Q1 2025 · 13F-HR
Knott David M Jrholdings as filed
Filed 2025-05-12 · accession 0001104659-25-047243
$212.0M
Reported value
84
Positions
2025-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 131428104 | CLMT | Calumet, Inc. | $41.8M | 19.7% | 3,297,194 | Common | SOLE |
| 03769M106 | APO | Apollo Global Management, Inc. | $30.8M | 14.5% | 225,000 | Common | SOLE |
| 47103U845 | JAAA | Janus Henderson AAA CLO ETF | $28.0M | 13.2% | 551,763 | Common | SOLE |
| 02079K107 | GOOG | Alphabet Inc-Cl C | $17.5M | 8.27% | 112,220 | Common | SOLE |
| 256086109 | DCGO | DocGo, Inc. | $8.1M | 3.82% | 3,070,850 | Common | SOLE |
| 717081103 | PFE | Pfizer Inc. | $6.4M | 3.04% | 254,537 | Common | SOLE |
| 98422E103 | XERS | Xeris Biopharma Holdings, Inc. | $6.1M | 2.88% | 1,110,000 | Common | SOLE |
| 925050106 | VRNA | Verona Pharma PLC. | $5.6M | 2.64% | 88,000 | Common | SOLE |
| 46625H100 | JPM | JPMorgan Chase & Co. | $5.1M | 2.43% | 20,985 | Common | SOLE |
| 14888U101 | CPRX | Catalyst Pharmaceuticals, Inc. | $5.1M | 2.43% | 212,000 | Common | SOLE |
| 89422G107 | TVTX | Travere Therapeutics, Inc. | $4.1M | 1.93% | 228,000 | Common | SOLE |
| 74366E102 | PTGX | Protagonist Therapeutics, Inc | $3.7M | 1.73% | 76,000 | Common | SOLE |
| 09058V103 | BCRX | BioCryst Pharmaceuticals, Inc. | $3.5M | 1.63% | 460,000 | Common | SOLE |
| G29687103 | AVDL | Avadel Pharmaceuticals plc | $3.3M | 1.57% | 426,000 | Common | SOLE |
| G3075P101 | ESGRUSD | Enstar Group Limited | $2.5M | 1.18% | 7,500 | Common | SOLE |
| 039697107 | ARDX | Ardelyx, Inc. | $2.4M | 1.14% | 493,807 | Common | SOLE |
| 68218J103 | OABI | OmniAB, Inc. | $2.4M | 1.11% | 982,336 | Common | SOLE |
| 126408103 | CSX | CSX Corporation | $2.1M | 0.97% | 70,000 | Common | SOLE |
| 01881G106 | AB | AllianceBernstein Holding L.P. | $1.8M | 0.87% | 48,000 | Common | SOLE |
| 46090A721 | ICLO | The Invesco AAA Floating Rate Note ETF | $1.8M | 0.85% | 70,502 | Common | SOLE |
| 90400D108 | RARE | Ultragenyx Pharmaceutical Inc. | $1.7M | 0.82% | 48,000 | Common | SOLE |
| 87164F105 | SNDX | Syndax Pharmaceutical, Inc. | $1.6M | 0.74% | 128,000 | Common | SOLE |
| 62855J104 | MYGN | Myriad Genetics, Inc. | $1.4M | 0.67% | 160,000 | Common | SOLE |
| 19240Q201 | COGT | Cogent Biosciences Inc. | $1.3M | 0.60% | 213,302 | Common | SOLE |
| 81752T528 | CLOZ | The Panagram BBB-B CLO ETF | $1.3M | 0.60% | 47,807 | Common | SOLE |
| 75886F107 | REGN | Regeneron Pharmaceuticals, Inc. | $1.3M | 0.60% | 2,000 | Common | SOLE |
| 110122108 | BMY | Bristol-Myers Squibb Company | $1.2M | 0.55% | 19,000 | Common | SOLE |
| 19459J104 | COLL | Collegium Pharmaceutical, Inc. | $1.1M | 0.54% | 38,473 | Common | SOLE |
| 78464A870 | XBI | SPDR S&P Biotech ETF | $1.1M | 0.52% | 13,643 | Common | SOLE |
| 78377T107 | RHP | Ryman Hospitality Properties, Inc. | $1.1M | 0.52% | 12,000 | Common | SOLE |
| 00287Y109 | ABBV | AbbVie Inc. | $1.1M | 0.50% | 5,037 | Common | SOLE |
| 03940c100 | — | Arcellx Inc | $984,000 | 0.46% | 15,000 | Common | SOLE |
| 494368103 | KMB | Kimberly-Clark Corporation | $853,320 | 0.40% | 6,000 | Common | SOLE |
| G59665102 | MGTX | MeiraGTx Holdings plc | $847,568 | 0.40% | 125,010 | Common | SOLE |
| 04963C209 | ATRC | AtriCure, Inc. | $794,241 | 0.37% | 24,620 | Common | SOLE |
| 589492107 | MREO | Mereo BioPharm Group PLC | $718,508 | 0.34% | 319,337 | Common | SOLE |
| 878972108 | TECX | Tectonic Therapeutic, Inc. | $708,400 | 0.33% | 40,000 | Common | SOLE |
| 26614N102 | DD | DuPont de Nemours, Inc. | $703,336 | 0.33% | 9,418 | Common | SOLE |
| 22052L104 | CTVA | Corteva, Inc. | $695,439 | 0.33% | 11,051 | Common | SOLE |
| 002120202 | ATYR | aTyr Pharma, Inc. | $674,689 | 0.32% | 223,407 | Common | SOLE |
| 05280R100 | AUTL | Autolus Therapeutics PLC | $651,000 | 0.31% | 420,000 | Common | SOLE |
| 609207105 | MDLZ | Mondelez International Inc. | $610,650 | 0.29% | 9,000 | Common | SOLE |
| 45790W108 | — | Inozyme Pharma, Inc. | $606,246 | 0.29% | 666,204 | Common | SOLE |
| 594918104 | MSFT | Microsoft Corporation | $600,624 | 0.28% | 1,600 | Common | SOLE |
| 037833100 | AAPL | Apple Inc. | $553,992 | 0.26% | 2,494 | Common | SOLE |
| 459200101 | IBM | International Business Machines | $532,630 | 0.25% | 2,142 | Common | SOLE |
| 98420N105 | XENE | Xenon Pharmaceuticals Inc. | $532,304 | 0.25% | 15,866 | Common | SOLE |
| 136385101 | CNQ | Canadian Natural Resources Limited | $517,440 | 0.24% | 16,800 | Common | SOLE |
| 83422E204 | SLDB | Solid Bioscience Inc. | $488,400 | 0.23% | 132,000 | Common | SOLE |
| 23256X407 | HELP | Cybin Inc | $424,019 | 0.20% | 66,880 | Common | SOLE |
| 92790C104 | VRDN | Viridian Therapeutics, Inc. | $404,400 | 0.19% | 30,000 | Common | SOLE |
| 45258J102 | IMVT | Immunovant Inc. | $383,551 | 0.18% | 22,443 | Common | SOLE |
| 532457108 | LLY | Eli Lilly & Co. | $247,773 | 0.12% | 300 | Common | SOLE |
| 92337R101 | VERA | Vera Therapeutics, Inc. | $240,200 | 0.11% | 10,000 | Common | SOLE |
| 52472M101 | LEGH | Legacy Housing Corporation | $163,930 | 0.08% | 6,500 | Common | SOLE |
| 478160104 | JNJ | Johnson & Johnson | $152,905 | 0.07% | 922 | Common | SOLE |
| 81752T486 | CLOX | The Panagram AAA CLO ETF | $147,091 | 0.07% | 5,766 | Common | SOLE |
| 191216100 | KO | Coca-Cola Co. | $143,240 | 0.07% | 2,000 | Common | SOLE |
| 67066G104 | NVDA | Nvidia Corp | $138,726 | 0.07% | 1,280 | Common | SOLE |
| 11135F101 | AVGO | Broadcom, Inc. | $118,875 | 0.06% | 710 | Common | SOLE |
| 03969F109 | RCUS | Arcus Biosciences, Inc. | $94,200 | 0.04% | 12,000 | Common | SOLE |
| 27627N105 | EBC | Eastern Bankshares Inc | $82,000 | 0.04% | 5,000 | Common | SOLE |
| 464287481 | IWP | iShares Russell Mid-Cap Growth | $81,656 | 0.04% | 695 | Common | SOLE |
| Y95308105 | WVE | Wave Life Science Ltd. | $80,800 | 0.04% | 10,000 | Common | SOLE |
| 89151E109 | TTEN | TotalEnergies SE - ADR | $77,628 | 0.04% | 1,200 | Common | SOLE |
| 302635206 | FSK | FS KKR Capital Corp. | $60,231 | 0.03% | 2,875 | Common | SOLE |
| 023135106 | AMZN | Amazon.com Inc. | $57,078 | 0.03% | 300 | Common | SOLE |
| 30263Y104 | FSBW | FS Bancorp, Inc. | $55,495 | 0.03% | 1,460 | Common | SOLE |
| 911363109 | URI | United Rental, Inc. | $48,883 | 0.02% | 78 | Common | SOLE |
| 02079k305 | — | Alphabet Inc CL A | $46,392 | 0.02% | 300 | Common | SOLE |
| 74762E102 | QURE | Quanta Services, Inc. | $44,736 | 0.02% | 176 | Common | SOLE |
| 260557103 | DOW | Dow Inc. | $42,114 | 0.02% | 1,206 | Common | SOLE |
| G4863A108 | BRSL | International Game Technology PLC | $40,650 | 0.02% | 2,500 | Common | SOLE |
| 235851102 | DHR | Danaher Corporation | $36,900 | 0.02% | 180 | Common | SOLE |
| 91324p102 | — | United Healthcare Corp. | $29,854 | 0.01% | 57 | Common | SOLE |
| 09260d107 | — | Blackstone Group LP | $29,354 | 0.01% | 210 | Common | SOLE |
| 674599105 | OXY | Occidential Pertro Wts exp. 8/3/27 | $27,418 | 0.01% | 663 | Common | SOLE |
| 883556102 | TMO | Thermo Fisher Scientific, Inc. | $22,392 | 0.01% | 45 | Common | SOLE |
| 00208D408 | — | Arc Resources Ltd. | $22,289 | 0.01% | 1,110 | Common | SOLE |
| 79466L302 | CRM | Salesforce, Inc. | $20,664 | 0.01% | 77 | Common | SOLE |
| 50155Q100 | KD | Kyndryl Holdings Inc. | $13,439 | 0.01% | 428 | Common | SOLE |
| 85571B105 | STWD | Starwood Property Trust, Inc. | $7,908 | 0.00% | 400 | Common | SOLE |
| 36266G107 | GEHC | GE HealthCare Technologies Inc | $4,035 | 0.00% | 50 | Common | SOLE |
| 929740108 | WAB | Wabtec Corporation | $1,088 | 0.00% | 6 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.