Q4 2023 · 13F-HR/A
RATIONAL ADVISORS, INC.holdings as filed
Filed 2024-02-14 · accession 0001162044-24-000164
$982.4M
Reported value
190
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287226 | AGG | ISHARES TR | $100.6M | 10.2% | 1,013,829 | Common | SOLE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $100.5M | 10.2% | 2,155,481 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $66.0M | 6.72% | 161,092 | Common | SOLE |
| 00162Q452 | AMLP | ALPS ETF TR | $62.1M | 6.32% | 1,460,334 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $60.9M | 6.20% | 357,204 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $57.1M | 5.81% | 119,506 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $53.9M | 5.49% | 980,560 | Common | SOLE |
| 97717Y790 | NTSX | WISDOMTREE TR | $50.7M | 5.16% | 1,290,487 | Common | SOLE |
| 37954Y657 | PFFD | GLOBAL X FDS | $43.5M | 4.43% | 2,241,280 | Common | SOLE |
| 25434V872 | DFCF | DIMENSIONAL ETF TRUST | $38.5M | 3.92% | 908,769 | Common | SOLE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE FDS | $33.2M | 3.38% | 407,983 | Common | SOLE |
| 808524847 | SCHH | SCHWAB STRATEGIC TR | $28.9M | 2.94% | 1,395,547 | Common | SOLE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $21.8M | 2.22% | 386,971 | Common | SOLE |
| 316092865 | FUTY | FIDELITY COVINGTON TRUST | $21.8M | 2.22% | 534,055 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $21.4M | 2.18% | 49,028 | Common | SOLE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $16.7M | 1.70% | 621,605 | Common | SOLE |
| 464288588 | MBB | ISHARES TR | $11.0M | 1.12% | 117,317 | Common | SOLE |
| 03769M304 | APO 6.75 07/31/26 | APOLLO GLOBAL MGMT INC | $6.2M | 0.63% | 109,800 | Common | SHARED |
| 65339F713 | NEE 6.926 09/01/25 | NEXTERA ENERGY INC | $6.1M | 0.62% | 160,800 | Common | SHARED |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $6.1M | 0.62% | 5,100 | Common | SHARED |
| 58733R102 | MELI | MERCADOLIBRE INC | $5.8M | 0.59% | 3,690 | Common | SHARED |
| 30212PBE4 | EXPE 0 02/15/26 | EXPEDIA GROUP INC | $5.8M | 0.59% | 6,125,000 | Common | SHARED |
| 252131AK3 | DXCM 0.25 11/15/25 | DEXCOM INC | $5.8M | 0.59% | 5,530,000 | Common | SHARED |
| 902252AB1 | TYL 0.25 03/15/26 | TYLER TEX INDPT SCH DIST | $5.7M | 0.58% | 5,620,000 | Common | SHARED |
| 848637AF1 | SPLK 1.125 06/15/27 | SPLUNK INC | $5.6M | 0.57% | 5,820,000 | Common | SHARED |
| 46435U853 | USHY | ISHARES TR | $5.5M | 0.56% | 150,586 | Common | SOLE |
| 298736AL3 | EEFT 0.75 03/15/49 | EURONET WORLDWIDE INC | $5.0M | 0.51% | 5,380,928 | Common | SHARED |
| 82509LAA5 | SHOPCN 0.125 11/01/25 | SHOPIFY INC | $5.0M | 0.51% | 5,332,000 | Common | SHARED |
| 29786AAN6 | ETSY 0.25 06/15/28 | ETSY INC | $4.9M | 0.50% | 6,090,000 | Common | SHARED |
| 594918104 | MSFT | MICROSOFT CORP | $4.9M | 0.49% | 12,898 | Common | SHARED |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $4.4M | 0.44% | 1,228 | Common | SHARED |
| 02156BAF0 | AYX 1 08/01/26 | ALTERYX INC | $4.1M | 0.42% | 4,260,000 | Common | SHARED |
| 679295AF2 | OKTA 0.375 06/15/26 | OKTA INC | $4.1M | 0.42% | 4,649,000 | Common | SHARED |
| 037833100 | AAPL | APPLE INC | $4.0M | 0.40% | 20,613 | Common | SHARED |
| 538034109 | LYV | LIVE NATION ENTERTAINMENT IN | $4.0M | 0.40% | 42,350 | Common | SHARED |
| 30303M102 | META | META PLATFORMS INC | $3.8M | 0.39% | 10,719 | Common | SHARED |
| 23248VAB1 | CYBR 0 11/15/24 | CYBERARK SOFTWARE LTD | $3.1M | 0.31% | 2,185,000 | Common | SHARED |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $3.0M | 0.30% | 4,512 | Common | SHARED |
| 550021109 | LULU | LULULEMON ATHLETICA INC | $3.0M | 0.30% | 5,810 | Common | SHARED |
| 46432F842 | IEFA | ISHARES TR CORE | $2.9M | 0.30% | 41,220 | Common | SOLE |
| 48251W104 | KKR | KKR & CO INC | $2.9M | 0.30% | 35,000 | Common | SHARED |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO DEL | $2.8M | 0.28% | 2,800,000 | Common | SHARED |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $2.8M | 0.28% | 29,700 | Common | SHARED |
| 92826C839 | V | VISA INC | $2.7M | 0.28% | 10,538 | Common | SHARED |
| 654106103 | NKE | NIKE INC | $2.6M | 0.26% | 23,903 | Common | SHARED |
| 09061GAK7 | BMRN 1.25 05/15/27 | BIOMARIN PHARMACEUTICAL INC | $2.6M | 0.26% | 2,493,000 | Common | SHARED |
| 02079K305 | GOOGL | ALPHABET INC | $2.5M | 0.26% | 18,188 | Common | SHARED |
| 26142V105 | DKNG | DRAFTKINGS INC NEW | $2.5M | 0.26% | 72,000 | Common | SHARED |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $2.5M | 0.26% | 40,700 | Common | SHARED |
| 74346YAG8 | PRO 2.25 09/15/27 | PROS HOLDINGS INC | $2.5M | 0.25% | 2,211,000 | Common | SHARED |
| 26142RAB0 | DKNG 0 03/15/28 | DRAFTKINGS INC NEW | $2.4M | 0.25% | 3,020,000 | Common | SHARED |
| 92940WAD1 | WIX 0 08/15/25 | WIX COM LTD | $2.3M | 0.23% | 2,540,000 | Common | SHARED |
| 09260D107 | BX | BLACKSTONE INC | $2.2M | 0.23% | 17,000 | Common | SHARED |
| 893641100 | TDG | TRANSDIGM GROUP INC | $2.1M | 0.22% | 2,100 | Common | SHARED |
| 872590104 | TMUS | T-MOBILE US INC | $2.1M | 0.21% | 13,000 | Common | SHARED |
| 48242W106 | KBR | KBR INC | $2.0M | 0.20% | 36,300 | Common | SHARED |
| 18915M107 | NET | CLOUDFLARE INC | $2.0M | 0.20% | 23,500 | Common | SHARED |
| 464287408 | IVE | ISHARES TR | $1.9M | 0.20% | 11,156 | Common | SHARED |
| 78464A508 | SPYV | SPDR SER TR | $1.9M | 0.20% | 41,568 | Common | SHARED |
| 921932703 | VOOV | VANGUARD ADMIRAL FDS INC | $1.9M | 0.20% | 11,538 | Common | SHARED |
| 26884L109 | EQT | EQT CORP | $1.9M | 0.19% | 49,000 | Common | SHARED |
| 163092AF6 | CHGG 0 09/01/26 | CHEGG INC | $1.7M | 0.17% | 2,057,000 | Common | SHARED |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $1.6M | 0.16% | 7,100 | Common | SHARED |
| 844741BG2 | LUV 1.25 05/01/25 | SOUTHWEST AIRLS CO | $1.6M | 0.16% | 1,560,000 | Common | SHARED |
| 316092782 | FVAL | FIDELITY COVINGTON TRUST | $1.6M | 0.16% | 29,726 | Common | SHARED |
| 01741R102 | ATI | ATI INC | $1.5M | 0.15% | 33,300 | Common | SHARED |
| 58933Y105 | MRK | MERCK & CO INC | $1.3M | 0.13% | 11,500 | Common | SHARED |
| 23804L103 | DDOG | DATADOG INC | $1.1M | 0.11% | 8,800 | Common | SHARED |
| 11135F101 | AVGO | BROADCOM INC | $1.1M | 0.11% | 941 | Common | SHARED |
| 464287457 | SHY | ISHARES TR | $1.0M | 0.10% | 12,300 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $988,459 | 0.10% | 1,996 | Common | SHARED |
| 92204A702 | VGT | VANGUARD WORLD FDS | $960,256 | 0.10% | 1,984 | Common | SHARED |
| 464287721 | IYW | ISHARES TR | $958,555 | 0.10% | 7,809 | Common | SHARED |
| 316092808 | FTEC | FIDELITY COVINGTON TRUST | $958,510 | 0.10% | 6,673 | Common | SHARED |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $952,391 | 0.10% | 4,948 | Common | SHARED |
| 464287101 | OEF | ISHARES TR | $777,397 | 0.08% | 3,480 | Common | SHARED |
| 02079K107 | GOOG | ALPHABET INC | $768,491 | 0.08% | 5,453 | Common | SHARED |
| 17275R102 | CSCO | CISCO SYS INC | $768,258 | 0.08% | 15,207 | Common | SHARED |
| 67059N108 | NTNX | NUTANIX INC | $734,426 | 0.07% | 15,400 | Common | SHARED |
| G5784H106 | MANU | MANCHESTER UTD PLC NEW | $703,110 | 0.07% | 34,500 | Common | SHARED |
| 67103H107 | ORLY | OREILLY AUTOMOTIVE INC | $674,557 | 0.07% | 710 | Common | SHARED |
| 71639TAB2 | — | PETIQ INC | $640,588 | 0.07% | 635,000 | Common | SHARED |
| 02209S103 | MO | ALTRIA GROUP INC | $632,087 | 0.06% | 15,669 | Common | SHARED |
| 464287663 | IUSV | ISHARES TR | $551,097 | 0.06% | 6,535 | Common | SHARED |
| 038222105 | AMAT | APPLIED MATLS INC | $535,317 | 0.05% | 3,303 | Common | SHARED |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $529,484 | 0.05% | 676 | Common | SHARED |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $522,215 | 0.05% | 3,193 | Common | SHARED |
| 375558103 | GILD | GILEAD SCIENCES INC | $512,955 | 0.05% | 6,332 | Common | SHARED |
| 580135101 | MCD | MCDONALDS CORP | $508,811 | 0.05% | 1,716 | Common | SHARED |
| 88160R101 | TSLA | TESLA INC | $491,493 | 0.05% | 1,978 | Common | SHARED |
| 25754A201 | DPZ | DOMINOS PIZZA INC | $412,230 | 0.04% | 1,000 | Common | SHARED |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $388,508 | 0.04% | 2,284 | Common | SHARED |
| 278642103 | EBAY | EBAY INC. | $377,793 | 0.04% | 8,661 | Common | SHARED |
| 92189F676 | SMH | VANECK ETF TRUST | $375,271 | 0.04% | 2,146 | Common | SHARED |
| 548661107 | LOW | LOWES COS INC | $353,409 | 0.04% | 1,588 | Common | SHARED |
| 693718108 | PCAR | PACCAR INC | $262,776 | 0.03% | 2,691 | Common | SHARED |
| 464287440 | IEF | ISHARES TR | $237,119 | 0.02% | 2,460 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $199,723 | 0.02% | 759 | Common | SHARED |
| 464288679 | SHV | ISHARES TR | $194,049 | 0.02% | 1,762 | Common | SHARED |
| 931142103 | WMT | WALMART INC | $180,036 | 0.02% | 1,142 | Common | SHARED |
| 64110L106 | NFLX | NETFLIX INC | $171,382 | 0.02% | 352 | Common | SHARED |
| 458140100 | INTC | INTEL CORP | $163,514 | 0.02% | 3,254 | Common | SHARED |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $160,841 | 0.02% | 1,376 | Common | SHARED |
| 438516106 | HON | HONEYWELL INTL INC | $156,653 | 0.02% | 747 | Common | SHARED |
| 247361702 | DAL | DELTA AIR LINES INC DEL | $151,426 | 0.02% | 3,764 | Common | SHARED |
| 75513E101 | RTX | RTX CORPORATION COM | $143,627 | 0.01% | 1,707 | Common | SHARED |
| 20030N101 | CMCSA | COMCAST CORP NEW | $143,302 | 0.01% | 3,268 | Common | SHARED |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $139,489 | 0.01% | 2,834 | Common | SHARED |
| 74340W103 | PLD | PROLOGIS INC. | $136,233 | 0.01% | 1,022 | Common | SHARED |
| 65339F101 | NEE | NEXTERA ENERGY INC | $131,259 | 0.01% | 2,161 | Common | SHARED |
| 254687106 | DIS | DISNEY WALT CO | $129,747 | 0.01% | 1,437 | Common | SHARED |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $126,747 | 0.01% | 3,362 | Common | SHARED |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $125,470 | 0.01% | 798 | Common | SHARED |
| 742718109 | PG | PROCTER AND GAMBLE CO COM | $124,559 | 0.01% | 850 | Common | SHARED |
| 437076102 | HD | HOME DEPOT INC | $124,411 | 0.01% | 359 | Common | SHARED |
| G54950103 | LIN | LINDE PLC | $113,356 | 0.01% | 276 | Common | SHARED |
| 00724F101 | ADBE | ADOBE INC | $112,757 | 0.01% | 189 | Common | SHARED |
| 78409V104 | SPGI | S&P GLOBAL INC | $111,892 | 0.01% | 254 | Common | SHARED |
| 369604301 | GE | GENERAL ELECTRIC CO | $109,379 | 0.01% | 857 | Common | SHARED |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $97,986 | 0.01% | 254 | Common | SHARED |
| 00206R102 | T | AT&T INC | $95,847 | 0.01% | 5,712 | Common | SHARED |
| 617446448 | MS | MORGAN STANLEY | $91,199 | 0.01% | 978 | Common | SHARED |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $88,780 | 0.01% | 253 | Common | SHARED |
| G5960L103 | MDT | MEDTRONIC PLC | $87,076 | 0.01% | 1,057 | Common | SHARED |
| 09247X101 | BLKCHF | BLACKROCK INC | $86,863 | 0.01% | 107 | Common | SHARED |
| 863667101 | SYK | STRYKER CORPORATION | $80,555 | 0.01% | 269 | Common | SHARED |
| 126650100 | CVS | CVS HEALTH CORP | $80,302 | 0.01% | 1,017 | Common | SHARED |
| 172967424 | C | CITIGROUP INC | $76,183 | 0.01% | 1,481 | Common | SHARED |
| G29183103 | ETN | EATON CORP PLC | $75,136 | 0.01% | 312 | Common | SHARED |
| 595112103 | MU | MICRON TECHNOLOGY INC | $72,624 | 0.01% | 851 | Common | SHARED |
| 002824100 | ABT | ABBOTT LABS | $72,426 | 0.01% | 658 | Common | SHARED |
| 98978V103 | ZTS | ZOETIS INC | $71,053 | 0.01% | 360 | Common | SHARED |
| 191216100 | KO | COCA COLA CO | $64,116 | 0.01% | 1,088 | Common | SHARED |
| 670346105 | NUE | NUCOR CORP | $63,699 | 0.01% | 366 | Common | SHARED |
| 12572Q105 | CME | CME GROUP INC | $62,338 | 0.01% | 296 | Common | SHARED |
| 759509102 | RS | RELIANCE STEEL & ALUMINUM CO | $61,530 | 0.01% | 220 | Common | SHARED |
| 718546104 | PSX | PHILLIPS 66 | $61,378 | 0.01% | 461 | Common | SHARED |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $61,326 | 0.01% | 131 | Common | SHARED |
| 858119100 | STLD | STEEL DYNAMICS INC | $61,294 | 0.01% | 519 | Common | SHARED |
| 16411R208 | LNG | CHENIERE ENERGY INC | $60,261 | 0.01% | 353 | Common | SHARED |
| 30231G102 | XOM | EXXON MOBIL CORP | $58,988 | 0.01% | 590 | Common | SHARED |
| 969457100 | WMB | WILLIAMS COS INC | $57,400 | 0.01% | 1,648 | Common | SHARED |
| 166764100 | CVX | CHEVRON CORP NEW | $56,681 | 0.01% | 380 | Common | SHARED |
| 26614N102 | DD | DUPONT DE NEMOURS INC | $55,236 | 0.01% | 718 | Common | SHARED |
| 260557103 | DOW | DOW INC | $54,346 | 0.01% | 991 | Common | SHARED |
| 682680103 | OKE | ONEOK INC NEW | $54,280 | 0.01% | 773 | Common | SHARED |
| 20825C104 | COP | CONOCOPHILLIPS | $52,928 | 0.01% | 456 | Common | SHARED |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $51,765 | 0.01% | 1,216 | Common | SHARED |
| 29444U700 | EQIX | EQUINIX INC | $51,545 | 0.01% | 64 | Common | SHARED |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $51,464 | 0.01% | 165 | Common | SHARED |
| 907818108 | UNP | UNION PAC CORP | $49,615 | 0.01% | 202 | Common | SHARED |
| 674599105 | OXY | OCCIDENTAL PETE CORP | $49,261 | 0.01% | 825 | Common | SHARED |
| 369550108 | GD | GENERAL DYNAMICS CORP | $48,818 | 0.00% | 188 | Common | SHARED |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $48,069 | 0.00% | 2,725 | Common | SHARED |
| 94106L109 | WM | WASTE MGMT INC DEL | $47,641 | 0.00% | 266 | Common | SHARED |
| 278865100 | ECL | ECOLAB INC | $47,406 | 0.00% | 239 | Common | SHARED |
| 760759100 | RSG | REPUBLIC SVCS INC | $47,329 | 0.00% | 287 | Common | SHARED |
| 95040Q104 | WELL | WELLTOWER INC | $47,249 | 0.00% | 524 | Common | SHARED |
| 136375102 | CNI | CANADIAN NATL RY CO | $47,111 | 0.00% | 375 | Common | SHARED |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $46,962 | 0.00% | 594 | Common | SHARED |
| 706327103 | PBA | PEMBINA PIPELINE CORP | $46,467 | 0.00% | 1,350 | Common | SHARED |
| 253868103 | DLR | DIGITAL RLTY TR INC | $46,161 | 0.00% | 343 | Common | SHARED |
| G7S00T104 | PNR | PENTAIR PLC | $46,025 | 0.00% | 633 | Common | SHARED |
| 149123101 | CAT | CATERPILLAR INC | $45,829 | 0.00% | 155 | Common | SHARED |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $45,803 | 0.00% | 472 | Common | SHARED |
| 94106B101 | WCN | WASTE CONNECTIONS INC | $45,677 | 0.00% | 306 | Common | SHARED |
| 962166104 | WY | WEYERHAEUSER CO MTN BE | $45,027 | 0.00% | 1,295 | Common | SHARED |
| 29273V100 | ET | ENERGY TRANSFER L P | $44,684 | 0.00% | 3,238 | Common | SHARED |
| 816851109 | SRE | SEMPRA | $44,464 | 0.00% | 595 | Common | SHARED |
| 349553107 | FTS | FORTIS INC | $44,215 | 0.00% | 1,075 | Common | SHARED |
| 55336V100 | MPLX | MPLX LP | $44,211 | 0.00% | 1,204 | Common | SHARED |
| 842587107 | SO | SOUTHERN CO | $43,825 | 0.00% | 625 | Common | SHARED |
| 87612G101 | TRGP | TARGA RES CORP | $43,348 | 0.00% | 499 | Common | SHARED |
| 244199105 | DE | DEERE & CO | $43,186 | 0.00% | 108 | Common | SHARED |
| 126408103 | CSX | CSX CORP | $42,783 | 0.00% | 1,234 | Common | SHARED |
| 291011104 | EMR | EMERSON ELEC CO | $42,631 | 0.00% | 438 | Common | SHARED |
| 26875P101 | EOG | EOG RES INC | $42,212 | 0.00% | 349 | Common | SHARED |
| 72651A207 | PAGP | PLAINS GP HLDGS L P | $42,156 | 0.00% | 2,643 | Common | SHARED |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $42,151 | 0.00% | 93 | Common | SHARED |
| 74460D109 | PSA | PUBLIC STORAGE | $42,090 | 0.00% | 138 | Common | SHARED |
| G16252101 | BIP | BROOKFIELD INFRAST PARTNERS | $42,039 | 0.00% | 1,335 | Common | SHARED |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $41,738 | 0.00% | 1,584 | Common | SHARED |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $41,409 | 0.00% | 1,926 | Common | SHARED |
| 29250N105 | ENB | ENBRIDGE INC | $40,775 | 0.00% | 1,132 | Common | SHARED |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $37,995 | 0.00% | 176 | Common | SHARED |
| 655844108 | NSC | NORFOLK SOUTHN CORP | $36,875 | 0.00% | 156 | Common | SHARED |
| 87807B107 | TRP | TC ENERGY CORP | $35,846 | 0.00% | 917 | Common | SHARED |
| 806857108 | SLB | SCHLUMBERGER LTD | $33,097 | 0.00% | 636 | Common | SHARED |
| 22822V101 | CCI | CROWN CASTLE INC | $29,143 | 0.00% | 253 | Common | SHARED |
| 958102AP0 | — | WESTERN DIGITAL CORP. | $80 | 0.00% | 80 | Common | SHARED |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.