Q4 2024 · 13F-HR
Knott David M Jrholdings as filed
Filed 2025-02-12 · accession 0001104659-25-012093
$276.5M
Reported value
89
Positions
2024-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 131428104 | CLMT | Calumet, Inc. | $80.4M | 29.1% | 3,651,361 | Common | SOLE |
| 03769M106 | APO | Apollo Global Management, Inc. | $37.2M | 13.4% | 225,000 | Common | SOLE |
| 47103U845 | JAAA | Janus Henderson AAA CLO ETF | $29.9M | 10.8% | 590,397 | Common | SOLE |
| 02079K107 | GOOG | Alphabet Inc-Cl C | $21.4M | 7.73% | 112,220 | Common | SOLE |
| 256086109 | DCGO | DocGo, Inc. | $13.0M | 4.71% | 3,070,850 | Common | SOLE |
| 471034845 | — | Janus Henderson AAA CLO ETF | $8.0M | 2.90% | 157,932 | Common | SOLE |
| 925050106 | VRNA | Verona Pharma PLC. | $7.4M | 2.68% | 159,300 | Common | SOLE |
| 717081103 | PFE | Pfizer Inc. | $6.8M | 2.44% | 254,537 | Common | SOLE |
| 46090A721 | ICLO | The Invesco AAA Floating Rate Note ETF | $5.2M | 1.87% | 201,487 | Common | SOLE |
| 46625H100 | JPM | JPMorgan Chase & Co. | $5.0M | 1.82% | 20,985 | Common | SOLE |
| 14888U101 | CPRX | Catalyst Pharmaceuticals, Inc. | $4.4M | 1.58% | 210,000 | Common | SOLE |
| 89422G107 | TVTX | Travere Therapeutics, Inc. | $4.0M | 1.44% | 228,000 | Common | SOLE |
| 68218J103 | OABI | OmniAb Inc. | $3.9M | 1.40% | 1,094,505 | Common | SOLE |
| G29687103 | AVDL | Avadel Pharmaceuticals plc | $3.6M | 1.32% | 346,904 | Common | SOLE |
| 98422E103 | XERS | Xeris Biopharma Holdings, Inc. | $3.4M | 1.23% | 1,000,000 | Common | SOLE |
| 09058V103 | BCRX | BioCryst Pharmaceuticals, Inc. | $3.3M | 1.20% | 440,000 | Common | SOLE |
| 039697107 | ARDX | Ardelyx, Inc. | $3.1M | 1.12% | 612,270 | Common | SOLE |
| G3075P101 | ESGRUSD | Enstar Group Limited | $2.4M | 0.87% | 7,500 | Common | SOLE |
| 45258J102 | IMVT | Immunovant Inc. | $2.3M | 0.82% | 92,000 | Common | SOLE |
| 126408103 | CSX | CSX Corporation | $2.3M | 0.82% | 70,000 | Common | SOLE |
| 74366E102 | PTGX | Protagonist Therapeutics, Inc | $2.0M | 0.73% | 52,368 | Common | SOLE |
| 45790W108 | — | Inozyme Pharma, Inc. | $1.9M | 0.70% | 695,000 | Common | SOLE |
| 01881G106 | AB | AllianceBernstein Holding L.P. | $1.8M | 0.64% | 48,000 | Common | SOLE |
| 87164F105 | SNDX | Syndax Pharmaceutical, Inc. | $1.7M | 0.61% | 128,000 | Common | SOLE |
| 92686J106 | VKTX | Viking Therapeutics, Inc. | $1.6M | 0.57% | 39,036 | Common | SOLE |
| 81752T528 | CLOZ | The Panagram BBB-B CLO ETF | $1.3M | 0.47% | 47,807 | Common | SOLE |
| 78377T107 | RHP | Ryman Hospitality Properties, Inc. | $1.3M | 0.45% | 12,000 | Common | SOLE |
| 589492107 | MREO | Mereo BioPharm Group PLC | $1.2M | 0.42% | 331,000 | Common | SOLE |
| 002120202 | ATYR | aTyr Pharma, Inc. | $1.1M | 0.40% | 308,133 | Common | SOLE |
| 19459J104 | COLL | Collegium Pharmaceutical, Inc. | $943,359 | 0.34% | 32,927 | Common | SOLE |
| 78464A870 | XBI | SPDR S&P Biotech ETF | $900,600 | 0.33% | 10,000 | Common | SOLE |
| 00287Y109 | ABBV | AbbVie Inc. | $895,075 | 0.32% | 5,037 | Common | SOLE |
| 98420N105 | XENE | Xenon Pharmaceuticals Inc. | $817,947 | 0.30% | 20,866 | Common | SOLE |
| 92532F100 | VRTX | Vertex Pharmaceuticals, Inc. | $805,400 | 0.29% | 2,000 | Common | SOLE |
| 494368103 | KMB | Kimberly-Clark Corporation | $786,240 | 0.28% | 6,000 | Common | SOLE |
| 26614N102 | DD | DuPont de Nemours, Inc. | $757,162 | 0.27% | 9,930 | Common | SOLE |
| 594918104 | MSFT | Microsoft Corporation | $674,400 | 0.24% | 1,600 | Common | SOLE |
| 22052L104 | CTVA | Corteva, Inc. | $658,628 | 0.24% | 11,563 | Common | SOLE |
| G5960L103 | MDT | Medtronic, Inc. | $639,040 | 0.23% | 8,000 | Common | SOLE |
| 30052c107 | — | Evolus, Inc. | $635,573 | 0.23% | 57,570 | Common | SOLE |
| 037833100 | AAPL | Apple Inc. | $624,547 | 0.23% | 2,494 | Common | SOLE |
| G59665102 | MGTX | MeiraGTx Holdings plc | $579,037 | 0.21% | 95,080 | Common | SOLE |
| 609207105 | MDLZ | Mondelez International Inc. | $537,570 | 0.19% | 9,000 | Common | SOLE |
| 23256X407 | HELP | Cybin Inc | $533,134 | 0.19% | 60,446 | Common | SOLE |
| 136385101 | CNQ | Canadian Natural Resources Limited | $518,616 | 0.19% | 16,800 | Common | SOLE |
| 98419J206 | XOMA | XOMA Corporation | $518,294 | 0.19% | 19,722 | Common | SOLE |
| 92790C104 | VRDN | Viridian Therapeutics, Inc. | $479,250 | 0.17% | 25,000 | Common | SOLE |
| 459200101 | IBM | International Business Machines | $470,876 | 0.17% | 2,142 | Common | SOLE |
| 09061G101 | BMRN | BioMarin Phamaceutical Inc. | $381,234 | 0.14% | 5,800 | Common | SOLE |
| 532457108 | LLY | Eli Lilly & Co. | $231,600 | 0.08% | 300 | Common | SOLE |
| 67066G104 | NVDA | Nvidia Corp | $171,891 | 0.06% | 1,280 | Common | SOLE |
| 11135F101 | AVGO | Broadcom, Inc. | $164,606 | 0.06% | 710 | Common | SOLE |
| 52472M101 | LEGH | Legacy Housing Corporation | $160,420 | 0.06% | 6,500 | Common | SOLE |
| 81752T486 | CLOX | The Panagram AAA CLO ETF | $146,802 | 0.05% | 5,766 | Common | SOLE |
| 478160104 | JNJ | Johnson & Johnson | $133,340 | 0.05% | 922 | Common | SOLE |
| 234264109 | DAKT | Daktronics, Inc. | $131,559 | 0.05% | 7,803 | Common | SOLE |
| 191216100 | KO | Coca-Cola Co. | $124,520 | 0.05% | 2,000 | Common | SOLE |
| 98420X103 | ASNSUSD | X4 Pharmaceutials, Inc. | $113,026 | 0.04% | 154,071 | Common | SOLE |
| 464287481 | IWP | iShares Russell Mid-Cap Growth | $88,091 | 0.03% | 695 | Common | SOLE |
| 27627N105 | EBC | Eastern Bankshares Inc | $86,250 | 0.03% | 5,000 | Common | SOLE |
| 52187K200 | CYPH | Leap Therapeutics, Inc. | $67,925 | 0.02% | 23,626 | Common | SOLE |
| 023135106 | AMZN | Amazon.com Inc. | $65,817 | 0.02% | 300 | Common | SOLE |
| 89151E109 | TTEN | TotalEnergies SE - ADR | $65,400 | 0.02% | 1,200 | Common | SOLE |
| 302635206 | FSK | FS KKR Capital Corp. | $62,445 | 0.02% | 2,875 | Common | SOLE |
| 30263Y104 | FSBW | FS Bancorp, Inc. | $59,948 | 0.02% | 1,460 | Common | SOLE |
| 02079k305 | — | Alphabet Inc CL A | $56,790 | 0.02% | 300 | Common | SOLE |
| 674599105 | OXY | Occidential Pertro Wts exp. 8/3/27 | $56,396 | 0.02% | 1,249 | Common | SOLE |
| 74762E102 | QURE | Quanta Services, Inc. | $55,625 | 0.02% | 176 | Common | SOLE |
| 911363109 | URI | United Rental, Inc. | $54,946 | 0.02% | 78 | Common | SOLE |
| 840441109 | SSBUSD | South State Corporation | $53,122 | 0.02% | 534 | Common | SOLE |
| 260557103 | DOW | Dow Inc. | $48,397 | 0.02% | 1,206 | Common | SOLE |
| 49177J102 | KVUE | Kenvue, Inc. | $47,717 | 0.02% | 2,235 | Common | SOLE |
| G76279101 | ROIV | Roivant Science Ltd. | $47,379 | 0.02% | 4,005 | Common | SOLE |
| 459902102 | — | International Game Technology PLC | $44,150 | 0.02% | 2,500 | Common | SOLE |
| 235851102 | DHR | Danaher Corporation | $41,319 | 0.01% | 180 | Common | SOLE |
| 09260d107 | — | Blackstone Group LP | $36,208 | 0.01% | 210 | Common | SOLE |
| 437076102 | HD | Home Depot Inc. | $31,119 | 0.01% | 80 | Common | SOLE |
| 169656105 | CMG | Chipotle Mexican Grill, Inc. | $30,150 | 0.01% | 500 | Common | SOLE |
| G54950103 | LIN | Linde PLC | $29,307 | 0.01% | 70 | Common | SOLE |
| 03940R107 | ARCH1USD | Arc Resources Ltd. | $28,938 | 0.01% | 1,110 | Common | SOLE |
| 91324p102 | — | United Healthcare Corp. | $28,834 | 0.01% | 57 | Common | SOLE |
| 79466L302 | CRM | Salesforce, Inc. | $25,743 | 0.01% | 77 | Common | SOLE |
| 369604301 | GE | GE Aerospace | $25,018 | 0.01% | 150 | Common | SOLE |
| 883556102 | TMO | Thermo Fisher Scientific, Inc. | $23,410 | 0.01% | 45 | Common | SOLE |
| 00724f101 | — | Adobe | $15,564 | 0.01% | 35 | Common | SOLE |
| 50155Q100 | KD | Kyndryl Holdings Inc. | $14,809 | 0.01% | 428 | Common | SOLE |
| 85571B105 | STWD | Starwood Property Trust, Inc. | $7,580 | 0.00% | 400 | Common | SOLE |
| 36266G107 | GEHC | GE HealthCare Technologies Inc | $3,909 | 0.00% | 50 | Common | SOLE |
| 929740108 | WAB | Wabtec Corporation | $1,138 | 0.00% | 6 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.