Q3 2024 · 13F-HR
RATIONAL ADVISORS, INC.holdings as filed
Filed 2024-10-30 · accession 0001162044-24-001178
$1.04B
Reported value
170
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 921937835 | BND | VANGUARD BD INDEX FDS | $90.6M | 8.71% | 1,205,695 | Common | SOLE |
| 78464A649 | SPAB | SPDR SER TR | $90.5M | 8.71% | 3,463,260 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $90.5M | 8.71% | 893,650 | Common | SOLE |
| 46138G649 | QQQM | INVESCO EXCH TRADED FD TR II | $58.8M | 5.66% | 293,000 | Common | SOLE |
| 00162Q452 | AMLP | ALPS ETF TR | $58.8M | 5.66% | 1,248,180 | Common | SOLE |
| 97717Y790 | NTSX | WISDOMTREE TR | $55.3M | 5.33% | 1,177,860 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $52.7M | 5.07% | 91,395 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $49.6M | 4.77% | 250,515 | Common | SOLE |
| 808524847 | SCHH | SCHWAB STRATEGIC TR | $45.5M | 4.38% | 1,963,100 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $39.8M | 3.83% | 669,505 | Common | SOLE |
| 233051432 | HYLB | DBX ETF TR | $34.9M | 3.36% | 944,925 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $31.2M | 3.01% | 386,760 | Common | SOLE |
| 37954Y657 | PFFD | GLOBAL X FDS | $25.2M | 2.43% | 1,214,485 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $20.0M | 1.92% | 37,813 | Common | SOLE |
| 25434V872 | DFCF | DIMENSIONAL ETF TRUST | $19.9M | 1.92% | 461,475 | Common | SOLE |
| 78464A854 | SPYM | SPDR SER TR | $19.5M | 1.87% | 288,605 | Common | SOLE |
| 808524698 | SCHI | SCHWAB STRATEGIC TR | $14.9M | 1.44% | 323,765 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $11.0M | 1.06% | 59,243 | Common | SHARED |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $9.9M | 0.95% | 358,925 | Common | SOLE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $6.9M | 0.67% | 5,400 | Common | SHARED |
| 060505682 | BAC 7.25 PERP L | BANK AMERICA CORP | $6.7M | 0.64% | 5,248 | Common | SHARED |
| 69352PAS2 | PPL 2.875 03/15/28 | PPL CAP FDG INC | $6.5M | 0.62% | 6,120,000 | Common | SHARED |
| 58733R102 | MELI | MERCADOLIBRE INC | $6.3M | 0.61% | 3,073 | Common | SHARED |
| 03769M304 | APO 6.75 07/31/26 | APOLLO GLOBAL MGMT INC | $6.2M | 0.60% | 91,900 | Common | SHARED |
| 252131AK3 | DXCM 0.25 11/15/25 | DEXCOM INC | $5.9M | 0.57% | 6,190,000 | Common | SHARED |
| 902252AB1 | TYL 0.25 03/15/26 | TYLER TEX INDPT SCH DIST | $5.4M | 0.52% | 4,440,000 | Common | SHARED |
| 037833100 | AAPL | APPLE INC | $5.4M | 0.52% | 23,313 | Common | SHARED |
| 30303M102 | META | META PLATFORMS INC | $5.4M | 0.52% | 9,365 | Common | SHARED |
| 82452JAD1 | FOUR 0.5 08/01/27 | SHIFT4 PMTS INC | $5.3M | 0.51% | 5,156,000 | Common | SHARED |
| 018802AC2 | LNT 3.875 03/15/26 | ALLIANT ENERGY CORP | $5.2M | 0.50% | 4,970,000 | Common | SHARED |
| 464288588 | MBB | ISHARES TR | $4.9M | 0.47% | 51,275 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $4.8M | 0.47% | 11,261 | Common | SHARED |
| 02079K305 | GOOGL | ALPHABET INC | $4.7M | 0.46% | 28,582 | Common | SHARED |
| 931142103 | WMT | WALMART INC | $4.7M | 0.45% | 57,955 | Common | SHARED |
| 42824C208 | HPE 7.625 09/01/27 | HEWLETT PACKARD ENTERPRISE C | $4.7M | 0.45% | 77,100 | Common | SHARED |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO | $4.6M | 0.45% | 4,750,000 | Common | SHARED |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $4.6M | 0.45% | 37,200 | Common | SHARED |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $4.6M | 0.45% | 1,100 | Common | SHARED |
| 92277GAZ0 | VTR 3.75 06/01/26 | VENTAS RLTY LTD PARTNERSHIP | $3.9M | 0.37% | 3,200,000 | Common | SHARED |
| 46432F842 | IEFA | ISHARES TR | $3.8M | 0.37% | 48,950 | Common | SOLE |
| M2682V108 | CYBR | CYBERARK SOFTWARE LTD | $3.7M | 0.36% | 12,800 | Common | SHARED |
| 48251W104 | KKR | KKR & CO INC | $3.6M | 0.35% | 27,900 | Common | SHARED |
| 679295AF2 | OKTA 0.375 06/15/26 | OKTA INC | $3.6M | 0.34% | 3,879,000 | Common | SHARED |
| 03040WBE4 | AWK 3.625 06/15/26 | AMERICAN WTR CAP CORP | $3.6M | 0.34% | 3,480,000 | Common | SHARED |
| 09260D107 | BX | BLACKSTONE INC | $3.4M | 0.32% | 22,000 | Common | SHARED |
| 64110L106 | NFLX | NETFLIX INC | $3.3M | 0.32% | 4,700 | Common | SHARED |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $3.3M | 0.32% | 3,699 | Common | SHARED |
| 65339F713 | NEE 6.926 09/01/25 | NEXTERA ENERGY INC | $3.3M | 0.31% | 70,500 | Common | SHARED |
| 538034109 | LYV | LIVE NATION ENTERTAINMENT IN | $3.3M | 0.31% | 29,850 | Common | SHARED |
| 532457108 | LLY | ELI LILLY & CO | $3.2M | 0.31% | 3,600 | Common | SHARED |
| 19247G107 | COHR | COHERENT CORP | $3.2M | 0.30% | 35,430 | Common | SHARED |
| 29786AAN6 | ETSY 0.25 06/15/28 | ETSY INC | $2.9M | 0.28% | 3,610,000 | Common | SHARED |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $2.9M | 0.28% | 50,350 | Common | SHARED |
| 26142RAB0 | DKNG 0 03/15/28 | DRAFTKINGS INC NEW | $2.9M | 0.28% | 3,350,000 | Common | SHARED |
| 68389X105 | ORCL | ORACLE CORP | $2.6M | 0.25% | 15,500 | Common | SHARED |
| 45073V108 | ITT | ITT INC | $2.6M | 0.25% | 17,200 | Common | SHARED |
| 893641100 | TDG | TRANSDIGM GROUP INC | $2.4M | 0.23% | 1,700 | Common | SHARED |
| 48242W106 | KBR | KBR INC | $2.4M | 0.23% | 37,200 | Common | SHARED |
| 615394202 | MOG/A | MOOG INC | $2.3M | 0.22% | 11,235 | Common | SHARED |
| 82509LAA5 | SHOPCN 0.125 11/01/25 | SHOPIFY INC | $2.3M | 0.22% | 2,342,000 | Common | SHARED |
| 437076102 | HD | HOME DEPOT INC | $2.2M | 0.21% | 5,500 | Common | SHARED |
| 26142V105 | DKNG | DRAFTKINGS INC NEW | $2.1M | 0.20% | 53,000 | Common | SHARED |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $2.0M | 0.20% | 27,100 | Common | SHARED |
| 298736AL3 | EEFT 0.75 03/15/49 | EURONET WORLDWIDE INC | $2.0M | 0.19% | 2,040,928 | Common | SHARED |
| 74346YAG8 | PRO 2.25 09/15/27 | PROS HOLDINGS INC | $2.0M | 0.19% | 2,211,000 | Common | SHARED |
| 464287440 | IEF | ISHARES TR | $1.8M | 0.18% | 18,600 | Common | SOLE |
| 92940WAD1 | WIX 0 08/15/25 | WIX COM LTD | $1.7M | 0.16% | 1,790,000 | Common | SHARED |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1.7M | 0.16% | 3,639 | Common | SHARED |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $1.7M | 0.16% | 7,852 | Common | SHARED |
| 92204A702 | VGT | VANGUARD WORLD FD | $1.6M | 0.15% | 2,729 | Common | SHARED |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $1.5M | 0.15% | 6,841 | Common | SHARED |
| 30212PBE4 | EXPE 0 02/15/26 | EXPEDIA GROUP INC | $1.5M | 0.15% | 1,605,000 | Common | SHARED |
| 844741BG2 | LUV 1.25 05/01/25 | SOUTHWEST AIRLS CO | $1.5M | 0.14% | 1,470,000 | Common | SHARED |
| 358039105 | FRPT | FRESHPET INC | $1.4M | 0.14% | 10,600 | Common | SHARED |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.4M | 0.14% | 12,283 | Common | SHARED |
| 464288760 | ITA | ISHARES TR | $1.4M | 0.14% | 9,536 | Common | SHARED |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $1.4M | 0.14% | 6,351 | Common | SHARED |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $1.4M | 0.13% | 2 | Common | SHARED |
| 254687106 | DIS | DISNEY WALT CO | $1.4M | 0.13% | 14,200 | Common | SHARED |
| 464287408 | IVE | ISHARES TR | $1.2M | 0.12% | 6,290 | Common | SHARED |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $1.2M | 0.11% | 14,200 | Common | SHARED |
| 82452J109 | FOUR | SHIFT4 PMTS INC | $1.1M | 0.11% | 12,900 | Common | SHARED |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.1M | 0.11% | 9,193 | Common | SHARED |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $1.0M | 0.10% | 6,514 | Common | SHARED |
| 87612E106 | TGT | TARGET CORP | $818,265 | 0.08% | 5,250 | Common | SHARED |
| 163092AF6 | CHGG 0 09/01/26 | CHEGG INC | $808,253 | 0.08% | 1,067,000 | Common | SHARED |
| 88160R101 | TSLA | TESLA INC | $801,373 | 0.08% | 3,063 | Common | SHARED |
| 461202103 | INTU | INTUIT | $621,000 | 0.06% | 1,000 | Common | SHARED |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $595,563 | 0.06% | 1,038 | Common | SHARED |
| 00724F101 | ADBE | ADOBE INC | $517,780 | 0.05% | 1,000 | Common | SHARED |
| 11135F101 | AVGO | BROADCOM INC | $490,418 | 0.05% | 2,843 | Common | SHARED |
| 747525103 | QCOM | QUALCOMM INC | $467,638 | 0.05% | 2,750 | Common | SHARED |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $426,014 | 0.04% | 11,452 | Common | SHARED |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $418,021 | 0.04% | 1,223 | Common | SHARED |
| 46435U135 | IHAK | ISHARES TR | $390,505 | 0.04% | 8,012 | Common | SHARED |
| 478160104 | JNJ | JOHNSON & JOHNSON | $327,685 | 0.03% | 2,022 | Common | SHARED |
| 58933Y105 | MRK | MERCK & CO INC | $325,349 | 0.03% | 2,865 | Common | SHARED |
| N07059210 | ASML | ASML HOLDING N V | $318,302 | 0.03% | 382 | Common | SHARED |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $248,581 | 0.02% | 1,515 | Common | SHARED |
| 458140100 | INTC | INTEL CORP | $245,532 | 0.02% | 10,466 | Common | SHARED |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $238,102 | 0.02% | 1,371 | Common | SHARED |
| 464287457 | SHY | ISHARES TR | $220,348 | 0.02% | 2,650 | Common | SOLE |
| 219350105 | GLW | CORNING INC | $160,599 | 0.02% | 3,557 | Common | SHARED |
| 595112103 | MU | MICRON TECHNOLOGY INC | $112,940 | 0.01% | 1,089 | Common | SHARED |
| 969457100 | WMB | WILLIAMS COS INC | $66,056 | 0.01% | 1,447 | Common | SHARED |
| 87612G101 | TRGP | TARGA RES CORP | $64,236 | 0.01% | 434 | Common | SHARED |
| 682680103 | OKE | ONEOK INC NEW | $61,330 | 0.01% | 673 | Common | SHARED |
| 95040Q104 | WELL | WELLTOWER INC | $56,589 | 0.01% | 442 | Common | SHARED |
| 16411R208 | LNG | CHENIERE ENERGY INC | $54,851 | 0.01% | 305 | Common | SHARED |
| 26614N102 | DD | DUPONT DE NEMOURS INC | $54,268 | 0.01% | 609 | Common | SHARED |
| 75513E101 | RTX | RTX CORPORATION | $54,037 | 0.01% | 446 | Common | SHARED |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $53,052 | 0.01% | 139 | Common | SHARED |
| 278865100 | ECL | ECOLAB INC | $51,832 | 0.00% | 203 | Common | SHARED |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $51,767 | 0.00% | 1,037 | Common | SHARED |
| G7S00T104 | PNR | PENTAIR PLC | $51,633 | 0.00% | 528 | Common | SHARED |
| 149123101 | CAT | CATERPILLAR INC | $50,846 | 0.00% | 130 | Common | SHARED |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $50,807 | 0.00% | 2,300 | Common | SHARED |
| G54950103 | LIN | LINDE PLC | $50,070 | 0.00% | 105 | Common | SHARED |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $49,111 | 0.00% | 93 | Common | SHARED |
| 760759100 | RSG | REPUBLIC SVCS INC | $49,005 | 0.00% | 244 | Common | SHARED |
| 29444U700 | EQIX | EQUINIX INC | $47,932 | 0.00% | 54 | Common | SHARED |
| 369550108 | GD | GENERAL DYNAMICS CORP | $47,748 | 0.00% | 158 | Common | SHARED |
| 842587107 | SO | SOUTHERN CO | $46,713 | 0.00% | 518 | Common | SHARED |
| 94106L109 | WM | WASTE MGMT INC DEL | $46,710 | 0.00% | 225 | Common | SHARED |
| 253868103 | DLR | DIGITAL RLTY TR INC | $46,283 | 0.00% | 286 | Common | SHARED |
| 706327103 | PBA | PEMBINA PIPELINE CORP | $46,271 | 0.00% | 1,122 | Common | SHARED |
| 94106B101 | WCN | WASTE CONNECTIONS INC | $45,957 | 0.00% | 257 | Common | SHARED |
| 025537101 | AEP | AMERICAN ELEC PWR CO INC | $45,657 | 0.00% | 445 | Common | SHARED |
| 260557103 | DOW | DOW INC | $45,507 | 0.00% | 833 | Common | SHARED |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $45,082 | 0.00% | 391 | Common | SHARED |
| 55336V100 | MPLX | MPLX LP | $44,549 | 0.00% | 1,002 | Common | SHARED |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $44,427 | 0.00% | 76 | Common | SHARED |
| 009158106 | APD | AIR PRODS & CHEMS INC | $44,066 | 0.00% | 148 | Common | SHARED |
| 29273V100 | ET | ENERGY TRANSFER L P | $43,528 | 0.00% | 2,712 | Common | SHARED |
| 65339F101 | NEE | NEXTERA ENERGY INC | $43,279 | 0.00% | 512 | Common | SHARED |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $41,915 | 0.00% | 490 | Common | SHARED |
| 907818108 | UNP | UNION PAC CORP | $40,916 | 0.00% | 166 | Common | SHARED |
| 72651A207 | PAGP | PLAINS GP HLDGS L P | $40,626 | 0.00% | 2,196 | Common | SHARED |
| 816851109 | SRE | SEMPRA | $40,477 | 0.00% | 484 | Common | SHARED |
| 20825C104 | COP | CONOCOPHILLIPS | $40,322 | 0.00% | 383 | Common | SHARED |
| 74460D109 | PSA | PUBLIC STORAGE OPER CO | $39,662 | 0.00% | 109 | Common | SHARED |
| 291011104 | EMR | EMERSON ELEC CO | $39,373 | 0.00% | 360 | Common | SHARED |
| 349553107 | FTS | FORTIS INC | $39,351 | 0.00% | 866 | Common | SHARED |
| 858119100 | STLD | STEEL DYNAMICS INC | $39,085 | 0.00% | 310 | Common | SHARED |
| 718546104 | PSX | PHILLIPS 66 | $38,778 | 0.00% | 295 | Common | SHARED |
| 85254J102 | STAG | STAG INDL INC | $38,152 | 0.00% | 976 | Common | SHARED |
| 438516106 | HON | HONEYWELL INTL INC | $38,035 | 0.00% | 184 | Common | SHARED |
| 759509102 | RS | RELIANCE INC | $37,887 | 0.00% | 131 | Common | SHARED |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $37,610 | 0.00% | 1,292 | Common | SHARED |
| G16252101 | BIP | BROOKFIELD INFRAST PARTNERS | $36,827 | 0.00% | 1,051 | Common | SHARED |
| 29250N105 | ENB | ENBRIDGE INC | $36,630 | 0.00% | 902 | Common | SHARED |
| 244199105 | DE | DEERE & CO | $35,890 | 0.00% | 86 | Common | SHARED |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $35,683 | 0.00% | 244 | Common | SHARED |
| 136375102 | CNI | CANADIAN NATL RY CO | $35,614 | 0.00% | 304 | Common | SHARED |
| 674599105 | OXY | OCCIDENTAL PETE CORP | $35,408 | 0.00% | 687 | Common | SHARED |
| 015271109 | ARE | ALEXANDRIA REAL ESTATE EQ IN | $35,388 | 0.00% | 298 | Common | SHARED |
| 670346105 | NUE | NUCOR CORP | $35,330 | 0.00% | 235 | Common | SHARED |
| 26875P101 | EOG | EOG RES INC | $34,912 | 0.00% | 284 | Common | SHARED |
| 962166104 | WY | WEYERHAEUSER CO MTN BE | $34,300 | 0.00% | 1,013 | Common | SHARED |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $33,945 | 0.00% | 749 | Common | SHARED |
| 126408103 | CSX | CSX CORP | $33,943 | 0.00% | 983 | Common | SHARED |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $33,585 | 0.00% | 1,528 | Common | SHARED |
| 87807B107 | TRP | TC ENERGY CORP | $33,428 | 0.00% | 703 | Common | SHARED |
| 74340W103 | PLD | PROLOGIS INC. | $32,075 | 0.00% | 254 | Common | SHARED |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $31,163 | 0.00% | 134 | Common | SHARED |
| 655844108 | NSC | NORFOLK SOUTHN CORP | $29,820 | 0.00% | 120 | Common | SHARED |
| 166764100 | CVX | CHEVRON CORP NEW | $29,012 | 0.00% | 197 | Common | SHARED |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $24,132 | 0.00% | 177 | Common | SHARED |
| 22822V101 | CCI | CROWN CASTLE INC | $20,167 | 0.00% | 170 | Common | SHARED |
| 806857108 | SLB | SCHLUMBERGER LTD | $19,045 | 0.00% | 454 | Common | SHARED |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.