Q3 2023 · 13F-HR
RATIONAL ADVISORS, INC.holdings as filed
Filed 2023-11-09 · accession 0001162044-23-001150
$1.10B
Reported value
275
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 921937835 | BND | VANGUARD BD INDEX FD INC | $102.5M | 9.28% | 1,468,730 | Common | SOLE |
| 464287226 | AGG | ISHARES | $102.4M | 9.27% | 1,088,520 | Common | SOLE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $102.3M | 9.26% | 2,312,140 | Common | SOLE |
| 00162Q452 | AMLP | ALPS ETF TR | $71.3M | 6.45% | 1,688,750 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $65.7M | 5.95% | 183,452 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED PORTFOL | $60.6M | 5.48% | 389,860 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE-TRADED F | $55.7M | 5.04% | 1,040,270 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $53.6M | 4.86% | 124,921 | Common | SOLE |
| 316092865 | FUTY | FIDELITY | $48.7M | 4.41% | 1,283,450 | Common | SOLE |
| 97717Y790 | NTSX | WISDOMTREE TR | $43.5M | 3.93% | 1,242,920 | Common | SOLE |
| 37954Y657 | PFFD | GLOBAL X FDS | $39.7M | 3.60% | 2,111,420 | Common | SOLE |
| 808524847 | SCHH | SCHWAB STRATEGIC TR | $32.0M | 2.90% | 1,804,550 | Common | SOLE |
| 25434V872 | DFCF | DIMENSIONAL ETF TRUST | $28.2M | 2.55% | 698,660 | Common | SOLE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE FDS | $22.4M | 2.03% | 295,290 | Common | SOLE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $21.4M | 1.94% | 422,670 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $21.2M | 1.92% | 54,040 | Common | SOLE |
| 46435U853 | USHY | ISHARES TR | $16.9M | 1.53% | 488,290 | Common | SOLE |
| 46138G805 | BAB | INVESCO EXCHNG TRADED FD TR | $11.2M | 1.01% | 441,970 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $7.1M | 0.64% | 55,742 | Common | SHARED |
| 848637AF1 | SPLK 1.125 06/15/27 | SPLUNK INC | $5.5M | 0.50% | 5,820,000 | Common | SHARED |
| 464288588 | MBB | ISHARES TR | $5.5M | 0.50% | 61,760 | Common | SOLE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $5.2M | 0.47% | 22,800 | Common | SHARED |
| 902252AB1 | TYL 0.25 03/15/26 | TYLER TEX INDPT SCH DIST | $5.1M | 0.46% | 5,290,000 | Common | SHARED |
| 060505682 | BAC 7.25 PERP L | BANK AMER CORP | $4.9M | 0.45% | 4,448 | Common | SHARED |
| 298736AL3 | EEFT 0.75 03/15/49 | EURONET WORLDWIDE INC | $4.9M | 0.45% | 5,380,928 | Common | SHARED |
| 04010LAW3 | ARCC 4.625 03/01/24 | ARES CAPITAL CORP | $4.8M | 0.43% | 4,700,000 | Common | SHARED |
| 958102AP0 | — | WESTERN DIGITAL CORP. | $4.8M | 0.43% | 4,833,080 | Common | SHARED |
| 594918104 | MSFT | MICROSOFT CORP | $4.7M | 0.42% | 14,833 | Common | SOLE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $4.7M | 0.42% | 4,200 | Common | SHARED |
| 30212PBE4 | EXPE 0 02/15/26 | EXPEDIA GROUP INC | $4.7M | 0.42% | 5,365,000 | Common | SHARED |
| 03769M304 | APO 6.75 07/31/26 | APOLLO GLOBAL MGMT INC | $4.6M | 0.42% | 83,800 | Common | SHARED |
| 29786AAN6 | ETSY 0.25 06/15/28 | ETSY INC | $4.6M | 0.42% | 6,090,000 | Common | SHARED |
| 23248VAB1 | CYBR 0 11/15/24 | CYBERARK SOFTWARE LTD | $4.5M | 0.40% | 3,875,000 | Common | SHARED |
| 30303M102 | META | FACEBOOK INC | $4.3M | 0.39% | 14,190 | Common | SOLE |
| 48251W104 | KKR | KKR & CO INC | $4.2M | 0.38% | 68,500 | Common | SHARED |
| 037833100 | AAPL | APPLE INC | $4.1M | 0.37% | 23,991 | Common | SOLE |
| 82509LAA5 | SHOPCN 0.125 11/01/25 | SHOPIFY INC | $4.1M | 0.37% | 4,602,000 | Common | SHARED |
| 679295AF2 | OKTA 0.375 06/15/26 | OKTA INC | $4.0M | 0.37% | 4,649,000 | Common | SHARED |
| 252131AK3 | DXCM 0.25 11/15/25 | DEXCOM INC | $3.9M | 0.35% | 4,140,000 | Common | SHARED |
| 02156BAF0 | AYX 1 08/01/26 | ALTERYX INC | $3.8M | 0.34% | 4,260,000 | Common | SHARED |
| 464287457 | SHY | ISHARES TR | $3.7M | 0.34% | 45,864 | Common | SOLE |
| 58733R102 | MELI | MERCADOLIBRE INC | $3.6M | 0.33% | 2,860 | Common | SHARED |
| 02079K305 | GOOGL | ALPHABET INC | $3.3M | 0.29% | 24,878 | Common | SHARED |
| 75524B203 | RBC 5 10/15/24 A | RBC BEARINGS INC | $3.2M | 0.29% | 29,200 | Common | SHARED |
| 74346YAG8 | PRO 2.25 09/15/27 | PROS HOLDINGS INC | $3.1M | 0.28% | 2,941,000 | Common | SHARED |
| 26884L109 | EQT | EQT CORP | $3.0M | 0.27% | 74,100 | Common | SHARED |
| 654106103 | NKE | NIKE INC | $2.7M | 0.25% | 28,463 | Common | SHARED |
| 09857L108 | BKNG | BOOKING HLDGS INC | $2.7M | 0.24% | 875 | Common | SHARED |
| 538034109 | LYV | LIVE NATION ENTERTAINMENT IN | $2.7M | 0.24% | 32,400 | Common | SHARED |
| 65339F713 | NEE 6.926 09/01/25 | NEXTERA ENERGY INC | $2.7M | 0.24% | 70,200 | Common | SHARED |
| 26142V105 | DKNG | DRAFTKINGS INC NEW | $2.6M | 0.24% | 89,500 | Common | SHARED |
| 88160R101 | TSLA | TESLA MTRS INC | $2.6M | 0.23% | 10,190 | Common | SOLE |
| 550021109 | LULU | LULULEMON ATHLETICA INC | $2.5M | 0.23% | 6,510 | Common | SHARED |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $2.5M | 0.22% | 4,399 | Common | SHARED |
| 46432F842 | IEFA | ISHARES TR | $2.3M | 0.21% | 35,847 | Common | SOLE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $2.1M | 0.19% | 46,700 | Common | SHARED |
| 23804LAB9 | DDOG 0.125 06/15/25 | DATADOG INC | $2.1M | 0.19% | 1,800,000 | Common | SHARED |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $2.0M | 0.18% | 4,729 | Common | SHARED |
| 464287101 | OEF | ISHARES TR | $2.0M | 0.18% | 10,074 | Common | SHARED |
| 922908736 | VUG | VANGUARD INDEX FDS | $2.0M | 0.18% | 7,379 | Common | SHARED |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $2.0M | 0.18% | 12,213 | Common | SHARED |
| 92189F676 | SMH | VANECK ETF TRUST | $2.0M | 0.18% | 13,686 | Common | SHARED |
| 09260D107 | BX | BLACKSTONE GROUP INC | $1.9M | 0.17% | 18,000 | Common | SHARED |
| 92826C839 | V | VISA INC | $1.9M | 0.17% | 8,154 | Common | SOLE |
| 532457108 | LLY | LILLY ELI & CO | $1.8M | 0.17% | 3,400 | Common | SHARED |
| 09061GAK7 | BMRN 1.25 05/15/27 | BIOMARIN PHARMACEUTICAL INC | $1.8M | 0.16% | 1,803,000 | Common | SHARED |
| 26142RAB0 | DKNG 0 03/15/28 | DRAFTKINGS INC NEW | $1.6M | 0.15% | 2,150,000 | Common | SHARED |
| 163092AF6 | CHGG 0 09/01/26 | CHEGG INC | $1.6M | 0.15% | 2,057,000 | Common | SHARED |
| 844741BG2 | LUV 1.25 05/01/25 | SOUTHWEST AIRLS CO | $1.5M | 0.14% | 1,560,000 | Common | SHARED |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $1.5M | 0.14% | 16,700 | Common | SHARED |
| 48242W106 | KBR | KBR INC | $1.5M | 0.14% | 25,400 | Common | SHARED |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1.3M | 0.12% | 3,838 | Common | SHARED |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $1.3M | 0.12% | 19,455 | Common | SHARED |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $1.3M | 0.12% | 24,904 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORP | $1.3M | 0.12% | 3,013 | Common | SHARED |
| 67059N108 | NTNX | NUTANIX INC | $948,736 | 0.09% | 27,200 | Common | SHARED |
| 892672106 | TW | TRADEWEB MKTS INC | $922,300 | 0.08% | 11,500 | Common | SHARED |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $853,008 | 0.08% | 5,882 | Common | SHARED |
| 17275R102 | CSCO | CISCO SYS INC | $816,254 | 0.07% | 15,199 | Common | SOLE |
| 848637AD6 | SPLK 1.125 09/15/25 | SPLUNK INC | $741,405 | 0.07% | 690,000 | Common | SHARED |
| 11135F101 | AVGO | BROADCOM INC | $684,398 | 0.06% | 824 | Common | SHARED |
| 71639TAB2 | — | PETIQ INC | $614,759 | 0.06% | 635,000 | Common | SHARED |
| 01741R102 | ATI | ALLEGHENY TECHNOLOGIES INC | $592,560 | 0.05% | 14,400 | Common | SHARED |
| 20030N101 | CMCSA | COMCAST CORP NEW | $561,832 | 0.05% | 12,671 | Common | SHARED |
| 02079K107 | GOOG | ALPHABET INC | $561,087 | 0.05% | 4,272 | Common | SOLE |
| 931142103 | WMT | WAL-MART STORES INC | $435,010 | 0.04% | 2,720 | Common | SHARED |
| 79466L302 | CRM | SALESFORCE COM INC | $403,062 | 0.04% | 1,983 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $402,064 | 0.04% | 2,600 | Common | SHARED |
| 060505104 | BAC | BANK AMER CORP | $383,128 | 0.03% | 13,993 | Common | SHARED |
| 64110L106 | NFLX | NETFLIX INC | $346,445 | 0.03% | 904 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $326,766 | 0.03% | 2,055 | Common | SHARED |
| 478160104 | JNJ | JOHNSON & JOHNSON | $325,673 | 0.03% | 2,091 | Common | SHARED |
| 713448108 | PEP | PEPSICO INC | $325,325 | 0.03% | 1,920 | Common | SHARED |
| 949746101 | WMT2 | WELLS FARGO & CO NEW | $312,456 | 0.03% | 7,647 | Common | SHARED |
| 742718109 | PG | PROCTER & GAMBLE CO | $305,868 | 0.03% | 2,097 | Common | SHARED |
| 254687106 | DIS | DISNEY WALT CO | $302,154 | 0.03% | 3,728 | Common | SHARED |
| 65339F101 | NEE | NEXTERA ENERGY INC | $291,718 | 0.03% | 5,004 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $289,863 | 0.03% | 1,098 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $285,239 | 0.03% | 944 | Common | SHARED |
| 438516106 | HON | HONEYWELL INTL INC | $285,054 | 0.03% | 1,543 | Common | SHARED |
| 458140100 | INTC | INTEL CORP | $280,241 | 0.03% | 7,883 | Common | SHARED |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $262,018 | 0.02% | 1,681 | Common | SHARED |
| 855244109 | SBUX | STARBUCKS CORP | $260,941 | 0.02% | 2,859 | Common | SHARED |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $259,586 | 0.02% | 1,079 | Common | SHARED |
| 482480100 | KLAC | KLA-TENCOR CORP | $246,300 | 0.02% | 537 | Common | SHARED |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $245,104 | 0.02% | 1,747 | Common | SHARED |
| 375558103 | GILD | GILEAD SCIENCES INC | $244,591 | 0.02% | 3,257 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC | $235,978 | 0.02% | 2,103 | Common | SHARED |
| 78409V104 | SPGI | S&P GLOBAL INC | $234,593 | 0.02% | 642 | Common | SHARED |
| 00724F101 | ADBE | ADOBE INC | $233,534 | 0.02% | 458 | Common | SHARED |
| 369604301 | GE | GENERAL ELECTRIC CO | $233,482 | 0.02% | 2,112 | Common | SHARED |
| 92532F100 | VRTX | VERTEX PHARMACEUTICALS INC | $222,901 | 0.02% | 641 | Common | SHARED |
| 872590104 | TMUS | T-MOBILE US INC | $218,338 | 0.02% | 1,559 | Common | SHARED |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $214,850 | 0.02% | 664 | Common | SHARED |
| 617446448 | MS | MORGAN STANLEY | $214,139 | 0.02% | 2,622 | Common | SHARED |
| 097023105 | BA | BOEING CO | $212,381 | 0.02% | 1,108 | Common | SHARED |
| G5960L103 | MDT | MEDTRONIC PLC | $206,714 | 0.02% | 2,638 | Common | SHARED |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $195,173 | 0.02% | 6,022 | Common | SHARED |
| 09247X101 | BLKCHF | BLACKROCK INC | $188,129 | 0.02% | 291 | Common | SHARED |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $187,951 | 0.02% | 612 | Common | SHARED |
| 693718108 | PCAR | PACCAR INC | $182,793 | 0.02% | 2,150 | Common | SHARED |
| 842587107 | SO | SOUTHERN CO | $180,892 | 0.02% | 2,795 | Common | SHARED |
| 863667101 | SYK | STRYKER CORP | $178,445 | 0.02% | 653 | Common | SHARED |
| 126650100 | CVS | CVS CAREMARK CORPORATION | $178,320 | 0.02% | 2,554 | Common | SHARED |
| 67103H107 | ORLY | O REILLY AUTOMOTIVE INC NEW | $171,775 | 0.02% | 189 | Common | SHARED |
| 172967424 | C | CITIGROUP INC | $163,903 | 0.01% | 3,985 | Common | SHARED |
| 002824100 | ABT | ABBOTT LABS | $162,321 | 0.01% | 1,676 | Common | SHARED |
| G29183103 | ETN | EATON CORP PLC | $159,533 | 0.01% | 748 | Common | SHARED |
| 500754106 | KHC | KRAFT HEINZ CO | $155,652 | 0.01% | 4,627 | Common | SHARED |
| 00206R102 | T | AT&T INC | $153,685 | 0.01% | 10,232 | Common | SHARED |
| 191216100 | KO | COCA COLA CO | $153,105 | 0.01% | 2,735 | Common | SHARED |
| 98978V103 | ZTS | ZOETIS INC | $152,406 | 0.01% | 876 | Common | SHARED |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $148,678 | 0.01% | 1,446 | Common | SHARED |
| 12572Q105 | CME | CME GROUP INC | $145,560 | 0.01% | 727 | Common | SHARED |
| 580135101 | MCD | MCDONALDS CORP | $145,419 | 0.01% | 552 | Common | SHARED |
| 075887109 | BDX | BECTON DICKINSON & CO | $144,518 | 0.01% | 559 | Common | SHARED |
| 931427108 | WFC | WALGREENS BOOTS ALLIANCE INC | $133,017 | 0.01% | 5,981 | Common | SHARED |
| 126408103 | CSX | CSX CORP | $126,014 | 0.01% | 4,098 | Common | SHARED |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC | $121,400 | 0.01% | 5,000 | Common | SHARED |
| 025537101 | AEP | AMERICAN ELEC PWR INC | $109,445 | 0.01% | 1,455 | Common | SHARED |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $71,751 | 0.01% | 163 | Common | SHARED |
| 30231G102 | XOM | EXXON MOBIL CORP | $69,372 | 0.01% | 590 | Common | SHARED |
| 26614N102 | DD | DUPONT DE NEMOURS INC | $68,101 | 0.01% | 913 | Common | SHARED |
| 260557103 | DOW | DOW INC | $65,430 | 0.01% | 1,269 | Common | SHARED |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $64,765 | 0.01% | 1,994 | Common | SHARED |
| 166764100 | CVX | CHEVRON CORP NEW | $64,076 | 0.01% | 380 | Common | SHARED |
| 706327103 | PBA | PEMBINA PIPELINE CORP | $58,617 | 0.01% | 1,950 | Common | SHARED |
| 16411R208 | LNG | CHENIERE ENERGY INC | $58,584 | 0.01% | 353 | Common | SHARED |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $58,140 | 0.01% | 533 | Common | SHARED |
| 759509102 | RS | RELIANCE STEEL & ALUMINUM CO | $57,691 | 0.01% | 220 | Common | SHARED |
| 670346105 | NUE | NUCOR CORP | $57,224 | 0.01% | 366 | Common | SHARED |
| 858119100 | STLD | STEEL DYNAMICS INC | $55,647 | 0.01% | 519 | Common | SHARED |
| 969457100 | WMB | WILLIAMS COS INC DEL | $55,521 | 0.01% | 1,648 | Common | SHARED |
| 718546104 | PSX | PHILLIPS 66 | $55,389 | 0.01% | 461 | Common | SHARED |
| 20825C104 | COP | CONOCOPHILLIPS | $54,629 | 0.00% | 456 | Common | SHARED |
| 278865100 | ECL | ECOLAB INC | $54,302 | 0.00% | 313 | Common | SOLE |
| 674599105 | OXY | OCCIDENTAL PETE CORP DEL | $53,526 | 0.00% | 825 | Common | SHARED |
| 009158106 | APD | AIR PRODS & CHEMS INC | $51,295 | 0.00% | 181 | Common | SHARED |
| 682680103 | OKE | ONEOK INC NEW | $49,031 | 0.00% | 773 | Common | SHARED |
| G54950103 | LIN | LINDE PLC | $46,544 | 0.00% | 125 | Common | SHARED |
| 29444U700 | EQIX | EQUINIX INC | $46,481 | 0.00% | 64 | Common | SHARED |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $45,563 | 0.00% | 360 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER EQUITY L P | $45,429 | 0.00% | 3,238 | Common | SHARED |
| 35671D857 | FCX | FREEPORT-MCMORAN COPPER & GO | $45,345 | 0.00% | 1,216 | Common | SHARED |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $45,181 | 0.00% | 2,725 | Common | SHARED |
| 26875P101 | EOG | EOG RES INC | $44,239 | 0.00% | 349 | Common | SHARED |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $44,200 | 0.00% | 594 | Common | SHARED |
| 05722G100 | BKR | BAKER HUGHES A GE CO | $44,150 | 0.00% | 1,250 | Common | SHARED |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $43,354 | 0.00% | 1,584 | Common | SHARED |
| 95040Q104 | WELL | WELLTOWER INC | $42,926 | 0.00% | 524 | Common | SHARED |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $42,881 | 0.00% | 2,186 | Common | SOLE |
| 55336V100 | MPLX | MPLX LP | $42,826 | 0.00% | 1,204 | Common | SHARED |
| 87612G101 | TRGP | TARGA RES CORP | $42,774 | 0.00% | 499 | Common | SHARED |
| 72651A207 | PAGP | PLAINS GP HLDGS L P | $42,605 | 0.00% | 2,643 | Common | SHARED |
| 149123101 | CAT | CATERPILLAR INC DEL | $42,315 | 0.00% | 155 | Common | SHARED |
| 291011104 | EMR | EMERSON ELEC CO | $42,298 | 0.00% | 438 | Common | SHARED |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $42,083 | 0.00% | 165 | Common | SHARED |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $41,659 | 0.00% | 472 | Common | SHARED |
| 85254J102 | STAG | STAG INDL INC | $41,550 | 0.00% | 1,204 | Common | SHARED |
| 369550108 | GD | GENERAL DYNAMICS CORP | $41,542 | 0.00% | 188 | Common | SHARED |
| 253868103 | DLR | DIGITAL RLTY TR INC | $41,510 | 0.00% | 343 | Common | SHARED |
| 907818108 | UNP | UNION PAC CORP | $41,133 | 0.00% | 202 | Common | SHARED |
| 94106B101 | WCN | WASTE CONNECTIONS INC | $41,096 | 0.00% | 306 | Common | SHARED |
| G7S00T104 | PNR | PENTAIR PLC | $40,987 | 0.00% | 633 | Common | SHARED |
| 760759100 | RSG | REPUBLIC SVCS INC | $40,900 | 0.00% | 287 | Common | SHARED |
| 349553107 | FTS | FORTIS INC | $40,839 | 0.00% | 1,075 | Common | SHARED |
| 244199105 | DE | DEERE & CO | $40,757 | 0.00% | 108 | Common | SHARED |
| 136375102 | CNI | CANADIAN NATL RY CO | $40,624 | 0.00% | 375 | Common | SHARED |
| 94106L109 | WM | WASTE MGMT INC DEL | $40,549 | 0.00% | 266 | Common | SHARED |
| 816851109 | SRE | SEMPRA ENERGY | $40,478 | 0.00% | 595 | Common | SHARED |
| 962166104 | WY | WEYERHAEUSER CO | $39,705 | 0.00% | 1,295 | Common | SHARED |
| G16252101 | BIP | BROOKFIELD INFRAST PARTNERS | $39,249 | 0.00% | 1,335 | Common | SHARED |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $38,033 | 0.00% | 93 | Common | SHARED |
| 75513E101 | RTX | RAYTHEON TECHNOLOGIES CORP | $37,784 | 0.00% | 525 | Common | SHARED |
| 29250N105 | ENB | ENBRIDGE INC | $37,571 | 0.00% | 1,132 | Common | SHARED |
| 806857108 | SLB | SCHLUMBERGER LTD | $37,079 | 0.00% | 636 | Common | SHARED |
| 015271109 | ARE | ALEXANDRIA REAL ESTATE EQ IN | $36,937 | 0.00% | 369 | Common | SHARED |
| 74460D109 | PSA | PUBLIC STORAGE | $36,366 | 0.00% | 138 | Common | SHARED |
| 68389X105 | ORCL | ORACLE CORP | $34,536 | 0.00% | 290 | Common | SOLE |
| 87807B107 | TRP | TC ENERGY CORP | $31,554 | 0.00% | 917 | Common | SHARED |
| 655844108 | NSC | NORFOLK SOUTHERN CORP | $30,721 | 0.00% | 156 | Common | SHARED |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $28,943 | 0.00% | 176 | Common | SHARED |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $26,916 | 0.00% | 56 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INC | $26,744 | 0.00% | 68 | Common | SOLE |
| 904767704 | — | UNILEVER PLC | $24,814 | 0.00% | 476 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $24,727 | 0.00% | 44 | Common | SOLE |
| 22822V101 | CCI | CROWN CASTLE INTL CORP NEW | $23,284 | 0.00% | 253 | Common | SHARED |
| 125523100 | CI | CIGNA CORP NEW | $20,203 | 0.00% | 72 | Common | SOLE |
| 461202103 | INTU | INTUIT | $20,160 | 0.00% | 44 | Common | SOLE |
| 336433107 | FSLR | FIRST SOLAR INC | $19,769 | 0.00% | 104 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $16,873 | 0.00% | 460 | Common | SOLE |
| 46266C105 | IQV | IQVIA HLDGS INC | $14,835 | 0.00% | 66 | Common | SOLE |
| G51502105 | JCI | JOHNSON CTLS INTL PLC | $14,718 | 0.00% | 216 | Common | SOLE |
| 60770K107 | MRNA | MODERNA INC | $14,337 | 0.00% | 118 | Common | SOLE |
| 04271T100 | ARRY | ARRAY TECHNOLOGIES INC | $13,967 | 0.00% | 618 | Common | SOLE |
| 28176E108 | EW | EDWARDS LIFESCIENCES CORP | $13,206 | 0.00% | 140 | Common | SOLE |
| 052769106 | ADSK | AUTODESK INC | $13,095 | 0.00% | 64 | Common | SOLE |
| 29275Y102 | ENS | ENERSYS | $12,154 | 0.00% | 112 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $11,540 | 0.00% | 126 | Common | SOLE |
| 136635109 | CSIQ | CANADIAN SOLAR INC | $11,452 | 0.00% | 296 | Common | SOLE |
| 172908105 | CTAS | CINTAS CORP | $10,936 | 0.00% | 22 | Common | SOLE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $10,861 | 0.00% | 1,016 | Common | SOLE |
| 366651107 | IT | GARTNER INC | $10,509 | 0.00% | 30 | Common | SOLE |
| 82489W107 | SHLS | SHOALS TECHNOLOGIES GROUP IN | $10,428 | 0.00% | 408 | Common | SOLE |
| 29355A107 | ENPH | ENPHASE ENERGY INC | $10,049 | 0.00% | 60 | Common | SOLE |
| 147448104 | CWST | CASELLA WASTE SYS INC | $9,769 | 0.00% | 108 | Common | SOLE |
| 83417M104 | SEDG | SOLAREDGE TECHNOLOGIES INC | $9,686 | 0.00% | 36 | Common | SOLE |
| 686688102 | ORA | ORMAT TECHNOLOGIES INC | $9,333 | 0.00% | 116 | Common | SOLE |
| 457187102 | INGR | INGREDION INC | $9,324 | 0.00% | 88 | Common | SOLE |
| 98419M100 | XYL | XYLEM INC | $8,559 | 0.00% | 76 | Common | SOLE |
| L4135L100 | FREYEUR | FREYR BATTERY | $8,509 | 0.00% | 910 | Common | SOLE |
| 34379V103 | FLNC | FLUENCE ENERGY INC | $8,472 | 0.00% | 318 | Common | SOLE |
| 942749102 | WTS | WATTS WATER TECHNOLOGIES INC | $8,452 | 0.00% | 46 | Common | SOLE |
| 955306105 | WST | WEST PHARMACEUTICAL SVSC INC | $8,414 | 0.00% | 22 | Common | SOLE |
| 11284V105 | — | BROOKFIELD RENEWABLE CORP | $8,258 | 0.00% | 262 | Common | SOLE |
| 579780206 | MKC | MCCORMICK & CO INC | $7,851 | 0.00% | 90 | Common | SOLE |
| 49338L103 | KEYS | KEYSIGHT TECHNOLOGIES INC | $7,703 | 0.00% | 46 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $7,488 | 0.00% | 458 | Common | SOLE |
| 18539C204 | CWEN | CLEARWAY ENERGY INC | $7,483 | 0.00% | 262 | Common | SOLE |
| 64110D104 | NTAP | NETAPP INC | $7,182 | 0.00% | 94 | Common | SOLE |
| 858912108 | SRCLEUR | STERICYCLE INC | $7,059 | 0.00% | 152 | Common | SOLE |
| 941848103 | WAT | WATERS CORP | $6,930 | 0.00% | 26 | Common | SOLE |
| 86745K104 | NOVAQ | SUNNOVA ENERGY INTL INC | $6,848 | 0.00% | 374 | Common | SOLE |
| 56418H100 | MAN | MANPOWERGROUP INC | $6,828 | 0.00% | 86 | Common | SOLE |
| Y58473102 | MAXNQ | MAXEON SOLAR TECHNOLOGIES LT | $6,815 | 0.00% | 242 | Common | SOLE |
| 130788102 | CWT | CALIFORNIA WTR SVC GROUP | $6,712 | 0.00% | 130 | Common | SOLE |
| 61218C103 | MNTK | MONTAUK RENEWABLES INC | $6,711 | 0.00% | 902 | Common | SOLE |
| 65341B106 | XIFR | NEXTERA ENERGY PARTNERS LP | $6,685 | 0.00% | 114 | Common | SOLE |
| 12504L109 | CBRE | CBRE GROUP INC | $6,618 | 0.00% | 82 | Common | SOLE |
| 02361E108 | AMRC | AMERESCO INC | $6,225 | 0.00% | 128 | Common | SOLE |
| 86771W105 | RUN | SUNRUN INC | $4,929 | 0.00% | 276 | Common | SOLE |
| 55354G100 | MSCI | MSCI INC | $4,693 | 0.00% | 10 | Common | SOLE |
| 071813109 | BAX | BAXTER INTL INC | $4,647 | 0.00% | 102 | Common | SOLE |
| 15961R105 | — | CHARGEPOINT HOLDINGS INC | $4,553 | 0.00% | 518 | Common | SOLE |
| 41068X100 | HASI | HANNON ARMSTRONG SUST INFR C | $4,500 | 0.00% | 180 | Common | SOLE |
| 867652406 | SPWRQ | SUNPOWER CORP | $4,469 | 0.00% | 456 | Common | SOLE |
| 07373V105 | BEAM | BEAM THERAPEUTICS INC | $4,023 | 0.00% | 126 | Common | SOLE |
| 42726M106 | — | HERITAGE CRYSTAL CLEAN INC | $3,703 | 0.00% | 98 | Common | SOLE |
| 35952H601 | FCELCHF | FUELCELL ENERGY INC | $3,663 | 0.00% | 1,696 | Common | SOLE |
| 72919P202 | PLUG | PLUG POWER INC | $3,616 | 0.00% | 348 | Common | SOLE |
| 33813J106 | SPAQUSD | FISKER INC | $3,328 | 0.00% | 590 | Common | SOLE |
| 058586108 | BLDP | BALLARD PWR SYS INC NEW | $3,261 | 0.00% | 748 | Common | SOLE |
| 04041L106 | ARISUSD | ARIS WATER SOLUTIONS INC | $2,621 | 0.00% | 254 | Common | SOLE |
| 379463102 | GWRS | GLOBAL WTR RES INC | $2,384 | 0.00% | 188 | Common | SOLE |
| 87266J104 | TPICQ | TPI COMPOSITES INC | $2,261 | 0.00% | 218 | Common | SOLE |
| 09354A100 | BLNK | BLINK CHARGING CO | $2,216 | 0.00% | 370 | Common | SOLE |
| 75971T301 | VQKA | RENESOLA LTD | $1,812 | 0.00% | 478 | Common | SOLE |
| 08862E109 | BYND | BEYOND MEAT INC | $1,635 | 0.00% | 126 | Common | SOLE |
| 29415B103 | EVAUSD | ENVIVA INC | $1,302 | 0.00% | 120 | Common | SOLE |
| 86803X204 | SUNWQ | SUNWORKS INC | $1,216 | 0.00% | 1,076 | Common | SOLE |
| 654110105 | — | NIKOLA CORP | $1,187 | 0.00% | 860 | Common | SOLE |
| 39540E302 | — | GREENPOWER MTR CO INC | $1,011 | 0.00% | 386 | Common | SOLE |
| 98138J206 | WKHSEUR | WORKHORSE GROUP INC | $793 | 0.00% | 910 | Common | SOLE |
| 13803R102 | — | CANOO INC | $655 | 0.00% | 1,366 | Common | SOLE |
| 039587209 | FUVV | ARCIMOTO INC | $9 | 0.00% | 6 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.