Q1 2025 · 13F-HR
RATIONAL ADVISORS, INC.holdings as filed
Filed 2025-05-01 · accession 0001162044-25-000468
$990.9M
Reported value
115
Positions
2025-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 921937835 | BND | VANGUARD BD INDEX FDS | $78.9M | 7.96% | 1,074,021 | Common | SOLE |
| 78464A649 | SPAB | SPDR SER TR | $78.8M | 7.96% | 3,086,790 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $78.8M | 7.96% | 796,899 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $61.4M | 6.19% | 109,204 | Common | SOLE |
| 37954Y293 | MLPX | GLOBAL X FDS | $52.6M | 5.31% | 824,760 | Common | SOLE |
| 46138G649 | QQQM | INVESCO EXCH TRADED FD TR II | $46.8M | 4.73% | 242,673 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $45.5M | 4.59% | 234,703 | Common | SOLE |
| 97717Y790 | NTSX | WISDOMTREE TR | $41.0M | 4.14% | 904,332 | Common | SOLE |
| 808524847 | SCHH | SCHWAB STRATEGIC TR | $38.1M | 3.85% | 1,772,703 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $35.3M | 3.56% | 447,450 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $29.2M | 2.95% | 511,836 | Common | SOLE |
| 78468R606 | SPHY | SPDR SER TR | $25.6M | 2.59% | 1,093,950 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $21.0M | 2.12% | 40,833 | Common | SOLE |
| 37954Y657 | PFFD | GLOBAL X FDS | $20.8M | 2.10% | 1,093,947 | Common | SOLE |
| 25434V872 | DFCF | DIMENSIONAL ETF TRUST | $17.3M | 1.74% | 411,054 | Common | SOLE |
| 78464A854 | SPYM | SPDR SER TR | $16.0M | 1.61% | 242,664 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR | $13.9M | 1.41% | 184,185 | Common | SOLE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $12.9M | 1.30% | 483,975 | Common | SOLE |
| 69352PAS2 | PPL 2.875 03/15/28 | PPL CAP FDG INC | $10.5M | 1.06% | 9,390,000 | Common | SHARED |
| 023135106 | AMZN | AMAZON COM INC | $9.9M | 1.00% | 52,098 | Common | SHARED |
| 060505682 | BAC 7.25 PERP L | BANK AMERICA CORP | $9.4M | 0.95% | 7,648 | Common | SHARED |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $9.4M | 0.95% | 7,800 | Common | SHARED |
| 65339F119 | NEE 7.234 11/01/27 | NEXTERA ENERGY INC | $9.0M | 0.91% | 198,600 | Common | SHARED |
| 252131AK3 | DXCM 0.25 11/15/25 | DEXCOM INC | $8.9M | 0.90% | 9,150,000 | Common | SHARED |
| 018802AC2 | LNT 3.875 03/15/26 | ALLIANT ENERGY CORP | $8.7M | 0.88% | 8,120,000 | Common | SHARED |
| 808524698 | SCHI | SCHWAB STRATEGIC TR | $8.6M | 0.87% | 384,534 | Common | SOLE |
| 92277GAZ0 | VTR 3.75 06/01/26 | VENTAS RLTY LTD PARTNERSHIP | $8.2M | 0.83% | 6,370,000 | Common | SHARED |
| 90353TAM2 | UBER 0.875 12/01/28 2028 | UBER TECHNOLOGIES INC | $7.8M | 0.79% | 6,439,000 | Common | SHARED |
| 26142RAB0 | DKNG 0 03/15/28 | DRAFTKINGS INC NEW | $7.5M | 0.76% | 8,650,000 | Common | SHARED |
| 82509LAA5 | SHOPCN 0.125 11/01/25 | SHOPIFY INC | $6.6M | 0.67% | 6,612,000 | Common | SHARED |
| 37940XAU6 | GPN 1.5 03/01/31 | GLOBAL PMTS INC | $6.3M | 0.63% | 6,667,000 | Common | SHARED |
| 82452JAD1 | FOUR 0.5 08/01/27 | SHIFT4 PMTS INC | $6.1M | 0.61% | 6,036,000 | Common | SHARED |
| 679295AF2 | OKTA 0.375 06/15/26 | OKTA INC | $6.1M | 0.61% | 6,342,000 | Common | SHARED |
| 03769M304 | APO 6.75 07/31/26 | APOLLO GLOBAL MGMT INC | $5.9M | 0.60% | 80,800 | Common | SHARED |
| 29786AAN6 | ETSY 0.25 06/15/28 | ETSY INC | $5.8M | 0.59% | 6,850,000 | Common | SHARED |
| 03040WBE4 | AWK 3.625 06/15/26 | AMERICAN WTR CAP CORP | $5.7M | 0.57% | 5,560,000 | Common | SHARED |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $5.5M | 0.56% | 1,200 | Common | SHARED |
| 464287457 | SHY | ISHARES TR | $5.3M | 0.54% | 64,575 | Common | SOLE |
| 464288588 | MBB | ISHARES TR | $4.2M | 0.43% | 45,085 | Common | SOLE |
| 902252AB1 | TYL 0.25 03/15/26 | TYLER TEX INDPT SCH DIST | $4.0M | 0.41% | 3,320,000 | Common | SHARED |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $3.9M | 0.39% | 4,117 | Common | SHARED |
| 892672106 | TW | TRADEWEB MKTS INC | $3.9M | 0.39% | 26,200 | Common | SHARED |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $3.9M | 0.39% | 6,912 | Common | SHARED |
| 931142103 | WMT | WALMART INC | $3.8M | 0.38% | 42,911 | Common | SHARED |
| 30303M102 | META | META PLATFORMS INC | $3.7M | 0.37% | 6,358 | Common | SHARED |
| 872540109 | TJX | TJX COS INC NEW | $3.7M | 0.37% | 30,000 | Common | SHARED |
| 594918104 | MSFT | MICROSOFT CORP | $3.6M | 0.36% | 9,522 | Common | SHARED |
| 65339F101 | NEE | NEXTERA ENERGY INC | $3.5M | 0.35% | 49,273 | Common | SHARED |
| 03990B309 | ARES 6.75 10/01/27 B | ARES MANAGEMENT CORPORATION | $3.5M | 0.35% | 72,100 | Common | SHARED |
| 64110L106 | NFLX | NETFLIX INC | $3.4M | 0.34% | 3,605 | Common | SHARED |
| M2682V108 | CYBR | CYBERARK SOFTWARE LTD | $3.3M | 0.33% | 9,700 | Common | SHARED |
| 70975L107 | PEN | PENUMBRA INC | $3.3M | 0.33% | 12,200 | Common | SHARED |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $3.3M | 0.33% | 5,925 | Common | SHARED |
| 02079K305 | GOOGL | ALPHABET INC | $3.2M | 0.33% | 20,996 | Common | SHARED |
| 037833100 | AAPL | APPLE INC | $3.2M | 0.32% | 14,400 | Common | SHARED |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $3.0M | 0.30% | 21,900 | Common | SHARED |
| 464287440 | IEF | ISHARES TR | $2.9M | 0.29% | 30,195 | Common | SOLE |
| 09260D107 | BX | BLACKSTONE INC | $2.6M | 0.26% | 18,500 | Common | SHARED |
| 48251W104 | KKR | KKR & CO INC | $2.6M | 0.26% | 22,150 | Common | SHARED |
| M98068105 | WIX | WIX COM LTD | $2.5M | 0.25% | 15,180 | Common | SHARED |
| 538034109 | LYV | LIVE NATION ENTERTAINMENT IN | $2.5M | 0.25% | 18,850 | Common | SHARED |
| 679295105 | OKTA | OKTA INC | $2.3M | 0.23% | 22,100 | Common | SHARED |
| 74346YAG8 | PRO 2.25 09/15/27 | PROS HOLDINGS INC | $2.1M | 0.21% | 2,211,000 | Common | SHARED |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO | $2.1M | 0.21% | 2,110,000 | Common | SHARED |
| 580135101 | MCD | MCDONALDS CORP | $2.0M | 0.20% | 6,369 | Common | SHARED |
| 049468101 | TEAM | ATLASSIAN CORPORATION | $1.9M | 0.19% | 8,900 | Common | SHARED |
| 92940WAD1 | WIX 0 08/15/25 | WIX COM LTD | $1.7M | 0.18% | 1,790,000 | Common | SHARED |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $1.6M | 0.16% | 2 | Common | SHARED |
| 191216100 | KO | COCA COLA CO | $1.5M | 0.16% | 21,500 | Common | SHARED |
| 58733R102 | MELI | MERCADOLIBRE INC | $1.5M | 0.15% | 750 | Common | SHARED |
| 743315103 | PGR | PROGRESSIVE CORP | $1.4M | 0.14% | 5,000 | Common | SHARED |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1.4M | 0.14% | 2,618 | Common | SHARED |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $1.3M | 0.13% | 15,751 | Common | SHARED |
| 053332102 | AZO | AUTOZONE INC | $1.2M | 0.12% | 305 | Common | SHARED |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $1.1M | 0.11% | 22,517 | Common | SHARED |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $1.1M | 0.11% | 15,000 | Common | SHARED |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.1M | 0.11% | 9,049 | Common | SHARED |
| 404280406 | HSBC | HSBC HLDGS PLC | $1.0M | 0.10% | 18,037 | Common | SHARED |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $1.0M | 0.10% | 20,500 | Common | SHARED |
| 82889N772 | PINK | SIMPLIFY EXCHANGE TRADED FUN | $1.0M | 0.10% | 35,000 | Common | SHARED |
| 78351F107 | RYAN | RYAN SPECIALTY HOLDINGS INC | $997,245 | 0.10% | 13,500 | Common | SHARED |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $981,190 | 0.10% | 7,486 | Common | SHARED |
| 893641100 | TDG | TRANSDIGM GROUP INC | $968,303 | 0.10% | 700 | Common | SHARED |
| 67103H107 | ORLY | OREILLY AUTOMOTIVE INC | $966,992 | 0.10% | 675 | Common | SHARED |
| 67066G104 | NVDA | NVIDIA CORPORATION | $956,670 | 0.10% | 8,827 | Common | SHARED |
| 149123101 | CAT | CATERPILLAR INC | $843,299 | 0.09% | 2,557 | Common | SHARED |
| 437076102 | HD | HOME DEPOT INC | $829,367 | 0.08% | 2,263 | Common | SHARED |
| 11135F101 | AVGO | BROADCOM INC | $787,591 | 0.08% | 4,704 | Common | SHARED |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $742,905 | 0.07% | 1,500 | Common | SHARED |
| 464288760 | ITA | ISHARES TR | $740,698 | 0.07% | 4,838 | Common | SHARED |
| 92826C839 | V | VISA INC | $727,905 | 0.07% | 2,077 | Common | SHARED |
| 81369Y860 | XLRE | SELECT SECTOR SPDR TR | $713,835 | 0.07% | 17,057 | Common | SHARED |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $686,302 | 0.07% | 2,760 | Common | SHARED |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $680,708 | 0.07% | 2,775 | Common | SHARED |
| 81369Y852 | XLC | SELECT SECTOR SPDR TR | $675,632 | 0.07% | 7,005 | Common | SHARED |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $660,514 | 0.07% | 7,826 | Common | SHARED |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $655,962 | 0.07% | 3,322 | Common | SHARED |
| 806857108 | SLB | SCHLUMBERGER LTD | $575,711 | 0.06% | 13,773 | Common | SHARED |
| 88160R101 | TSLA | TESLA INC | $558,749 | 0.06% | 2,156 | Common | SHARED |
| 747525103 | QCOM | QUALCOMM INC | $538,710 | 0.05% | 3,507 | Common | SHARED |
| 219350105 | GLW | CORNING INC | $517,497 | 0.05% | 11,304 | Common | SHARED |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $496,553 | 0.05% | 7,610 | Common | SHARED |
| 46435U135 | IHAK | ISHARES TR | $407,739 | 0.04% | 8,679 | Common | SHARED |
| 458140100 | INTC | INTEL CORP | $401,081 | 0.04% | 17,661 | Common | SHARED |
| 74340W103 | PLD | PROLOGIS INC. | $396,966 | 0.04% | 3,551 | Common | SHARED |
| 00287Y109 | ABBV | ABBVIE INC | $386,983 | 0.04% | 1,847 | Common | SHARED |
| 828806109 | SPG | SIMON PPTY GROUP INC NEW | $386,634 | 0.04% | 2,328 | Common | SHARED |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $385,817 | 0.04% | 2,261 | Common | SHARED |
| 29444U700 | EQIX | EQUINIX INC | $382,399 | 0.04% | 469 | Common | SHARED |
| 532457108 | LLY | ELI LILLY & CO | $349,360 | 0.04% | 423 | Common | SHARED |
| 92204A702 | VGT | VANGUARD WORLD FD | $183,867 | 0.02% | 339 | Common | SHARED |
| 907818108 | UNP | UNION PAC CORP | $166,313 | 0.02% | 704 | Common | SHARED |
| 629377508 | NRG | NRG ENERGY INC | $95,937 | 0.01% | 1,005 | Common | SHARED |
| 92840M102 | VST | VISTRA CORP | $84,909 | 0.01% | 723 | Common | SHARED |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $79,644 | 0.01% | 395 | Common | SHARED |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.