Q4 2024 · 13F-HR
Nantahala Capital Management, LLCholdings as filed
Filed 2025-02-14 · accession 0001104659-25-014223
$2.33B
Reported value
137
Positions
2024-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287655 | IWM | ISHARES TR | $530.3M | 22.8% | 2,400,000 | PUT | SOLE |
| 834203309 | SLNO | SOLENO THERAPEUTICS INC | $176.6M | 7.58% | 3,928,966 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $123.5M | 5.30% | 160,000 | PUT | SOLE |
| 78464A870 | XBI | SPDR SER TR | $112.6M | 4.83% | 1,250,000 | PUT | SOLE |
| G31249108 | ESTA | ESTABLISHMENT LABS HLDGS INC | $76.2M | 3.27% | 1,654,470 | Common | SOLE |
| 43283X105 | HGV | HILTON GRAND VACATIONS INC | $67.4M | 2.90% | 1,730,995 | Common | SOLE |
| 70614W100 | PTON | PELOTON INTERACTIVE INC | $62.9M | 2.70% | 7,224,903 | Common | SOLE |
| 05969A105 | TBBK | BANCORP INC DEL | $51.3M | 2.20% | 974,455 | Common | SOLE |
| 70614W100 | PTON | PELOTON INTERACTIVE INC | $44.3M | 1.90% | 5,089,700 | CALL | SOLE |
| N90064101 | QURE | UNIQURE NV | $43.3M | 1.86% | 2,453,364 | Common | SOLE |
| 09075A108 | BVS | BIOVENTUS INC | $42.3M | 1.82% | 4,026,809 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $36.0M | 1.55% | 100,000 | PUT | SOLE |
| 30052C107 | EOLS | EVOLUS INC | $34.6M | 1.48% | 3,130,149 | Common | SOLE |
| 45245E109 | IMAX | IMAX CORP | $29.4M | 1.26% | 1,150,351 | Common | SOLE |
| 03168L105 | AMRX | AMNEAL PHARMACEUTICALS INC | $29.0M | 1.25% | 3,665,529 | Common | SOLE |
| 03062T105 | CRMT | AMERICAS CAR-MART INC | $27.9M | 1.20% | 544,686 | Common | SOLE |
| 805111101 | SVRA | SAVARA INC | $23.1M | 0.99% | 7,525,259 | Common | SOLE |
| 88830R101 | TITN | TITAN MACHY INC | $23.0M | 0.99% | 1,625,276 | Common | SOLE |
| 359616109 | FULC | FULCRUM THERAPEUTICS INC | $22.5M | 0.96% | 4,779,708 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $21.6M | 0.93% | 97,637 | Common | SOLE |
| 38046C109 | GOGO | GOGO INC | $20.8M | 0.89% | 2,574,642 | Common | SOLE |
| 81761L102 | SVC | SERVICE PPTYS TR | $20.6M | 0.88% | 8,091,900 | Common | SOLE |
| 29975E109 | EB4 | EVENTBRITE INC | $19.9M | 0.86% | 5,930,947 | Common | SOLE |
| 00289Y206 | ABEO | ABEONA THERAPEUTICS INC | $19.7M | 0.84% | 3,529,214 | Common | SOLE |
| 488445206 | ZVRA | ZEVRA THERAPEUTICS INC | $19.5M | 0.84% | 2,340,333 | Common | SOLE |
| 92337C203 | VSTM | VERASTEM INC | $19.4M | 0.83% | 3,752,583 | Common | SOLE |
| 35138V102 | FOXF | FOX FACTORY HLDG CORP | $19.3M | 0.83% | 635,994 | Common | SOLE |
| 28238P109 | EHTH | EHEALTH INC | $18.9M | 0.81% | 2,009,500 | Common | SOLE |
| 781386305 | RDNW | RUMBLEON INC | $17.8M | 0.76% | 3,274,138 | Common | SOLE |
| 70451X104 | PAYO | PAYONEER GLOBAL INC | $15.4M | 0.66% | 1,538,600 | Common | SOLE |
| 75704L104 | RDVT | RED VIOLET INC | $15.3M | 0.66% | 422,466 | Common | SOLE |
| 29772L108 | ETON | ETON PHARMACEUTICALS INC | $14.9M | 0.64% | 1,118,483 | Common | SOLE |
| 09263B207 | BKSY | BLACKSKY TECHNOLOGY INC | $14.9M | 0.64% | 1,377,060 | Common | SOLE |
| M96088105 | URGN | UROGEN PHARMA LTD | $14.6M | 0.63% | 1,371,638 | Common | SOLE |
| 492327101 | KROS | KEROS THERAPEUTICS INC | $14.5M | 0.62% | 915,048 | Common | SOLE |
| 76119X105 | RSVR | RESERVOIR MEDIA INC | $14.1M | 0.61% | 1,560,797 | Common | SOLE |
| 59100U108 | CASH | PATHWARD FINANCIAL INC | $14.1M | 0.60% | 191,343 | Common | SOLE |
| 76200L309 | RZLT | REZOLUTE INC | $14.0M | 0.60% | 2,857,982 | Common | SOLE |
| 192005106 | CDXS | CODEXIS INC | $13.6M | 0.58% | 2,841,660 | Common | SOLE |
| 872381108 | TELA | TELA BIO INC | $11.1M | 0.48% | 3,679,726 | Common | SOLE |
| 89157D105 | TRML | TOURMALINE BIO INC | $10.9M | 0.47% | 536,944 | Common | SOLE |
| 05479K106 | ELUT | ELUTIA INC | $10.7M | 0.46% | 2,864,947 | Common | SOLE |
| 08205P209 | BNTC | BENITEC BIOPHARMA INC | $10.6M | 0.45% | 838,095 | Common | SOLE |
| 00370M103 | ABVX | ABIVAX SA | $10.5M | 0.45% | 1,436,047 | Common | SOLE |
| 05153U107 | AURA | AURA BIOSCIENCES INC | $10.4M | 0.45% | 1,270,035 | Common | SOLE |
| 91678A107 | UPB | UPSTREAM BIO INC | $9.9M | 0.42% | 600,000 | Common | SOLE |
| 254604101 | IRON | DISC MEDICINE INC | $9.5M | 0.41% | 150,000 | Common | SOLE |
| 74967R106 | RMR | RMR GROUP INC | $9.3M | 0.40% | 450,792 | Common | SOLE |
| 03675P102 | AVR | ANTERIS TECHNOLOGIES GLOBAL | $9.3M | 0.40% | 1,666,666 | Common | SOLE |
| 781386305 | RDNW | RUMBLEON INC | $9.2M | 0.40% | 1,700,000 | CALL | SOLE |
| 87583X109 | TNGX | TANGO THERAPEUTICS INC | $8.7M | 0.37% | 2,804,410 | Common | SOLE |
| 152309100 | CNTA | CENTESSA PHARMACEUTICALS PLC | $8.6M | 0.37% | 512,647 | Common | SOLE |
| 90466Y103 | — | UNICYCIVE THERAPEUTICS INC | $8.3M | 0.35% | 10,391,994 | Common | SOLE |
| 501147102 | KRYS | KRYSTAL BIOTECH INC | $7.8M | 0.34% | 50,000 | PUT | SOLE |
| 603170101 | MLYS | MINERALYS THERAPEUTICS INC | $7.8M | 0.33% | 632,506 | Common | SOLE |
| 456237106 | ILPT | INDUSTRIAL LOGISTICS PPTYS T | $7.7M | 0.33% | 2,107,893 | Common | SOLE |
| 92663R105 | VMD | VIEMED HEALTHCARE INC | $7.5M | 0.32% | 935,122 | Common | SOLE |
| 87164F105 | SNDX | SYNDAX PHARMACEUTICALS INC | $7.4M | 0.32% | 560,532 | Common | SOLE |
| 640268108 | NKTREUR | NEKTAR THERAPEUTICS | $7.3M | 0.31% | 7,810,000 | Common | SOLE |
| 82686Q101 | SLN | SILENCE THERAPEUTICS PLC | $7.2M | 0.31% | 1,049,676 | Common | SOLE |
| 45719W205 | IKT | INHIBIKASE THERAPEUTICS INC | $7.1M | 0.31% | 2,190,000 | Common | SOLE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $7.1M | 0.30% | 8,148,336 | Common | SOLE |
| 12769G100 | CZR | CAESARS ENTERTAINMENT INC NE | $6.7M | 0.29% | 200,000 | CALL | SOLE |
| 19240Q201 | COGT | COGENT BIOSCIENCES INC | $6.7M | 0.29% | 852,855 | Common | SOLE |
| 68404V209 | OPTNUSD | OPTINOSE INC | $6.6M | 0.28% | 986,031 | Common | SOLE |
| 45245E109 | IMAX | IMAX CORP | $6.4M | 0.27% | 250,000 | CALL | SOLE |
| 641288105 | NPCE | NEUROPACE INC | $6.3M | 0.27% | 562,073 | Common | SOLE |
| 88338K103 | STKS | THE ONE GROUP HOSPITALITY IN | $6.1M | 0.26% | 2,087,394 | Common | SOLE |
| 04635X102 | CATBUSD | ASTRIA THERAPEUTICS INC | $6.0M | 0.26% | 675,000 | Common | SOLE |
| 86366E106 | GPCR | STRUCTURE THERAPEUTICS INC | $6.0M | 0.26% | 221,000 | Common | SOLE |
| 92840H400 | VTGN | VISTAGEN THERAPEUTICS INC | $5.8M | 0.25% | 1,981,980 | Common | SOLE |
| 34988V106 | FOSL | FOSSIL GROUP INC | $5.6M | 0.24% | 3,326,677 | Common | SOLE |
| 02128L106 | ALTG | ALTA EQUIPMENT GROUP INC | $5.5M | 0.24% | 845,115 | Common | SOLE |
| 03237H101 | AMLX | AMYLYX PHARMACEUTICALS INC | $5.5M | 0.24% | 1,452,153 | Common | SOLE |
| G4412G101 | HLF | HERBALIFE LTD | $5.4M | 0.23% | 800,000 | CALL | SOLE |
| 88427A107 | — | THIRD HARMONIC BIO INC | $5.2M | 0.22% | 501,000 | Common | SOLE |
| 034569103 | ANEB | ANEBULO PHARMACEUTICALS INC | $5.1M | 0.22% | 3,036,325 | Common | SOLE |
| 98420P308 | XTNT | XTANT MED HLDGS INC | $5.0M | 0.22% | 11,394,000 | Common | SOLE |
| 03837C106 | APYX | APYX MEDICAL CORPORATION | $5.0M | 0.22% | 3,169,800 | Common | SOLE |
| 528872302 | LXRX | LEXICON PHARMACEUTICALS INC | $4.9M | 0.21% | 6,604,150 | Common | SOLE |
| 88338H704 | TQ80 | THERATECHNOLOGIES INC | $4.9M | 0.21% | 2,682,228 | Common | SOLE |
| 629337106 | NNBR | NN INC | $4.8M | 0.20% | 1,458,416 | Common | SOLE |
| 28617K101 | ELDN | ELEDON PHARMACEUTICALS INC | $4.7M | 0.20% | 1,147,946 | Common | SOLE |
| 30233G209 | EYPT | EYEPOINT PHARMACEUTICALS INC | $4.5M | 0.19% | 600,000 | Common | SOLE |
| 45779A846 | NSPR | INSPIREMD INC | $4.4M | 0.19% | 1,674,565 | Common | SOLE |
| 23331S100 | DHX | DHI GROUP INC | $4.2M | 0.18% | 2,376,606 | Common | SOLE |
| N44445109 | IMTX | IMMATICS N.V | $4.1M | 0.18% | 578,856 | Common | SOLE |
| 36269P104 | GAIA | GAIA INC NEW | $4.1M | 0.18% | 915,029 | Common | SOLE |
| 86366E106 | GPCR | STRUCTURE THERAPEUTICS INC | $4.1M | 0.17% | 150,000 | CALL | SOLE |
| 492327101 | KROS | KEROS THERAPEUTICS INC | $4.0M | 0.17% | 250,000 | CALL | SOLE |
| 98986M103 | ZYXIQ | ZYNEX INC | $3.9M | 0.17% | 490,000 | Common | SOLE |
| 755408101 | RDI | READING INTL INC | $3.8M | 0.16% | 2,864,046 | Common | SOLE |
| 20451W101 | CMPS | COMPASS PATHWAYS PLC | $3.8M | 0.16% | 1,000,000 | Common | SOLE |
| 67576A100 | OCUL | OCULAR THERAPEUTIX INC | $3.7M | 0.16% | 437,728 | Common | SOLE |
| N90064101 | QURE | UNIQURE NV | $3.5M | 0.15% | 201,000 | CALL | SOLE |
| 810648105 | SCPH | SCPHARMACEUTICALS INC | $3.5M | 0.15% | 1,000,000 | Common | SOLE |
| 59935V107 | MIST | MILESTONE PHARMACEUTICALS IN | $3.4M | 0.15% | 1,445,264 | Common | SOLE |
| G7T96K107 | SRL | SCULLY ROYALTY LTD | $3.4M | 0.15% | 368,596 | Common | SOLE |
| 12769G100 | CZR | CAESARS ENTERTAINMENT INC NE | $3.3M | 0.14% | 100,000 | Common | SOLE |
| 697947109 | PVLA | PALVELLA THERAPEUTICS INC NE | $3.0M | 0.13% | 250,062 | Common | SOLE |
| 00289Y206 | ABEO | ABEONA THERAPEUTICS INC | $2.9M | 0.12% | 520,000 | CALL | SOLE |
| 86889P208 | SRZN | SURROZEN INC | $2.8M | 0.12% | 196,023 | Common | SOLE |
| 50015M109 | KOD | KODIAK SCIENCES INC | $2.7M | 0.11% | 266,613 | Common | SOLE |
| 65540B105 | NDLSUSD | NOODLES & CO | $2.6M | 0.11% | 4,508,329 | Common | SOLE |
| 004468500 | ACHV | ACHIEVE LIFE SCIENCES INC | $2.3M | 0.10% | 654,000 | Common | SOLE |
| 872381108 | TELA | TELA BIO INC | $2.3M | 0.10% | 750,000 | CALL | SOLE |
| 21077P108 | CNTX | CONTEXT THERAPEUTICS INC | $2.0M | 0.09% | 1,935,484 | Common | SOLE |
| 75382E109 | — | RAPT THERAPEUTICS INC | $2.0M | 0.08% | 1,243,513 | Common | SOLE |
| 23725P209 | DRIOEUR | DARIOHEALTH CORP | $1.9M | 0.08% | 2,444,677 | Common | SOLE |
| 054754858 | AYTU | AYTU BIOPHARMA INC | $1.8M | 0.08% | 1,086,812 | Common | SOLE |
| 29415J106 | — | ENVVENO MEDICAL CORPORATION | $1.8M | 0.08% | 596,917 | Common | SOLE |
| 10921T101 | BCOVUSD | BRIGHTCOVE INC | $1.6M | 0.07% | 358,052 | Common | SOLE |
| G7006A109 | PERF | PERFECT CORP | $1.4M | 0.06% | 500,000 | Common | SOLE |
| L0175J104 | ASPS | ALTISOURCE PORTFOLIO SOLNS S | $1.4M | 0.06% | 2,128,284 | Common | SOLE |
| 58450V104 | MAX | MEDIAALPHA INC | $1.4M | 0.06% | 123,564 | Common | SOLE |
| 90240B106 | TYRA | TYRA BIOSCIENCES INC | $1.4M | 0.06% | 100,000 | Common | SOLE |
| 784933103 | SGRP | SPAR GROUP INC | $1.3M | 0.06% | 662,028 | Common | SOLE |
| 008064107 | — | AEROVATE THERAPEUTICS INC | $1.3M | 0.05% | 482,928 | Common | SOLE |
| 09090D301 | — | BIOMX INC | $1.2M | 0.05% | 1,730,600 | Common | SOLE |
| 86272A305 | SSKN | STRATA SKIN SCIENCES INC | $1.2M | 0.05% | 403,917 | Common | SOLE |
| 00444T209 | TLPH | TALPHERA INC | $1.0M | 0.04% | 1,992,519 | Common | SOLE |
| 49721T507 | KPRX | KIORA PHARMACEUTICALS INC | $696,663 | 0.03% | 211,110 | Common | SOLE |
| 03836J201 | APRE | APREA THERAPEUTICS INC | $676,950 | 0.03% | 205,760 | Common | SOLE |
| 30049G302 | EVOK | EVOKE PHARMA INC | $655,017 | 0.03% | 148,194 | Common | SOLE |
| 52110H100 | — | LAZYDAYS HLDGS INC | $526,334 | 0.02% | 551,135 | Common | SOLE |
| 68277Q105 | OKUR | ONKURE THERAPEUTICS INC | $471,082 | 0.02% | 54,777 | Common | SOLE |
| 28036F105 | EWTX | EDGEWISE THERAPEUTICS INC | $357,006 | 0.02% | 13,371 | Common | SOLE |
| 168905107 | PLCE | CHILDRENS PL INC NEW | $306,624 | 0.01% | 29,314 | Common | SOLE |
| 505743104 | LADR | LADDER CAP CORP | $286,811 | 0.01% | 25,631 | Common | SOLE |
| 30068X103 | XGN | EXAGEN INC | $254,676 | 0.01% | 62,116 | Common | SOLE |
| 34960Q307 | FBIO | FORTRESS BIOTECH INC | $254,178 | 0.01% | 125,520 | Common | SOLE |
| 54948X109 | LUCD | LUCID DIAGNOSTICS INC | $77,401 | 0.00% | 94,541 | Common | SOLE |
| N44445117 | IMTXW | IMMATICS N.V | $62,499 | 0.00% | 248,506 | Common | SOLE |
| 892918103 | TACT | TRANSACT TECHNOLOGIES INC | $61,538 | 0.00% | 15,046 | Common | SOLE |
| G4236L120 | GFAIW | GUARDFORCE AI CO LTD | $54,126 | 0.00% | 154,205 | Common | SOLE |
| 87807D111 | TCBWF | TC BIOPHARM HOLDINGS PLC | $2,329 | 0.00% | 235,294 | Common | SOLE |
| G7006A117 | PERFF | PERFECT CORP | $1,382 | 0.00% | 16,075 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.