Q2 2023 · 13F-HR
RATIONAL ADVISORS, INC.holdings as filed
Filed 2023-08-08 · accession 0001162044-23-000822
$1.21B
Reported value
268
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 921937835 | BND | VANGUARD BD INDEX FD INC | $111.1M | 9.20% | 1,528,145 | Common | SOLE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $111.0M | 9.19% | 2,404,877 | Common | SOLE |
| 464287226 | AGG | ISHARES | $111.0M | 9.19% | 1,132,793 | Common | SOLE |
| 00162Q452 | AMLP | ALPS ETF TR | $76.9M | 6.37% | 1,962,413 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $76.9M | 6.37% | 208,204 | Common | SOLE |
| 316092865 | FUTY | FIDELITY | $67.9M | 5.62% | 1,605,985 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED PORTFOL | $64.9M | 5.37% | 399,453 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE-TRADED F | $56.4M | 4.67% | 1,020,133 | Common | SOLE |
| 97717Y790 | NTSX | WISDOMTREE TR | $51.3M | 4.24% | 1,382,705 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $46.4M | 3.84% | 104,157 | Common | SOLE |
| 37954Y657 | PFFD | GLOBAL X FDS | $43.2M | 3.57% | 2,226,661 | Common | SOLE |
| 808524847 | SCHH | SCHWAB STRATEGIC TR | $38.3M | 3.17% | 1,962,413 | Common | SOLE |
| 25434V872 | DFCF | DIMENSIONAL ETF TRUST | $30.4M | 2.52% | 729,253 | Common | SOLE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $25.3M | 2.10% | 483,441 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $25.0M | 2.07% | 61,461 | Common | SOLE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE FDS | $24.4M | 2.02% | 309,321 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR | $23.5M | 1.95% | 348,318 | Common | SOLE |
| 46435U853 | USHY | ISHARES TR | $18.6M | 1.54% | 526,457 | Common | SOLE |
| 46138G805 | BAB | INVESCO EXCHNG TRADED FD TR | $12.2M | 1.01% | 458,861 | Common | SOLE |
| 09260D107 | BX | BLACKSTONE GROUP INC | $6.4M | 0.53% | 68,385 | Common | SHARED |
| 464288588 | MBB | ISHARES TR | $5.9M | 0.49% | 63,513 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $4.7M | 0.39% | 13,901 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $4.7M | 0.39% | 36,035 | Common | SHARED |
| 48251W104 | KKR | KKR & CO INC | $4.5M | 0.37% | 80,700 | Common | SHARED |
| 060505682 | BAC 7.25 PERP L | BANK AMER CORP | $4.4M | 0.36% | 3,748 | Common | SHARED |
| 65339F739 | — | NEXTERA ENERGY INC | $4.3M | 0.35% | 87,400 | Common | SHARED |
| 252131AK3 | DXCM 0.25 11/15/25 | DEXCOM INC | $4.2M | 0.35% | 3,970,000 | Common | SHARED |
| 30303M102 | META | FACEBOOK INC | $4.2M | 0.34% | 14,486 | Common | SOLE |
| 902252AB1 | TYL 0.25 03/15/26 | TYLER TEX INDPT SCH DIST | $4.0M | 0.33% | 3,910,000 | Common | SHARED |
| 02557T307 | — | AMERICAN ELEC PWR CO INC | $3.8M | 0.31% | 76,300 | Common | SHARED |
| 848637AF1 | SPLK 1.125 06/15/27 | SPLUNK INC | $3.8M | 0.31% | 4,350,000 | Common | SHARED |
| 844741BG2 | LUV 1.25 05/01/25 | SOUTHWEST AIRLS CO | $3.7M | 0.31% | 3,270,000 | Common | SHARED |
| 04010LAW3 | ARCC 4.625 03/01/24 | ARES CAPITAL CORP | $3.7M | 0.31% | 3,700,000 | Common | SHARED |
| 65473P121 | — | NISOURCE INC | $3.7M | 0.30% | 35,800 | Common | SHARED |
| 02156BAF0 | AYX 1 08/01/26 | ALTERYX INC | $3.6M | 0.29% | 4,260,000 | Common | SHARED |
| 75524B203 | RBC 5 10/15/24 A | RBC BEARINGS INC | $3.4M | 0.28% | 32,500 | Common | SHARED |
| 037833100 | AAPL | APPLE INC | $3.4M | 0.28% | 17,608 | Common | SOLE |
| 30212PBE4 | EXPE 0 02/15/26 | EXPEDIA GROUP INC | $3.4M | 0.28% | 3,865,000 | Common | SHARED |
| 02079K305 | GOOGL | ALPHABET INC | $3.4M | 0.28% | 28,007 | Common | SHARED |
| 23248VAB1 | CYBR 0 11/15/24 | CYBERARK SOFTWARE LTD | $3.2M | 0.27% | 2,855,000 | Common | SHARED |
| 298736AL3 | EEFT 0.75 03/15/49 | EURONET WORLDWIDE INC | $3.1M | 0.26% | 3,240,928 | Common | SHARED |
| 958102AP0 | — | WESTERN DIGITAL CORP. | $3.0M | 0.25% | 3,123,080 | Common | SHARED |
| 29786AAN6 | ETSY 0.25 06/15/28 | ETSY INC | $3.0M | 0.25% | 3,930,000 | Common | SHARED |
| 464287101 | OEF | ISHARES TR | $2.8M | 0.23% | 13,469 | Common | SHARED |
| 922908736 | VUG | VANGUARD INDEX FDS | $2.8M | 0.23% | 9,775 | Common | SHARED |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $2.8M | 0.23% | 6,205 | Common | SHARED |
| 654106103 | NKE | NIKE INC | $2.7M | 0.22% | 24,345 | Common | SHARED |
| 92189F676 | SMH | VANECK ETF TRUST | $2.7M | 0.22% | 17,630 | Common | SHARED |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $2.7M | 0.22% | 4,949 | Common | SHARED |
| 82509LAA5 | SHOPCN 0.125 11/01/25 | SHOPIFY INC | $2.5M | 0.21% | 2,802,000 | Common | SHARED |
| 679295AF2 | OKTA 0.375 06/15/26 | OKTA INC | $2.5M | 0.21% | 2,919,000 | Common | SHARED |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $2.5M | 0.21% | 12,000 | Common | SHARED |
| 580135101 | MCD | MCDONALDS CORP | $2.5M | 0.20% | 8,296 | Common | SHARED |
| 74346YAH6 | — | PROS HOLDINGS INC | $2.3M | 0.19% | 2,440,000 | Common | SHARED |
| 550021109 | LULU | LULULEMON ATHLETICA INC | $2.3M | 0.19% | 5,950 | Common | SHARED |
| 09857L108 | BKNG | BOOKING HLDGS INC | $2.2M | 0.18% | 811 | Common | SHARED |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $2.1M | 0.18% | 8,400 | Common | SHARED |
| 48242W106 | KBR | KBR INC | $2.1M | 0.17% | 31,800 | Common | SHARED |
| 532457108 | LLY | LILLY ELI & CO | $2.1M | 0.17% | 4,400 | Common | SHARED |
| 58733R102 | MELI | MERCADOLIBRE INC | $2.0M | 0.16% | 1,660 | Common | SHARED |
| 464287457 | SHY | ISHARES TR | $1.9M | 0.16% | 23,754 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $1.9M | 0.15% | 3,570 | Common | SHARED |
| 682189105 | ON | ON SEMICONDUCTOR CORP | $1.8M | 0.15% | 19,200 | Common | SHARED |
| 243537107 | DECK | DECKERS OUTDOOR CORP | $1.8M | 0.15% | 3,350 | Common | SHARED |
| 538034109 | LYV | LIVE NATION ENTERTAINMENT IN | $1.7M | 0.14% | 19,200 | Common | SHARED |
| 92826C839 | V | VISA INC | $1.7M | 0.14% | 7,366 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1.7M | 0.14% | 5,085 | Common | SHARED |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $1.7M | 0.14% | 9,608 | Common | SHARED |
| 01741R102 | ATI | ALLEGHENY TECHNOLOGIES INC | $1.7M | 0.14% | 37,600 | Common | SHARED |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $1.6M | 0.13% | 29,095 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $1.6M | 0.13% | 3 | Common | SHARED |
| 163092AF6 | CHGG 0 09/01/26 | CHEGG INC | $1.5M | 0.13% | 2,057,000 | Common | SHARED |
| 79466L302 | CRM | SALESFORCE COM INC | $1.5M | 0.13% | 7,257 | Common | SOLE |
| 427866108 | HSY | HERSHEY CO | $1.5M | 0.12% | 6,025 | Common | SHARED |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $1.5M | 0.12% | 1,300 | Common | SHARED |
| 45784PAK7 | PODD 0.375 09/01/26 | INSULET CORP | $1.5M | 0.12% | 1,070,000 | Common | SHARED |
| 57636Q104 | MA | MASTERCARD INC | $1.2M | 0.10% | 2,988 | Common | SOLE |
| 71639TAB2 | — | PETIQ INC | $1.1M | 0.09% | 1,225,000 | Common | SHARED |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $1.1M | 0.09% | 14,896 | Common | SHARED |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $1.1M | 0.09% | 7,518 | Common | SHARED |
| 11135F101 | AVGO | BROADCOM INC | $1.1M | 0.09% | 1,258 | Common | SHARED |
| 713448108 | PEP | PEPSICO INC | $1.1M | 0.09% | 5,697 | Common | SHARED |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $942,920 | 0.08% | 12,276 | Common | SHARED |
| 09857LAN8 | BKNG 0.75 05/01/25 | BOOKING HOLDINGS INC | $824,340 | 0.07% | 550,000 | Common | SHARED |
| 17275R102 | CSCO | CISCO SYS INC | $792,294 | 0.07% | 15,313 | Common | SOLE |
| 872590104 | TMUS | T-MOBILE US INC | $688,666 | 0.06% | 4,958 | Common | SHARED |
| 254687106 | DIS | DISNEY WALT CO | $552,286 | 0.05% | 6,186 | Common | SHARED |
| 060505104 | BAC | BANK AMER CORP | $516,563 | 0.04% | 18,005 | Common | SHARED |
| 67066G104 | NVDA | NVIDIA CORP | $508,047 | 0.04% | 1,201 | Common | SHARED |
| 09061GAK7 | BMRN 1.25 05/15/27 | BIOMARIN PHARMACEUTICAL INC | $505,668 | 0.04% | 503,000 | Common | SHARED |
| 20030N101 | CMCSA | COMCAST CORP NEW | $501,384 | 0.04% | 12,067 | Common | SHARED |
| 742718109 | PG | PROCTER & GAMBLE CO | $484,506 | 0.04% | 3,193 | Common | SHARED |
| 478160104 | JNJ | JOHNSON & JOHNSON | $483,484 | 0.04% | 2,921 | Common | SHARED |
| 64110L106 | NFLX | NETFLIX INC | $482,337 | 0.04% | 1,095 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $478,943 | 0.04% | 4,958 | Common | SOLE |
| 75513E101 | RTX | RAYTHEON TECHNOLOGIES CORP | $478,338 | 0.04% | 4,883 | Common | SHARED |
| 949746101 | WMT2 | WELLS FARGO & CO NEW | $462,822 | 0.04% | 10,844 | Common | SHARED |
| 65339F101 | NEE | NEXTERA ENERGY INC | $447,278 | 0.04% | 6,028 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $441,145 | 0.04% | 2,126 | Common | SHARED |
| 437076102 | HD | HOME DEPOT INC | $421,538 | 0.03% | 1,357 | Common | SHARED |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $409,945 | 0.03% | 2,287 | Common | SHARED |
| 097023105 | BA | BOEING CO | $387,057 | 0.03% | 1,833 | Common | SHARED |
| 81762P102 | NOW | SERVICENOW INC | $361,909 | 0.03% | 644 | Common | SOLE |
| 26142V105 | DKNG | DRAFTKINGS INC NEW | $358,695 | 0.03% | 13,500 | Common | SHARED |
| G5960L103 | MDT | MEDTRONIC PLC | $350,726 | 0.03% | 3,981 | Common | SHARED |
| 74340W103 | PLD | PROLOGIS INC | $350,231 | 0.03% | 2,856 | Common | SHARED |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $345,086 | 0.03% | 9,279 | Common | SHARED |
| 02079K107 | GOOG | ALPHABET INC | $336,539 | 0.03% | 2,782 | Common | SOLE |
| 369604301 | GE | GENERAL ELECTRIC CO | $335,702 | 0.03% | 3,056 | Common | SHARED |
| 00724F101 | ADBE | ADOBE INC | $314,420 | 0.03% | 643 | Common | SOLE |
| 78409V104 | SPGI | S&P GLOBAL INC | $309,888 | 0.03% | 773 | Common | SHARED |
| 002824100 | ABT | ABBOTT LABS | $293,264 | 0.02% | 2,690 | Common | SOLE |
| 863667101 | SYK | STRYKER CORP | $288,615 | 0.02% | 946 | Common | SHARED |
| 191216100 | KO | COCA COLA CO | $285,925 | 0.02% | 4,748 | Common | SHARED |
| 617446448 | MS | MORGAN STANLEY | $274,988 | 0.02% | 3,220 | Common | SHARED |
| 126650100 | CVS | CVS CAREMARK CORPORATION | $273,893 | 0.02% | 3,962 | Common | SHARED |
| 88160R101 | TSLA | TESLA MTRS INC | $273,811 | 0.02% | 1,046 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $266,741 | 0.02% | 827 | Common | SHARED |
| 172967424 | C | CITIGROUP INC | $261,692 | 0.02% | 5,684 | Common | SHARED |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $259,180 | 0.02% | 3,884 | Common | SHARED |
| G54950103 | LIN | LINDE PLC | $251,131 | 0.02% | 659 | Common | SHARED |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $246,864 | 0.02% | 800 | Common | SHARED |
| 09247X101 | BLKCHF | BLACKROCK INC | $238,443 | 0.02% | 345 | Common | SHARED |
| 00206R102 | T | AT&T INC | $229,855 | 0.02% | 14,411 | Common | SHARED |
| 075887109 | BDX | BECTON DICKINSON & CO | $227,049 | 0.02% | 860 | Common | SHARED |
| 842587107 | SO | SOUTHERN CO | $226,908 | 0.02% | 3,230 | Common | SHARED |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $213,133 | 0.02% | 2,375 | Common | SHARED |
| 931142103 | WMT | WAL-MART STORES INC | $210,464 | 0.02% | 1,339 | Common | SHARED |
| 855244109 | SBUX | STARBUCKS CORP | $208,719 | 0.02% | 2,107 | Common | SHARED |
| 882508104 | TXN | TEXAS INSTRS INC | $204,323 | 0.02% | 1,135 | Common | SHARED |
| 031162100 | AMGN | AMGEN INC | $171,177 | 0.01% | 771 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $158,029 | 0.01% | 719 | Common | SHARED |
| 482480100 | KLAC | KLA-TENCOR CORP | $156,176 | 0.01% | 322 | Common | SHARED |
| 375558103 | GILD | GILEAD SCIENCES INC | $152,599 | 0.01% | 1,980 | Common | SOLE |
| 92532F100 | VRTX | VERTEX PHARMACEUTICALS INC | $134,430 | 0.01% | 382 | Common | SHARED |
| 67103H107 | ORLY | O REILLY AUTOMOTIVE INC NEW | $108,904 | 0.01% | 114 | Common | SHARED |
| 693718108 | PCAR | PACCAR INC | $107,825 | 0.01% | 1,289 | Common | SHARED |
| 126408103 | CSX | CSX CORP | $95,207 | 0.01% | 2,792 | Common | SHARED |
| 500754106 | KHC | KRAFT HEINZ CO | $87,366 | 0.01% | 2,461 | Common | SHARED |
| 931427108 | WFC | WALGREENS BOOTS ALLIANCE INC | $78,889 | 0.01% | 2,769 | Common | SHARED |
| 670346105 | NUE | NUCOR CORP | $71,003 | 0.01% | 433 | Common | SHARED |
| 806857108 | SLB | SCHLUMBERGER LTD | $69,161 | 0.01% | 1,408 | Common | SHARED |
| 46138B103 | DBC | INVESCO DB COMMDY INDX TRCK | $67,714 | 0.01% | 2,983 | Common | SHARED |
| 29336T100 | 0E41 | ENLINK MIDSTREAM LLC | $67,522 | 0.01% | 6,370 | Common | SHARED |
| 500767678 | KRBN | KRANESHARES TR | $67,005 | 0.01% | 1,767 | Common | SHARED |
| 20825C104 | COP | CONOCOPHILLIPS | $65,274 | 0.01% | 630 | Common | SHARED |
| 003261104 | BCI | ABRDN ETFS | $64,633 | 0.01% | 3,206 | Common | SHARED |
| 46090F100 | PDBC | INVESCO ACTIVLY MANGD ETC FD | $64,569 | 0.01% | 4,746 | Common | SHARED |
| 30231G102 | XOM | EXXON MOBIL CORP | $64,565 | 0.01% | 602 | Common | SHARED |
| 25460E307 | COM | DIREXION SHS ETF TR | $64,099 | 0.01% | 2,178 | Common | SHARED |
| 166764100 | CVX | CHEVRON CORP NEW | $61,052 | 0.01% | 388 | Common | SHARED |
| 759509102 | RS | RELIANCE STEEL & ALUMINUM CO | $60,836 | 0.01% | 224 | Common | SHARED |
| 278865100 | ECL | ECOLAB INC | $59,741 | 0.00% | 320 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC | $59,280 | 0.00% | 518 | Common | SHARED |
| 858119100 | STLD | STEEL DYNAMICS INC | $57,842 | 0.00% | 531 | Common | SHARED |
| 009158106 | APD | AIR PRODS & CHEMS INC | $55,413 | 0.00% | 185 | Common | SHARED |
| 969457100 | WMB | WILLIAMS COS INC DEL | $55,014 | 0.00% | 1,686 | Common | SHARED |
| 03676B102 | AM | ANTERO MIDSTREAM CORP | $54,996 | 0.00% | 4,741 | Common | SHARED |
| 743315103 | PGR | PROGRESSIVE CORP OHIO | $52,683 | 0.00% | 398 | Common | SHARED |
| 29444U700 | EQIX | EQUINIX INC | $51,740 | 0.00% | 66 | Common | SHARED |
| 570535104 | MKL | MARKEL CORP | $51,178 | 0.00% | 37 | Common | SHARED |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $51,145 | 0.00% | 2,045 | Common | SHARED |
| 38747R108 | COMB | GRANITESHARES ETF TR | $50,097 | 0.00% | 2,426 | Common | SHARED |
| 35671D857 | FCX | FREEPORT-MCMORAN COPPER & GO | $49,880 | 0.00% | 1,247 | Common | SHARED |
| 962879102 | WPM | WHEATON PRECIOUS METALS CORP | $49,876 | 0.00% | 1,154 | Common | SHARED |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $49,270 | 0.00% | 610 | Common | SHARED |
| 46431W853 | COMT | ISHARES U S ETF TR | $48,946 | 0.00% | 1,884 | Common | SHARED |
| 682680103 | OKE | ONEOK INC NEW | $48,944 | 0.00% | 793 | Common | SHARED |
| 351858105 | FNV | FRANCO NEV CORP | $48,769 | 0.00% | 342 | Common | SHARED |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $48,182 | 0.00% | 2,798 | Common | SHARED |
| 89417E109 | TRV | TRAVELERS COMPANIES INC | $47,757 | 0.00% | 275 | Common | SHARED |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $45,138 | 0.00% | 170 | Common | SHARED |
| 008474108 | AEM | AGNICO EAGLE MINES LTD | $44,182 | 0.00% | 884 | Common | SHARED |
| 422704106 | HL | HECLA MNG CO | $43,729 | 0.00% | 8,491 | Common | SHARED |
| 29250N105 | ENB | ENBRIDGE INC | $43,317 | 0.00% | 1,166 | Common | SHARED |
| 907818108 | UNP | UNION PAC CORP | $42,561 | 0.00% | 208 | Common | SHARED |
| 025537101 | AEP | AMERICAN ELEC PWR INC | $42,353 | 0.00% | 503 | Common | SHARED |
| 74460D109 | PSA | PUBLIC STORAGE | $41,447 | 0.00% | 142 | Common | SHARED |
| 204448104 | BVN | COMPANIA DE MINAS BUENAVENTU | $41,403 | 0.00% | 5,633 | Common | SHARED |
| 067901108 | ABX | BARRICK GOLD CORP | $40,683 | 0.00% | 2,403 | Common | SHARED |
| 020002101 | ALL | ALLSTATE CORP | $39,472 | 0.00% | 362 | Common | SHARED |
| 784730103 | SSRM | SSR MNG INC | $38,555 | 0.00% | 2,719 | Common | SHARED |
| 185899101 | CLF | CLEVELAND CLIFFS INC | $38,531 | 0.00% | 2,299 | Common | SHARED |
| 87807B107 | TRP | TC ENERGY CORP | $38,349 | 0.00% | 949 | Common | SHARED |
| 655844108 | NSC | NORFOLK SOUTHERN CORP | $36,508 | 0.00% | 161 | Common | SHARED |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $35,297 | 0.00% | 182 | Common | SHARED |
| 68389X105 | ORCL | ORACLE CORP | $34,536 | 0.00% | 290 | Common | SOLE |
| 651639106 | NEM | NEWMONT GOLDCORP CORPORATION | $33,659 | 0.00% | 789 | Common | SHARED |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $31,676 | 0.00% | 346 | Common | SHARED |
| 22822V101 | CCI | CROWN CASTLE INTL CORP NEW | $30,080 | 0.00% | 264 | Common | SHARED |
| 697900108 | PAAS | PAN AMERN SILVER CORP | $28,431 | 0.00% | 1,950 | Common | SHARED |
| 05722G100 | BKR | BAKER HUGHES A GE CO | $27,437 | 0.00% | 868 | Common | SHARED |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $26,916 | 0.00% | 56 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $25,329 | 0.00% | 188 | Common | SOLE |
| 904767704 | — | UNILEVER PLC | $24,814 | 0.00% | 476 | Common | SOLE |
| 92556H206 | 0VVB | VIACOMCBS INC | $22,831 | 0.00% | 1,435 | Common | SHARED |
| 32076V103 | AG | FIRST MAJESTIC SILVER CORP | $22,826 | 0.00% | 4,040 | Common | SHARED |
| 125523100 | CI | CIGNA CORP NEW | $20,203 | 0.00% | 72 | Common | SOLE |
| 461202103 | INTU | INTUIT | $20,160 | 0.00% | 44 | Common | SOLE |
| 336433107 | FSLR | FIRST SOLAR INC | $19,769 | 0.00% | 104 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $16,873 | 0.00% | 460 | Common | SOLE |
| 46266C105 | IQV | IQVIA HLDGS INC | $14,835 | 0.00% | 66 | Common | SOLE |
| G51502105 | JCI | JOHNSON CTLS INTL PLC | $14,718 | 0.00% | 216 | Common | SOLE |
| 60770K107 | MRNA | MODERNA INC | $14,337 | 0.00% | 118 | Common | SOLE |
| 04271T100 | ARRY | ARRAY TECHNOLOGIES INC | $13,967 | 0.00% | 618 | Common | SOLE |
| 28176E108 | EW | EDWARDS LIFESCIENCES CORP | $13,206 | 0.00% | 140 | Common | SOLE |
| 052769106 | ADSK | AUTODESK INC | $13,095 | 0.00% | 64 | Common | SOLE |
| 29275Y102 | ENS | ENERSYS | $12,154 | 0.00% | 112 | Common | SOLE |
| 136635109 | CSIQ | CANADIAN SOLAR INC | $11,452 | 0.00% | 296 | Common | SOLE |
| 172908105 | CTAS | CINTAS CORP | $10,936 | 0.00% | 22 | Common | SOLE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $10,861 | 0.00% | 1,016 | Common | SOLE |
| 366651107 | IT | GARTNER INC | $10,509 | 0.00% | 30 | Common | SOLE |
| 82489W107 | SHLS | SHOALS TECHNOLOGIES GROUP IN | $10,428 | 0.00% | 408 | Common | SOLE |
| 29355A107 | ENPH | ENPHASE ENERGY INC | $10,049 | 0.00% | 60 | Common | SOLE |
| 147448104 | CWST | CASELLA WASTE SYS INC | $9,769 | 0.00% | 108 | Common | SOLE |
| 83417M104 | SEDG | SOLAREDGE TECHNOLOGIES INC | $9,686 | 0.00% | 36 | Common | SOLE |
| 686688102 | ORA | ORMAT TECHNOLOGIES INC | $9,333 | 0.00% | 116 | Common | SOLE |
| 457187102 | INGR | INGREDION INC | $9,324 | 0.00% | 88 | Common | SOLE |
| 98419M100 | XYL | XYLEM INC | $8,559 | 0.00% | 76 | Common | SOLE |
| L4135L100 | FREYEUR | FREYR BATTERY | $8,509 | 0.00% | 910 | Common | SOLE |
| 34379V103 | FLNC | FLUENCE ENERGY INC | $8,472 | 0.00% | 318 | Common | SOLE |
| 942749102 | WTS | WATTS WATER TECHNOLOGIES INC | $8,452 | 0.00% | 46 | Common | SOLE |
| 955306105 | WST | WEST PHARMACEUTICAL SVSC INC | $8,414 | 0.00% | 22 | Common | SOLE |
| 11284V105 | — | BROOKFIELD RENEWABLE CORP | $8,258 | 0.00% | 262 | Common | SOLE |
| 579780206 | MKC | MCCORMICK & CO INC | $7,851 | 0.00% | 90 | Common | SOLE |
| 49338L103 | KEYS | KEYSIGHT TECHNOLOGIES INC | $7,703 | 0.00% | 46 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $7,488 | 0.00% | 458 | Common | SOLE |
| 18539C204 | CWEN | CLEARWAY ENERGY INC | $7,483 | 0.00% | 262 | Common | SOLE |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $7,423 | 0.00% | 52 | Common | SOLE |
| 64110D104 | NTAP | NETAPP INC | $7,182 | 0.00% | 94 | Common | SOLE |
| 858912108 | SRCLEUR | STERICYCLE INC | $7,059 | 0.00% | 152 | Common | SOLE |
| 941848103 | WAT | WATERS CORP | $6,930 | 0.00% | 26 | Common | SOLE |
| 86745K104 | NOVAQ | SUNNOVA ENERGY INTL INC | $6,848 | 0.00% | 374 | Common | SOLE |
| 56418H100 | MAN | MANPOWERGROUP INC | $6,828 | 0.00% | 86 | Common | SOLE |
| Y58473102 | MAXNQ | MAXEON SOLAR TECHNOLOGIES LT | $6,815 | 0.00% | 242 | Common | SOLE |
| 130788102 | CWT | CALIFORNIA WTR SVC GROUP | $6,712 | 0.00% | 130 | Common | SOLE |
| 61218C103 | MNTK | MONTAUK RENEWABLES INC | $6,711 | 0.00% | 902 | Common | SOLE |
| 65341B106 | XIFR | NEXTERA ENERGY PARTNERS LP | $6,685 | 0.00% | 114 | Common | SOLE |
| 12504L109 | CBRE | CBRE GROUP INC | $6,618 | 0.00% | 82 | Common | SOLE |
| 02361E108 | AMRC | AMERESCO INC | $6,225 | 0.00% | 128 | Common | SOLE |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $6,094 | 0.00% | 260 | Common | SOLE |
| 86771W105 | RUN | SUNRUN INC | $4,929 | 0.00% | 276 | Common | SOLE |
| 55354G100 | MSCI | MSCI INC | $4,693 | 0.00% | 10 | Common | SOLE |
| 071813109 | BAX | BAXTER INTL INC | $4,647 | 0.00% | 102 | Common | SOLE |
| 15961R105 | — | CHARGEPOINT HOLDINGS INC | $4,553 | 0.00% | 518 | Common | SOLE |
| 41068X100 | HASI | HANNON ARMSTRONG SUST INFR C | $4,500 | 0.00% | 180 | Common | SOLE |
| 867652406 | SPWRQ | SUNPOWER CORP | $4,469 | 0.00% | 456 | Common | SOLE |
| 07373V105 | BEAM | BEAM THERAPEUTICS INC | $4,023 | 0.00% | 126 | Common | SOLE |
| 42726M106 | — | HERITAGE CRYSTAL CLEAN INC | $3,703 | 0.00% | 98 | Common | SOLE |
| 35952H601 | FCELCHF | FUELCELL ENERGY INC | $3,663 | 0.00% | 1,696 | Common | SOLE |
| 72919P202 | PLUG | PLUG POWER INC | $3,616 | 0.00% | 348 | Common | SOLE |
| 33813J106 | SPAQUSD | FISKER INC | $3,328 | 0.00% | 590 | Common | SOLE |
| 058586108 | BLDP | BALLARD PWR SYS INC NEW | $3,261 | 0.00% | 748 | Common | SOLE |
| 04041L106 | ARISUSD | ARIS WATER SOLUTIONS INC | $2,621 | 0.00% | 254 | Common | SOLE |
| 379463102 | GWRS | GLOBAL WTR RES INC | $2,384 | 0.00% | 188 | Common | SOLE |
| 87266J104 | TPICQ | TPI COMPOSITES INC | $2,261 | 0.00% | 218 | Common | SOLE |
| 09354A100 | BLNK | BLINK CHARGING CO | $2,216 | 0.00% | 370 | Common | SOLE |
| 00770K202 | AMTX | AEMETIS INC | $2,038 | 0.00% | 278 | Common | SOLE |
| 75971T301 | VQKA | RENESOLA LTD | $1,812 | 0.00% | 478 | Common | SOLE |
| 08862E109 | BYND | BEYOND MEAT INC | $1,635 | 0.00% | 126 | Common | SOLE |
| 29415B103 | EVAUSD | ENVIVA INC | $1,302 | 0.00% | 120 | Common | SOLE |
| 86803X204 | SUNWQ | SUNWORKS INC | $1,216 | 0.00% | 1,076 | Common | SOLE |
| 654110105 | — | NIKOLA CORP | $1,187 | 0.00% | 860 | Common | SOLE |
| 39540E302 | — | GREENPOWER MTR CO INC | $1,011 | 0.00% | 386 | Common | SOLE |
| 98138J206 | WKHSEUR | WORKHORSE GROUP INC | $793 | 0.00% | 910 | Common | SOLE |
| 13803R102 | — | CANOO INC | $655 | 0.00% | 1,366 | Common | SOLE |
| 039587209 | FUVV | ARCIMOTO INC | $9 | 0.00% | 6 | Common | SOLE |
| 92940WAD1 | WIX 0 08/15/25 | WIX COM LTD | $0 | — | 0 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.