Q3 2024 · 13F-HR
Nantahala Capital Management, LLCholdings as filed
Filed 2024-11-14 · accession 0001104659-24-118916
$1.98B
Reported value
140
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287655 | IWM | ISHARES TR | $408.6M | 20.7% | 1,850,000 | PUT | SOLE |
| 834203309 | SLNO | SOLENO THERAPEUTICS INC | $165.1M | 8.35% | 3,270,448 | Common | SOLE |
| G31249108 | ESTA | ESTABLISHMENT LABS HLDGS INC | $102.1M | 5.16% | 2,359,141 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $79.7M | 4.03% | 90,000 | PUT | SOLE |
| 78464A870 | XBI | SPDR SER TR | $79.0M | 4.00% | 800,000 | PUT | SOLE |
| 38526M106 | LOPE | GRAND CANYON ED INC | $56.7M | 2.87% | 400,000 | PUT | SOLE |
| 09075A108 | BVS | BIOVENTUS INC | $52.0M | 2.63% | 4,350,870 | Common | SOLE |
| 70614W100 | PTON | PELOTON INTERACTIVE INC | $48.5M | 2.45% | 10,353,631 | Common | SOLE |
| 30052C107 | EOLS | EVOLUS INC | $45.8M | 2.32% | 2,824,849 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $43.4M | 2.19% | 120,000 | PUT | SOLE |
| 70614W100 | PTON | PELOTON INTERACTIVE INC | $38.8M | 1.96% | 8,289,700 | CALL | SOLE |
| 05969A105 | TBBK | BANCORP INC DEL | $31.5M | 1.59% | 588,160 | Common | SOLE |
| 45245E109 | IMAX | IMAX CORP | $30.8M | 1.56% | 1,500,000 | CALL | SOLE |
| 43283X105 | HGV | HILTON GRAND VACATIONS INC | $27.1M | 1.37% | 746,829 | Common | SOLE |
| 45245E109 | IMAX | IMAX CORP | $26.2M | 1.33% | 1,278,774 | Common | SOLE |
| 03062T105 | CRMT | AMERICAS CAR-MART INC | $22.8M | 1.16% | 544,686 | Common | SOLE |
| 88830R101 | TITN | TITAN MACHY INC | $22.6M | 1.15% | 1,625,276 | Common | SOLE |
| 03168L105 | AMRX | AMNEAL PHARMACEUTICALS INC | $22.2M | 1.12% | 2,669,943 | Common | SOLE |
| 492327101 | KROS | KEROS THERAPEUTICS INC | $22.2M | 1.12% | 381,659 | Common | SOLE |
| 805111101 | SVRA | SAVARA INC | $22.0M | 1.11% | 5,180,951 | Common | SOLE |
| 00289Y206 | ABEO | ABEONA THERAPEUTICS INC | $21.7M | 1.10% | 3,432,637 | Common | SOLE |
| 488445206 | ZVRA | ZEVRA THERAPEUTICS INC | $20.3M | 1.03% | 2,924,021 | Common | SOLE |
| 89157D105 | TRML | TOURMALINE BIO INC | $18.0M | 0.91% | 700,907 | Common | SOLE |
| 59100U108 | CASH | PATHWARD FINANCIAL INC | $17.4M | 0.88% | 264,203 | Common | SOLE |
| 359616109 | FULC | FULCRUM THERAPEUTICS INC | $17.1M | 0.86% | 4,777,912 | Common | SOLE |
| 70451X104 | PAYO | PAYONEER GLOBAL INC | $15.9M | 0.81% | 2,115,653 | Common | SOLE |
| 781386305 | RDNW | RUMBLEON INC | $14.7M | 0.74% | 3,066,537 | Common | SOLE |
| N90064101 | QURE | UNIQURE NV | $13.7M | 0.69% | 2,781,013 | Common | SOLE |
| 73939C106 | — | POWERSCHOOL HOLDINGS INC | $13.3M | 0.68% | 585,000 | Common | SOLE |
| 75704L104 | RDVT | RED VIOLET INC | $12.9M | 0.65% | 452,466 | Common | SOLE |
| 76119X105 | RSVR | RESERVOIR MEDIA INC | $12.7M | 0.64% | 1,560,797 | Common | SOLE |
| 76200L309 | RZLT | REZOLUTE INC | $12.5M | 0.63% | 2,577,121 | Common | SOLE |
| 09263B207 | BKSY | BLACKSKY TECHNOLOGY INC | $11.6M | 0.59% | 2,450,000 | Common | SOLE |
| 00370M103 | ABVX | ABIVAX SA | $11.4M | 0.57% | 985,634 | Common | SOLE |
| 05153U107 | AURA | AURA BIOSCIENCES INC | $11.3M | 0.57% | 1,270,035 | Common | SOLE |
| 92337C203 | VSTM | VERASTEM INC | $11.2M | 0.56% | 3,733,333 | Common | SOLE |
| 05479K106 | ELUT | ELUTIA INC | $10.9M | 0.55% | 2,864,947 | Common | SOLE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $10.6M | 0.53% | 8,948,336 | Common | SOLE |
| 501147102 | KRYS | KRYSTAL BIOTECH INC | $9.8M | 0.50% | 53,900 | PUT | SOLE |
| 68404V100 | — | OPTINOSE INC | $9.6M | 0.49% | 14,356,703 | Common | SOLE |
| 29975E109 | EB4 | EVENTBRITE INC | $9.2M | 0.46% | 3,361,200 | Common | SOLE |
| 192005106 | CDXS | CODEXIS INC | $9.1M | 0.46% | 2,967,808 | Common | SOLE |
| 29357K103 | ENVA | ENOVA INTL INC | $9.1M | 0.46% | 109,000 | CALL | SOLE |
| 269796108 | EGRX | EAGLE PHARMACEUTICALS INC | $8.8M | 0.44% | 2,356,536 | Common | SOLE |
| 87164F105 | SNDX | SYNDAX PHARMACEUTICALS INC | $8.7M | 0.44% | 453,232 | Common | SOLE |
| 74967R106 | RMR | RMR GROUP INC | $8.6M | 0.44% | 339,486 | Common | SOLE |
| 19240Q201 | COGT | COGENT BIOSCIENCES INC | $8.5M | 0.43% | 790,936 | Common | SOLE |
| 12769G100 | CZR | CAESARS ENTERTAINMENT INC NE | $8.3M | 0.42% | 200,000 | CALL | SOLE |
| 92663R105 | VMD | VIEMED HEALTHCARE INC | $8.3M | 0.42% | 1,135,122 | Common | SOLE |
| 152309100 | CNTA | CENTESSA PHARMACEUTICALS PLC | $8.2M | 0.41% | 512,647 | Common | SOLE |
| 781386305 | RDNW | RUMBLEON INC | $8.1M | 0.41% | 1,700,000 | CALL | SOLE |
| 28238P109 | EHTH | EHEALTH INC | $7.8M | 0.39% | 1,911,821 | Common | SOLE |
| 08205P209 | BNTC | BENITEC BIOPHARMA INC | $7.7M | 0.39% | 838,095 | Common | SOLE |
| 603170101 | MLYS | MINERALYS THERAPEUTICS INC | $7.7M | 0.39% | 632,506 | Common | SOLE |
| 86366E106 | GPCR | STRUCTURE THERAPEUTICS INC | $7.5M | 0.38% | 171,000 | Common | SOLE |
| 921659108 | VNDA | VANDA PHARMACEUTICALS INC | $7.5M | 0.38% | 1,593,516 | Common | SOLE |
| 98420P308 | XTNT | XTANT MED HLDGS INC | $7.4M | 0.38% | 11,394,000 | Common | SOLE |
| 04635X102 | CATBUSD | ASTRIA THERAPEUTICS INC | $7.4M | 0.38% | 675,000 | Common | SOLE |
| 254604101 | IRON | DISC MEDICINE INC | $7.4M | 0.37% | 150,000 | Common | SOLE |
| N44445109 | IMTX | IMMATICS N.V | $7.1M | 0.36% | 625,659 | Common | SOLE |
| 88338K103 | STKS | THE ONE GROUP HOSPITALITY IN | $6.2M | 0.31% | 1,684,073 | Common | SOLE |
| 67576A100 | OCUL | OCULAR THERAPEUTIX INC | $6.1M | 0.31% | 700,000 | Common | SOLE |
| 29772L108 | ETON | ETON PHARMACEUTICALS INC | $6.0M | 0.30% | 998,733 | Common | SOLE |
| 45779A846 | NSPR | INSPIREMD INC | $5.9M | 0.30% | 2,209,593 | Common | SOLE |
| 15117F807 | CLRBUSD | CELLECTAR BIOSCIENCES INC | $5.8M | 0.29% | 2,712,443 | Common | SOLE |
| G4412G101 | HLF | HERBALIFE LTD | $5.8M | 0.29% | 800,000 | CALL | SOLE |
| 02128L106 | ALTG | ALTA EQUIPMENT GROUP INC | $5.7M | 0.29% | 845,115 | Common | SOLE |
| 629337106 | NNBR | NN INC | $5.7M | 0.29% | 1,458,416 | Common | SOLE |
| 65540B105 | NDLSUSD | NOODLES & CO | $5.4M | 0.27% | 4,508,329 | Common | SOLE |
| 456237106 | ILPT | INDUSTRIAL LOGISTICS PPTYS T | $5.4M | 0.27% | 1,131,132 | Common | SOLE |
| G5698W116 | LXFR | LUXFER HLDGS PLC | $5.4M | 0.27% | 413,950 | Common | SOLE |
| 640268108 | NKTREUR | NEKTAR THERAPEUTICS | $5.3M | 0.27% | 4,110,000 | Common | SOLE |
| 755408101 | RDI | READING INTL INC | $5.3M | 0.27% | 3,236,497 | Common | SOLE |
| 872381108 | TELA | TELA BIO INC | $4.8M | 0.25% | 1,915,126 | Common | SOLE |
| 92840H400 | VTGN | VISTAGEN THERAPEUTICS INC | $4.6M | 0.23% | 1,517,696 | Common | SOLE |
| 03237H101 | AMLX | AMYLYX PHARMACEUTICALS INC | $4.6M | 0.23% | 1,404,564 | Common | SOLE |
| 36269P104 | GAIA | GAIA INC NEW | $4.5M | 0.23% | 915,029 | Common | SOLE |
| 23331S100 | DHX | DHI GROUP INC | $4.3M | 0.22% | 2,376,606 | Common | SOLE |
| 641288105 | NPCE | NEUROPACE INC | $4.2M | 0.21% | 607,890 | Common | SOLE |
| 98986M103 | ZYXIQ | ZYNEX INC | $4.0M | 0.20% | 490,000 | Common | SOLE |
| 21077P108 | CNTX | CONTEXT THERAPEUTICS INC | $3.8M | 0.19% | 1,935,484 | Common | SOLE |
| 269796108 | EGRX | EAGLE PHARMACEUTICALS INC | $3.7M | 0.19% | 1,000,000 | CALL | SOLE |
| 82686Q101 | SLN | SILENCE THERAPEUTICS PLC | $3.6M | 0.18% | 200,000 | Common | SOLE |
| 528872302 | LXRX | LEXICON PHARMACEUTICALS INC | $3.6M | 0.18% | 2,304,150 | Common | SOLE |
| 10921T101 | BCOVUSD | BRIGHTCOVE INC | $3.6M | 0.18% | 1,664,768 | Common | SOLE |
| 810648105 | SCPH | SCPHARMACEUTICALS INC | $3.4M | 0.17% | 750,000 | Common | SOLE |
| 38046C109 | GOGO | GOGO INC | $3.4M | 0.17% | 475,497 | Common | SOLE |
| 88338H704 | TQ80 | THERATECHNOLOGIES INC | $3.3M | 0.17% | 2,682,228 | Common | SOLE |
| 00289Y206 | ABEO | ABEONA THERAPEUTICS INC | $3.3M | 0.17% | 520,000 | CALL | SOLE |
| 004468500 | ACHV | ACHIEVE LIFE SCIENCES INC | $3.1M | 0.16% | 654,000 | Common | SOLE |
| 23725P209 | DRIOEUR | DARIOHEALTH CORP | $2.8M | 0.14% | 2,503,312 | Common | SOLE |
| 59935V107 | MIST | MILESTONE PHARMACEUTICALS IN | $2.7M | 0.13% | 1,750,000 | Common | SOLE |
| 054754858 | AYTU | AYTU BIOPHARMA INC | $2.6M | 0.13% | 1,086,812 | Common | SOLE |
| 86889P208 | SRZN | SURROZEN INC | $2.2M | 0.11% | 187,206 | Common | SOLE |
| 58450V104 | MAX | MEDIAALPHA INC | $2.2M | 0.11% | 123,564 | Common | SOLE |
| 34988V106 | FOSL | FOSSIL GROUP INC | $2.2M | 0.11% | 1,905,278 | Common | SOLE |
| 78464A870 | XBI | SPDR SER TR | $2.1M | 0.11% | 21,646 | Common | SOLE |
| 29415J106 | — | ENVVENO MEDICAL CORPORATION | $2.0M | 0.10% | 596,917 | Common | SOLE |
| G7T96K107 | SRL | SCULLY ROYALTY LTD | $1.9M | 0.10% | 239,197 | Common | SOLE |
| 872381108 | TELA | TELA BIO INC | $1.9M | 0.10% | 750,000 | CALL | SOLE |
| 64135M105 | NGNE | NEUROGENE INC | $1.8M | 0.09% | 42,279 | Common | SOLE |
| 09090D301 | — | BIOMX INC | $1.8M | 0.09% | 1,730,600 | Common | SOLE |
| 00444T209 | TLPH | TALPHERA INC | $1.7M | 0.09% | 1,992,519 | Common | SOLE |
| 00887A204 | RNTX | AILERON THERAPEUTICS INC | $1.6M | 0.08% | 464,367 | Common | SOLE |
| 784933103 | SGRP | SPAR GROUP INC | $1.6M | 0.08% | 662,028 | Common | SOLE |
| 28617K101 | ELDN | ELEDON PHARMACEUTICALS INC | $1.5M | 0.08% | 600,000 | Common | SOLE |
| 45783C200 | TIL | INSTIL BIO INC | $1.4M | 0.07% | 20,276 | Common | SOLE |
| L0175J104 | ASPS | ALTISOURCE PORTFOLIO SOLNS S | $1.3M | 0.07% | 1,091,009 | Common | SOLE |
| 20451W101 | CMPS | COMPASS PATHWAYS PLC | $1.3M | 0.06% | 200,000 | Common | SOLE |
| 90466Y103 | — | UNICYCIVE THERAPEUTICS INC | $1.2M | 0.06% | 2,820,358 | Common | SOLE |
| 86272A305 | SSKN | STRATA SKIN SCIENCES INC | $1.1M | 0.06% | 403,917 | Common | SOLE |
| N90064101 | QURE | UNIQURE NV | $990,930 | 0.05% | 201,000 | CALL | SOLE |
| 034569103 | ANEB | ANEBULO PHARMACEUTICALS INC | $986,371 | 0.05% | 511,073 | Common | SOLE |
| 75974E103 | — | RENEO PHARMACEUTICALS INC | $931,267 | 0.05% | 547,804 | Common | SOLE |
| 52110H100 | — | LAZYDAYS HLDGS INC | $826,702 | 0.04% | 551,135 | Common | SOLE |
| G7006A109 | PERF | PERFECT CORP | $804,777 | 0.04% | 419,133 | Common | SOLE |
| 64130M209 | — | NEUROONE MED TECHNOLOGIES CO | $790,774 | 0.04% | 798,762 | Common | SOLE |
| 49721T507 | KPRX | KIORA PHARMACEUTICALS INC | $772,663 | 0.04% | 211,110 | Common | SOLE |
| 05580M108 | RILY | B. RILEY FINANCIAL INC | $714,914 | 0.04% | 136,174 | Common | SOLE |
| 38341P102 | GOSS | GOSSAMER BIO INC | $663,705 | 0.03% | 672,856 | Common | SOLE |
| N44445117 | IMTXW | IMMATICS N.V | $571,564 | 0.03% | 248,506 | Common | SOLE |
| 03836J201 | APRE | APREA THERAPEUTICS INC | $565,840 | 0.03% | 205,760 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $514,895 | 0.03% | 2,331 | Common | SOLE |
| 168905107 | PLCE | CHILDRENS PL INC NEW | $453,781 | 0.02% | 29,314 | Common | SOLE |
| 28036F105 | EWTX | EDGEWISE THERAPEUTICS INC | $356,872 | 0.02% | 13,371 | Common | SOLE |
| 505743104 | LADR | LADDER CAP CORP | $297,320 | 0.02% | 25,631 | Common | SOLE |
| 30049G302 | EVOK | EVOKE PHARMA INC | $267,745 | 0.01% | 56,249 | Common | SOLE |
| 05591L107 | — | BM TECHNOLOGIES INC | $258,516 | 0.01% | 76,034 | Common | SOLE |
| 34960Q307 | FBIO | FORTRESS BIOTECH INC | $221,305 | 0.01% | 153,152 | Common | SOLE |
| 30068X103 | XGN | EXAGEN INC | $191,938 | 0.01% | 62,116 | Common | SOLE |
| 50015M109 | KOD | KODIAK SCIENCES INC | $179,717 | 0.01% | 68,857 | Common | SOLE |
| 54948X109 | LUCD | LUCID DIAGNOSTICS INC | $102,985 | 0.01% | 126,362 | Common | SOLE |
| 892918103 | TACT | TRANSACT TECHNOLOGIES INC | $97,798 | 0.00% | 20,123 | Common | SOLE |
| 03835T309 | — | APTOSE BIOSCIENCES INC | $31,779 | 0.00% | 77,340 | Common | SOLE |
| G4236L120 | GFAIW | GUARDFORCE AI CO LTD | $26,215 | 0.00% | 154,205 | Common | SOLE |
| 75973T101 | RNLXUSD | RENALYTIX PLC | $24,599 | 0.00% | 117,644 | Common | SOLE |
| 52567D115 | LMND/WS | LEMONADE INC | $16,239 | 0.00% | 507,460 | Common | SOLE |
| 49720K200 | — | KINTARA THERAPEUTICS INC | $15,554 | 0.00% | 79,766 | Common | SOLE |
| 87807D111 | TCBWF | TC BIOPHARM HOLDINGS PLC | $4,282 | 0.00% | 235,294 | Common | SOLE |
| G7006A117 | PERFF | PERFECT CORP | $1,125 | 0.00% | 16,075 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.