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ADVENT CAPITAL MANAGEMENT /DE/

Q3 2023 · 13F-HR

ADVENT CAPITAL MANAGEMENT /DE/holdings as filed

Filed 2023-11-13 · accession 0001140361-23-052942

$4.30B
Reported value
199
Positions
2023-09-30
Period end
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Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
060505682BAC 7.25 PERP LBANK OF AMERICA CORP$200.0M4.65%179,401CommonSOLE
949746804WFC 7.5 PERP LWELLS FARGO & COMPANY$200.0M4.65%179,122CommonSOLE
844741BG2LUV 1.25 05/01/25SOUTHWEST AIRLINES CO$153.2M3.56%153,799,000CommonSOLE
00827BAB2AFRM 0 11/15/26AFFIRM HOLDINGS INC$102.0M2.37%135,774,000CommonSOLE
09857LAN8BKNG 0.75 05/01/25BOOKING HOLDINGS INC$92.8M2.16%55,428,000CommonSOLE
723787AP2PXD 0.25 05/15/25PIONEER NATURAL RESOURCE$83.3M1.94%33,959,000CommonSOLE
65339F713NEE 6.926 09/01/25NEXTERA ENERGY INC$76.8M1.79%2,033,987CommonSOLE
25470MAF6DISH 0 12/15/25DISH NETWORK CORP$74.2M1.73%110,354,000CommonSOLE
83304AAB2SNAP 0.75 08/01/26SNAP INC$71.3M1.66%81,051,000CommonSOLE
40637HAF6HALO 1 08/15/28HALOZYME THERAPEUTICS IN$69.8M1.62%74,353,000CommonSOLE
26884LAK5EQT 1.75 05/01/26EQT CORP$69.4M1.61%24,947,000CommonSOLE
62886HBD2NCLH 1.125 02/15/27NCL CORPORATION LTD$67.4M1.57%81,006,000CommonSOLE
82452JAB5FOUR 0 12/15/25SHIFT4 PAYMENTS INC$65.7M1.53%66,397,000CommonSOLE
25402DAB8DOCN 0 12/01/26DIGITALOCEAN HOLDINGS$65.5M1.52%85,164,000CommonSOLE
26142RAB0DKNG 0 03/15/28DRAFTKINGS HOLDINGS INC$60.2M1.40%78,481,000CommonSOLE
70614WAB6PTON 0 02/15/26PELOTON INTERACTIVE INC$59.6M1.39%78,658,000CommonSOLE
477143AP6JBLU 0.5 04/01/26JETBLUE AIRWAYS CORP$58.3M1.36%74,905,000CommonSOLE
30063PAC9EXAS 0.375 03/01/28EXACT SCIENCES CORP$56.2M1.31%64,753,000CommonSOLE
090043AB6BILL 0 12/01/25BILL HOLDINGS INC$54.0M1.26%53,478,000CommonSOLE
02156BAF0AYX 1 08/01/26ALTERYX INC$53.6M1.25%60,143,000CommonSOLE
30212PBE4EXPE 0 02/15/26EXPEDIA GROUP INC$51.8M1.20%59,242,000CommonSOLE
852234AF0XYZ 0.125 03/01/25BLOCK INC$49.4M1.15%52,997,000CommonSOLE
91332UAB7U 0 11/15/26UNITY SOFTWARE INC$48.3M1.12%60,586,000CommonSOLE
83417MAD6SEDG 0 09/15/25SOLAR EDGE TECHNOLOGIES$47.9M1.11%52,227,000CommonSOLE
472145AF8JAZZ 2 06/15/26JAZZ INVESTMENTS I LTD$47.2M1.10%46,124,000CommonSOLE
29355AAK3ENPH 0 03/01/28ENPHASE ENERGY INC$46.9M1.09%56,293,000CommonSOLE
803607AD2SRPT 1.25 09/15/27SAREPTA THERAPEUTICS INC$46.5M1.08%41,435,000CommonSOLE
68213NAD1OMCL 0.25 09/15/25OMNICELL INC$46.3M1.08%51,103,000CommonSOLE
94419LAF8W 1 08/15/26WAYFAIR INC$45.3M1.05%55,105,000CommonSOLE
45784PAK7PODD 0.375 09/01/26INSULET CORPORATION$45.0M1.05%45,751,000CommonSOLE
03769M304APO 6.75 07/31/26APOLLO GLOBAL MANAGEMENT$44.4M1.03%807,500CommonSOLE
02043QAB3ALNY 1 09/15/27ALNYLAM PHARMACEUTICALS$44.2M1.03%47,689,000CommonSOLE
848637AF1SPLK 1.125 06/15/27SPLUNK INC$42.1M0.98%44,421,000CommonSOLE
08265TAB5BSY 0.125 01/15/26BENTLEY SYSTEMS INC$41.9M0.97%43,199,000CommonSOLE
67059NAH1NTNX 0.25 10/01/27NUTANIX INC$40.7M0.95%45,335,000CommonSOLE
09061GAK7BMRN 1.25 05/15/27BIOMARIN PHARMACEUTICAL$39.6M0.92%39,812,000CommonSOLE
82452JAD1FOUR 0.5 08/01/27SHIFT4 PAYMENTS INC$38.5M0.90%44,804,000CommonSOLE
83304AAH9SNAP 0.125 03/01/28SNAP INC$36.2M0.84%52,137,000CommonSOLE
29786AAL0ETSY 0.125 09/01/27ETSY INC$35.0M0.81%43,449,000CommonSOLE
75606DAP6HOUS 0.25 06/15/26REALOGY GROUP/CO-ISSUER$34.8M0.81%45,539,000CommonSOLE
405024AB6HAE 0 03/01/26HAEMONETICS CORP$34.8M0.81%39,904,000CommonSOLE
653656AB4NICEIT 0 09/15/25NICE LTD$34.7M0.81%38,371,000CommonSOLE
48123VAE2ZD 1.75 11/01/26ZIFF DAVIS INC$34.6M0.81%37,459,000CommonSOLE
697435AF2PANW 0.375 06/01/25PALO ALTO NETWORKS$32.8M0.76%13,877,000CommonSOLE
98980GAB8ZS 0.125 07/01/25ZSCALER INC.$32.5M0.75%26,911,000CommonSOLE
00971TAL5AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC$32.3M0.75%30,873,000CommonSOLE
10806XAB8BBIO 2.5 03/15/27BRIDGEBIO PHARMA INC$32.1M0.75%33,421,000CommonSOLE
09239BAD1BL 0 03/15/26BLACKLINE INC$32.0M0.74%36,965,000CommonSOLE
594972AE1MSTR 0 02/15/27MICROSTRATEGY INC$31.8M0.74%44,999,000CommonSOLE
848577AB8SAVE 1 05/15/26SPIRIT AIRLINES INC$31.4M0.73%37,595,000CommonSOLE
679295AF2OKTA 0.375 06/15/26OKTA INC$29.8M0.69%33,993,000CommonSOLE
87918AAF2TDOC 1.25 06/01/27TELADOC HEALTH INC$29.4M0.68%36,641,000CommonSOLE
98954MAH4Z 2.75 05/15/25ZILLOW GROUP INC$29.3M0.68%28,440,000CommonSOLE
40131MAB5GH 0 11/15/27GUARDANT HEALTH INC$29.3M0.68%42,290,000CommonSOLE
753422AF1RPD 0.25 03/15/27RAPID7 INC$28.0M0.65%32,714,000CommonSOLE
298736AL3EEFT 0.75 03/15/49EURONET WORLDWIDE INC$26.6M0.62%28,617,000CommonSOLE
852234AK9XYZ 0.25 11/01/27BLOCK INC$26.4M0.61%34,882,000CommonSOLE
958102AP0WESTERN DIGITAL CORP$26.1M0.61%26,429,000CommonSOLE
12685JAE5CABO 0 03/15/26CABLE ONE INC$25.9M0.60%31,491,000CommonNONE
18915MAC1NET 0 08/15/26CLOUDFLARE INC$25.7M0.60%30,066,000CommonSOLE
76680RAH0RNG 0 03/15/26RINGCENTRAL INC$25.5M0.59%30,164,000CommonNONE
64049MAA8NEOGENOMICS INC$23.9M0.56%25,499,000CommonSOLE
345370CZ1F 0 03/15/26FORD MOTOR COMPANY$23.9M0.56%24,193,000CommonSOLE
207410AH4CNMD 2.25 06/15/27CONMED CORP$23.7M0.55%24,731,000CommonSOLE
92343XAC4VRNT 0.25 04/15/26VERINT SYSTEMS INC$23.4M0.54%27,232,000CommonNONE
20717MAB9CFLT 0 01/15/27CONFLUENT INC$22.9M0.53%27,900,000CommonNONE
338307AD3FIVN 0.5 06/01/25FIVE9 INC$22.7M0.53%24,277,000CommonSOLE
30050BAD3EVH 1.5 10/15/25EVOLENT HEALTH INC$22.3M0.52%20,877,000CommonSOLE
08265TAD1BSY 0.375 07/01/27BENTLEY SYSTEMS$22.1M0.51%25,455,000CommonSOLE
10806XAD4BBIO 2.25 02/01/29BRIDGEBIO PHARMA INC$22.1M0.51%29,488,000CommonSOLE
780153BQ4RCL 6 08/15/25ROYAL CARIBBEAN CRUISES$22.0M0.51%11,141,000CommonSOLE
902252AB1TYL 0.25 03/15/26TYLER TECHNOLOGIES INC$22.0M0.51%22,622,000CommonSOLE
977852AB8WOLF 0.25 02/15/28WOLFSPEED INC$20.5M0.48%30,177,000CommonSOLE
94419LAP6W 3.25 09/15/27WAYFAIR INC$20.0M0.47%16,569,000CommonSOLE
70509VAA8PEB 1.75 12/15/26PEBBLEBROOK HOTEL TRUST$20.0M0.47%23,968,000CommonSOLE
55024UAF6LITE 0.5 06/15/28LUMENTUM HOLDINGS INC$19.7M0.46%26,897,000CommonSOLE
23804LAB9DDOG 0.125 06/15/25DATADOG INC$19.2M0.45%16,250,000CommonSOLE
64049MAB6NEO 0.25 01/15/28NEOGENOMICS INC$18.5M0.43%25,679,000CommonSOLE
53680QAA6LARCN 1.75 01/15/27LITHIUM AMERICAS AR$18.4M0.43%25,258,000CommonSOLE
08975PAB4CMRC 0.25 10/01/26BIGCOMMERCE HOLDINGS INC$18.4M0.43%23,243,000CommonSOLE
30744WAD9FARFETCH LTD$17.9M0.42%33,392,000CommonSOLE
23248VAB1CYBR 0 11/15/24CYBERARK SOFTWARE LTD$17.8M0.41%15,396,000CommonSOLE
55024UAD1LITE 0.5 12/15/26LUMENTUM HOLDINGS INC$16.2M0.38%19,249,000CommonSOLE
71375UAF8PRFT 0.125 11/15/26PERFICIENT INC$16.1M0.37%19,992,000CommonNONE
75737FAE8RDFN 0.5 04/01/27REDFIN CORP$16.1M0.37%27,481,000CommonSOLE
98954MAG6Z 1.375 09/01/26ZILLOW GROUP INC$16.0M0.37%13,315,000CommonSOLE
163072AA9CAKE 0.375 06/15/26CHEESECAKE FACTORY (THE)$15.8M0.37%18,992,000CommonNONE
848637AD6SPLK 1.125 09/15/25SPLUNK INC$15.8M0.37%14,651,000CommonSOLE
12685JAG0CABO 1.125 03/15/28CABLE ONE INC$15.6M0.36%20,838,000CommonSOLE
465741AN6ITRI 0 03/15/26ITRON INC$15.6M0.36%17,992,000CommonNONE
10316TAB0BOX 0 01/15/26BOX INC$15.0M0.35%13,873,000CommonSOLE
29355AAH0ENPH 0 03/01/26ENPHASE ENERGY INC$14.9M0.35%16,913,000CommonSOLE
62886HAX9NCLH 5.375 08/01/25NCL CORPORATION LTD$14.0M0.33%12,027,000CommonSOLE
16115Q407GTLS 6.75 12/15/25 BCHART INDUSTRIES INC$13.9M0.32%204,272CommonSOLE
60937PAD8MDB 0.25 01/15/26MONGODB INC$13.6M0.32%7,930,000CommonSOLE
63845RAB3EYE 2.5 05/15/25NATIONAL VISION HOLDINGS$13.4M0.31%13,927,000CommonSOLE
75737FAC2RDFN 0 10/15/25REDFIN CORP$13.1M0.30%15,853,000CommonSOLE
69553PAB6PAGERDUTY INC.$13.1M0.30%13,709,000CommonSOLE
090043AD2BILL 0 04/01/27BILL HOLDINGS INC$12.3M0.29%15,050,000CommonNONE
252131AK3DXCM 0.25 11/15/25DEXCOM INC$12.0M0.28%12,644,000CommonSOLE
093712AH0BE 2.5 08/15/25BLOOM ENERGY CORP$11.4M0.27%10,466,000CommonSOLE
90353TAJ9UBER 0 12/15/25UBER TECHNOLOGIES INC$10.9M0.25%11,615,000CommonSOLE
30063PAB1EXAS 0.375 03/15/27EXACT SCIENCES CORP$10.7M0.25%11,752,000CommonSOLE
78462F103SPYSPDR S&P 500 ETF Trust$10.7M0.25%25,000PUTSOLE
00130H204AES 6.875 02/15/24AES CORP/THE$10.6M0.25%173,672CommonSOLE
707569AU3PENN 2.75 05/15/26PENN ENTERTAINMENT INC$10.5M0.24%8,602,000CommonSOLE
29786AAJ5ETSY 0.125 10/01/26ETSY INC$10.3M0.24%10,054,000CommonSOLE
04010LAW3ARCC 4.625 03/01/24ARES CAPITAL CORP$9.6M0.22%9,463,000CommonSOLE
780153BF8ROYAL CARIBBEAN CRUISES$9.5M0.22%8,379,000CommonSOLE
02376RAF9AAL 6.5 07/01/25AMERICAN AIRLINES GROUP$9.2M0.21%8,570,000CommonSOLE
98980AAB1ZTO 1.5 09/01/27ZTO EXPRESS KY INC$8.0M0.19%8,196,000CommonSOLE
23282WAC4CYTK 3.5 07/01/27CYTOKINETICS INC$7.8M0.18%9,100,000CommonSOLE
29415FAB0ENVISTA HOLDINGS CORP$7.6M0.18%5,490,000CommonSOLE
09257WAE0BXMT 5.5 03/15/27BLACKSTONE MORTGAGE TR$7.5M0.17%8,398,000CommonSOLE
55087PAB0LYFT 1.5 05/15/25LYFT INC$7.4M0.17%8,034,000CommonSOLE
632307AB0NTRA 2.25 05/01/27NATERA INC$7.2M0.17%5,424,000CommonSOLE
122017AB2BURL 2.25 04/15/25BURLINGTON STORES INC$7.1M0.17%7,299,000CommonSOLE
19260QAB3COIN 0.5 06/01/26COINBASE GLOBAL INC$6.6M0.15%8,790,000CommonSOLE
021369AC7ALTR 1.75 06/15/27ALTAIR ENGINEERING INC$6.4M0.15%5,988,000CommonSOLE
64944P307FLG 6 11/01/51NY COMMUNITY CAP TRUST V$6.2M0.14%169,060CommonSOLE
81141RAF7SEALTD 2.375 12/01/25SEA LTD$6.2M0.14%6,421,000CommonSOLE
40637HAD1HALO 0.25 03/01/27HALOZYME THERAPEUTICS IN$5.7M0.13%6,769,000CommonSOLE
596278AB7MIDD 1 09/01/25MIDDLEBY CORP$5.3M0.12%4,710,000CommonSOLE
753422AD6RAPID7 INC$5.1M0.12%4,999,000CommonSOLE
401617AD7GUESS INC$5.1M0.12%5,000,000CommonSOLE
00971TAJ0AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC$5.1M0.12%4,300,000CommonSOLE
17243VAB8CNK 4.5 08/15/25CINEMARK HOLDINGS INC$5.0M0.12%3,440,000CommonSOLE
26210CAD6DBX 0 03/01/28DROPBOX INC$4.5M0.10%4,730,000CommonSOLE
44332NAB2HTHT 3 05/01/26H WORLD GROUP LTD$4.3M0.10%3,755,000CommonSOLE
459200101IBMIBM$4.2M0.10%30,000CommonSOLE
26210CAC8DBX 0 03/01/26DROPBOX INC$4.2M0.10%4,384,000CommonSOLE
55303JAB2MGPI 1.875 11/15/41MGP INGREDIENTS INC$4.1M0.09%3,300,000CommonSOLE
406216101HALHalliburton Co$4.0M0.09%100,000CommonSOLE
457985AM1IART 0.5 08/15/25INTEGRA LIFESCIENCES HLD$4.0M0.09%4,381,000CommonSOLE
759916AB5RGEN 0.375 07/15/24REPLIGEN CORP$4.0M0.09%2,780,000CommonSOLE
526057104LENLennar Corp$3.9M0.09%35,000CommonSOLE
09061GAH4BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL$3.8M0.09%3,870,000CommonSOLE
19249HAB9COHERUS BIOSCIENCES INC$3.7M0.09%6,073,000CommonSOLE
70202LAB8PSN 0.25 08/15/25PARSONS CORP$3.6M0.08%2,791,000CommonSOLE
55024UAB5LUMENTUM HOLDINGS INC$3.4M0.08%3,439,000CommonSOLE
67066G104NVDANVIDIA Corp$3.3M0.08%7,500CommonSOLE
40171VAA8GWRE 1.25 03/15/25GUIDEWIRE SOFTWARE INC$3.3M0.08%3,200,000CommonSOLE
828806109SPGSimon Property Group Inc$3.2M0.08%30,000CommonSOLE
G51502105JCIJohnson Controls International$3.2M0.07%60,000CommonSOLE
472145AD3JAZZ 1.5 08/15/24JAZZ INVESTMENTS I LTD$3.2M0.07%3,280,000CommonSOLE
974637AB6WGO 1.5 04/01/25WINNEBAGO INDUSTRIES$3.1M0.07%2,800,000CommonSOLE
58933Y105MRKMerck & Co Inc$3.1M0.07%30,000CommonSOLE
01609W102BABAAlibaba Group Holding Ltd$3.0M0.07%35,000CALLSOLE
00287Y109ABBVAbbVie Inc$3.0M0.07%20,000CommonSOLE
74967X103RHRH$2.9M0.07%11,000CommonSOLE
833445109SNOWSnowflake Inc$2.9M0.07%19,000CommonSOLE
04271TAB6ARRY 1 12/01/28ARRAY TECHNOLOGIES INC$2.9M0.07%2,511,000CommonSOLE
617446448MSMorgan Stanley$2.9M0.07%35,000CommonSOLE
76680RAF4RNG 0 03/01/25RINGCENTRAL INC$2.8M0.07%3,065,000CommonSOLE
060505104BACBank of America Corp$2.7M0.06%100,000CommonSOLE
007903107AMDAdvanced Micro Devices Inc$2.6M0.06%25,000CommonSOLE
91680MAB3UPST 0.25 08/15/26UPSTART HOLDINGS INC$2.5M0.06%3,700,000CommonSOLE
833445109SNOWSnowflake Inc$2.3M0.05%15,000CALLSOLE
244199105DEDeere & Co$2.3M0.05%6,000CommonSOLE
69346J106GHYPGIM Global High Yield Fund In$2.2M0.05%200,000CommonSOLE
457669AB5INSM 0.75 06/01/28INSMED INC$2.1M0.05%2,150,000CommonSOLE
G29183103ETNEaton Corp PLC$2.1M0.05%10,000CommonSOLE
00827B106AFRMAffirm Holdings Inc$2.1M0.05%100,000PUTSOLE
57164YAD9VAC 0 01/15/26MARRIOTT VACATION WORLDW$2.1M0.05%2,379,000CommonSOLE
33741Q107FTHYFirst Trust High Yield Opportu$2.0M0.05%150,000CommonSOLE
83304AAD8SNAP 0.25 05/01/25SNAP INC$1.9M0.05%2,100,000CommonSOLE
629377CG5NRG 2.75 06/01/48NRG ENERGY INC$1.9M0.04%1,792,000CommonSOLE
23804L103DDOGDatadog Inc$1.8M0.04%20,000CALLSOLE
693475105PNCPNC Financial Services Group I$1.6M0.04%13,000CommonSOLE
35909R108ULCCFrontier Group Holdings Inc$1.5M0.03%310,100CALLSOLE
50187T106LGIHLGI Homes Inc$1.5M0.03%15,000CommonSOLE
42703MAD5HERBALIFE LTD$1.4M0.03%1,429,000CommonSOLE
56087FAB0MMYT 0 02/15/28MAKEMYTRIP LIMITED$1.3M0.03%1,145,000CommonSOLE
20825C104COPConocoPhillips$1.2M0.03%10,000CommonSOLE
015857873AQNCN 7.75 06/15/24ALGONQUIN PWR &$1.2M0.03%55,000CommonSOLE
86745KAF1NOVA 0.25 12/01/26SUNNOVA ENERGY INTL INC$1.2M0.03%1,780,000CommonSOLE
021369103ALTREURAltair Engineering Inc$1.1M0.03%17,400CommonSOLE
30744W107FTCHQFarfetch Ltd$1.0M0.02%500,000CALLSOLE
595112103MUMicron Technology Inc$1.0M0.02%15,000CALLSOLE
207410101CNMDCONMED Corp$1.0M0.02%10,000PUTSOLE
91688FAB0UPWK 0.25 08/15/26UPWORK INC$969,1630.02%1,174,000CommonSOLE
872540109TJXTJX Cos Inc/The$888,8000.02%10,000CALLSOLE
H8817H100RIGTransocean Ltd$821,0000.02%100,000CALLSOLE
83406F102SOFISoFi Technologies Inc$799,0000.02%100,000CALLSOLE
737446AT1POST 2.5 08/15/27POST HOLDINGS INC$547,0790.01%549,000CommonSOLE
538034AU3LYV 2 02/15/25LIVE NATION ENTERTAINMEN$337,7430.01%330,000CommonSOLE
009066AB7ABNB 0 03/15/26AIRBNB INC$309,7580.01%351,000CommonSOLE
143658BT8CARNIVAL CORP$305,8980.01%204,000CommonSOLE
78440X887SLGSL Green Realty Corp$298,4000.01%8,000PUTSOLE
925550AB1VIAVI SOLUTIONS INC$154,0560.00%157,000CommonSOLE
15136AAA0PERMIAN RESOURC OPTG LLC$137,4950.00%58,000CommonSOLE
232109AD0CUTERA INC$127,3100.00%216,000CommonSOLE
74736LAD1QTWO 0.75 06/01/26Q2 HOLDINGS INC$109,6130.00%125,000CommonSOLE
G5784H106MANUManchester United Plc$98,9500.00%5,000CommonSOLE
852234103XYZBlock Inc$92,9460.00%2,100CommonSOLE
30744W107FTCHQFarfetch Ltd$76,4520.00%36,580CommonSOLE
G4124C117GRABWGRAB HOLDINGS LTD - CL A$58,7580.00%170,314CommonSOLE
64049M209NEONeoGenomics Inc$55,3500.00%4,500CommonSOLE
093712107BEBloom Energy Corp$4640.00%35CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.