Q2 2024 · 13F-HR
RATIONAL ADVISORS, INC.holdings as filed
Filed 2024-07-25 · accession 0001162044-24-000738
$1.03B
Reported value
189
Positions
2024-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287226 | AGG | ISHARES TR | $89.8M | 8.76% | 924,888 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $89.8M | 8.76% | 1,246,052 | Common | SOLE |
| 78464A649 | SPAB | SPDR SER TR | $89.7M | 8.75% | 3,576,024 | Common | SOLE |
| 00162Q452 | AMLP | ALPS ETF TR | $61.5M | 6.00% | 1,281,676 | Common | SOLE |
| 46138G649 | QQQM | INVESCO EXCH TRADED FD TR II | $60.6M | 5.91% | 307,236 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $58.9M | 5.74% | 107,562 | Common | SOLE |
| 97717Y790 | NTSX | WISDOMTREE TR | $56.0M | 5.46% | 1,275,588 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $49.3M | 4.81% | 270,136 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $43.9M | 4.28% | 775,108 | Common | SOLE |
| 233051432 | HYLB | DBX ETF TR | $39.3M | 3.83% | 1,107,096 | Common | SOLE |
| 808524847 | SCHH | SCHWAB STRATEGIC TR | $34.8M | 3.39% | 1,740,644 | Common | SOLE |
| 37954Y657 | PFFD | GLOBAL X FDS | $29.2M | 2.85% | 1,486,252 | Common | SOLE |
| 25434V872 | DFCF | DIMENSIONAL ETF TRUST | $24.6M | 2.40% | 591,372 | Common | SOLE |
| 78464A854 | SPYM | SPDR SER TR | $19.7M | 1.92% | 307,248 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $19.3M | 1.88% | 38,602 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $18.3M | 1.79% | 269,168 | Common | SOLE |
| 808524698 | SCHI | SCHWAB STRATEGIC TR | $14.7M | 1.43% | 333,512 | Common | SOLE |
| 464288588 | MBB | ISHARES TR | $9.8M | 0.95% | 106,272 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $9.6M | 0.93% | 49,574 | Common | SHARED |
| 02079K305 | GOOGL | ALPHABET INC | $6.8M | 0.66% | 37,200 | Common | SHARED |
| 03769M304 | APO 6.75 07/31/26 | APOLLO GLOBAL MGMT INC | $6.5M | 0.64% | 99,600 | Common | SHARED |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $6.4M | 0.63% | 5,400 | Common | SHARED |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO DEL | $6.3M | 0.61% | 6,240,000 | Common | SHARED |
| 060505682 | BAC 7.25 PERP L | BANK AMERICA CORP | $6.3M | 0.61% | 5,248 | Common | SHARED |
| 65339F713 | NEE 6.926 09/01/25 | NEXTERA ENERGY INC | $6.3M | 0.61% | 150,700 | Common | SHARED |
| 252131AK3 | DXCM 0.25 11/15/25 | DEXCOM INC | $6.2M | 0.60% | 6,190,000 | Common | SHARED |
| 902252AB1 | TYL 0.25 03/15/26 | TYLER TEX INDPT SCH DIST | $6.2M | 0.60% | 5,620,000 | Common | SHARED |
| 69352PAS2 | PPL 2.875 03/15/28 | PPL CAP FDG INC | $5.9M | 0.57% | 6,120,000 | Common | SHARED |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $5.5M | 0.54% | 1,400 | Common | SHARED |
| 82509LAA5 | SHOPCN 0.125 11/01/25 | SHOPIFY INC | $5.0M | 0.49% | 5,332,000 | Common | SHARED |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $4.9M | 0.48% | 186,364 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $4.9M | 0.48% | 23,168 | Common | SHARED |
| 82452JAD1 | FOUR 0.5 08/01/27 | SHIFT4 PMTS INC | $4.9M | 0.47% | 5,156,000 | Common | SHARED |
| 594918104 | MSFT | MICROSOFT CORP | $4.7M | 0.46% | 10,586 | Common | SHARED |
| 018802AC2 | LNT 3.875 03/15/26 | ALLIANT ENERGY CORP | $4.2M | 0.41% | 4,250,000 | Common | SHARED |
| 26142RAB0 | DKNG 0 03/15/28 | DRAFTKINGS INC NEW | $4.2M | 0.41% | 5,020,000 | Common | SHARED |
| 29786AAN6 | ETSY 0.25 06/15/28 | ETSY INC | $4.1M | 0.40% | 5,200,000 | Common | SHARED |
| 30303M102 | META | META PLATFORMS INC | $4.0M | 0.39% | 8,026 | Common | SHARED |
| 532457108 | LLY | ELI LILLY & CO | $3.6M | 0.35% | 4,009 | Common | SHARED |
| 538034109 | LYV | LIVE NATION ENTERTAINMENT IN | $3.5M | 0.35% | 37,850 | Common | SHARED |
| 679295AF2 | OKTA 0.375 06/15/26 | OKTA INC | $3.5M | 0.35% | 3,879,000 | Common | SHARED |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $3.5M | 0.34% | 48,600 | Common | SHARED |
| 64110L106 | NFLX | NETFLIX INC | $3.5M | 0.34% | 5,200 | Common | SHARED |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $3.5M | 0.34% | 29,500 | Common | SHARED |
| 26142V105 | DKNG | DRAFTKINGS INC NEW | $3.5M | 0.34% | 90,900 | Common | SHARED |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $3.4M | 0.34% | 55,000 | Common | SHARED |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $3.4M | 0.33% | 4,039 | Common | SHARED |
| 48251W104 | KKR | KKR & CO INC | $3.4M | 0.33% | 31,900 | Common | SHARED |
| 67103H107 | ORLY | OREILLY AUTOMOTIVE INC | $3.3M | 0.32% | 3,120 | Common | SHARED |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $2.9M | 0.28% | 37,700 | Common | SHARED |
| 30231G102 | XOM | EXXON MOBIL CORP | $2.8M | 0.27% | 24,078 | Common | SHARED |
| 09260D107 | BX | BLACKSTONE INC | $2.6M | 0.25% | 21,000 | Common | SHARED |
| M2682V108 | CYBR | CYBERARK SOFTWARE LTD | $2.4M | 0.23% | 8,800 | Common | SHARED |
| 844741BG2 | LUV 1.25 05/01/25 | SOUTHWEST AIRLS CO | $2.3M | 0.23% | 2,330,000 | Common | SHARED |
| 58733R102 | MELI | MERCADOLIBRE INC | $2.3M | 0.22% | 1,400 | Common | SHARED |
| 74346YAG8 | PRO 2.25 09/15/27 | PROS HOLDINGS INC | $2.1M | 0.21% | 2,211,000 | Common | SHARED |
| 298736AL3 | EEFT 0.75 03/15/49 | EURONET WORLDWIDE INC | $2.0M | 0.19% | 2,040,928 | Common | SHARED |
| 43300A203 | HLT | HILTON WORLDWIDE HLDGS INC | $1.9M | 0.18% | 8,510 | Common | SHARED |
| 11135F101 | AVGO | BROADCOM INC | $1.8M | 0.18% | 1,139 | Common | SHARED |
| 358039105 | FRPT | FRESHPET INC | $1.7M | 0.17% | 13,500 | Common | SHARED |
| 92940WAD1 | WIX 0 08/15/25 | WIX COM LTD | $1.7M | 0.16% | 1,790,000 | Common | SHARED |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $1.6M | 0.16% | 5,200 | Common | SHARED |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.6M | 0.16% | 12,985 | Common | SHARED |
| 46432F842 | IEFA | ISHARES TR | $1.6M | 0.15% | 21,670 | Common | SOLE |
| 893641100 | TDG | TRANSDIGM GROUP INC | $1.5M | 0.15% | 1,200 | Common | SHARED |
| 30212PBE4 | EXPE 0 02/15/26 | EXPEDIA GROUP INC | $1.5M | 0.14% | 1,605,000 | Common | SHARED |
| M98068105 | WIX | WIX COM LTD | $1.4M | 0.14% | 9,100 | Common | SHARED |
| 92277GAZ0 | VTR 3.75 06/01/26 | VENTAS RLTY LTD PARTNERSHIP | $1.4M | 0.14% | 1,350,000 | Common | SHARED |
| 19247G107 | COHR | COHERENT CORP | $1.4M | 0.13% | 19,000 | Common | SHARED |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $1.2M | 0.12% | 2 | Common | SHARED |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1.2M | 0.12% | 2,976 | Common | SHARED |
| 48242W106 | KBR | KBR INC | $1.0M | 0.10% | 16,300 | Common | SHARED |
| 464287101 | OEF | ISHARES TR | $965,752 | 0.09% | 3,654 | Common | SHARED |
| 92189F676 | SMH | VANECK ETF TRUST | $895,505 | 0.09% | 3,435 | Common | SHARED |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $871,134 | 0.08% | 4,307 | Common | SHARED |
| 163092AF6 | CHGG 0 09/01/26 | CHEGG INC | $844,323 | 0.08% | 1,067,000 | Common | SHARED |
| 02079K107 | GOOG | ALPHABET INC | $749,821 | 0.07% | 4,088 | Common | SHARED |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $747,011 | 0.07% | 3,302 | Common | SHARED |
| 316092808 | FTEC | FIDELITY COVINGTON TRUST | $746,798 | 0.07% | 4,354 | Common | SHARED |
| 92204A702 | VGT | VANGUARD WORLD FD | $746,107 | 0.07% | 1,294 | Common | SHARED |
| 71639T106 | PETQEUR | PETIQ INC | $719,156 | 0.07% | 32,600 | Common | SHARED |
| G5784H106 | MANU | MANCHESTER UTD PLC NEW | $685,950 | 0.07% | 42,500 | Common | SHARED |
| 71639TAB2 | — | PETIQ INC | $676,096 | 0.07% | 635,000 | Common | SHARED |
| 747525103 | QCOM | QUALCOMM INC | $609,491 | 0.06% | 3,060 | Common | SHARED |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $574,402 | 0.06% | 1,499 | Common | SHARED |
| 78464A508 | SPYV | SPDR SER TR | $558,219 | 0.05% | 11,453 | Common | SHARED |
| 464287408 | IVE | ISHARES TR | $556,769 | 0.05% | 3,059 | Common | SHARED |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $496,989 | 0.05% | 1,466 | Common | SHARED |
| 478160104 | JNJ | JOHNSON & JOHNSON | $486,274 | 0.05% | 3,327 | Common | SHARED |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $400,788 | 0.04% | 787 | Common | SHARED |
| 931142103 | WMT | WALMART INC | $375,113 | 0.04% | 5,540 | Common | SHARED |
| N07059210 | ASML | ASML HOLDING N V | $372,274 | 0.04% | 364 | Common | SHARED |
| 742718109 | PG | PROCTER AND GAMBLE CO | $319,120 | 0.03% | 1,935 | Common | SHARED |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $284,894 | 0.03% | 4,797 | Common | SHARED |
| 437076102 | HD | HOME DEPOT INC | $282,277 | 0.03% | 820 | Common | SHARED |
| 88160R101 | TSLA | TESLA INC | $265,159 | 0.03% | 1,340 | Common | SHARED |
| 58933Y105 | MRK | MERCK & CO INC | $259,485 | 0.03% | 2,096 | Common | SHARED |
| 00287Y109 | ABBV | ABBVIE INC | $252,649 | 0.02% | 1,473 | Common | SHARED |
| 17275R102 | CSCO | CISCO SYS INC | $249,903 | 0.02% | 5,260 | Common | SHARED |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $246,463 | 0.02% | 1,418 | Common | SHARED |
| 002824100 | ABT | ABBOTT LABS | $245,955 | 0.02% | 2,367 | Common | SHARED |
| 461202103 | INTU | INTUIT | $243,825 | 0.02% | 371 | Common | SHARED |
| 254687106 | DIS | DISNEY WALT CO | $242,665 | 0.02% | 2,444 | Common | SHARED |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $240,557 | 0.02% | 1,483 | Common | SHARED |
| 75513E101 | RTX | RTX CORPORATION | $237,924 | 0.02% | 2,370 | Common | SHARED |
| 65339F101 | NEE | NEXTERA ENERGY INC | $232,611 | 0.02% | 3,285 | Common | SHARED |
| 438516106 | HON | HONEYWELL INTL INC | $229,128 | 0.02% | 1,073 | Common | SHARED |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $227,150 | 0.02% | 5,508 | Common | SHARED |
| 235851102 | DHR | DANAHER CORPORATION | $219,368 | 0.02% | 878 | Common | SHARED |
| 717081103 | PFE | PFIZER INC | $215,586 | 0.02% | 7,705 | Common | SHARED |
| 20030N101 | CMCSA | COMCAST CORP NEW | $208,958 | 0.02% | 5,336 | Common | SHARED |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $207,886 | 0.02% | 1,202 | Common | SHARED |
| 191216100 | KO | COCA COLA CO | $203,298 | 0.02% | 3,194 | Common | SHARED |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $203,197 | 0.02% | 8,022 | Common | SHARED |
| 713448108 | PEP | PEPSICO INC | $199,565 | 0.02% | 1,210 | Common | SHARED |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $196,307 | 0.02% | 434 | Common | SHARED |
| 92826C839 | V | VISA INC | $189,766 | 0.02% | 723 | Common | SHARED |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $181,384 | 0.02% | 328 | Common | SHARED |
| 036752103 | ELV | ELEVANCE HEALTH INC | $179,356 | 0.02% | 331 | Common | SHARED |
| 595112103 | MU | MICRON TECHNOLOGY INC | $177,697 | 0.02% | 1,351 | Common | SHARED |
| 00206R102 | T | AT&T INC | $173,958 | 0.02% | 9,103 | Common | SHARED |
| 548661107 | LOW | LOWES COS INC | $171,297 | 0.02% | 777 | Common | SHARED |
| 617446448 | MS | MORGAN STANLEY | $162,988 | 0.02% | 1,677 | Common | SHARED |
| 92189F106 | GDX | VANECK ETF TRUST | $160,523 | 0.02% | 4,731 | Common | SHARED |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $157,935 | 0.02% | 358 | Common | SHARED |
| 882508104 | TXN | TEXAS INSTRS INC | $147,454 | 0.01% | 758 | Common | SHARED |
| 969457100 | WMB | WILLIAMS COS INC | $67,405 | 0.01% | 1,586 | Common | SHARED |
| 464287457 | SHY | ISHARES TR | $67,361 | 0.01% | 825 | Common | SOLE |
| 87612G101 | TRGP | TARGA RES CORP | $61,557 | 0.01% | 478 | Common | SHARED |
| 682680103 | OKE | ONEOK INC NEW | $60,592 | 0.01% | 743 | Common | SHARED |
| 16411R208 | LNG | CHENIERE ENERGY INC | $59,093 | 0.01% | 338 | Common | SHARED |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $56,668 | 0.01% | 1,166 | Common | SHARED |
| 26614N102 | DD | DUPONT DE NEMOURS INC | $55,055 | 0.01% | 684 | Common | SHARED |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $54,930 | 0.01% | 126 | Common | SHARED |
| 278865100 | ECL | ECOLAB INC | $54,264 | 0.01% | 228 | Common | SHARED |
| 94106L109 | WM | WASTE MGMT INC DEL | $54,188 | 0.01% | 254 | Common | SHARED |
| 760759100 | RSG | REPUBLIC SVCS INC | $53,249 | 0.01% | 274 | Common | SHARED |
| G54950103 | LIN | LINDE PLC | $52,218 | 0.01% | 119 | Common | SHARED |
| 369550108 | GD | GENERAL DYNAMICS CORP | $51,935 | 0.01% | 179 | Common | SHARED |
| 95040Q104 | WELL | WELLTOWER INC | $51,917 | 0.01% | 498 | Common | SHARED |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $51,543 | 0.01% | 2,594 | Common | SHARED |
| 94106B101 | WCN | WASTE CONNECTIONS INC | $51,030 | 0.00% | 291 | Common | SHARED |
| 260557103 | DOW | DOW INC | $50,238 | 0.00% | 947 | Common | SHARED |
| 29273V100 | ET | ENERGY TRANSFER L P | $50,022 | 0.00% | 3,084 | Common | SHARED |
| 20825C104 | COP | CONOCOPHILLIPS | $49,984 | 0.00% | 437 | Common | SHARED |
| 674599105 | OXY | OCCIDENTAL PETE CORP | $49,731 | 0.00% | 789 | Common | SHARED |
| 253868103 | DLR | DIGITAL RLTY TR INC | $49,568 | 0.00% | 326 | Common | SHARED |
| 149123101 | CAT | CATERPILLAR INC | $49,299 | 0.00% | 148 | Common | SHARED |
| 55336V100 | MPLX | MPLX LP | $48,766 | 0.00% | 1,145 | Common | SHARED |
| 718546104 | PSX | PHILLIPS 66 | $47,857 | 0.00% | 339 | Common | SHARED |
| 706327103 | PBA | PEMBINA PIPELINE CORP | $47,499 | 0.00% | 1,281 | Common | SHARED |
| 72651A207 | PAGP | PLAINS GP HLDGS L P | $47,295 | 0.00% | 2,513 | Common | SHARED |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $46,854 | 0.00% | 157 | Common | SHARED |
| 858119100 | STLD | STEEL DYNAMICS INC | $46,361 | 0.00% | 358 | Common | SHARED |
| G7S00T104 | PNR | PENTAIR PLC | $46,155 | 0.00% | 602 | Common | SHARED |
| 29444U700 | EQIX | EQUINIX INC | $46,153 | 0.00% | 61 | Common | SHARED |
| 842587107 | SO | SOUTHERN CO | $45,921 | 0.00% | 592 | Common | SHARED |
| 291011104 | EMR | EMERSON ELEC CO | $45,827 | 0.00% | 416 | Common | SHARED |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $44,803 | 0.00% | 447 | Common | SHARED |
| 025537101 | AEP | AMERICAN ELEC PWR CO INC | $44,747 | 0.00% | 510 | Common | SHARED |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $44,404 | 0.00% | 564 | Common | SHARED |
| 009158106 | APD | AIR PRODS & CHEMS INC | $44,127 | 0.00% | 171 | Common | SHARED |
| 907818108 | UNP | UNION PAC CORP | $43,442 | 0.00% | 192 | Common | SHARED |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $43,441 | 0.00% | 1,499 | Common | SHARED |
| 670346105 | NUE | NUCOR CORP | $43,314 | 0.00% | 274 | Common | SHARED |
| 759509102 | RS | RELIANCE INC | $43,126 | 0.00% | 151 | Common | SHARED |
| 816851109 | SRE | SEMPRA | $42,670 | 0.00% | 561 | Common | SHARED |
| 136375102 | CNI | CANADIAN NATL RY CO | $41,936 | 0.00% | 355 | Common | SHARED |
| 26875P101 | EOG | EOG RES INC | $41,663 | 0.00% | 331 | Common | SHARED |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $41,105 | 0.00% | 88 | Common | SHARED |
| 85254J102 | STAG | STAG INDL INC | $40,856 | 0.00% | 1,133 | Common | SHARED |
| 015271109 | ARE | ALEXANDRIA REAL ESTATE EQ IN | $40,706 | 0.00% | 348 | Common | SHARED |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $39,576 | 0.00% | 1,803 | Common | SHARED |
| 349553107 | FTS | FORTIS INC | $39,306 | 0.00% | 1,012 | Common | SHARED |
| 126408103 | CSX | CSX CORP | $38,869 | 0.00% | 1,162 | Common | SHARED |
| 244199105 | DE | DEERE & CO | $38,110 | 0.00% | 102 | Common | SHARED |
| 29250N105 | ENB | ENBRIDGE INC | $37,868 | 0.00% | 1,064 | Common | SHARED |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $37,198 | 0.00% | 288 | Common | SHARED |
| 74460D109 | PSA | PUBLIC STORAGE OPER CO | $36,819 | 0.00% | 128 | Common | SHARED |
| 962166104 | WY | WEYERHAEUSER CO MTN BE | $34,551 | 0.00% | 1,217 | Common | SHARED |
| G16252101 | BIP | BROOKFIELD INFRAST PARTNERS | $34,163 | 0.00% | 1,245 | Common | SHARED |
| 74340W103 | PLD | PROLOGIS INC. | $34,030 | 0.00% | 303 | Common | SHARED |
| 87807B107 | TRP | TC ENERGY CORP | $32,177 | 0.00% | 849 | Common | SHARED |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $31,490 | 0.00% | 162 | Common | SHARED |
| 655844108 | NSC | NORFOLK SOUTHN CORP | $31,345 | 0.00% | 146 | Common | SHARED |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $30,381 | 0.00% | 222 | Common | SHARED |
| 806857108 | SLB | SCHLUMBERGER LTD | $27,647 | 0.00% | 586 | Common | SHARED |
| 36828A101 | GEV | GE VERNOVA INC | $22,468 | 0.00% | 131 | Common | SHARED |
| 22822V101 | CCI | CROWN CASTLE INC | $22,178 | 0.00% | 227 | Common | SHARED |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.