.07% | 400,000 | Common | SOLE |
| N90064101 | QURE | UNIQURE NV | $1.1M | 0.06% | 243,000 | CALL | SOLE |
| 86272A305 | SSKN | STRATA SKIN SCIENCES INC | $933,025 | 0.05% | 303,917 | Common | SOLE |
| 49721T507 | KPRX | KIORA PHARMACEUTICALS INC | $886,662 | 0.05% | 211,110 | Common | SOLE |
| G7006A109 | PERF | PERFECT CORP | $846,649 | 0.05% | 419,133 | Common | SOLE |
| 75974E103 | — | RENEO PHARMACEUTICALS INC | $846,357 | 0.05% | 547,804 | Common | SOLE |
| 03836J201 | APRE | APREA THERAPEUTICS INC | $837,443 | 0.05% | 205,760 | Common | SOLE |
| 654110303 | 8NI0 | NIKOLA CORP | $818,992 | 0.05% | 99,999 | Common | SOLE |
| 64130M209 | — | NEUROONE MED TECHNOLOGIES CO | $760,770 | 0.04% | 950,962 | Common | SOLE |
| 501147102 | KRYS | KRYSTAL BIOTECH INC | $716,196 | 0.04% | 3,900 | PUT | SOLE |
| 232109AG3 | — | CUTERA INC | $694,002 | 0.04% | 4,000,000 | Common | SOLE |
| N44445117 | IMTXW | IMMATICS N.V | $688,362 | 0.04% | 248,506 | Common | SOLE |
| 38341P102 | GOSS | GOSSAMER BIO INC | $623,065 | 0.04% | 672,856 | Common | SOLE |
| 05580M108 | RILY | B. RILEY FINANCIAL INC | $422,937 | 0.02% | 23,976 | Common | SOLE |
| 30049G203 | EVOKEUR | EVOKE PHARMA INC | $357,075 | 0.02% | 675,000 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $307,581 | 0.02% | 1,516 | Common | SOLE |
| 505743104 | LADR | LADDER CAP CORP | $289,374 | 0.02% | 25,631 | Common | SOLE |
| 34960Q307 | FBIO | FORTRESS BIOTECH INC | $261,890 | 0.02% | 153,152 | Common | SOLE |
| 28036F105 | EWTX | EDGEWISE THERAPEUTICS INC | $240,812 | 0.01% | 13,371 | Common | SOLE |
| 037326105 | ANTX | AN2 THERAPEUTICS INC | $211,298 | 0.01% | 98,278 | Common | SOLE |
| 05591L107 | — | BM TECHNOLOGIES INC | $171,076 | 0.01% | 76,034 | Common | SOLE |
| 30068X103 | XGN | EXAGEN INC | $107,955 | 0.01% | 59,316 | Common | SOLE |
| 54948X109 | LUCD | LUCID DIAGNOSTICS INC | $103,617 | 0.01% | 126,362 | Common | SOLE |
| 892918103 | TACT | TRANSACT TECHNOLOGIES INC | $75,864 | 0.00% | 20,123 | Common | SOLE |
| 03835T309 | — | APTOSE BIOSCIENCES INC | $58,701 | 0.00% | 77,340 | Common | SOLE |
| G4236L120 | GFAIW | GUARDFORCE AI CO LTD | $30,070 | 0.00% | 154,205 | Common | SOLE |
| 75973T101 | RNLXUSD | RENALYTIX PLC | $27,176 | 0.00% | 117,644 | Common | SOLE |
| 87807D111 | TCBWF | TC BIOPHARM HOLDINGS PLC | $2,941 | 0.00% | 235,294 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.