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ADVENT CAPITAL MANAGEMENT /DE/

Q4 2023 · 13F-HR

ADVENT CAPITAL MANAGEMENT /DE/holdings as filed

Filed 2024-02-13 · accession 0001140361-24-007399

$4.36B
Reported value
183
Positions
2023-12-31
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
949746804WFC 7.5 PERP LWELLS FARGO & COMPANY$232.4M5.33%193,824CommonSOLE
060505682BAC 7.25 PERP LBANK OF AMERICA CORP$224.1M5.14%185,624CommonSOLE
844741BG2LUV 1.25 05/01/25SOUTHWEST AIRLINES CO$117.4M2.69%115,743,000CommonSOLE
00827BAB2AFRM 0 11/15/26AFFIRM HOLDINGS INC$99.9M2.29%121,458,000CommonSOLE
803607AD2SRPT 1.25 09/15/27SAREPTA THERAPEUTICS INC$98.9M2.27%97,218,000CommonSOLE
02376RAF9AAL 6.5 07/01/25AMERICAN AIRLINES GROUP$85.5M1.96%76,881,000CommonSOLE
09857LAN8BKNG 0.75 05/01/25BOOKING HOLDINGS INC$84.8M1.95%44,915,000CommonSOLE
65339F713NEE 6.926 09/01/25NEXTERA ENERGY INC$83.9M1.92%2,193,675CommonSOLE
62886HBD2NCLH 1.125 02/15/27NCL CORPORATION LTD$80.4M1.84%87,589,000CommonSOLE
83304AAB2SNAP 0.75 08/01/26SNAP INC$78.8M1.81%73,854,000CommonSOLE
30212PBE4EXPE 0 02/15/26EXPEDIA GROUP INC$77.7M1.78%81,790,000CommonSOLE
30063PAC9EXAS 0.375 03/01/28EXACT SCIENCES CORP$70.9M1.63%75,374,000CommonSOLE
03769M304APO 6.75 07/31/26APOLLO GLOBAL MANAGEMENT$66.9M1.53%1,186,829CommonSOLE
25402DAB8DOCN 0 12/01/26DIGITALOCEAN HOLDINGS$66.1M1.52%79,699,000CommonSOLE
94419LAF8W 1 08/15/26WAYFAIR INC$65.9M1.51%75,085,000CommonSOLE
723787AP2PXD 0.25 05/15/25PIONEER NATURAL RESOURCE$64.9M1.49%26,667,000CommonSOLE
82452JAB5FOUR 0 12/15/25SHIFT4 PAYMENTS INC$61.0M1.40%54,779,000CommonSOLE
26884LAK5EQT 1.75 05/01/26EQT CORP$60.9M1.40%22,897,000CommonSOLE
70614WAB6PTON 0 02/15/26PELOTON INTERACTIVE INC$60.3M1.38%77,436,000CommonSOLE
57164YAF4VAC 3.25 12/15/27MARRIOTT VACATION WORLDW$60.1M1.38%67,560,000CommonSOLE
04271TAB6ARRY 1 12/01/28ARRAY TECHNOLOGIES INC$57.2M1.31%57,900,000CommonSOLE
90353TAJ9UBER 0 12/15/25UBER TECHNOLOGIES INC$57.0M1.31%55,807,000CommonSOLE
09239BAD1BL 0 03/15/26BLACKLINE INC$56.5M1.30%63,319,000CommonSOLE
345370CZ1F 0 03/15/26FORD MOTOR COMPANY$56.1M1.29%56,074,000CommonSOLE
02043QAB3ALNY 1 09/15/27ALNYLAM PHARMACEUTICALS$54.0M1.24%54,734,000CommonSOLE
40637HAF6HALO 1 08/15/28HALOZYME THERAPEUTICS IN$52.2M1.20%55,993,000CommonSOLE
29355AAK3ENPH 0 03/01/28ENPHASE ENERGY INC$51.0M1.17%57,005,000CommonSOLE
26142RAB0DKNG 0 03/15/28DRAFTKINGS HOLDINGS INC$49.5M1.14%60,991,000CommonSOLE
08265TAB5BSY 0.125 01/15/26BENTLEY SYSTEMS INC$49.5M1.14%49,836,000CommonSOLE
91332UAB7U 0 11/15/26UNITY SOFTWARE INC$46.8M1.07%55,988,000CommonSOLE
83304AAH9SNAP 0.125 03/01/28SNAP INC$45.2M1.04%57,439,000CommonSOLE
472145AF8JAZZ 2 06/15/26JAZZ INVESTMENTS I LTD$44.3M1.02%43,719,000CommonSOLE
594972AE1MSTR 0 02/15/27MICROSTRATEGY INC$43.3M0.99%49,507,000CommonSOLE
48123VAE2ZD 1.75 11/01/26ZIFF DAVIS INC$42.9M0.98%45,116,000CommonSOLE
977852AD4WOLF 1.875 12/01/29WOLFSPEED INC$41.6M0.95%60,661,000CommonSOLE
02156BAF0AYX 1 08/01/26ALTERYX INC$39.1M0.90%40,002,000CommonNONE
19260QAB3COIN 0.5 06/01/26COINBASE GLOBAL INC$35.8M0.82%39,360,000CommonSOLE
98954MAH4Z 2.75 05/15/25ZILLOW GROUP INC$33.8M0.77%30,597,000CommonSOLE
29404KAG1ENV 2.625 12/01/27ENVESTNET INC$33.7M0.77%33,960,000CommonSOLE
45784PAK7PODD 0.375 09/01/26INSULET CORPORATION$33.6M0.77%29,154,000CommonSOLE
16115Q407GTLS 6.75 12/15/25 BCHART INDUSTRIES INC$33.5M0.77%588,923CommonSOLE
647551AE0NMFC 7.5 10/15/25NEW MOUNTAIN FINANCE COR$33.3M0.76%32,638,000CommonSOLE
29786AAL0ETSY 0.125 09/01/27ETSY INC$33.3M0.76%38,904,000CommonSOLE
00971TAL5AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC$32.6M0.75%29,185,000CommonSOLE
09061GAK7BMRN 1.25 05/15/27BIOMARIN PHARMACEUTICAL$32.4M0.74%31,422,000CommonSOLE
516544AB9LNTH 2.625 12/15/27LANTHEUS HOLDINGS INC$31.9M0.73%28,353,000CommonSOLE
87918AAF2TDOC 1.25 06/01/27TELADOC HEALTH INC$31.9M0.73%38,547,000CommonSOLE
98980GAB8ZS 0.125 07/01/25ZSCALER INC.$31.2M0.72%20,527,000CommonSOLE
10806XAD4BBIO 2.25 02/01/29BRIDGEBIO PHARMA INC$30.4M0.70%35,715,000CommonSOLE
40131MAB5GH 0 11/15/27GUARDANT HEALTH INC$30.2M0.69%42,804,000CommonSOLE
10806XAB8BBIO 2.5 03/15/27BRIDGEBIO PHARMA INC$30.2M0.69%24,929,000CommonSOLE
76680RAH0RNG 0 03/15/26RINGCENTRAL INC$30.0M0.69%34,419,000CommonNONE
94419LAP6W 3.25 09/15/27WAYFAIR INC$29.7M0.68%23,999,000CommonSOLE
852234AF0XYZ 0.125 03/01/25BLOCK INC$29.6M0.68%30,189,000CommonSOLE
82452JAD1FOUR 0.5 08/01/27SHIFT4 PAYMENTS INC$28.2M0.65%30,132,000CommonSOLE
679295AF2OKTA 0.375 06/15/26OKTA INC$28.1M0.65%31,653,000CommonNONE
753422AF1RPD 0.25 03/15/27RAPID7 INC$27.7M0.64%30,703,000CommonSOLE
298736AL3EEFT 0.75 03/15/49EURONET WORLDWIDE INC$27.5M0.63%29,113,000CommonSOLE
12685JAE5CABO 0 03/15/26CABLE ONE INC$27.4M0.63%32,055,000CommonNONE
852234AK9XYZ 0.25 11/01/27BLOCK INC$27.1M0.62%32,810,000CommonSOLE
405024AB6HAE 0 03/01/26HAEMONETICS CORP$26.4M0.61%29,491,000CommonSOLE
090043AB6BILL 0 12/01/25BILL HOLDINGS INC$26.2M0.60%27,734,000CommonSOLE
20717MAB9CFLT 0 01/15/27CONFLUENT INC$26.0M0.60%31,000,000CommonNONE
848637AF1SPLK 1.125 06/15/27SPLUNK INC$25.8M0.59%26,506,000CommonSOLE
697435AF2PANW 0.375 06/01/25PALO ALTO NETWORKS$25.5M0.58%8,589,000CommonSOLE
093712AH0BE 2.5 08/15/25BLOOM ENERGY CORP$25.1M0.58%22,007,000CommonSOLE
55024UAF6LITE 0.5 06/15/28LUMENTUM HOLDINGS INC$24.2M0.56%30,605,000CommonSOLE
207410AH4CNMD 2.25 06/15/27CONMED CORP$24.1M0.55%24,002,000CommonSOLE
780153BQ4RCL 6 08/15/25ROYAL CARIBBEAN CRUISES$23.7M0.54%8,877,000CommonSOLE
977852AB8WOLF 0.25 02/15/28WOLFSPEED INC$23.3M0.53%34,289,000CommonSOLE
64049MAB6NEO 0.25 01/15/28NEOGENOMICS INC$23.2M0.53%30,363,000CommonSOLE
08265TAD1BSY 0.375 07/01/27BENTLEY SYSTEMS$22.8M0.52%25,385,000CommonSOLE
64049MAA8NEOGENOMICS INC$21.6M0.49%23,000,000CommonSOLE
92343XAC4VRNT 0.25 04/15/26VERINT SYSTEMS INC$21.2M0.49%24,000,000CommonNONE
465741AN6ITRI 0 03/15/26ITRON INC$20.6M0.47%22,250,000CommonNONE
23248VAB1CYBR 0 11/15/24CYBERARK SOFTWARE LTD$20.0M0.46%14,103,000CommonSOLE
15189T107CNPCenterPoint Energy Inc$19.6M0.45%687,000CALLSOLE
98954MAG6Z 1.375 09/01/26ZILLOW GROUP INC$19.2M0.44%14,003,000CommonSOLE
163072AA9CAKE 0.375 06/15/26CHEESECAKE FACTORY (THE)$19.0M0.44%21,950,000CommonNONE
23282WAC4CYTK 3.5 07/01/27CYTOKINETICS INC$18.5M0.43%10,535,000CommonSOLE
707569AU3PENN 2.75 05/15/26PENN ENTERTAINMENT INC$17.4M0.40%13,399,000CommonSOLE
10316TAB0BOX 0 01/15/26BOX INC$15.6M0.36%13,936,000CommonSOLE
71375UAF8PRFT 0.125 11/15/26PERFICIENT INC$15.6M0.36%18,725,000CommonNONE
30050BAD3EVH 1.5 10/15/25EVOLENT HEALTH INC$14.8M0.34%12,920,000CommonSOLE
17243VAB8CNK 4.5 08/15/25CINEMARK HOLDINGS INC$14.7M0.34%12,077,000CommonSOLE
12685JAG0CABO 1.125 03/15/28CABLE ONE INC$14.5M0.33%18,972,000CommonSOLE
23804LAB9DDOG 0.125 06/15/25DATADOG INC$14.3M0.33%10,236,000CommonSOLE
62886HAX9NCLH 5.375 08/01/25NCL CORPORATION LTD$14.3M0.33%11,064,000CommonSOLE
090043AD2BILL 0 04/01/27BILL HOLDINGS INC$13.2M0.30%15,800,000CommonNONE
252131AK3DXCM 0.25 11/15/25DEXCOM INC$12.9M0.30%12,293,000CommonSOLE
53680QAA6LARCN 1.75 01/15/27LITHIUM AMERICAS AR$12.7M0.29%19,739,000CommonSOLE
60937PAD8MDB 0.25 01/15/26MONGODB INC$12.5M0.29%6,302,000CommonSOLE
665531AJ8NOG 3.625 04/15/29NORTHERN OIL AND GAS INC$11.8M0.27%10,001,000CommonSOLE
00130H204AES 6.875 02/15/24AES CORP/THE$11.8M0.27%154,921CommonSOLE
225447AD3WOLF 1.75 05/01/26WOLFSPEED INC$10.9M0.25%9,568,000CommonSOLE
63845RAB3EYE 2.5 05/15/25NATIONAL VISION HOLDINGS$10.7M0.24%10,608,000CommonSOLE
75606DAP6HOUS 0.25 06/15/26REALOGY GROUP/CO-ISSUER$10.6M0.24%13,474,000CommonSOLE
163086AE1CHEF 2.375 12/15/28CHEFS' WAREHOUSE THE$10.5M0.24%10,982,000CommonSOLE
29786AAJ5ETSY 0.125 10/01/26ETSY INC$10.4M0.24%9,011,000CommonSOLE
443573AD2HUBS 0.375 06/01/25HUBSPOT INC$10.1M0.23%4,844,000CommonSOLE
04010LAW3ARCC 4.625 03/01/24ARES CAPITAL CORP$9.8M0.22%9,463,000CommonSOLE
29355AAF4ENPHASE ENERGY INC$8.6M0.20%5,085,000CommonSOLE
632307AB0NTRA 2.25 05/01/27NATERA INC$8.4M0.19%4,907,000CommonSOLE
021369AC7ALTR 1.75 06/15/27ALTAIR ENGINEERING INC$8.0M0.18%6,166,000CommonSOLE
98980AAB1ZTO 1.5 09/01/27ZTO EXPRESS KY INC$7.9M0.18%8,196,000CommonSOLE
653656AB4NICEIT 0 09/15/25NICE LTD$7.8M0.18%8,182,000CommonSOLE
86745KAH7NOVA 2.625 02/15/28SUNNOVA ENERGY INTL INC$7.6M0.18%11,450,000CommonSOLE
29415FAB0ENVISTA HOLDINGS CORP$7.4M0.17%5,984,000CommonSOLE
122017AB2BURL 2.25 04/15/25BURLINGTON STORES INC$7.2M0.16%6,607,000CommonSOLE
55087PAB0LYFT 1.5 05/15/25LYFT INC$7.2M0.16%7,521,000CommonSOLE
08975PAB4CMRC 0.25 10/01/26BIGCOMMERCE HOLDINGS INC$6.7M0.15%8,425,000CommonSOLE
64944P307FLG 6 11/01/51NY COMMUNITY CAP TRUST V$6.6M0.15%157,624CommonSOLE
44332NAB2HTHT 3 05/01/26H WORLD GROUP LTD$6.6M0.15%6,126,000CommonSOLE
759916AC3REPLIGEN CORP$6.4M0.15%5,675,000CommonSOLE
29355AAH0ENPH 0 03/01/26ENPHASE ENERGY INC$6.2M0.14%6,735,000CommonSOLE
09257WAE0BXMT 5.5 03/15/27BLACKSTONE MORTGAGE TR$5.8M0.13%6,398,000CommonSOLE
594972AC5MSTR 0.75 12/15/25MICROSTRATEGY INC$5.2M0.12%3,128,000CommonSOLE
596278AB7MIDD 1 09/01/25MIDDLEBY CORP$5.1M0.12%4,160,000CommonSOLE
338307AD3FIVN 0.5 06/01/25FIVE9 INC$5.0M0.11%5,204,000CommonSOLE
26210CAD6DBX 0 03/01/28DROPBOX INC$4.8M0.11%4,728,000CommonSOLE
902252AB1TYL 0.25 03/15/26TYLER TECHNOLOGIES INC$4.7M0.11%4,674,000CommonSOLE
00287Y109ABBVAbbVie Inc$4.6M0.11%30,000CommonSOLE
848637AD6SPLK 1.125 09/15/25SPLUNK INC$4.5M0.10%4,103,000CommonSOLE
552953101MGMMGM Resorts International$4.5M0.10%100,000CommonSOLE
09061GAH4BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL$4.5M0.10%4,520,000CommonSOLE
98954MAE1Z 0.75 09/01/24ZILLOW GROUP INC$4.5M0.10%3,290,000CommonSOLE
00971TAJ0AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC$4.1M0.09%3,190,000CommonSOLE
81141RAF7SEALTD 2.375 12/01/25SEA LTD$4.0M0.09%4,140,000CommonSOLE
67059NAH1NTNX 0.25 10/01/27NUTANIX INC$3.9M0.09%3,734,000CommonSOLE
457985AM1IART 0.5 08/15/25INTEGRA LIFESCIENCES HLD$3.9M0.09%4,106,000CommonSOLE
57164YAD9VAC 0 01/15/26MARRIOTT VACATION WORLDW$3.9M0.09%4,389,000CommonSOLE
26210CAC8DBX 0 03/01/26DROPBOX INC$3.8M0.09%3,884,000CommonSOLE
68213NAD1OMCL 0.25 09/15/25OMNICELL INC$3.6M0.08%3,882,000CommonSOLE
46625H100JPMJPMorgan Chase & Co$3.4M0.08%20,000CommonSOLE
55303JAB2MGPI 1.875 11/15/41MGP INGREDIENTS INC$3.4M0.08%2,900,000CommonSOLE
806857108SLBSchlumberger NV$3.4M0.08%65,000CommonSOLE
35671D857FCXFreeport-McMoRan Inc$3.2M0.07%75,000CommonSOLE
974637AB6WGO 1.5 04/01/25WINNEBAGO INDUSTRIES$3.1M0.07%2,500,000CommonSOLE
40171VAA8GWRE 1.25 03/15/25GUIDEWIRE SOFTWARE INC$3.1M0.07%2,808,000CommonSOLE
55024UAB5LUMENTUM HOLDINGS INC$3.1M0.07%3,041,000CommonSOLE
65339F101NEENextEra Energy Inc$3.0M0.07%50,000CommonSOLE
531229AQ5FWONK 2.25 08/15/27LIBERTY MEDIA CORP$3.0M0.07%2,940,000CommonSOLE
75737FAC2RDFN 0 10/15/25REDFIN CORP$3.0M0.07%3,539,000CommonSOLE
717081103PFEPfizer Inc$2.9M0.07%100,000CommonSOLE
76680RAF4RNG 0 03/01/25RINGCENTRAL INC$2.9M0.07%3,065,000CommonSOLE
02079K107GOOGAlphabet Inc$2.8M0.06%20,000CommonSOLE
79466L302CRMSalesforce Inc$2.6M0.06%10,000CommonSOLE
097023105BABoeing Co/The$2.6M0.06%10,000CommonSOLE
070830104BBWIBath & Body Works Inc$2.6M0.06%60,000CommonSOLE
75737FAE8RDFN 0.5 04/01/27REDFIN CORP$2.5M0.06%3,793,000CommonSOLE
086516101BBYBest Buy Co Inc$2.3M0.05%30,000CommonSOLE
819047AB7SHAK 0 03/01/28SHAKE SHACK INC$2.2M0.05%2,705,000CommonSOLE
19249HAB9COHERUS BIOSCIENCES INC$2.2M0.05%3,864,000CommonSOLE
P31076105CPACopa Holdings SA$2.1M0.05%20,000CommonSOLE
29355A107ENPHEnphase Energy Inc$2.0M0.05%15,000CommonSOLE
83304AAD8SNAP 0.25 05/01/25SNAP INC$2.0M0.04%1,850,000CommonSOLE
H1467J104CBChubb Ltd$1.8M0.04%8,000CommonSOLE
30063PAB1EXAS 0.375 03/15/27EXACT SCIENCES CORP$1.6M0.04%1,689,000CommonSOLE
244199105DEDeere & Co$1.6M0.04%4,000CommonSOLE
538034109LYVLive Nation Entertainment Inc$1.6M0.04%17,000CommonSOLE
253393102DKSDick's Sporting Goods Inc$1.5M0.03%10,000CommonSOLE
42703MAD5HERBALIFE LTD$1.4M0.03%1,429,000CommonSOLE
803607100SRPTSarepta Therapeutics Inc$1.4M0.03%14,000CommonSOLE
031162100AMGNAmgen Inc$1.3M0.03%4,669CommonSOLE
015857873AQNCN 7.75 06/15/24ALGONQUIN PWR &$1.2M0.03%55,000CommonSOLE
682189AS4ON 0 05/01/27ON SEMICONDUCTOR CORP$1.2M0.03%752,000CommonSOLE
91688FAB0UPWK 0.25 08/15/26UPWORK INC$1.0M0.02%1,174,000CommonSOLE
737446AT1POST 2.5 08/15/27POST HOLDINGS INC$557,5100.01%549,000CommonSOLE
604749101MIRMMirum Pharmaceuticals Inc$507,7440.01%17,200CommonSOLE
538034AU3LYV 2 02/15/25LIVE NATION ENTERTAINMEN$338,2080.01%320,000CommonSOLE
55024UAD1LITE 0.5 12/15/26LUMENTUM HOLDINGS INC$302,8480.01%338,000CommonSOLE
009066AB7ABNB 0 03/15/26AIRBNB INC$284,5900.01%316,000CommonSOLE
70509VAA8PEB 1.75 12/15/26PEBBLEBROOK HOTEL TRUST$162,9990.00%182,000CommonSOLE
629377CG5NRG 2.75 06/01/48NRG ENERGY INC$139,3200.00%108,000CommonSOLE
15136AAA0PERMIAN RESOURC OPTG LLC$130,3060.00%56,000CommonSOLE
74736LAD1QTWO 0.75 06/01/26Q2 HOLDINGS INC$110,5700.00%121,000CommonSOLE
64049M209NEONeoGenomics Inc$47,9900.00%2,966CommonSOLE
74346YAH6PROS HOLDINGS INC$5,8650.00%6,000CommonSHARED
64125CAD1NEUROCRINE BIOSCIENCES$3,4680.00%2,000CommonSHARED
05988JAB9BAND 0.25 03/01/26BANDWIDTH INC$3,3300.00%4,000CommonSHARED
48251W104KKRKKR & Co Inc$3,3140.00%40CommonSHARED
753422AD6RAPID7 INC$3,3110.00%3,000CommonSOLE
803607AB6SAREPTA THERAPEUTICS INC$1,4160.00%1,000CommonSHARED

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.